edited by D.I. Wardle, J. Kerr, C.T. McElroy, and
D.R. Francis
The full version of this publication is available in English or French from Environment Canada, or click here.
The signing of the Montreal Protocol on September 16, 1987, was
a remarkable and significant event in modern diplomatic history,
one of those rare occasions when individual nations subordinated
economic self-interest to the achievement of a common planetary
goal. The event was even more remarkable when one considers that
it was accomplished in spite of scientific uncertainties about
detailed aspects of the depletion process and without immediate
evidence of impacts on ecosystems and human health. That an agreement
was eventually reached was due not only to an extraordinarily
successful collaboration between scientists and policymakers but
also to the enormous strides made by the international scientific
community in expanding the boundaries of ozone science. The solidity
of their achievement can be seen in the very real progress that
has been made since 1987 in reducing emissions of ozone-depleting
substances
Canada has been concerned about stratospheric ozone depletion
since the issue was first raised by scientists in the 1960s and
1970s, and our interest in ozone science goes back even further,
to the 1950s, when the first Canadian ozone monitoring programs
were established. Over the past couple of decades our involvement
in ozone science and contributions to it have been considerable.
The Brewer ozone spectrophotometer, now the principal instrument
for ground-based ozone measurements, was developed here. Our network
of monitoring stations is one of the largest in the world, and,
as the home for the World Ozone and Ultraviolet Radiation Data
Centre, we are responsible for archiving ozone measurements from
around the world. Canada is also proud to have been one of the
original parties to the Montreal Protocol and to be among the
many countries that have met or exceeded their obligations under
the protocol and its amendments.
The present document provides a brief overview of the state of ozone science in 1997, on the 10th anniversary of the Montreal Protocol. Compiled by Canadian scientists, it draws on both Canadian and international research to outline our current understanding of ozone depletion and its effects. It also highlights Canadian research results and data, where appropriate, and emphasizes items of special Canadian concern, such as ozone depletion in the Arctic and the impacts of UV changes on forests and freshwater ecosystems.
The possibility of anthropogenic interference with the ozone layer
was raised as early as 1964, when John Hampson of the Canadian
Armaments and Research Development Establishment noted the potential
for ozone damage as a result of water vapour emissions from rockets
and high-flying aircraft. Over the ensuing decade, proposals for
the development of supersonic commercial aircraft that would fly
in the lower stratosphere brought further attention to the issue,
as did the debate over the environmental effects of nuclear weapons.
In 1974, however, two articles were published that brought an
entirely new dimension to the problem of ozone depletion.The first
of these, published in the Canadian Journal of Chemistry
by Richard Stolarski and Ralph Cicerone of the University of Michigan,
described a process by which chlorine from rocket exhausts could
catalyze the destruction of large amounts of ozone in the stratosphere
over a period lasting many decades. Independently and almost simultaneously,
two University of California researchers, Mario Molina and Sherwood
Roland, voiced similar concerns about chlorine-catalyzed ozone
loss but suggested the existence of a much larger source of anthropogenic
chlorine in the stratosphere. In an article in Nature they
argued that many widely used industrial chlorofluorocarbons (CFCs)
had the potential to migrate into the stratosphere, where they
would eventually break down as a result of exposure to intense
ultraviolet radiation and release significant quantities of chlorine.
The combined implications of these articles were disturbing. Society
appeared to face a choice between preserving the integrity of
the ozone layer, which prevents biologically destructive levels
of ultraviolet radiation from reaching the earth's surface, or
preserving the economic benefits provided by CFCs, a valuable
and otherwise benign group of chemicals that had become essential
to a broad range of applications, including refrigeration and
the manufacture of foams and electronic components. The potential
risks to ecosystems and human health were large and unprecedented,
while the costs of abandoning CFCs appeared considerable. In addition,
although ozone destruction by chlorine catalysis was highly plausible,
there was as yet no empirical evidence of ozone loss in the stratosphere.
A further complication was added in 1975 when S.C. Wofsy, M.B.
McElroy, and Y.I. Yung of Harvard University showed that bromine,
used in fire-retarding halons, was also a potent destroyer of
ozone. Not surprisingly, the issue ignited a major controversy,
both within the scientific community and beyond.
University, government, and industry scientists in various centres
around the world responded by intensifying their research activities.
The immediate problem was to validate - or invalidate - the new
theories of ozone destruction and assess their implications over
a wide range of potential impacts. Given the considerable natural
variability of ozone concentrations, both geographically and temporally,
detecting the imprint of an anthropogenic disturbance and verifying
the processes involved were not easy tasks. As researchers uncovered
new information about the chemistry and dynamics of the middle
atmosphere, the problem became more complex and uncertainties
increased. Modelling of processes affecting ozone amounts proved
extremely difficult, partly because of limitations of computer
power and partly because of uncertainties about reaction rates
and other critical aspects of the depletion mechanisms. Consequently,
initial projections of depletion by CFCs showed little consistency.
