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The Manitoba Securities Commission


Orders and Exemptions

This section contains the Orders issued by the Commission under The Securities Act.   The Commission may issue orders which:

Exempt persons from certain requirements of The Securities Act;

Orders to cease trading in securities;

Blanket Orders which are of general application; and

Orders issued in respect of administrative hearings of the Commission.

Orders issued for the year 2005
Orders issued for the year 2004
Orders issued for the year 2003
Orders issued for the year 2002
Orders issued for the year 2001
Orders issued for the year 2000
Orders issued for the year 1999 (starting October 1) 

The Orders in this section cover January 1, 2006 to the present.  Previous Orders of the Commission are available from the Commission offices.

UCB SA and UCB SP GMBH - Order No. 5227 - NAS - November 10, 2006

Novicourt Inc. - Order No. 5223 - NAS - November 10, 2006

Supremex Income Fund - Order No. 5228 - NAS - November 8, 2006

Lakeview Management Inc. - November 8, 2006

Sequoia Oil & Gas Trust - Order No. 5220 - NAS - November 8, 2006

AXA Rosenberg Investment Management LLC - November 8, 2006

Tudale Exploration Ltd. - Section 148 - November 7, 2006

300 St. Charles Drive (a co-ownership) - Section 148 - November 7, 2006

Westcan Ontario (3) Limited Partnership - Section 148 - November 3, 2006

Westcan Ontario (2) Limited Partnership - Section 148 - November 3, 2006

Westcan Ontario (1) Limited Partnership - Section 148 - November 3, 2006

Prairie Mall Investments Limited Partnership - Section 148 - November 3, 2006

Prairie Mall Holdings Limited Partnership - Section 138 - November 3, 2006

Peerless Oil & Gas Inc. Order No. 5217- NAS - November 1, 2006

Hummingbird Ltd. - Order No. 5207 - NAS - October 31, 2006

Ketch Resources Trust - Order No. 5209 - NAS - October 27, 2006

Juniper Income Fund - Section 148 - October 27, 2006

Agilent Technologies, Inc. - Order No. 5205 - NAS - October 26, 2006

AmeriCredit Canada Automobile Receivables Trust - Order No. 5203 - NAS - October 26, 2006

Silvio Ventures Inc. - Section 148 - October 25, 2006

Nortel Networks Corporation - Order No. 5198 - NAS - October 24, 2006

TransAlta Corporation - Order No. 5201 - NAS - October 24, 2006

Cyries Energy Inc. - Order No. 5200 - NAS - October 24, 2006

Sears Canada Inc. - Order No. 5202 - NAS - October 23, 2006

Canadian Imperial Bank of Commerce and CIBC World Markets Inc. - Order No. 5199 - NAS - October 23, 2006

Trizec Canada Inc. - Order No. 5195 - NAS - October 19, 2006

Eimskip Atlas Canada, Inc., Avion Group HF and King Street Real Estate Growth LP No. 2 - Order No. 5197 - NAS - October 18, 2006

Pan-Ocean Energy Corporation - Order No. 5196 - NAS - October 18, 2006

Northampton Group Inc. - Order No. 5192 - NAS - October 16, 2006

Daylight Resources Trust - Order No. 5194 - NAS - October 13, 2006

Blackwatch Energy Services Trust - Order No. 5193 - NAS - October 13, 2006

Juniper Income Fund - Section 148 - October 13, 2006

Robert James Thiessen - October 13, 2006

Irene Anne Aleshka - October 13, 2006

Fiera Capital Management Inc. and YMG Capital Management Inc. - Order No. 5188 - NAS - October 6, 2006

724 Solutions Inc. - Order No. 5183 - NAS - October 4, 2006

Deer Ridge Village Limited Partnership and Everest Canadian Properties Company - Section 148(1) - October 3, 2006

Printera Corporation - Section 148 - October 3, 2006

Ced-Or Corporation - Section 148 - October 3, 2006

Kasten Chase Applied Research Limited - Section 148 - October 3, 2006

Promittere S & P 500 Limited, Promittere Retirement Trust, Robert James Thiessen, Neil Friesen, Robert Brian Eger, and Irene Anne Aleshka - September 29, 2006

Superior Plus Inc. - Order No. 5186 - NAS - September 27, 2006

Intermountain Forage Ltd. - September 27, 2006

Deer Valley Shopping Centre Limited Partnership - Section 148 - September 27, 2006

