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Canada Border Services Agency![,](/web/20061130014517im_/http://infosource.gc.ca/cioscripts/images/line450x1.gif)
Info Source
Sources of Federal Employee Information 2005-2006
Canada Border Services Agency Chapter 9
Table of Contents
Particular Personal Information Banks
Standard Personal Information Banks
Particular Personal Information Banks
Activity Management and Costing Data Bank
Description: Data contained in this bank pertains to weekly activities performed by each employee and
includes data (in terms of time and cost) by activity, organization/operating budget, and project/case, plus
non-compliance and unreported time/production reports.
Class of Individuals: Individuals identified in this bank are all employees of Canada Border Services
Agency, as well as staff members who have been engaged under personal service contracts.
Purpose: The purpose of this information bank is to maintain production utilization data, in terms of
time and cost, on all continuing departmental employees as well as term/casual employees and staff members who have
been engaged under personal service contracts. This bank is used to provide managers and management information
systems with information regarding production time and cost of departmental employees and contract staff through a
series of reports. An individual report containing one staff member's activities for the current fiscal year to date
can be produced on request. Access will not be permitted without adequate proof of identification and/or authority.
Consistent Uses: None.
Retention and Disposal Standards: Input records in this bank are maintained for two years and then
destroyed.
RDA Number: 98/005
Related PR#: CBSA PRN 921
TBS Registration: 003544
Bank Number: CBSA PPE 811
Customs Inspector Test
Description: This bank contains the results of ability tests taken by individuals who are considered in
the selection of candidates to fill positions as Customs Inspectors with the CBSA.
Class of Individuals: All individuals seeking Customs Inspectors positions with the CBSA. Access will
not be permitted without adequate proof of identification and/or authority.
Purpose: This bank is used to compile test results for use in the selection of candidates to fill
positions as Customs Inspectors with the Agency.
Consistent Uses: Test results may have to be disclosed for recourse purposes. Data in this bank is used
for statistical analysis and for research purposes. When used for these purposes, information in this bank is combined
with that contained in standard bank CRA PSE 902.
Retention and Disposal Standards: Records are retained indefinitely since test results may be valid
indefinitely.
RDA Number: 98/005
Related PR#: CBSA PRN 921
TBS Registration: 002195
Bank Number: CBSA PPU 017
Employment Equity Program
Description: This bank contains information from the self-identification questionnaire called the Work
Force Profile that gives the Canada Border Services Agency (CBSA) a clear, factual count of the employees who make up
its workforce. The information is collected on a voluntary basis, and respondents are asked to identify whether they
are a person with a disability, an Aboriginal person, a member of a visible minority group, and whether they are male
or female. For identification purposes, employees Personal Record Identifier and their first and last name are
included in the questionnaire. The information is confidential and protected by the Privacy Act, and stored securely
with the Employment Equity Section, and also in the Corporate Administration System (CAS) on a secure server. This
information does not appear in the employee personnel file and will not be released without the employee's
authorization. In accordance with the Employment Equity Act (EEA), only employees implementing Employment Equity and
those responsible for maintaining and supporting CAS for Employment Equity have access to this information.
Class of Individuals: Employees of the CBSA.
Purpose: The CBSA is required to collect information and conduct an analysis of its workforce in order
to determine the degree of under-representation of designated group members, (i.e. women, Aboriginal peoples, persons
with disabilities and members of visible minority groups) in comparison with the labour market availability. This
allows the CBSA to assess their progress on employment equity. The aggregated information will also appear in the
CBSA's report to Parliament on employment equity. To get a complete picture of the CBSA's workforce and to determine
the progress that has been made in employment equity, it is necessary to link information with occupational groups,
salary ranges, hiring, promotions and, separations gathered from existing information systems.
Consistent Uses: The data is primarily collected for statistical purposes. The information is used for
the CBSA's Employment Equity Program, to work toward achieving equality in the workplace so that no person shall be
denied employment opportunities or benefits for reasons unrelated to ability and, in the fulfilment of that goal, to
correct the conditions of disadvantage in employment experienced by the four designated groups.
Retention and Disposal Standards: Records are retained for a minimum of two years after the employee has
left the organization and then sent to Archives.
RDA Number: 98/005
Related PR#: CBSA PRN 918
TBS Registration: 005107
Bank Number: CBSA PPE 820
Employee Profiles
Description: Information in the bank contains personal information on CCRA employees, including name,
address, record identifier experience & skills performance appraisals, competency assessment results, training and
learning records, career development data.
Class of Individuals: Employees of CBSA.
Purpose: To maintain up to date information on current employees for matching with job competency
profiles for purpose of staffing, for human resources planning, to assist in future career planning and for purposes
of monitoring and managing employee performance.
Consistent Uses: External and internal third party reviewers; internal audit and evaluation staff; Human
Resources officials for analysis and HR planning purposes; representatives of Resourcing and career Management
Division, Ottawa.