Nevertheless, by the mid-1980s, knowledge of ozone-related processes
had expanded considerably. When the United Nations Environment
Programme (UNEP) and the World Meteorological Organization (WMO)
released their first major international ozone assessment in 1986,
the report was able not only to provide a comprehensive analysis
of the threat from CFCs 11 and 12 but also to identify additional
substances that had the potential to deplete stratospheric ozone.
In addition, it drew attention to the fact that many of these
substances were extremely powerful greenhouse gases whose presence
in the atmosphere also had serious implications for global warming
and climate change.
At the national level, reaction to the threat of ozone depletion
varied considerably. It was strongest in those countries where
media interest and vocal environmental movements ensured a place
for the issue on the political agenda. Fact-finding commissions
were established and research activities intensified in a number
of these countries to provide governments with more information
about the nature and implications of the problem. By 1978 a few
countries had concluded that it would be prudent to curtail the
least essential uses of CFCs until there was greater certainty
about the risks involved in their use. Thus, the United States
banned the use of CFCs in nonessential aerosol sprays in March
of that year, and Canada, Norway, and Sweden shortly followed
suit. The European Community, after initially rejecting Dutch
and later German proposals for CFC restrictions, agreed in 1980
to a more modest 30% cutback in aerosol use.
The ozone issue, however, was fundamentally an international problem,
and it could only be resolved by international action. The initiative
for promoting this action was taken at a relatively early date
by the United Nations Environment Programme, under the leadership
of its executive director at the time, Mostafa Tolba. In 1976
UNEP had called for an international conference to discuss an
international response to the ozone issue. The conference, held
in Washington in March 1977, drafted a "World Plan of Action
on the Ozone Layer," which gave UNEP the responsibility for
promoting and coordinating international research and data gathering
activities. At the same time, a Coordinating Committee on the
Ozone Layer, under UNEP direction, was formed to oversee periodic
international assessments of the depletion problem.
The possibility of establishing international controls over the
production and use of CFCs was first raised a month later at another
international meeting in Washington but attracted insufficient
support at the time and on subsequent occasions over the next
few years. In April 1981, however, UNEP's Governing Council authorized
the organization to begin working towards an agreement to protect
the ozone layer. The first step in this process was taken in January
1982, when 24 countries met in Stockholm and agreed to launch
an "Ad Hoc Working Group of Legal and Technical Experts for
the Preparation of a Global Framework Convention for the Protection
of the Ozone Layer." In 1983, the so-called Toronto Group
(named after the site of its first meeting and consisting of Canada,
Finland, Norway, Sweden, Switzerland, and later the United States)
recommended a global ban on nonessential uses of CFC aerosol sprays
and proposed that a separate regulatory protocol be developed
and adopted simultaneously with the framework convention.
Efforts to complete a framework agreement came to fruition in
March 1985 with the signing of the Vienna Convention for the Protection
of the Ozone Layer. The participating countries agreed to take
measures to protect the ozone layer (although these were not spelled
out) and made arrangements for international cooperation in the
areas of research, monitoring, and exchange of data on the state
of the ozone layer and emissions and concentrations of CFCs and
other chemicals. The convention was not accompanied by a regulatory
protocol, but under a separate resolution UNEP was authorized
to begin negotiations on a legally binding protocol that would
be ready in 1987.
Although Vienna was an important milestone, the international
consensus needed to support an effective control protocol was
still lacking. It was therefore decided to convene two workshops
in 1986 to review some of the key economic and scientific issues.
Working informally as private citizens rather than as members
of national delegations, experts from the UN, governments, industry,
universities, and environmental groups met first in Rome and later
in Leesburg, Virginia. Though many points of contention remained
unresolved, the meetings nevertheless succeeded in building a
broader basis of understanding for the negotiations to follow.
One of the more important ideas to emerge from these discussions
was the concept of an interim protocol - one that did not have
to provide a definitive solution to all outstanding problems but
allowed for periodic reassessment and revision in the light of
changing facts and expanding scientific knowledge.
The actual negotiation of the protocol began in Geneva in December
1986. Subsequent meetings in Vienna and again in Geneva helped
to narrow the outstanding differences, but when the delegates
convened in Montreal on September 8, 1987, important disagreements
remained over such basic issues as the chemicals to be controlled,
the use of production or consumption as the basis for restrictions,
the extent of the controls and the timing of their implementation,
the choice of a base year, and arrangements for developing countries.
It was only after further intensive negotiation that agreement
was finally reached on the 16th.
