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Trust and Loan Companies  /  Publications  /  Publications
 

Publications

 
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Total Documents:119
 
  • 2001 Statement of the IMF Mission to Canada



    Date Published:2001-02-01
  • 2003 Instruction Guide regarding Administrative Procedures for the LEFP Framework



    Date Published:2003-12-29
  • 2004 Instruction Guide regarding Administrative Procedures for the LEFP Framework



    Date Published:2004-12-20
  • 2005 Updates for Deposit-Taking Institutions - Complete Manual



    Date Published:2005-11-08
  • 2005 Updates for Deposit-Taking Institutions - Manual - Section 2



    Date Published:2005-10-06
  • 2005 Updates for Deposit-Taking Institutions - Memo



    Date Published:2005-10-06
  • A - Capital Adequacy Requirements, Parts I and II



    Date Published:2001-01-30
  • A - Draft Guideline - Capital Adequacy Requirements



    Date Published:2005-06-30
  • A - Draft Guideline - Capital Adequacy Requirements



    Date Published:2005-06-30
  • A Blueprint for Change

    Standing Senate Committee on Banking, Trade and Commerce report

    Date Published:1998-12-07
  • A/A-1 - Draft Guideline - Capital Adequacy Requirements - Accompanying letter



    Date Published:2005-06-30
  • A/A-1 - Draft Guideline - Capital Adequacy Requirements - Guideline Impact Analysis Statement



    Date Published:2005-06-30
  • A-1 - Draft Guideline - Capital Adequacy Requirements



    Date Published:2005-06-30
  • A-1 - Draft Guideline - Capital Adequacy Requirements



    Date Published:2005-06-30
  • Advisory - Section 1100 of the CICA Handbook and Regulatory Reporting



    Date Published:2005-03-31
  • Advisory on Innovative Tier 1 Instruments and Accounting Guideline 15 (AcG 15)



    Date Published:2003-07-10
  • Advisory on Moderate Step-ups in Tier 2A Capital and Automatic Conversion Triggers in Tier 2A - Qualifying Debentures



    Date Published:2004-06-04
  • Advisory on Section 3860 of the CICA Handbook and the Regulatory Capital Treatment of Preferred Shares and Innovative Tier 1 Instruments



    Date Published:2004-02-20
  • Advisory on Tier 1 Capital Clarifications



    Date Published:2003-04-15
  • B-1 Prudent Person Approach



    Date Published:1993-01-01
  • B-10 - Outsourcing of Business Activities, Functions and Processes



    Date Published:2003-12-01
  • B-11 Pledging



    Date Published:2003-05-01
  • B-12 Guideline - Interest Rate Risk (IRR) Management



    Date Published:2005-02-24
  • B-2 - Securitization - Large Exposure Issues Pertaining to Liquidity Support Facilities



    Date Published:2005-01-07
  • B-2 Large Exposure Limits



    Date Published:1994-12-01
  • B-4 Securities Lending



    Date Published:1996-09-01
  • B-5 Asset Securitization



    Date Published:2004-11-22
  • B-6 Liquidity



    Date Published:1995-12-01
  • B-7 Derivatives Best Practices



    Date Published:1995-05-01
  • B-8 - Deterring and Detecting Money Laundering and Terrorist Financing



    Date Published:2004-11-22
  • Basel Committee on Banking Supervision: Instruments elegible for Tier 1 Capital

    Cover letter

    Date Published:1998-10-27
  • Basel Committee on Banking Supervision: Instruments elegible for Tier 1 Capital

    Press Release

    Date Published:1998-10-27
  • Basel Committee on Banking Supervision: Instruments elegible for Tier 1 Capital

    Cover letter in pdf format

    Date Published:1998-10-27
  • Basel Committee on Banking Supervision: Instruments elegible for Tier 1 Capital

    Press release in pdf format

    Date Published:1998-10-27
  • Basel Committee Report on Credit Risk Models

    Accompanying letter

    Date Published:1999-04-23
  • Basel Committee Report on Credit Risk Models



    Date Published:1999-04-23
  • Best Practices for Credit Risk Disclosure and Principles for the Management of Credit Risk

    Release of Basel Committee Paper

    Date Published:2000-09-13
  • BIS - 2002 Loss Data Collection Exercise for Operational Risk - Summary of the Data Collected



    Date Published:2003-03-14
  • BIS - Agreement on New Capital Accord issues



    Date Published:2002-07-16
  • BIS - Bank' interactions with highly leveraged institutions



    Date Published:1999-01-28
  • BIS - Continued progress toward Basel II



    Date Published:2004-01-15
  • BIS - Nick Le Pan nomination as Vice Chairman of Committee



    Date Published:2003-03-11
  • BIS - Nick Le Pan to lead Accord Implementation Group



    Date Published:2001-12-13
  • BIS - Relationship between banking supervisors and Bank' external auditors

