Untitled Document

Welcome to the NBSC website

The New Brunswick Securities Commission (NBSC) is the industry-funded crown agency established by the Province of New Brunswick to regulate the securities industry and ensure the efficiency and integrity of the capital markets in New Brunswick.

We develop and enforce securities regulation, and offer  impartial educational information and resources to New Brunswick residents about the investing process.

Untitled Document
The Commission

arrowOur Strategic Direction
arrowBackground
arrowCareers
arrowMembers/Staff
arrowContact Us
arrowHome

Untitled Document
Information
arrowNewsroom
arrowCompany Disclosure/Compliance
arrowAnnual Report 2004-2005
Untitled Document
Securities Registration
arrowDealers/Advisers
arrowFAQ's
arrowNational Registration Database
arrowForms for Registrants
Untitled Document
Law/Policy
arrowActs/Regulations
arrowRegulatory Instruments
arrowRequest for Comments
arrowBlanket Orders
arrowExemption Orders
arrowBy-Laws
arrowRecognition/ Delegation/ MOU'S
arrowMiscellaneous Notices
Untitled Document
Compliance / Enforcement
arrowFAQ's
arrowFile a Complaint
arrowOrders
arrowSchedule of Hearings
 
 
Latest News

arrow Securities Commission launches Capital Pool Company program (05/10/27)

... more

arrow NBSC Notice 41-701
arrow NBSC Local Policy 41-601
arrow NBSC Blanket Order 41-502

Revisions of Recognition of Exchanges

New Brunswick has revised the recognition of the TSX Venture Exchange and Toronto Exchange Inc. for reporting issuers.  For further information see NBSC Staff Notice 51-701.

Portus Update for Investors

If you are an investor in Portus Alternative Asset Management you should contact the receiver KPMG at portus@kpmg.ca or call them at 1(866) 260-5439. Their website has more information at www.kpmg.ca/portus
Hearings Schedule

 
New on the Site

arrow Career Opportunities

New Brunswick Securities Commission
E-mail
Disclaimer