Retention and Disposal Standards: Until an employee retires or for a minimum of two years following the
date an employee leaves the CBSA and then sent to Archives.
RDA Number: 98/005
Related PR#: CBSA PRN 921
TBS Registration: 005105
Bank Number: CBSA PPE 830
Employee Use of Material Card
Description: This bank consists of written agreements and cards maintained to record the issuance of
material, particularly equipment to agency employees for use of government premises.
Class of Individuals: Employees of the Canada Border Services Agency.
Purpose: To track and maintain the location of material when being utilized off government premises.
Consistent Uses: None
Retention and Disposal Standards: Files are retained for two years after return of equipment and then
destroyed.
RDA Number: 98/005
Related PR#: CBSA PRN 921
TBS Registration: 001764
Bank Number: CBSA PPE 806
Internal Investigations
Description: This bank contains investigative reports and correspondence between officials of the Canada
Border Services Agency with respect to whether an allegation against an employee of the Canada Border Services Agency
is founded or not founded.
Class of Individuals: Current or former employees of the Canada Border Services Agency and members of
the general public interviewed in the course of such investigations.
Purpose: The purpose of this bank is to record all information concerning any alleged or suspected
violation of Canada Border Services Agency legislation, or of other laws, which could adversely affect the interests
of the Agency. The bank also contains notes of interviews with members of the general public interviewed in the course
of such investigation. This information is used to determine an appropriate course of action, including recovery of
moneys owed to the Crown, disciplinary action against individuals or prosecution against individuals and to comply
with the Financial Administration Act, the Treasury Board Policy on Losses of Money and Offences and Other Illegal
Acts Against the Crown, and the Canada Border Services Agency Policy on Terms and Conditions of Employment.
Consistent Uses: Information contained in this bank may be provided to the Royal Canadian Mounted
Police, Enforcement or Investigation Agencies prescribed by other related laws and to the Department of Justice.
Retention and Disposal Standards: Files are maintained for 5 years after the case is closed and then
destroyed.
RDA Number: 98/005
Related PR#: CBSA PRN 921
TBS Registration: 000004
Bank Number: CBSA PPE 813
Leave and Overtime Reporting System
Description: Data contained in this bank pertain to occurrences of leave, overtime, shift work and
standby, by individual employee by fiscal year. Individuals identified in this bank are all employees of the CBSA
Agency with the exception of terms under three months.
Class of Individuals: Employees of the Agency.
Purpose: The purpose of this information bank is to maintain detailed leave, overtime, and shift work
data on all continuing Agency employees, as well as term employees over three months. The bank is used to provide line
managers with information regarding employees, in respect to overtime worked, and leave balances. It is also used to
accumulate data for tape transmission to Public Works and Government Services Canada to meet Treasury Board
requirements. Individual reports, containing detailed information of leave and overtime activity, is available to
employees on a scheduled basis. This report is also available on request. Access will not be permitted without
adequate proof of identification and/or authority.
Consistent Uses: None
Retention and Disposal Standards: Current year plus two then destroyed.
RDA Number: 98/005
Related PR#: CBSA PRN 921
TBS Registration: 003543
Bank Number: CBSA PPE 804
Managerial and Confidential Exclusions
Description: Information in this bank includes the criteria on which the position is excluded, position
number and title, organizational location, bargaining unit identification, effective date of the exclusion status of
the position, the employee name, employee group and level.
Class of Individuals: Employees of the CBSA occupying or having occupied a managerial or confidential
excluded position.
Purpose: The purpose of this bank is to maintain a complete listing of all managerial or confidential
excluded positions in the Agency.
Consistent Uses: None
Retention and Disposal Standards: Information is retained until the position is de-excluded and then
destroyed.
RDA Number: 98/005
Related PR#: CBSA PRN 921
TBS Registration: 000003
Bank Number: CBSA PPE 812
Mediation Files Bank
Description: This bank contains information on mediations conducted between employees of the CBSA. All
mediators, internal or external, complete a Mediator's Report immediately following a case, and forward the
information in a private and confidential manner to the Office of Dispute Management. The information is filed under
lock and key and in a sealed envelope and may contain the following documents: the Agreement to Mediate, mediator
notes and the Mediation Resolution Agreement.
Class of individuals: Employees of the CBSA who participated in a Mediation Session.
Purpose: The purpose of this bank is to ensure consistency and confidentiality in the filing of
Mediation documents.
Consistent Uses: The Mediator Reports will be used by the ODM for statistical and quality assurance
purposes. Records of mediation would be viewed by the ODM in the following circumstances: need to contact the parties
regarding case-related or unrelated follow-up activities, and monitoring of the nature of resolution agreements.
Retention and Disposal Standards: Records of mediation are retained for two years after the mediation
completion date, and then destroyed.