River Park Estates Partnership - Section 148 - September 26, 2006

Park Square Properties Limited Partnership - Section 148 - September 26, 2006

Paddington Properties Partnership - Section 148 - September 26, 2006

Hamilton Park Plaza Limited Partnership - Section 148 - September 26, 2006

Deer Ridge Village Limited Partnership - Section 148 - September 26, 2006

MBMI Resources Inc. - Order No. 5174 - NAS - September 25, 2006

Bolivar Gold Corp. - Order No. 5184 - NAS - September 22, 2006

AXA S.A. - Order NO. 5185 - September 21, 2006

Barclays Bank plc - Order No. 5182 - NAS - September 21, 2006

Printera Corporation - Section 148 - September 18, 2006

CED-Or Corporation - Section 148 - September 18, 2006

Kasten Chase Applied Research Limited - Section 148 - September 18, 2006

Promittere S & P 500 Limited, Promittere Retirement Trust, Robert James Thiessen, Neil Friesen, Robert Brian Eger, and Irene Anne Aleshka - September 15, 2006

Hummingbird Ltd. - Order No. 5162 - NAS - September 14, 2006

Barrick Gold Corporation - Order No. 5187 - NAS - September 13, 2006

Deer Valley Shopping Centre Limited Partnership - Section 148 - September 13, 2006

CTOE LLC - Order No. 5160 - NAS - September 12, 2006

Asia Pacific Resources Ltd. - Order No. 5157 - NAS - September 11, 2006

Barrick Gold Corporation and NovaGold Resources Inc. - Order No. 5155 - NAS - September 7, 2006

Barrick Gold Corporation and Pioneer Metals Corporation - Order No. 5154 - NAS - September 7, 2006

Goldman Sachs Asset Management, L.P. - Order No. 5152 - NAS - August 31, 2006

HSBC Securities (Canada) Inc. - Order No. 5151 - NAS - August 31, 2006

The Data Group Income Fund - Order No. 5149 - NAS - August 31, 2006

Trevor William Park - Section 19(5) - August 31, 2006

The Manitoba Club - Order No. 5176 - August 30, 2006

QLT Inc. - Order No. 5158 - NAS - August 30, 2006

Bridges Transitions Inc. - Order No. 5150 - NAS - August 30, 2006

Bell GlobeMedia Acquisition Corporation and Chum Limited - Order No. 5147 - NAS - August 30, 2006

Fundex Investments Inc. and FundTrade Financial Corp. - Order No. 5156 - August 28, 2006

CIBC World Markets Inc. - Order No. 5145 - NAS - August 25, 2006

CI Financial Income Fund, Canadian International LP and CI Investments Inc. - Order No. 5144 - NAS - August 25, 2006

Hollinger Canadian Newspapers, Limited Partnership - Order No. 5143 -NAS - August 23, 2006

Bombardier Capital Ltd. - Order No. 5142 - NAS - August 22, 2006

SMK Speedy International Inc. - Order No. 5141 - NAS - August 18, 2006

4361733 Canada Inc. - Order No. 5140 - NAS - August 17, 2006

AV Transworks Ltd. - Order No. 5136 - NAS - August 17, 2006

Stornoway Diamond Corporation - Order No 5137 - NAS - August 16, 2006

Keystone North America Inc. and Keystone Newport ULC - Order No. 5139 - August 14, 2006

Stornoway Diamond Corporation - Order No 5138 - NAS - August 14, 2006

Devon Canada Corporation - Order No. 5135 - NAS - August 11, 2006

Algoma Steel Inc. - Order No. 5134 - NAS - August 10, 2006

Lake Louise Limited Partnership - Section 148 - August 9, 2006

Nova Village Limited Partnership - Section 148 - August 9, 2006

Milne Park Gardens Limited Partnership - Section 148 - August 9, 2006

Park View Place Limited Partnership - Section 148 - August 9, 2006

Eimskip Atlas Canada, Inc. (formerly 6593640 Canada Inc.) - Order No. 5129 - August 8, 2006

Sara Lee Corporation - Order No. 5128 - NAS - August 4, 2006

Blackrock Ventures Inc. - Order No. 5125 - NAS - August 3, 2006

WestLB AG, New York Branch - Order No. 5127 - NAS - August 2, 2006

Petrofund Energy Trust - Order No. 5126 - NAS - August 2, 2006

Agrium Inc. and Royster-Clark ULC - Order No. 5124 - NAS - August 2, 2006

TD Banknorth, N.A. - Order No. 5122 - NAS - July 27, 2006

Shiningbank Energy Income Fund - Order No. 5121 - NAS - July 26, 2006

9169-8316 Quebec Inc. - Order No. 5120 - NAS - July 26, 2006

Park View Place Limited Partnership - Section 148 - July 26, 2006

Milne Park Gardens Limited Partnership - Section 148 - July 26, 2006

Nova Village Limited Partnership - Section 148 - July 26, 2006

Lake Louise Limited Partnership - Section 148 - July 26, 2006

Barclays Bank PLC - Order No. 5123 - NAS - July 21, 2006

Hummingbird Ltd. - Order No. 5119 - NAS - July 20, 2006

Humpty Dumpty Snack Foods Inc. - Order No. 5148 - NAS - July 19, 2006

Franklin Templeton Investments Corp.and Fiduciary Trust Company of Canada - Order No. 5112 - NAS - July 17, 2006

