The Manitoba Securities Commission - Registered Individuals Under The Commodity Futures Act
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The Manitoba Securities Commission - Registered Individuals Under The Commodity Futures Act
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| Last updated: November 17, 2006 |
| Individual's Name | Category of Registration | Name of Company |
| Aasen, Jeffrey David | Officer (Commodities) | Wellington West Capital Inc. |
| Adrees, Atif | Salesperson (Securities) Salesperson (Commodities) | Tradefreedom Securities Inc. |
| Anderson, Errol Bryce | Salesperson (Commodities) | Man Financial Canada Co./ La Financiere Man Canada Cie |
| Arguin, Douglas Ernest | Salesperson (Securities) Salesperson (Commodities) | Man Financial Canada Co./ La Financiere Man Canada Cie |
| Babule, Antoine Julien | Officer (Trading) (Securities) Officer (Commodities) | Fimat Canada Inc. |
| Bailey, Matthew Davidson | Officer (Non-trading) (Securities) Non-trading (Commodities) | Perimeter Markets Inc. |
| Ball, Kenneth Charles | Salesperson (Commodities) | Union Securities Ltd. |
| Bang, Carl Sigmund | Advising Director & Officer (Securities) Officer (Commodities) | State Street Global Advisors, Ltd. |
| Barkman, Andrew Jacob | Salesperson (Securities) Salesperson (Commodities) | RBC Dominion Securities Inc. |
| Beaubier, Neil Francis | Salesperson (Securities) Salesperson (Commodities) | RBC Dominion Securities Inc. |
| Beaulac, Tony | Advising Officer (Securities) Officer (Commodities) | State Street Global Advisors, Ltd. |
| Beck, Peter John | Officer (Trading) (Securities) Officer (Commodities) | Scotia Capital Inc. |
| Bennett, Lance Charles | Salesperson (Securities) Salesperson (Commodities) | Wellington West Capital Inc. |
| Bennett, Mark | Officer & Director (Trading) (Securities) Officer (Commodities) | Interactive Brokers Canada Inc. |
| Berry, Jeffrey Allan | Salesperson (Securities) Salesperson (Commodities) | RBC Dominion Securities Inc. |
| Blair, David William | Officer (Trading) (Securities) Officer/Partner (Commodities) | RBC Dominion Securities Inc. |
| Blake, Timothy William Bayne | Salesperson (Securities) Salesperson (Commodities) | Scotia Capital Inc. |
| Boucher, Jacques-Louis | Officer (Commodities) | CIBC World Markets Inc. |
| Boyd, Edward Neal | Officer (Trading) (Securities) Officer (Commodities) | RBC Dominion Securities Inc. |
| Braun, Grant Clark | Salesperson (Commodities) | Man Financial Canada Co./ La Financiere Man Canada Cie |
| Brouillette, Benoit | Salesperson (Securities) Salesperson (Commodities) | Interactive Brokers Canada Inc. |
| Broza, Gary Andrew | Salesperson (Commodities) | RBC Dominion Securities Inc. |
| Campeau, Francis | Salesperson (Securities) Salesperson (Commodities) | Man Financial Canada Co./ La Financiere Man Canada Cie |
| Carignan, Benoit | Officer & Director (Trading) (Securities) Officer (Commodities) | Fimat Canada Inc. |
| Carter, Kevin Wayne | Salesperson (Commodities) | CIBC World Markets Inc. |
| Casar, Stanislav Josef | Officer (Trading) (Securities) Officer (Commodities) | Fimat Canada Inc. |
| Celej, Martine Anne | Officer (Trading) (Securities) Officer (Commodities) | RBC Dominion Securities Inc. |
| Cettiga, James David | Salesperson (Securities) Salesperson (Commodities) | Union Securities Ltd. |
| Chave, Paul William | Officer (Trading) (Securities) Officer (Commodities) | National Bank Financial Ltd. |
