What's New
CSA Investor Index Report
- October 3, 2006
The Professional Adviser
and The Regulatory Landscape - 10 Myths
Monday October 16th, 2006, 8:30 am to 11:30 pm
Winnipeg Convention Centre - 375 York Avenue
Doing it Right:
Compliance and Liability
Tuesday, October 17th, 2006, 8:30 am to 11:30 am
Brandon - Royal Oak Inn and Suites
CSA Report on
Enforcement Activities - For the period October 1, 2005 - March 31,
2006
A Communiqué from The Manitoba Securities Commission -
Cooperation, Education and Innovation - December 2004
Canadian Regulators Group - Real Estate
The Manitoba Securities Commission
Strategic Plan 2006-2010
The Investment Dealers Association of Canada provides information
to investors on its Member firms and their registered employees. The Member
Firm/Registrant Information Service (http://www.ida.ca/Investors/MembFirmEmployeeInfo_en.asp)
provides the current membership status of Member firms, current registration information
of individuals, and disciplinary history of firms and individuals.
Market Regulation Services Inc. (RS) launches new
database to protect investors from unintentional violations of cease trade orders -
February 27, 2003
Improved
Protection for Investors - February 24, 2003
MSC Notice 2003-4
Claim Form
New Brochure - Protecting Your Finances - How
to Avoid Investment Frauds and Scams
Canadian Securities
Administrators Strategic Plan - 2001 - 2004
The Mutual Fund Dealers Association
When fully operational, the Mutual Fund Dealers Association of Canada will be
responsible for regulating all sales of mutual funds by our members in Canada. The
MFDA will not regulate the funds or fund manufacturers. This responsibility will
remain with the securities commissions. The MFDA is currently in the process of
developing rules and regulations. For more information, please go to the MFDA web
site at www.mfda.ca.
Industry Presentations
How to Recognize and Avoid Investment Scams - Have you ever
been approached by someone either in person, on the phone or over the Internet to invest
in a company or product that you know nothing about? How do you know if it is a legitimate
investment or could it have been a scam? The Commission has developed a presentation
designed to help you "Recognize and Avoid Investment Scams." If you would like
us to deliver the presentation to your organization, please contact Ainsley Cunningham at
(204) 945-4733.
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