The Manitoba Securities Commission

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What's New

CSA Investor Index Report - October 3, 2006

The Professional Adviser and The Regulatory Landscape - 10 Myths
Monday October 16th, 2006, 8:30 am to 11:30 pm
Winnipeg Convention Centre - 375 York Avenue

Doing it Right: Compliance and Liability
Tuesday, October 17th, 2006, 8:30 am to 11:30 am
Brandon - Royal Oak Inn and Suites

CSA Report on Enforcement Activities - For the period October 1, 2005 - March 31, 2006

A Communiqué from The Manitoba Securities Commission - Cooperation, Education and Innovation - December 2004

Canadian Regulators Group - Real Estate

Report of the Agency Task Force - June 2004
Review of Industry Standard Form Representation Agreements - William Foster Faculty of Law, McGill University - May 2003
Licensee Duties within the Real Estate Industry Regulatory Frameworks - A Review of the Obligations Owed Clients and Customers and Incidental Issues - William Foster Faculty of Law, McGill University - March 2003
Agency Law and Real Estate Brokerage - Current Issues A Review of the Case Law and Some Industry Practices - William Foster Faculty of Law, McGill University - January 2003

The Manitoba Securities Commission Strategic Plan 2006-2010

The Investment Dealers Association of Canada provides information to investors on its Member firms and their registered employees. The Member Firm/Registrant Information Service (http://www.ida.ca/Investors/MembFirmEmployeeInfo_en.asp) provides the current membership status of Member firms, current registration information of individuals, and disciplinary history of firms and individuals.

Market Regulation Services Inc. (RS) launches new database to protect investors from unintentional violations of cease trade orders - February 27, 2003

Improved Protection for Investors - February 24, 2003

Claims for Financial Loss - January 31, 2003

MSC Notice 2003-4
Claim Form

New Brochure - Protecting Your Finances - How to Avoid Investment Frauds and Scams

Canadian Securities Administrators Strategic Plan - 2001 - 2004

The Mutual Fund Dealers Association

When fully operational, the Mutual Fund Dealers Association of Canada will be responsible for regulating all sales of mutual funds by our members in Canada. The MFDA will not regulate the funds or fund manufacturers. This responsibility will remain with the securities commissions. The MFDA is currently in the process of developing rules and regulations. For more information, please go to the MFDA web site at www.mfda.ca.

Industry Presentations

How to Recognize and Avoid Investment Scams - Have you ever been approached by someone either in person, on the phone or over the Internet to invest in a company or product that you know nothing about? How do you know if it is a legitimate investment or could it have been a scam? The Commission has developed a presentation designed to help you "Recognize and Avoid Investment Scams." If you would like us to deliver the presentation to your organization, please contact Ainsley Cunningham at (204) 945-4733.