RDA Number: 98/005
Related PR#: CBSA PRN 926
TBS Registration: 005106
Bank Number: CBSA PPE 825
Operations and Staff Matters Bank
Description: This information bank relates to the investigation of Canada Border Services Agency
employees emanating from allegations of fraud, defalcation, bribe, breaches of trust, misuse of the Agency's
electronic networks, or misconduct. Access will not be permitted without adequate proof of identification and/or the
necessary authorization.
Class of Individuals: Employees of the Canada Border Services Agency who are, or have been under
investigation for fraud, defalcation, bribe breaches of trust, misuse of the Agency's electronic networks or
misconduct, and members of the general public interviewed in the course of such investigations.
Purpose: The information is compiled to carry out investigations of such employees.
Consistent Uses: None.
Retention and Disposal Standards: Records in this bank are retained for five years after the case is
closed and then destroyed.
RDA Number: 98/005
Related PR#: CBSA PRN 921
TBS Registration: 002026
Bank Number: CBSA PPE 803
Public Key Infrastructure (PKI) Internal Identification
Description: As per the CBSA Certificate Authority Internal Certificate Policy (CBSA CA CP - Internal),
the identify of individuals employed by the CBSA must be verified prior to issuance of PKI certificates enabling
secure online transactions. The information may be collected in paper or electronic format and may include protected
information such as employee name, PRI or date of birth. Information collected for identification and authentication
purposes includes the employee's name and SMTP mail address which are published to the X.500 directory.
Class of Individuals: Employees, contractors, organisational roles, and applications within CBSA.
Purpose: PKI certificates will be used to enable telecommuting capabilities and secure email for all
CBSA employees.
Consistent Uses: The information gathered prior to the issuance of PKI certificates is for
identification and authentication purposes only.
Retention and Disposal Standards: All records containing sensitive plaintext information are stored in
accordance with the Government Security Policy (GSP). CBSA correspondence (Subscribers' Agreements and any
identification and authentication information) and reports are archived for a minimum of six (6) years. All records
are considered Protected B and destroyed as per guidelines.
RDA Number: 98/005
Related PR#: CBSA PRN 921
TBS Registration: 004487
Bank Number: CBSA PPE 818
Recognition Program
Description: The bank includes information about CBSA's Recognition Program. The information may include
the name of the employee; a synopsis of the achievements; the employee's group, level and work location; and the type
of award.
Note: This bank was formerly entitled Innovation and Excellence.
Class of Individuals: Agency employees who have been nominated for a local regional or branch award, a
Long Service Award, a Suggestion Award or an External Award.
Purpose: To assist in the administration of the Recognition Program.
Consistent Uses: Some local offices use the bank for local record keeping. Some records are maintained
on file nationally.
Retention and Disposal Standards: Local files should be kept for a period of 5 years then closed and
destroyed; any file of a precedent setting nature must be transferred to Information Management Section; financial
records should be kept for 5 years then destroyed.
RDA Number: 98/005
Related PR#: CBSA PRN 921
TBS Registration: 003212
Bank Number: CBSA PPE 810
Students' records of the Customs Inspector Recruit Training Program (C.I.R.T.P.)
Description: The data bank includes biographical information prepared by the students, exams completed
by the students and the results. The file may occasionally include manuscript notes pertaining to performance or
behaviour of the students while at the College. Course titles and dates of the particular training are to be quoted
for access to information.
Class of Individuals: Employees of the Canada Border Services Agency who are current or former students
on the Customs Inspector Recruit Training Program.
Purpose: The purpose of this bank is to maintain up-to-date the evolution of the students on this
pass\fail training program. Also, this bank is to maintain records for reference purposes to evaluate performance and
to assist in career planning and future work assignments.
Consistent Uses: None
Retention and Disposal Standards: Records are retained for two (2) years after completion of the
particular training and then destroyed.
RDA Number: 98/005
Related PR#: CBSA OPS 003
TBS Registration: 000002
Bank Number: CBSA PPE 801
Word Processing Equipment Training Reports
Description: This bank relates to the training of Agency employees on word processing software and
contains comments by the trainer, and a copy of the letter to the trainee's supervisor regarding the results of the
training. Access will not be permitted without adequate proof of identification and/or the necessary authorization.
Class of Individuals: Employees of Canada Border Services Agency.
Purpose: This bank is used to provide a history of employees' training on word processing software.
Consistent Uses: None
Retention and Disposal Standards: Records in the bank are retained for five years and then destroyed.
RDA Number: 98/005
Related PR#: CBSA PRN 927
TBS Registration: 002027
Bank Number: CBSA PPE 805
Standard Personal Information Banks
Please see the INTRODUCTION to this publication for the definition of Standard Banks and a description of their
contents.
Attendance and Leave
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Discipline
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Employee Assistance
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Employee Personnel Record
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Employment Equity Program
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Grievances
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Harassment
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Identification and Building-Pass Cards
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Occupational Safety and Health
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Official Languages
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Pay and Benefits
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Performance Reviews and Employee Appraisals
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Personnel Security Screening (Reliability Screening/Security Clearance)
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Staffing
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Values and Ethics Code for the Public Service
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