    Paper

    Date Published:2002-01-31
  • BIS - Relationship between banking supervisors and Bank' external auditors

    News Release

    Date Published:2002-01-31
  • BIS - Sound Credit Risk Assessment and Valuation for Loans



    Date Published:2005-11-30
  • BIS - Sound Practices for the Management and Supervision of Operational Risk



    Date Published:2003-02-25
  • BIS - Sound Practices for the Management and Supervision of Operational Risk



    Date Published:2002-01-10
  • BIS Publication

    Enhancing Corporate Governance in Banking Organisations

    Date Published:1999-09-16
  • BIS Publication

    Performance of Models-Based Capital Charges for Market Risk: 1 July-31 and December 1998

    Date Published:1999-09-16
  • BIS Publication

    Accompanying letter

    Date Published:1999-09-16
  • C-1 Impaired Loans



    Date Published:2004-07-01
  • C-5 General Allowances for Credit Risk



    Date Published:2001-10-01
  • Changes to the United Nations Iraq Regulations



    Date Published:2003-06-06
  • Changes to the United Nations Iraq Regulations - Update



    Date Published:2003-07-02
  • Changes to the United Nations Iraq Regulations (Update)



    Date Published:2004-11-03
  • Corporate Governance Guideline



    Date Published:2003-01-24
  • D-1 Annual Disclosure Requirements



    Date Published:1997-07-01
  • D-2 Accounting for READC Project Financing



    Date Published:1994-05-01
  • D-3 Accounting for NHA-insured MBS



    Date Published:2002-11-01
  • D-4 Transfers of Financial Assets with Recourse



    Date Published:2002-11-01
  • D-6 Derivatives Disclosure



    Date Published:1995-10-01
  • D-8 Accounting for Transfers of Receivables Including Securitizations



    Date Published:2002-11-01
  • E-13 - Legislative Compliance Management



    Date Published:2003-03-26
  • E-2 Commercial Lending Criteria



    Date Published:1992-06-01
  • E-6 Materiality Criteria for Related Party Transactions



    Date Published:1999-05-01
  • Effective January 1st, 2003 OSFI will accept payment by credit card for amounts of up to $5,000 (Canadian) including GST.

    This applies to all fees and service charges payable to OSFI. Accepted cards are Visa, MasterCard and American Express.

    Date Published:2003-01-09
  • Enhanced Due Diligence For Correspondent Accounts

    Letter from Michael Hafeman, Assistant Superintendent, Specialist Support Sector

    Date Published:2002-02-22
  • Guidance Note - Assets to Capital Multiple



    Date Published:2000-08-22
  • Guidance Note - Capital Instruments - Guideline A, Capital Adequacy Requirements



    Date Published:2000-06-20
  • Guidance Note - Classification of Credit Risk

    This Guidance Note is intended to inform financial institutions of the credit risk rating categories that OSFI uses as part of its on-site credit risk asset review process.

    Date Published:2001-11-29
  • Guidance Note - Dividend Reset Features in Tier 1 Preferred Shares and Step-ups in Tier 2B Capital



    Date Published:2001-05-09
  • Guidance Note - Investments by Federally Regulated Financial Institutions in Mutual Fund Entities



    Date Published:1999-12-23
  • Guidance Note on Large Exposure Limits, Guideline B-2



    Date Published:2001-03-19
  • Guidance Note regarding the implementation of Support Principle Policy to Replace Requesting Letters of Comfort



    Date Published:2000-02-23
  • Guidance Note regarding the implementation of Support Principle Policy to Replace Requesting Letters of Comfort - Accompanying letter



    Date Published:2000-02-23
  • Guide to Intervention for Federal Financial Institutions



  • Identification of Business Continuity/Disaster Recovery Coordinator



    Date Published:2003-04-11
  • Identification of Iraqi Financial Assets and Transactions United Nations Iraq Regulations



    Date Published:2003-03-21
  • Innovative Instruments Included in Tier 1 Capital (interim appendix to Guideline A, CAR/MCCSR)



    Date Published:2001-08-22
  • Integrated Financial Supervisors Conference

    Risk Assessment

    Date Published:2001-10-16
  • Integrated Financial Supervisors Conference

    Notice

    Date Published:2001-10-16
  • Integrated Financial Supervisors Conference

    Accountability and Performance Standards

    Date Published:2001-10-16
  • Integrated Financial Supervisors Conference

    Implications for Supervisors

    Date Published:2001-10-16
  • Joint Forum issues consultation paper on high-level business continuity principles



    Date Published:2006-01-10
  • Late and Erroneous Filing Penalty (LEFP) Framework: 2006 Update of Instruction Guide: Administrative Procedures



    Date Published:2006-01-17
  • Letter by John Palmer, Superintendent, to formally establish risk-based capital targets for deposit-taking institutions (DTIs) in Canada.