| Cheung, Denise Pui-Han | Officer (Trading) (Securities) Non-trading (Commodities) | Perimeter Markets Inc. |
| Chornous, William Donald | Advising Officer (Securities) Officer (Commodities) | I.G. Investment Management, Ltd. |
| Chrispin, Gregory | Advising Director & Officer (Securities) Officer (Commodities) | State Street Global Advisors, Ltd. |
| Chychrun, Sheldon Michael | Officer (Trading) (Securities) Officer (Commodities) | CIBC World Markets Inc. |
| Clarke, David John | Salesperson (Securities) Salesperson (Commodities) | RBC Dominion Securities Inc. |
| Cockx, Dale David | Officer (Trading) (Securities) Officer (Commodities) | Man Financial Canada Co./ La Financiere Man Canada Cie |
| Cockx, Scott Evan | Salesperson (Securities) Salesperson (Commodities) | Man Financial Canada Co./ La Financiere Man Canada Cie |
| Colwell, Scott Rupert | Salesperson (Commodities) | Union Securities Ltd. |
| Cook, Richard Ray | Branch Manager & Officer (Trading) Securities) Branch Manager & Officer (Commodities) | Union Securities Ltd. |
| Cooney, Patrick Michael | Officer (Trading) (Securities) Officer/Partner (Commodities) | Jory Capital Inc. |
| Cooper, William Frank | Officer (Trading) (Securities) Officer (Commodities) | RBC Dominion Securities Inc. |
| Corbett, Jason Drew | Salesperson (Securities) Salesperson (Commodities) | Scotia Capital Inc. |
| Cruickshank, Alan George | Salesperson (Securities) Salesperson (Commodities) | Union Securities Ltd. |
| Dale, John Howard | Salesperson (Commodities) | Man Financial Canada Co./ La Financiere Man Canada Cie |
| Dansereau, Rene Richard | Salesperson (Securities) Salesperson (Commodities) | Union Securities Ltd. |
| Davis, Harold Augustus George Joseph | Salesperson (Commodities) | Union Securities Ltd. |
| Davis, Mark Laurence | Officer (Trading) (Securities) Officer (Commodities) | Scotia Capital Inc. |
| Day, Alan John | Salesperson (Securities) Salesperson (Commodities) | Union Securities Ltd. |
| De Crescentiis, Antonio Thomas | Officer (Trading) (Securities) Officer/Partner (Commodities) | BMO Nesbitt Burns Inc. |
| De Moscovaki, Gilbert | Salesperson (Securities) Salesperson (Commodities) | Scotia Capital Inc. |
| Densham, Alan Wayne | Officer (Trading) (Securities) Officer (Commodities) | RBC Dominion Securities Inc. |
| Derwin, David Michael | Officer (Trading) (Securities) Officer/Partner (Commodities) | Jory Capital Inc. |
| Dorchak, Monte Lyle | Salesperson (Commodities) | Man Financial Canada Co./ La Financiere Man Canada Cie |
| Driscoll, Martha Roberta | Salesperson (Securities) Salesperson (Commodities) | RBC Dominion Securities Inc. |
| Duckworth, Timothy James | Salesperson (Commodities) | Union Securities Ltd. |
| Dufresne, Guy | Futures Contracts Portfolio Manager (Commodities) | Man Financial Canada Co./ La Financiere Man Canada Cie |
| Dunnett, Alan Scott | Branch Manager & Officer (Trading) Securities) Branch Manager & Officer (Commodities) | RBC Dominion Securities Inc. |
| Edery, Abraham Michael | Salesperson (Securities) Salesperson (Commodities) | Friedberg Mercantile Group |
| Enns, Victor Peter | Officer (Trading) (Securities) Officer (Commodities) | Scotia Capital Inc. |
| Fabi, Martin | Salesperson (Securities) Salesperson (Commodities) | Man Financial Canada Co./ La Financiere Man Canada Cie |
| Falk, Michel | Officer (Trading) (Securities) Officer (Commodities) | National Bank Financial Ltd. |
| Farran, Nancy Lynn | Salesperson (Securities) Salesperson (Commodities) | RBC Dominion Securities Inc. |