Bell Nordiq Group - Order No. 5111 - NAS - July 14, 2006

TGS North American Real Estate Investment Trust - Order No. 5110 - MRRS - July 14, 2006

Rittenhouse Asset Management Inc. - July 14, 2006

NovaGold Resources Inc. - Order No. 5105 - NAS - July 13, 2006

ING Investment Management Co. - July 11, 2006

VFC Inc. - Order No. 5107 - July 10, 2006

CI Investments Inc. and DDJ U.S. High Yield Fund - Order No. 5108 - NAS - July 7, 2006

Macquarie Infrastructure Group - Order No. 5104 - NAS - July 5, 2006

Union Gas and Westcoast Energy Inc. - Order No. 5103 - NAS - June 30, 2006

Bandai GMBH - Order No. 5102 - NAS - June 29, 2006

DataMirror Corporation - Order No. 5100 - NAS - June 29, 2006

Robert Wayne Bennett and Celebration of Your Financial Success Online Inc. - June 28, 2006

Vincor International Inc. - Order No. 5098 - NAS - June 23, 2006

GE Zenon ULC - Order No. 5097 - NAS - June 22, 2006

Frank Russell Company and Frank Russell Securities, Inc. - Order No. 5095 - NAS - June 21, 2006

Xerox Capital LLC - Order No. 5096 - NAS - June 20, 2006

Wellington West Capital Inc. and 5301297 Manitoba Ltd. - Order No. 5094 - NAS - June 20, 2006

Burlington Resources Canada Ltd. - NAS - Order No. 5093 - NAS - June 19, 2006

Veritas Energy Services Inc. - Order No. 5092 - June 16, 2006

Hawk Energy Corp. - Order No. 5090 - NAS - June 14, 2006

Optifunds Investments Inc. and Performa Financial Group Limited - Order No. 5091 - NAS - June 14, 2006

Source Life Sciences Inc. - Section 148 - June 13, 2006

AGF Partners Limited - Order No. 5087 - NAS - June 9, 2006

Robert Wayne Bennett and Celebration of Your Financial Success Online Inc. - Sections 148 and 19(5) - June 8, 2006

Cinram International Inc. - Order No. 5086 - NAS - June 7, 2006

Western Silver Corporation - Order No. 5085 - NAS - June 7, 2006

Merrill Lynch & Co., Inc., Merrill Lynch Canada Finance Company and Merrill Lynch Canada Inc. - Order No. 5084 - NAS - June 7, 2006

Xstrata Canada Inc. - Order No. 5089 - NAS - June 1, 2006

Altus Investors Management Partnership - Order No. 5080 - NAS - June 1, 2006

Manitoba Telecom Services Inc. - Order No. 5079 - NAS - May 31, 2006

CNH Capital Canada Receivables Trust - Order No. 5078 - NAS - May 31, 2006

Philip Services Corporation - Order No. 5081 - NAS - May 30, 2006

Falconbridge Limited - Order No. 5077 - NAS - May 30, 2006

Anglo American plc - Order No. 5076 - NAS - May 29, 2006

Fairmont Hotels & Resorts Inc. - Order No. 5075 - NAS - May 29, 2006

State Street State Street Global Advisors, Ltd.Global Advisors, Ltd. - Order No. 5073 - NAS - May 26, 2006

Ontario Power Generation Inc. - Order No. 5072 - NAS - May 23, 2006

Thornburg Investment Management, Inc. - Order No. 5071 - NAS - May 23, 2006

Prospectus Exemption for Pre-Marketing Underwriters' Options on Bought Deals - May 19, 2006

Bank of Montreal - Order No. 5161 - NAS - May 17, 2006

Manitoba Hydro Bonds, Series IX - May 10, 2006

Montrusco Bolton Taxable U.S. Equity Fund - Order No. 5067 - NAS - May 9, 2006

Windsor Auto Trust - Order No. 5065 - NAS - May 5, 2006

U.S. Gold Corporation, US Gold Holdings Corporation and US Gold Canadian Acquisition Corporation - Order No. 5064 - NAS - May 4, 2006

