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The Federal Prosecution Service
DESKBOOK

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Part II
THE FEDERAL PROSECUTION SERVICE- ORGANIZATIONAL AND MANDATE
Chapter 6

Table of Contents

6 FUNCTIONAL RESPONSIBILITIES OF THE ASSISTANT DEPUTY ATTORNEY GENERAL (CRIMINAL LAW)

6.1 THE FUNCTIONS GENERALLY

6.2 THE CARRYING OUT OF THE PROSECUTION-RELATED FUNCTIONS

6.3 THE ORGANIZATION WITHIN JUSTICE

6.4 PRINCIPLES APPLYING TO THE PROSECUTION FUNCTION

6.5 FUNCTIONALRESPONSIBILITYWITHIN THEDEPARTMENT

6.6 THE RELATIONSHIP BETWEEN THE ADAG (CRIMINAL LAW) AND REGIONAL MANAGERS

6.7 MANAGEMENT BOARD

6.8 THE NATIONAL WORKING GROUP

6.9 APPENDIX


6 FUNCTIONAL RESPONSIBILITIES OF THE ASSISTANT DEPUTY ATTORNEY GENERAL (CRIMINAL LAW)  

6.1 The Functions Generally  

The Attorney General and Minister of Justice of Canada is responsible for carrying out many varied duties which either involve or are related to the prosecution of offences. These duties serve to delineate the Minister’s “prosecution functions”.

6.2 The Carrying out of the Prosecution-Related Functions  

The Minister is aided in the carrying out of the prosecution function by prosecutors whose principal task is the prosecution of offences, and by other counsel whose principal task is assisting the Minister in the carrying out of prosecution-related functions. These include, for example, advice and support to the Minister in the area of mutual legal assistance and extradition and the development of prosecution policies.1

6.3 The Organization Within Justice  

The Minister’s prosecution function is carried out nationally through a central component,2 and a local component (prosecutors and senior managers working out of the department’s regional offices).

Although regional prosecutors are primarily involved in the prosecution of offences, and the principal focus of the Criminal Law Branch is to assist in prosecution-related activities, some prosecutions are carried out by counsel in the Criminal Law Branch while counsel in regional offices may sometimes provide both advice and assistance outside their purely prosecutorial role. The result is that the Criminal Law Branch, and local prosecutors and managers, are all part of a group within the Department of Justice which is dedicated to carrying out or assisting the Minister in carrying out an identifiable function which has traditionally been subject to particular requirements of a quasi-constitutional nature. This may be referred to as the Federal Prosecution Service.

6.4 Principles Applying to the Prosecution Function  

Tradition and case law require political independence for the Attorney General and Minister of Justice in the carrying out of the prosecution function. On the other hand, the Minister remains accountable to Parliament for the manner in which his or her functions have been carried out. The following principles have emerged as a result of the need to satisfy the requirement for both independence and accountability.

  1. Prosecutors and counsel acting on behalf of, or assisting the Attorney General, have no more authority than that which the Attorney General has provided them with: they are subject to review as determined by the Attorney General and are required to act in accordance with the Attorney General’s guidelines set out in this deskbook3.
     
  2. The Attorney General will rarely intervene in the carrying out of day-to-day operations of the prosecution function so as to avoid any suggestion of political interference.

6.5 Functional Responsibility Within the Department  

The ADAG (Criminal Law) has been given functional responsibility over the manner in which the prosecution function is carried out on behalf of the Attorney General and Minister of Justice. He or she is in turn answerable directly to the Deputy Minister and then to the Minister, with respect to the manner in which he or she exercises that functional responsibility.4

On the other hand, the Senior Regional Director remains responsible, at the local level, for the manner in which the prosecution function is carried out by counsel under his or her supervisory or managerial control.

6.6 The Relationship Between the ADAG (Criminal Law) and Regional Managers  

Functional responsibility, which includes functional authority, means establishing policies and guidelines, giving direction, advice, assistance and guidance. The reorganization of the Department added a new element to the notion of functional responsibility: it also means having a say in how resources are allocated and re-allocated to provide for an adequate service level.

Functional responsibility is the primary tool to ensure integrated and nationally co-ordinated service delivery. Without functional responsibility, a co-ordinated national program according to national standards could not be provided.