| Farrington, Donald Wilson | Officer (Trading) (Securities) Officer (Commodities) | CIBC World Markets Inc. |
| Fenig, Enrique Zvi | Officer & Director (Non-Trading) (Securities) Non-Trading (Commodities) | Friedberg Mercantile Group |
| Ferley, Keith William | Salesperson (Commodities) | Union Securities Ltd. |
| Ford, Terry James | Salesperson (Commodities) | CIBC World Markets Inc. |
| Forer, Robert Paul | Salesperson (Securities) Salesperson (Commodities) | RBC Dominion Securities Inc. |
| Foster, Christopher Lewis | Salesperson (Securities) Salesperson (Commodities) | Scotia Capital Inc. |
| Friedberg, Albert Dov | Officer (Trading) (Securities) Futures Contracts Portfolio Manager (Commodities) | Friedberg Mercantile Group |
| Frome, John Arthur | Officer (Trading) (Securities) Officer (Commodities) | National Bank Financial Ltd. |
| Frost, Ronald Philip | Salesperson (Commodities) | Man Financial Canada Co./ La Financiere Man Canada Cie |
| Futz, Brent Edward | Salesperson (Commodities) | Man Financial Canada Co./ La Financiere Man Canada Cie |
| Gallardo, Jean-Pierre | Officer & Director (Non-Trading) (Securities) Non-Trading (Commodities) | Fimat Canada Inc. |
| Garthus, Dale Gordon | Officer (Trading) (Securities) Officer (Commodities) | RBC Dominion Securities Inc. |
| Gee, William | Salesperson (Securities) Salesperson (Commodities) | RBC Dominion Securities Inc. |
| Gigiel, Robert Victor | Salesperson (Commodities) | Fimat Canada Inc. |
| Gildner, John William | Officer (Commodities) | CIBC World Markets Inc. |
| Gordon, Daniel Asher | Officer & Director (Trading) (Securities) Futures Contracts Portfolio Manager (Commodities) | Friedberg Mercantile Group |
| Gouinlock, John Rayson | Officer (Commodities) | CIBC World Markets Inc. |
| Grand, Carmela | Salesperson (Securities) Salesperson (Commodities) | RBC Dominion Securities Inc. |
| Greenleaf, David Allen | Advising Employee (Securities) Adviser (Commodities) | State Street Global Advisors, Ltd. |
| Gregg, Robert John | Salesperson (Securities) Salesperson (Commodities) | RBC Dominion Securities Inc. |
| Grestoni, Domenic Lionello | Advising Director & Officer (Securities) Officer (Commodities) | I.G. Investment Management, Ltd. |
| Griffith, Edward Russell | Branch Manager (Securities) Branch Manager (Commodities) | Scotia Capital Inc. |
| Grondin, Sophie | Officer (Non-trading) (Securities) Non-trading (Commodities) | The Jitney Group Inc./Le Groupe Jitney Inc. |
| Hall, Jeffrey | Advising Officer (Securities) Officer (Commodities) | I.G. Investment Management, Ltd. |
| Hancock, Paul William | Advising Officer (Securities) Officer (Commodities) | I.G. Investment Management, Ltd. |
| Hanec, Harvey William | Officer (Trading) (Securities) Officer (Commodities) | Scotia Capital Inc. |
| Harman, Alan Ronald | Officer (Trading) (Securities) Officer (Commodities) | Scotia Capital Inc. |
| Harrison, Trevor Lewis English | Salesperson (Securities) Salesperson (Commodities) | RBC Dominion Securities Inc. |
| Hart, Michael Darryl | Salesperson (Securities) Salesperson (Commodities) | Friedberg Mercantile Group |
| Hart, Timothy John | Officer (Non-Trading) (Securities) Salesperson (Commodities) | Canaccord Capital Corporation |
| Haskins, Keith Pruyn | Officer (Trading) (Securities) Officer (Commodities) | Scotia Capital Inc. |
| Hawkins, Michael Robert | Salesperson (Commodities) | CIBC World Markets Inc. |
| He, Yinan | Salesperson (Securities) Salesperson (Commodities) | Interactive Brokers Canada Inc. |
