Fee Schedule
This is an unofficial plain language list. Please see Appendix A of the Rules to the Securities Act for legislated fees.
CHEQUES FOR FEES ARE TO BE MADE PAYABLE TO:
MINISTER OF FINANCE, NOVA SCOTIA
Capital Markets (Registration)
|
|
| Application for registration or renewal of registration as an underwriter or a dealer, other than a security issuer, or an advisor |
$600 |
| Application for registration or renewal of registration as a security issuer |
$400 |
| Application for registration or renewal of registration as a salesman of a registered dealer or as a partner or officer of a registered dealer or advisor |
$300 |
| Application by an individual for registration or renewal of registration as an advisor |
$600 |
| Application for reinstatement or transfer of registration as a salesman or as a partner or officer of a registered dealer |
$100 |
| Application by a registrant for a branch office or sub-branch office in Nova Scotia |
$100 per office |
| Application for amendment of registration as a dealer, advisor or underwriter |
$100 |
Corporate Finance
|
|
| Filing a Preliminary Prospectus, Pro Forma Prospectus or Statement of Material Facts |
$850 if NS is not principal regulator $1250 if NS is principal regulator |
| Filing a pro forma or preliminary simplified prospectus and annual Information form |
$1200 per issuer if NS is not principal regulator $1650 per issuer if NS is principal regulator |
| Additional Class of Securities in a prospectus |
$300 per class |
| Amendment of prospectus per issuer |
$100 |
| If amendment of prospectus is accompanied by a report upon a property or an amended financial statement |
$150 per property oramended financial statement |
| Prospectus Supplement filed under the Shelf Procedures |
$850 |
| Report filed with a Prospectus filing relating to properties of Natural Resource Company |
$100 per property |
| Filing of an Annual Information Form |
$1200 |
| Filing a Rights Offering Circular or Rights Plan |
$350 |
| Filing a Share-Exchange Take-over Bid Circular |
$350 |
| Filing a Director's Circular |
$100 |
| Filing an amendment to a share-exchange take-over bid circular |
$100 |
| Filing a Form 20 or Form 45-106 FI |
$25 |
| Filing Annual Financial Statements |
$150 if non-exchange member $250 if a member of a Canadian exchange |
| Material Change Reports |
$25 |
Exemptions and Commission Orders
|
|
| Application under Section 67 of the Act |
$350 |
| Application under Section 79 of the Act |
$450 |
| Application under Section 80 of the Act |
$350 |
| Application under Section 86 of the Act |
$350 |
| Application under Section 89 of the Act |
$350 |
| Application under Section 94 of the Act |
$350 |
| Application under Section 110 of the Act |
$350 |
| Application under Section 121 of the Act |
$350 |
| Application under Section 125 of the Act |
$350 |
| Application under Section 128 of the Act |
$350 |
| Application under Section 151 of the Act |
$350 |
| Application pursuant to any other provision of the Act, the General Securities Rules, policy statements or rules |
$350 |