    Subject: Target Capital Ratios of 7% and 10%

    Date Published:1999-01-28
  • Letter by John Thompson, Deputy Superintendent, Regulation Sector, to all CEOs of Bank and Federally-Regulated Trust & Loan Companies regarding Capital Treatment of Insured Mortgages



    Date Published:1999-01-29
  • Letter from John Thompson, Deputy Superintendent, Regulation Sector, regarding Final rules for intangible assets



    Date Published:1999-07-21
  • Letter from John Thompson, regarding draft proposal for the Capital Treatment of Insured Mortgages



    Date Published:1999-07-30
  • Letter from Julie Dickson regarding Innovative Tier 1 and Other Regulatory Capital Quality Issues - Canadian Bankers Assocation



    Date Published:2005-10-12
  • Letter from Robert Hanna, Senior Director, Capital Division, regarding Capital Treatment of General Allowances for Credit Risk



    Date Published:2001-11-20
  • Letter on Fair Value Option and Regulatory Reporting



    Date Published:2004-12-23
  • Notice of OSFI support for the Canadian securities industry move to straight-through-processing (STP) of securities trades



    Date Published:2003-08-08
  • Operational Risk Assessment Process for TSA & AMA Institutions



    Date Published:2005-12-22
  • Operational Risk Assessment Process for TSA & AMA Institutions



    Date Published:2005-12-22
  • OSFI's Consultation Process: Consultation Results



    Date Published:2005-04-12
  • OSFI's Consultative Paper on the New Basel II Framework



    Date Published:2004-08-12
  • OSFI's Consultative Paper on the New Basel II Framework - Accompanying letter



    Date Published:2004-08-12
  • OSFI's Review of Reputation Risk Practices: Principles, Observations and Next Steps



    Date Published:2005-06-07
  • OSFI's Review of Reputation Risk Practices: Principles, Observations and Next Steps - Accompanying letter



    Date Published:2005-06-07
  • Proposed Draft Guidance to be included in the Draft Revised Capital Adequacy Requirements (CAR) Guideline A and A-1



    Date Published:2005-12-22
  • Proposed Draft Guidance to be included in the Draft Revised Capital Adequacy Requirements (CAR) Guideline A and A-1



    Date Published:2005-12-22
  • Proposed mergers between the Royal Bank of Canada and the Bank of Montreal, and the Canadian Imperial Bank of Commerce and the Toronto-Dominion Bank



    Date Published:1998-12-01
  • Proposed mergers between the Royal Bank of Canada and the Bank of Montreal, and the Canadian Imperial Bank of Commerce and the Toronto-Dominion Bank - Accompanying letter



    Date Published:1998-12-01
  • Proposed mergers between the Royal Bank of Canada and the Bank of Montreal, and the Canadian Imperial Bank of Commerce and the Toronto-Dominion Bank - Background Information



    Date Published:1998-12-01
  • Reforming Canada's Financial Services Sector - A Framework for the Future

    Department of Finance

    Date Published:1999-06-25
  • Regulations Amending the Democratic Republic of the Congo Regulations



    Date Published:2005-11-16
  • Regulations Amending the United Nations Liberia Regulations



    Date Published:2004-06-30
  • Repeal of the United Nations Federal Republic of Yugoslavia Regulations



    Date Published:2004-02-19
  • Securities settlement in a T+1 environment



    Date Published:2001-10-11
  • Security issues related to Internet e-mail



    Date Published:2000-12-01
  • Supervisory Guidance for Managing Settlement Risk in Foreign Exchange Transactions

    Release of Basel Committee Paper

    Date Published:2000-09-07
  • The Basel Committee on Banking Supervision and the Technical Committee of the International Organization of Securities Commissions (IOSCO) release a paper on Recommendations for Public Disclosure of Trading and Derivatives Activities.



    Date Published:1999-10-13
  • The Basel Committee on Banking Supervision and the Technical Committee of the International Organization of Securities Commissions (IOSCO) release a paper on Recommendations for Public Disclosure of Trading and Derivatives Activities. - Letter from John Thompson



    Date Published:1999-10-13
  • The Future starts now: A Study on the Financial Services Sector in Canada

    Standing House Committee on Finance report

    Date Published:1998-12-10
  • Trading and Derivatives Disclosures of Bank and Securities Firms Results of the survey of public disclosures in 1998 annual reports.

    Joint report by the Basel Committee on Banking Supervision and the Technical Committee of the International Organization of Securities Commissions (IOSCO)

    Date Published:1999-12-23
  • Transfer of the Securities Administration Unit to the Toronto office.

    The letter provides the new contact information for the unit along with the reasons for the move.

    Date Published:2004-08-31
  • United Nations Côte d'Ivoire Regulations and Regulations Amending the United Nations Sudan Regulations



    Date Published:2005-05-18
       
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