| Hibbs, Martin Deporres | Salesperson (Commodities) | Union Securities Ltd. |
| Hiebert, Ronald John | Officer (Trading) (Securities) Officer (Commodities) | Scotia Capital Inc. |
| Hinrichsen, Grant Stuart | Salesperson (Commodities) | Man Financial Canada Co./ La Financiere Man Canada Cie |
| Holeman, Jon Wayne | Officer (Trading) (Securities) Officer (Commodities) | RBC Dominion Securities Inc. |
| Hollo, George | Salesperson (Securities) Salesperson (Commodities) | Man Financial Canada Co./ La Financiere Man Canada Cie |
| Hubbs, Brent Allen | Salesperson (Securities) Salesperson (Commodities) | RBC Dominion Securities Inc. |
| Hubert, Sylvain | Salesperson (Securities) Salesperson (Commodities) | Interactive Brokers Canada Inc. |
| Hunnie, Charleton Walter | Salesperson (Commodities) | Union Securities Ltd. |
| Hyland, Patrick Colin | Officer (Non-Trading) (Securities) Officer (Commodities) | CIBC World Markets Inc. |
| Imhof, James Michael | Advising Officer (Securities) Adviser (Commodities) | Russell Investments Canada Limited/ Investissements Russell |
| Johnson, Verna Mae Geraldine | Salesperson (Securities) Salesperson (Commodities) | RBC Dominion Securities Inc. |
| Kalef, Shael Edward | Officer (Trading) (Securities) Officer (Commodities) | BMO Nesbitt Burns Inc. |
| Kaszas, Stephen Douglas | Officer (Trading) (Securities) Officer (Commodities) | BMO Nesbitt Burns Inc. |
| Kelland, George Robert | Officer (Trading) (Securities) Officer (Commodities) | Scotia Capital Inc. |
| Kennedy, David Anthony | Officer & Director (Trading) (Securities) Officer (Commodities) | Tradefreedom Securities Inc. |
| Kent, Bruce | Officer (Trading) (Securities) Officer (Commodities) | RBC Dominion Securities Inc. |
| Kowal, Jeffrey Franklin | Salesperson (Securities) Salesperson (Commodities) | Scotia Capital Inc. |
| Kraut, Janis Gail | Officer (Trading) (Securities) Officer (Commodities) | Scotia Capital Inc. |
| Kubow, Robert Anthony | Salesperson (Securities) Salesperson (Commodities) | Interactive Brokers Canada Inc. |
| Laflamme, Michel Andre | Officer (Trading) (Securities) Officer (Commodities) | National Bank Financial Ltd. |
| Lamb, Tanis Colleen | Salesperson (Securities) Salesperson (Commodities) | Scotia Capital Inc. |
| Leahy, Michael William | Officer (Trading) (Securities) Officer (Commodities) | Scotia Capital Inc. |
| Leavitt, Michael Ralph | Salesperson (Securities) Salesperson (Commodities) | Man Financial Canada Co./ La Financiere Man Canada Cie |
| Liczyk, Joanna Teresa | Officer & Director (Non-Trading) (Securities) Non-Trading (Commodities) | Perimeter Markets Inc. |
| Lim, Bailey | Salesperson (Securities) Salesperson (Commodities) | National Bank Financial Ltd. |
| Ludlow, Kenneth Ernest | Officer (Trading) (Securities) Officer (Commodities) | RBC Dominion Securities Inc. |
| Luukkonen, Pentti Arthur | Officer (Trading) (Securities) Officer (Commodities) | RBC Dominion Securities Inc. |
| Maguss, John Andrew | Officer (Trading) (Securities) Officer (Commodities) | Scotia Capital Inc. |
| Marchand, Jean Pierre Joseph | Officer (Trading) (Securities) Officer (Commodities) | Scotia Capital Inc. |
| Marquette, Frédériq | Officer (Trading) (Securities) Officer (Commodities) | Man Financial Canada Co./ La Financiere Man Canada Cie |
| Matheson, Douglas Foster | Branch Manager & Officer (Trading) Securities) Branch Manager & Officer (Commodities) | RBC Dominion Securities Inc. |