The ADAG (Criminal Law) provides functional direction, advice and assistance to all units in Justice that discharge direct prosecution functions or prosecution related activities.

However, the day-to-day exercise of the functional responsibility of the ADAG (Criminal Law) in a region has been delegated to the Senior Regional Director who is:

  • responsible for ensuring that the prosecution resources within the region are deployed so that the prosecution responsibilities of the Attorney General are fulfilled;
     
  • accountable to the ADAG (Criminal Law) for ensuring directly or through Prosecution Group Heads or Deputy Group Heads that all counsel in the region for whom the Senior Regional Director is responsible exercise the prosecutorial discretion of the Attorney General independently in accordance with the guidelines contained in the Federal Prosecution Service Deskbook.  

It is recognized in this context that the ADAG (Criminal Law) has the authority:

  • to intervene personally in a local matter. In practice, however, this authority should be exercised rarely;
     
  • in partnership with Senior Regional Directors, and Portfolio Heads where appropriate, to participate actively in the allocation of resources for the performance of the federal prosecution function;
     
  • to develop, in consultation with the regions, prosecution policy and guidelines as required.

6.7 Management Board  

The Federal Prosecution Service (FPS) is managed by the ADAG (Criminal Law) with the assistance of a Management Board chaired by the ADAG (Criminal Law) and comprising the five Senior Regional Directors and the two Senior General Counsel of the Criminal Law Branch. The mandate of this board is two-fold: it has responsibility for the allocation of resources within the FPS, and for advising the ADAG (Criminal Law) on major strategic directions and policies of the FPS.

This management structure recognizes the need to provide the FPS with national direction while acknowledging that the day-to-day exercise of the functional responsibility of the ADAG (Criminal Law) in the regions has been delegated to Senior Regional Directors. They, in turn, are accountable to the ADAG for the effective delivery of prosecution services in their respective regions.

6.8 The National Working Group  

The Management Board is supported at the operational level by the National Working Group which comprises all the regional Prosecution Group Heads5, the two Senior General Counsel at Headquarters, the head of the International Assistance Group and the head of the Agents Affairs Unit. It is co-chaired by two Senior General Counsel. The mandate of this group is to discuss substantive issues of national importance (eg., national policies), to agree on consistent strategies and approaches to deal with legal issues across the country and to make recommendations to the Management Board, when required.

6.9 Appendix  

The core functional responsibility of the ADAG (Criminal Law) is the discharge of duties imposed on the Minister of Justice and Attorney General of Canada by common law, treaties and legislation, including the Department of Justice Act, the Criminal Code, the Extradition Act and the Mutual Legal Assistance in Criminal Matters Act. The ADAG (Criminal Law) is responsible for all functional direction, advice and assistance generally in areas related to criminal law. More specifically, the ADAG (Criminal Law):

  • plays a leadership role in the conduct of criminal litigation, and exercises responsibility for the position to be advanced by the Minister of Justice and Attorney General in criminal litigation, including all criminal cases to be heard by the Supreme Court of Canada;
     
  • has responsibility for the substance and quality of prosecution, legal advisory and international assistance work in the criminal context, carried out by counsel reporting to the prosecutions group head, Senior Regional Directors and the two Senior General Counsel of the Criminal Law Branch;
     
  • develops and implements criminal prosecution and related litigation policy for the Department;
     
  • advises the Minister, the Deputy Minister and government departments and agencies on issues related to the enforcement of criminal law, including practice, procedure and cases;
     
  • discharges the Attorney General’s duties under legislation, common law and treaties and criminal law matters; and
     
  • is involved in decisions relating to the sufficiency and deployment of prosecution resources.

1 Other examples of prosecution-related functions are: provision of advice to the Minister of Justice; liaison with the Criminal Law Policy Section in the development of amendments to the Criminal Code and other federal statutes; agent co-ordination; legal advisory role to other government departments in criminal law; support to the Minister and others in national security related areas; funding and management of the prosecution function.

2 The Criminal Law Branch; the Competition Law Division of the Department Legal Services Unit at Industry Canada.

3 These issues are canvassed more fully in Part III, Chapter 8 “Independence and Accountability in Decision Making”.

4 The principal duties of the ADAG (Criminal Law) are set out in the Appendix to this document.

5 Including the head of the Ottawa/Hull Prosecution Group and the head of the Competition Law Division of the DLSU at Industry Canada.

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