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Total Documents:128   2001 Statement of the IMF Mission to Canada Date Published:2001-02-01 2005 Updates for Deposit-Taking Institutions - Complete Manual Date Published:2005-11-08 2005 Updates for Deposit-Taking Institutions - Manual - Section 2 Date Published:2005-10-06 2005 Updates for Deposit-Taking Institutions - Memo Date Published:2005-10-06 A - Capital Adequacy Requirements - Simpler Approaches, Basel II Guideline Impact Analysis Statement Accompanying letter Date Published:2007-10-31 A - Capital Adequacy Requirements, Parts I and II Accompanying letter Date Published:2001-01-30 A Blueprint for Change Standing Senate Committee on Banking, Trade and Commerce report Date Published:1998-12-07 A-1 - Capital Adequacy Requirements, Basel II Guidance Impact Analysis Statement Accompanying letter Date Published:2007-10-31 A-3 Transitional Period Capital Floor Requirement for Institutions Using the Internal Ratings Based Approach to Credit Risk Guideline Impact Analysis Statement Accompanying letter Date Published:2007-10-31 Accounting Standards Board Exposure Draft on Employee Future Benefits and Impact on the Adequacy of Capital and Assets Requirements Date Published:2007-05-11 Advisory - Section 1100 of the CICA Handbook and Regulatory Reporting Accompanying letter Date Published:2005-03-31 AIRB Self Assessment Instructions Schedules 1-4 - AIRB Risk Rating System Scorecard Schedule 5 - Risk Parameters Mini-Scorecard Schedule 6 - Vendor Model Inventory Schedule 7 - Risk Rating System Summary Accompanying letter Date Published:2006-02-02 Appointment of new Superintendent of Financial Institutions Date Published:2007-07-13 B-1 Prudent Person Approach Date Published:1993-01-01 B-10 - Outsourcing of Business Activities, Functions and Processes Accompanying letter Date Published:2003-12-01 B-11 Pledging Accompanying letter Date Published:2003-05-01 B-12 Guideline - Interest Rate Risk (IRR) Management Guideline Impact Analysis Statement Accompanying letter Date Published:2005-02-24 B-2 - Securitization - Large Exposure Issues Pertaining to Liquidity Support Facilities Accompanying letter Date Published:2005-01-07 B-2 Large Exposure Limits Date Published:1994-12-01 B-4 Securities Lending Date Published:1996-09-01 B-5 Asset Securitization Accompanying letter Date Published:2004-11-22 B-6 Liquidity Date Published:1995-12-01 B-7 Derivatives Best Practices Date Published:1995-05-01 B-8 - Deterring and Detecting Money Laundering and Terrorist Financing Guideline Impact Analysis Statement Accompanying letter Date Published:2004-11-22 Basel Committee on Banking Supervision: Instruments elegible for Tier 1 Capital Cover letter in pdf format Date Published:1998-10-27 Basel Committee on Banking Supervision: Instruments elegible for Tier 1 Capital Press Release Date Published:1998-10-27 Basel Committee on Banking Supervision: Instruments elegible for Tier 1 Capital Cover letter Date Published:1998-10-27 Basel Committee on Banking Supervision: Instruments elegible for Tier 1 Capital Press release in pdf format Date Published:1998-10-27 Basel Committee Report on Credit Risk Models Date Published:1999-04-23 Basel Committee Report on Credit Risk Models Accompanying letter Date Published:1999-04-23 Basel I Reporting at Q1 2008 Date Published:2007-10-05 Basel II Capital Adequacy Reporting Date Published:2006-05-31 Basel II Capital Adequacy Reporting for Q1 2008 Date Published:2007-08-30 Best Practices for Credit Risk Disclosure and Principles for the Management of Credit Risk Release of Basel Committee Paper Date Published:2000-09-13 BIS - 2002 Loss Data Collection Exercise for Operational Risk - Summary of the Data Collected Date Published:2003-03-14 BIS - Agreement on New Capital Accord issues Date Published:2002-07-16 BIS - Bank' interactions with highly leveraged institutions