Securities Regulation in Canada provides an explanation of the IDA’s place in Canada’s system of regulators, stock exchanges and self-regulatory organizations.
To help investors make informed decisions when choosing a financial advisor, the IDA provides a free Member Firm/Registrant Information Service, providing details of the registration and disciplinary history of Member firms and their registered employees.
Investors who have a dispute with, or a complaint about, their investment firm or advisor are encouraged to visit Resolving a Complaint. This section provides instructions for filing a complaint with the IDA as well as descriptions of the dispute resolution services available to investors.
Who do I contact about…? is the IDA’s comprehensive directory of contacts, sorted by region, department or topic.
Useful Links provides access to the websites of other organizations of interest to Canadian investors.