Hudson's Bay Company - Order No. 5063 - NAS - May 4, 2006

DaimlerChrysler Canada Finance Inc. - Order No. 5062 - NAS - May 3, 2006

Advanced Fiber Technologies (AFT) Income Fund - Order No. 5061 - NAS - May 1, 2006

TD Waterhouse Canada Inc. and National Healthcare Manufacturing Corporation - April 28, 2006

Exemption for Certain Supranational Agencies - April 28, 2006

Vivendi Universal S.A., Vivendi Universal Holdings Company and Vivendi Universal Exchangeco Inc. - Order No. 5058 - NAS - April 27, 2006

Nova Scotia Power Incorporated - Order No. 5056 - NAS - April 27, 2006

The Toronto-Dominion Bank - Order No. 5057 - NAS - April 26, 2006

Capital International S.A. - Order No. 5053 - NAS - April 21, 2006

Gowest Amalgamated Resources Ltd. - Order No. 5052 - NAS - April 21, 2006

The Toronto-Dominion Bank and VFC Inc. - Order No. 5069 - NAS - April 13, 2006

The Standard Life Assurance Company and SLGC Limited - Order No. 5051 - April 13, 2006

Second Cup Royalty Income Fund - Order No. 5049 - April 12, 2006

Volkswagen Canada Inc. and VW Credit Canada, Inc. - Order No. 5050 - NAS - April 11, 2006

BCE and Bell Canada - Order No. 5048 - NAS - April 11, 2006

EnCana Corporation - Order No. 5047 - NAS - April 11, 2006

Innvest Real Estate Investment Trust - Order No. 5046 - NAS - April 11, 2006

Kellogg Canada Inc. - Order No. 5045 - NAS - April 11, 2006

John Deere Credit Inc. and John Deere Limited - Order No. 5043 - NAS - April 11, 2006

DaimlerChrysler Canada Finance Inc. - Order No. 5044 - NAS - April 10, 2006

Alcan Inc. - Order No. 5023 - NAS - April 7, 2006

SCI Income Trust - Order No. 5040 - NAS - April 5, 2006

Fairmont Hotels & Resorts Inc. and 3128012 Nova Scotia Limited - Order No. 5039 - NAS - March 30, 2006

Royster-Clark Ltd. - Order No. 5038 - NAS - March 30, 2006

Sherritt International Corporation - Order NO. 5037 - NAS - March 29, 2006

Viking Energy Royalty Trust - Order No. 5036 - NAS - March 29, 2006

Montrusco Bolton International Equity Fund - Order No. 5035 - NAS - March 28, 2006

Guinor Gold Corporation - Order No. 5034 - NAS - March 28, 2006

Source Life Sciences Inc. - Section 148 - March 28, 2006

Generali Beteiligungs - GmbH - Order No. 5042 - NAS - March 24, 2006

Strongco Income Fund - Order No. 5032 - NAS - March 23, 2006

White Fire Energy Ltd. - Order No. 5031 - NAS - March 20, 2006

Burgundy Pension Trust Fund - Order No. 5030 - NAS - March 20, 2006

Texaco Capital LLC - Order No. 5163 - NAS - March 15, 2006

Hudson's Bay Company - Order No. 5029 - NAS - March 14, 2006

Horizons Phoenix Hedge Fund - Order No. 5022 - NAS - March 9, 2006

Yellow Pages Income Fund and YPG Holdings Inc. - Order No. 5027 - NAS - March 8, 2006

Acclaim Energy Trust - Order No. 5023 - NAS - March 8, 2006

Source Life Sciences Inc. - Section 148 - March 6, 2006

Tim Hortons Inc. - Order No. 5020 - NAS - March 6, 2006

Baker Bros. Advisors, LLC - Order No. 5024 - NAS - March 3, 2006

CML Healthcare Inc. - Order No. 5019 - NAS - March 2, 2006

Canico Resource Corp. - Order No. 5018 - NAS - March 2, 2006

Imperial Tobacco Canada Limited - Order No. 5017 - NAS - March 1, 2006

Canam International Partnership 1990 - Order No. 5021 - February 28, 2006

Canam International Partnership 1991 - Order No. 5016 - February 28, 2006

YMG Capital Management Inc. - Order No. 5015 - MRRS - February 28, 2006

NeuroMed Technologies Inc. and NeuroMed Pharmaceuticals Inc. - Order No. 5025 - February 24, 2006