Date Published:1999-01-28 BIS - Continued progress toward Basel II Date Published:2004-01-15 BIS - Nick Le Pan nomination as Vice Chairman of Committee Date Published:2003-03-11 BIS - Nick Le Pan to lead Accord Implementation Group Date Published:2001-12-13 BIS - Relationship between banking supervisors and Bank' external auditors News Release Date Published:2002-01-31 BIS - Relationship between banking supervisors and Bank' external auditors Paper Date Published:2002-01-31 BIS - Sound Credit Risk Assessment and Valuation for Loans Date Published:2005-11-30 BIS - Sound Practices for the Management and Supervision of Operational Risk Date Published:2003-02-25 BIS - Sound Practices for the Management and Supervision of Operational Risk Date Published:2002-01-10 BIS Publication Accompanying letter Date Published:1999-09-16 BIS Publication Performance of Models-Based Capital Charges for Market Risk: 1 July-31 and December 1998 Date Published:1999-09-16 BIS Publication Enhancing Corporate Governance in Banking Organisations Date Published:1999-09-16 C-1 Impaired Loans Accompanying letter Date Published:2007-07-11 C-5 General Allowances for Credit Risk Guideline Impact Analysis Statement Accompanying A/A-1 letter - October 31, 2007 Accompanying letter - July 11, 2007 Accompanying letter - October 31, 2001 Date Published:2007-10-31 CAR A-1 - Implementation Notes for IRB Institutions Date Published:2006-02-02 Coming into force of Bill C-25: Amendments to the Proceeds of Crime (Money Laundering) and Terrorist Financing Act (PCMLTFA); and Regulations Amending Certain Regulations Made Under the Proceeds of Crime (Money Laundering) and Terrorist Financing Act (2007-1); and related matters Date Published:2007-07-27 Corporate Governance at TSA & AMA Institutions - Implementation Note Accompanying letter Date Published:2006-05-19 Corporate Governance Guideline Accompanying letter Date Published:2003-01-24 D-1 Annual Disclosure Requirements Accompanying letter Date Published:2006-10-13 D-10 Accounting for Financial Instruments Designated as Fair Value Option Guideline Impact Analysis Statement Accompanying letter Date Published:2007-02-13 D-2 Accounting for READC Project Financing Date Published:1994-05-01 D-3 Accounting for NHA-insured MBS Date Published:2002-11-01 D-4 Transfers of Financial Assets with Recourse Date Published:2002-11-01 D-6 Derivatives Disclosure Accompanying letter Date Published:2006-10-13 D-8 Accounting for Transfers of Receivables Including Securitizations Accompanying letter Date Published:2006-10-13 Data Maintenance at TSA & AMA Institutions - Implementation Note Accompanying letter Date Published:2006-05-19 Draft - Confirmation of Capital Quality - Shares and Debt Draft - Innovative Instruments Cover letter Date Published:2007-04-30 E-13 - Legislative Compliance Management Accompanying letter Date Published:2003-03-26 E-17 - Assessments of Responsible Persons by FREs - Draft Guideline Impact Analysis Statement Accompanying letter Date Published:2007-05-30 E-17 - Assessments of Responsible Persons by FREs - Draft Guideline Impact Analysis Statement Accompanying letter Date Published:2007-05-30 E-2 Commercial Lending Criteria Date Published:1992-06-01 E-6 Materiality Criteria for Related Party Transactions Accompanying letter Date Published:1999-05-01 Effective January 1st, 2003 OSFI will accept payment by credit card for amounts of up to $5,000 (Canadian) including GST. This applies to all fees and service charges payable to OSFI. Accepted cards are Visa, MasterCard and American Express. Date Published:2003-01-09 Enhanced Due Diligence For Correspondent Accounts Letter from Michael Hafeman, Assistant Superintendent, Specialist Support Sector Date Published:2002-02-22 Equity Investment Limit Date Published:2007-05-01 Foreign DTI Subsidiary IRB Self Assessment Instructions Schedules 1-4 - Risk Rating System Scorecard Schedule 7 - Risk Rating System Summary Accompanying letter Date Published:2006-02-02 Guidance Note - Assets to Capital Multiple Accompanying letter Date Published:2000-08-22 Guidance Note - Capital Instruments - Guideline A, Capital Adequacy Requirements Accompanying letter Date Published:2000-06-20 Guidance Note - Classification of Credit Risk This Guidance Note is intended to inform financial institutions of the credit risk rating categories that OSFI uses as part of its on-site credit risk asset review process. Date Published:2001-11-29 Guidance Note - Dividend Reset Features in Tier 1 Preferred Shares and Step-ups in Tier 2B Capital Accompanying letter Date Published:2001-05-09 Guidance Note on Large Exposure Limits, Guideline B-2 Accompanying letter Date Published:2001-03-19 Guidance Note regarding the implementation of Support Principle Policy to Replace Requesting Letters of Comfort Date Published:2000-02-23 Guidance Note regarding the implementation of Support Principle Policy to Replace Requesting Letters of Comfort - Accompanying letter Date Published:2000-02-23 Guide to Intervention for Federal Financial Institutions Identification of Business Continuity/Disaster Recovery Coordinator Date Published:2003-04-11 Innovative Tier 1 and Other Capital Clarifications Accompanying letter Letter to the Canadian Banker's Association Date Published:2007-06-29 Innovative Tier 1 Instruments and Accounting Guideline 15 (AcG 15) Accompanying letter Date Published:2003-07-10 Institutional Trade Matching in a Straight-Through Processing Environment Date Published:2007-05-02 Integrated Financial Supervisors Conference Notice Date Published:2001-10-16 Integrated Financial Supervisors Conference Risk Assessment Date Published:2001-10-16 Integrated Financial Supervisors Conference Accountability and Performance Standards Date Published:2001-10-16 Integrated Financial Supervisors Conference Implications for Supervisors Date Published:2001-10-16 Interim Approach to Reporting for adopting the AIRB Approach to Credit Risk - Letter to the Canadian Bankers Association Date Published:2007-03-22 Investments by Federally Regulated Financial Institutions in Mutual Fund Entities Accompanying letter Date Published:1999-12-23 Late and Erroneous Filing Penalty (LEFP) Framework: 2004 Update of Instruction Guide: Administrative Procedures Accompanying letter Date Published:2004-12-20 Late and Erroneous Filing Penalty (LEFP) Framework: 2006 Update of Instruction Guide: Administrative Procedures Accompanying letter Date Published:2006-01-17 Late and Erroneous Filing Penalty (LEFP) Framework: 2007 Update of Instruction Guide: Administrative Procedures Accompanying letter Date Published:2006-12-22 Letter by John Palmer, Superintendent, to formally establish risk-based capital targets for deposit-taking institutions (DTIs) in Canada. Subject: Target Capital Ratios of 7% and 10% Date Published:1999-01-28 Letter by John Thompson, Deputy Superintendent, Regulation Sector, to all CEOs of Bank and Federally-Regulated Trust & Loan Companies regarding Capital Treatment of Insured Mortgages Date Published:1999-01-29 Letter from John Thompson, Deputy Superintendent, Regulation Sector, regarding Final rules for intangible assets Date Published:1999-07-21 Letter from John Thompson, regarding draft proposal for the Capital Treatment of Insured Mortgages Date Published:1999-07-30 Letter from Robert Hanna, Senior Director, Capital Division, regarding Capital Treatment of General Allowances for Credit Risk Date Published:2001-11-20 Letter on Fair Value Option and Regulatory Reporting Date Published:2004-12-23 Limited Issuance of "Covered Bonds" by Canadian Institutions Date Published:2007-06-27 Loan-to-value requirement for preferential risk weights on residential mortgages Date Published:2007-04-27 Location and processing