| Mayrand, Sophie | Advising Officer (Securities) Officer (Commodities) | State Street Global Advisors, Ltd. |
| McClure, Daniel David | Advising Officer (Securities) Officer (Commodities) | I.G. Investment Management, Ltd. |
| McDowell, Paul Robert | Salesperson (Commodities) | Man Financial Canada Co./ La Financiere Man Canada Cie |
| Mcelrea, James Herbert | Salesperson (Securities) Salesperson (Commodities) | RBC Dominion Securities Inc. |
| McLaughlin, Donn Royden Boomer | Salesperson (Commodities) | Fimat Canada Inc. |
| McLaughlin, Ernest Alan | Officer (Trading) (Securities) Officer (Commodities) | RBC Dominion Securities Inc. |
| McLean, Keith Andrew | Advising Officer (Securities) Officer (Commodities) | I.G. Investment Management, Ltd. |
| McWilliams, Kirk William | Salesperson (Commodities) | Man Financial Canada Co./ La Financiere Man Canada Cie |
| Menikefs, David Andrew | Officer (Trading) (Securities) Officer (Commodities) | Scotia Capital Inc. |
| Miller, Mitchell Grey | Salesperson (Commodities) | Union Securities Ltd. |
| Mitchell, William Hayes | Salesperson (Securities) Salesperson (Commodities) | RBC Dominion Securities Inc. |
| Mol, Marten Kevin Herman | Salesperson (Commodities) | CIBC World Markets Inc. |
| Moody, Brent Frederick | Officer (Trading) (Securities) Officer (Commodities) | Scotia Capital Inc. |
| Newton, Andrew Adam | Officer (Trading) (Securities) Officer (Commodities) | Scotia Capital Inc. |
| Ng, Michael Ying Dae | Salesperson (Securities) Salesperson (Commodities) | Friedberg Mercantile Group |
| Nichols, David Lars | Salesperson (Securities) Salesperson (Commodities) | Scotia Capital Inc. |
| Norris, John Joseph | Officer (Non-Trading) (Securities) Officer (Commodities) | CIBC World Markets Inc. |
| Odo, Patrice | Salesperson (Securities) Salesperson (Commodities) | Man Financial Canada Co./ La Financiere Man Canada Cie |
| Owen, Steven Frederick | Officer (Trading) (Securities) Officer (Commodities) | National Bank Financial Ltd. |
| Parrish, David Linton | Branch Manager & Officer (Trading) Securities) Branch Manager & Officer (Commodities) | Union Securities Ltd. |
| Pasin, Francesco | Officer & Director (Trading) (Securities) Officer (Commodities) | The Jitney Group Inc./Le Groupe Jitney Inc. |
| Paterson, Gordon Alexander | Officer (Trading) (Securities) Officer/Partner (Commodities) | RBC Dominion Securities Inc. |
| Penman, Alexander Scott | Advising Director & Officer (Securities) Officer (Commodities) | I.G. Investment Management, Ltd. |
| Pepin, Jean-François | Advising Employee (Securities) Adviser (Commodities) | State Street Global Advisors, Ltd. |
| Percival, Edward Gordon Alexander | Officer (Trading) (Securities) Officer (Commodities) | National Bank Financial Ltd. |
| Peters, Jacob Kenneth | Salesperson (Commodities) | Union Securities Ltd. |
| Peters, Kristel Murielle Petra | Salesperson (Securities) Salesperson (Commodities) | Scotia Capital Inc. |
| Petrov, Alexandar | Salesperson (Commodities) | Peregrine Financial Group Canada, Inc. |
| Phillips, Richard Duncan | Officer (Non-Trading) (Securities) Officer/Partner (Commodities) | CIBC World Markets Inc. |
| Plummer, Donald Dwight | Officer (Trading) (Securities) Officer (Commodities) | National Bank Financial Ltd. |
| Polonoski, Stephen Lee | Salesperson (Securities) Salesperson (Commodities) | Wellington West Capital Inc. |
| Radomsky, Trevor Lee | Officer (Trading) (Securities) Officer (Commodities) | CIBC World Markets Inc. |