Siebel Janna Arrangement, Inc. - Order No. 5014 - NAS - February 24, 2006

Euston Capital Corp. - Section 19(5) - February 23, 2006

PBB Global Logistics Income Fund - Order No. 5012 - NAS - February 15, 2006

Starpoint Energy Trust - Order No. 5011 - NAS - February 15, 2006

Maitland Capital Ltd. - Section 148 - February 15, 2006

Claymore Investments, Inc. and ClaymorETF FTSE RAFI Canadian Index Fund - Order No. 5008 - NAS - February 14, 2006

Claymore Investments, Inc. and ClaymorETF FTSE RAFI Canadian Index Fund - Order No. 5007 - NAS - February 14, 2006

Merrill Lynch & Co. Canada, Ltd. and Merrill Lynch Canada Inc. - Order No. 5006 - NAS - February 14, 2006

RAG Projektgesellschaft mbH - Order No. 4999 - NAS - February 10, 2006

CIBC Private Investment Counsel Inc. - Order No. 5000 - NAS - February 8, 2006

Maitland Capital Ltd. - Section 148 - February 8, 2006

Lonsdale Apartment Project - Section 148 - February 7, 2006

Coachman House Limited Partnership - Section 148 - February 7, 2006

Deans Knight Capital Management Ltd. - Order No. 5005 - NAS - February 3, 2006

Scotia Capital Inc. - Order No. 5004 - NAS - February 3, 2006

Griffiths McBurney Canada Corp.  - Order No. 5003 - NAS - February 2, 2006

GMAC Commercial Mortgage Securities of Canada, Inc./GMAC Titres Hypothécaires Commerciaux du Canada Inc. - Order No. 5001 - February 1, 2006

First Asset Advisory Services Inc. - Order No. 5002 - NAS - February 1, 2006

Credit Union Central of Ontario Limited - February 1, 2006

MediSolution Ltd. - Order No. 4991 - NAS - January 31, 2006

CBID Markets Inc. and Markets Securities Inc. - Order No. 4990 - NAS - January 31, 2006

Market Regulation Services Inc. - January 30, 2006

Ameritrade Holding Corporation and Ameritrade Services Company, Inc. - Order No. 4989 - NAS - January 27, 2006

Idyia Innovations Inc. - Section 148 - January 27, 2006

MediSolution Ltd. - Order No. 5010 - NAS - January 26, 2006

ID Biomedical Corporation - Order No. 4986 - NAS - January 25, 2006

Bret Allan Dobbin - Section 19(5) and 148.1(1) -  January 25, 2006

Lonsdale Apartment Project - Section 148 - January 24, 2006

Coachman House Limited Partnership - Section 148 - January 24, 2006

Wellington West Capital Inc. and Wellington West Asset Management Inc. - Order No. 4982 - NAS - January 20, 2006

Telesystem International Wireless Inc. - Order No. 4978 - NAS - January 20, 2006

River Park Estates Partnership - Section 148 - January 20, 2006

Park Square Properties Limited Partnership  - Section 148 - January 20, 2006

Paddington Properties Partnership - Section 148 - January 20, 2006

Hamilton Park Plaza Limited Partnership - Section 148 - January 20, 2006

Deer Ridge Village Limited Partnership - Section 148 - January 20, 2006

NHC Communications Inc. - Section 148 - January 20, 2006

CapServco Limited Partnership - Order No. 4977 - NAS - January 20, 2006

Kenneth Driedger - Section 19(5) and 148.2 - January 19, 2006

YEARS U.S. Trust - Order No. 4976 - January 19, 2006

Canadian Science and Technology Growth Fund Inc. - Order No. 4969 - NAS - January 18, 2006

GrowthWorks Opportunity Fund Ltd. - Order No. 4968 - NAS - January 18, 2006

Idyia Innovations Inc. - Section 148 - January 13, 2006

M.R.S. Trust Company - Section 19(5) and 148(1) - January 11, 2006

Dundee Corporation - Order No. 4965 - NAS - January 11, 2006

Viventia Biotech Inc. - Order No. 4964 - NAS - January 11, 2006

Tempest Energy Corp. - Order No. 4963 - NAS - January 9, 2006

Diversfied Canadian Financial Corp. - Order No. 4961 - NAS - January 6, 2006

Acclaim Energy Trust and Canetic Resources Trust - Order No. 4962 - NAS - January 5, 2006

KHD Humboldt Wedag International Ltd. - Order No. 4967 - NAS - January 4, 2006

Peregrine Financial Group Canada Inc. - The Commodity Futures Act - January 4, 2006

NHC Communications Inc. - Section 148 - January 4, 2006

Richtree Inc. - Section 148 - January 4, 2006

 

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