of information or data Date Published:2007-07-20 Moderate Step-ups in Tier 2A Capital and Automatic Conversion Triggers in Tier 2A - Qualifying Debentures Accompanying letter Date Published:2004-06-04 New timing for Daylight Saving Time changes Date Published:2007-03-02 Notice of OSFI support for the Canadian securities industry move to straight-through-processing (STP) of securities trades Date Published:2003-08-08 Operational Risk Assessment Process for TSA & AMA Institutions Template Instructions Accompanying letter Date Published:2005-12-22 Operational Risk Assessment Process for TSA & AMA Institutions Template Instructions Accompanying letter Date Published:2005-12-22 OSFI's Consultation Process: Consultation Results Date Published:2005-04-12 OSFI's Consultative Paper on the New Basel II Framework Date Published:2004-08-12 OSFI's Consultative Paper on the New Basel II Framework - Accompanying letter Date Published:2004-08-12 OSFI's Review of Reputation Risk Practices: Principles, Observations and Next Steps Accompanying letter Date Published:2005-06-07 Pillar 3 Disclosure Requirements Pillar 3 Roadmap Pillar 3 Roadmap (doc) Accompanying letter Date Published:2006-09-29 Pillar 3 Disclosure Requirements Pillar 3 Roadmap (pdf) Pillar 3 Roadmap (doc) Accompanying letter Date Published:2006-09-29 Proposed mergers between the Royal Bank of Canada and the Bank of Montreal, and the Canadian Imperial Bank of Commerce and the Toronto-Dominion Bank Date Published:1998-12-01 Proposed mergers between the Royal Bank of Canada and the Bank of Montreal, and the Canadian Imperial Bank of Commerce and the Toronto-Dominion Bank - Accompanying letter Date Published:1998-12-01 Proposed mergers between the Royal Bank of Canada and the Bank of Montreal, and the Canadian Imperial Bank of Commerce and the Toronto-Dominion Bank - Background Information Date Published:1998-12-01 Reforming Canada's Financial Services Sector - A Framework for the Future Department of Finance Date Published:1999-06-25 Regulatory Capital Treatment of Certain Significant Items for Basel I under the New Financial Instruments Accounting Standards Accompanying letter Date Published:2006-05-31 Section 3860 of the CICA Handbook and the Regulatory Capital Treatment of Preferred Shares and Innovative Tier 1 Instruments Accompanying letter Date Published:2004-02-20 Securities settlement in a T+1 environment Date Published:2001-10-11 Security issues related to Internet e-mail Date Published:2000-12-01 Supervisory Guidance for Managing Settlement Risk in Foreign Exchange Transactions Release of Basel Committee Paper Date Published:2000-09-07 The Basel Committee on Banking Supervision and the Technical Committee of the International Organization of Securities Commissions (IOSCO) release a paper on Recommendations for Public Disclosure of Trading and Derivatives Activities. Date Published:1999-10-13 The Basel Committee on Banking Supervision and the Technical Committee of the International Organization of Securities Commissions (IOSCO) release a paper on Recommendations for Public Disclosure of Trading and Derivatives Activities. - Letter from John Thompson Date Published:1999-10-13 The Future starts now: A Study on the Financial Services Sector in Canada Standing House Committee on Finance report Date Published:1998-12-10 Tier 1 Capital Clarifications Accompanying letter Date Published:2003-04-15 Trading and Derivatives Disclosures of Bank and Securities Firms Results of the survey of public disclosures in 1998 annual reports. Joint report by the Basel Committee on Banking Supervision and the Technical Committee of the International Organization of Securities Commissions (IOSCO) Date Published:1999-12-23 Transition for Certain Definition of Capital Elements of Basel II Accompanying letter Letter to the Canadian Bankers Association Date Published:2007-03-21