| Rarog, Mark Mitch | Advising Officer (Securities) Officer (Commodities) | I.G. Investment Management, Ltd. |
| Reddick, Colleen Margaret | Salesperson (Securities) Salesperson (Commodities) | RBC Dominion Securities Inc. |
| Reid, Matthew Ryan | Salesperson (Securities) Salesperson (Commodities) | RBC Dominion Securities Inc. |
| Reynolds, William Clarence | Salesperson (Securities) Salesperson (Commodities) | Wellington West Capital Inc. |
| Richmond, Fred Myron | Salesperson (Securities) Salesperson (Commodities) | Scotia Capital Inc. |
| Riddoch, Keith Thomas | Salesperson (Securities) Salesperson (Commodities) | Man Financial Canada Co./ La Financiere Man Canada Cie |
| Rothberg, David Benjamin | Salesperson (Securities) Salesperson (Commodities) | Friedberg Mercantile Group |
| Rowley, Calvin Duncan | Officer (Non-Trading) (Securities) Officer (Commodities) | Wellington West Capital Inc. |
| Rozier, Stéphane | Officer (Trading) (Securities) Officer (Commodities) | Man Financial Canada Co./ La Financiere Man Canada Cie |
| Saad, Samer Atef | Salesperson (Commodities) | Man Financial Canada Co./ La Financiere Man Canada Cie |
| Sanik, Sholom Lepa | Salesperson (Securities) Salesperson (Commodities) | Friedberg Mercantile Group |
| Sansregret, Marc | Officer & Director (Trading) (Securities) Officer (Commodities) | The Jitney Group Inc./Le Groupe Jitney Inc. |
| Seyers, James Alan | Officer (Trading) (Securities) Officer (Commodities) | Scotia Capital Inc. |
| Shannon, John Edward | Officer (Trading) (Securities) Officer (Commodities) | BMO Nesbitt Burns Inc. |
| Shantz, Richard Harold | Officer (Trading) (Securities) Officer (Commodities) | RBC Dominion Securities Inc. |
| Shields, Yonathan Chanoch | Salesperson (Securities) Salesperson (Commodities) | Scotia Capital Inc. |
| Shutt, Theresa Anne | Salesperson (Securities) Salesperson (Commodities) | RBC Dominion Securities Inc. |
| Siekierski, William Joseph | Officer (Trading) (Securities) Officer (Commodities) | RBC Dominion Securities Inc. |
| Simpson, Frederick Kevin | Salesperson (Securities) Salesperson (Commodities) | RBC Dominion Securities Inc. |
| Singh, David Rajendra | Officer (Trading) (Securities) Officer (Commodities) | RBC Dominion Securities Inc. |
| Small, William Mckinley | Officer (Trading) (Securities) Officer (Commodities) | Scotia Capital Inc. |
| Smith, John Christopher | Officer (Trading) (Securities) Officer (Commodities) | Scotia Capital Inc. |
| Smyth, Robert Harold Gordon | Salesperson (Commodities) | CIBC World Markets Inc. |
| Snyder, Jennifer Dawn | Officer & Director (Trading) (Securities) Officer (Commodities) | Jory Capital Inc. |
| Solomon, Stephen Elliot | Officer (Trading) (Securities) Officer (Commodities) | RBC Dominion Securities Inc. |
| Sousaris, Panagiotis | Officer (Trading) (Securities) Officer (Commodities) | Tradefreedom Securities Inc. |
| Speiss, Philip Ryan | Salesperson (Commodities) | RBC Dominion Securities Inc. |
| Spiess, Carl Pierre | Officer (Trading) (Securities) Officer (Commodities) | Scotia Capital Inc. |
| Stanko, John James | Salesperson (Commodities) | Man Financial Canada Co./ La Financiere Man Canada Cie |
| Starkey, Patricia Lynn | Salesperson (Securities) Salesperson (Commodities) | RBC Dominion Securities Inc. |
| Steiner, Douglas Ernst | Officer & Director (Non-Trading) (Securities) Non-Trading (Commodities) | Perimeter Markets Inc. |
| Stewart, Robert Allen | Salesperson (Securities) Salesperson (Commodities) | RBC Dominion Securities Inc. |
