Securities

Welcome to the official website of the Prince Edward Island Securities Office. The Securities Office is the provincial authority responsible for regulating trading in securities in the province. Our primary mandate is to protect Prince Edward Island investors from unfair, improper or fraudulent practices in the marketplace. We also work alongside the securities regulators of the other provinces and territories to facilitate consistent, efficient and effective regulation of the capital markets across the country.

Fees

Registration, application and notice filing fees...

How to Contact the Securities Office

Postal, physical addresses for the office and staff contact information...

How to File a Complaint

Proceedures and forms for filing complaints...

Investor Alert

Scams, Frauds, Schemes...

Investor Education

Background information on investing...

Law & Policy

Securities Act, Regulations, Rules, Policies and Notices...

More about the Securities Office

What we do...

Links

To other Canadian securities regulators and institutions...

Questions and Answers

For registrants, filers and investors...

Registration

Dealers, advisors and individual registrant information...

What's New

Up-to-date information on the latest additions to the Securities website...