| Strand, Kurt Douglas | Salesperson (Securities) Salesperson (Commodities) | RBC Dominion Securities Inc. |
| Styles, Ronald Thomas | Salesperson (Securities) Salesperson (Commodities) | Union Securities Ltd. |
| Swaffer, Brenda Edith | Salesperson (Securities) Salesperson (Commodities) | Scotia Capital Inc. |
| Sweeny, Martin Skouras | Salesperson (Securities) Salesperson (Commodities) | Friedberg Mercantile Group |
| Tang, Fuerh Christine | Officer (Trading) (Securities) Futures Contracts Portfolio Manager (Commodities) | Friedberg Mercantile Group |
| Thibideau, Brian Ross | Officer (Non-Trading) (Securities) Officer (Commodities) | CIBC World Markets Inc. |
| Thomas, Michael David | Advising Officer (Securities) Adviser (Commodities) | Russell Investments Canada Limited/ Investissements Russell |
| Thor, Henry Ian | Salesperson (Securities) Salesperson (Commodities) | RBC Dominion Securities Inc. |
| Throop, Gerald Charles | Officer & Director (Non-Trading) (Securities) Salesperson (Commodities) | Blackmont Capital Inc. |
| Tryhuk, Tony | Salesperson (Commodities) | RBC Dominion Securities Inc. |
| Tucker, Charles Andrew | Salesperson (Securities) Salesperson (Commodities) | Scotia Capital Inc. |
| Van Dyk, Michael Adrian | Salesperson (Securities) Salesperson (Commodities) | Scotia Capital Inc. |
| Vandewater, James Alfred Larkin | Officer (Trading) (Securities) Officer (Commodities) | Scotia Capital Inc. |
| Veillet, Francois | Officer (Non-Trading) (Securities) Officer/Partner (Commodities) | CIBC World Markets Inc. |
| Walchuk, Ronald William | Salesperson (Securities) Salesperson (Commodities) | National Bank Financial Ltd. |
| Walker, Stephen Tasker | Officer (Trading) (Securities) Officer (Commodities) | RBC Dominion Securities Inc. |
| Watson, Garrett Kay | Salesperson (Securities) Salesperson (Commodities) | Scotia Capital Inc. |
| Watt, Kristopher Richard Anthony | Salesperson (Commodities) | Union Securities Ltd. |
| Watt, James Angus Reid | Officer (Trading) (Securities) Officer (Commodities) | National Bank Financial Ltd. |
| Weinstein, Sidney Wolfe | Salesperson (Securities) Salesperson (Commodities) | National Bank Financial Ltd. |
| Werner, Robert Thomas | Advising Officer (Securities) Adviser (Commodities) | Russell Investments Canada Limited/ Investissements Russell |
| White, Gordon Paul | Officer (Trading) (Securities) Officer (Commodities) | Scotia Capital Inc. |
| Wilkins, James Stupart | Salesperson (Securities) Salesperson (Commodities) | Scotia Capital Inc. |
| Willson, Peter John | Officer (Trading) (Securities) Officer (Commodities) | Scotia Capital Inc. |
| Wilton, James Corey | Branch Manager & Officer (Trading) (Securities) Officer (Commodities) | Man Financial Canada Co./ La Financiere Man Canada Cie |
| Windsor, Francis Nelson | Salesperson (Securities) Salesperson (Commodities) | Scotia Capital Inc. |
| Wright, Richard Allen | Salesperson (Commodities) | RBC Dominion Securities Inc. |
| Yamamoto, John Saburo | Officer (Trading) (Securities) Officer (Commodities) | RBC Dominion Securities Inc. |
| Yamanaka, Takahiro | Salesperson (Securities) Salesperson (Commodities) | CIBC World Markets Inc. |
| Zauderer, Enrique | Officer & Director (Trading) (Securities) Futures Contracts Portfolio Manager (Commodities) | Friedberg Mercantile Group |
| Zimmermann, Loree Gwendolyn | Salesperson (Securities) Salesperson (Commodities) | National Bank Financial Ltd. |