The conclusion of such an important and unprecedented agreement owes much to the skill and persistence of those who negotiated it, but a number of other important factors contributed to this achievement. The role of the international scientific community was particularly vital. Although scientists were unable to eliminate many of the uncertainties that surrounded and still surround the stratospheric ozone issue, they were successful in reducing the range of uncertainty and in building a compelling case for action. Chance played a role as well, most notably with the discovery of the Antarctic ozone hole in 1985. The ozone hole did not confirm existing theories about the destruction of the ozone layer - it only raised new questions - but it did create a greater awareness among opinion leaders and the public that something serious was happening to the atmosphere and that precautionary action was necessary. An agreement also became much more likely after 1986, when the American chemical industry, one of the larger producers of CFCs in the world, abandoned its opposition to controls. Finally, it was the very flexibility of the agreement that made it acceptable to many of the parties. It did not attempt the impossible task of solving so complex a problem in one step. Instead, it set up a mechanism for continuing review, so that policy could be refined in the light of new realities and the best available information. Indeed, one of its most important achievements was that it created a mechanism for continuing action. As Mostafa Tolba pointed out, the Montreal Protocol was a starting point, "the beginning of the real work to come."
The past decade has seen a number of very significant advances
in ozone science, both in terms of improvements in research and
monitoring capabilities and actual advances in our understanding
of ozone depletion and its effects on radiation at the earth's
surface. One of the most important developments occurred in the
late 1980s, when intensive research efforts unravelled the mystery
of the Antarctic ozone hole and uncovered the role of polar stratospheric
clouds (PSCs) and hetereogeneous chemistry in its genesis. By
1990, important evidence about ozone trends in other parts of
the world was also becoming available, and depletions of about
5% per decade were detected over the northern midlatitudes. After
the eruption of Mount Pinatubo in 1991, it became apparent as
well that sulphate aerosols injected into the stratosphere by
volcanic activity could cause significant depletion. More recently,
there has been evidence that significant depletions have been
occurring in the Arctic as a result of heterogeneous reactions
on PSCs. In 1993, the expected link between ozone depletion and
increases in UV radiation at the surface was finally confirmed
through the analysis of spectral data. The study, by Environment
Canada scientists, has recently been extended to cover an 11-year
period ending in 1996. It shows a positive trend of approximately
1% per year in the summer radiation at 300 nm.
Other noteworthy scientific advances of the past decade include:
Improvements in our understanding of depletion processes as well as further evidence of ozone loss has precipitated a significant tightening and extension of the protocol's regulatory regime. The original agreement had required a 50% reduction in CFC use by mid-1998 and a freeze of halon consumption at 1986 levels by 1992, but amendments passed at meetings in London (1990) and Copenhagen (1992) targeted these substances for virtual elimination and then advanced the phase-out dates to the end of 1994 for halons and the end of 1995 for CFCs. In addition, carbon tetrachloride and methyl chloroform, HCFCs and HBFCs (used as substitutes for CFCs and halons), and methyl bromide were brought under regulatory control. Carbon tetrachloride, methyl chloroform, and HBFCs were scheduled for elimination by the end of 1995, while consumption of HCFCs was scheduled to be eliminated by 2030. Further meetings in Vienna (1995) and Costa Rica (1996) led to reductions in the use of methyl bromide and agreement to end its use entirely by 2010.
The greatest and most dramatic ozone loss has occurred during
early spring over the Antarctic, where total ozone values have
dropped by more than 65% since 1975. Ozone losses over the Arctic
for this period have been less severe, because of differences
in circulation patterns, but are still in the area of 12%. In
the midlatitudes, ozone has been declining at a rate of about
5% per decade.
The accompanying maps show the differences between ozone amounts
over Canada at the time of the signing of the Montreal Protocol
in 1987 and a decade later in 1997. The decline in ozone values
between the two six-month periods is greatest (as much as 12%)
in the high Arctic and lowest (about 3%) over the southeast. However,
in 1996 Arctic ozone values were briefly about 30% below normal,
while during the spring of 1997 they were as much as 45% below
normal over the high Arctic and about 7% below normal over the
midlatitude regions of the country. The exceptionally large depletion
in the Arctic during the past spring is likely the result of unusual
upper wind and temperature patterns that may, in turn, be related
to the radiative effects of increased concentrations of greenhouse
gases.
Meanwhile, as a result of the Montreal Protocol, the rate at which
atmospheric concentrations of CFCs have increased has slowed noticeably
since about 1990 and, in the case of CFC-11, concentrations have
actually begun to decrease. As concentrations of CFCs and other
ozone-depleting substances in the stratosphere decline, concentrations
of chlorine and bromine should follow suit. If the provisions
of the Montreal Protocol are fully obeyed by all the parties,
the current stratospheric chlorine concentration of 3.5 parts
per billion (ppb) is expected to peak within the next few years
and then decrease gradually, returning to its natural level of
1.0 ppb some time after 2100.
Given the expected decreases in concentrations of ozone-depleting
substances and stratospheric chlorine and bromine, when can we
expect the ozone layer to recover, and when will we be able to
detect that a recovery is under way? The accompanying graph shows
how ozone has decreased from 1965 to 1996. It then compares, in
a simplified fashion, what might happen if our current assumptions
about ozone depletion are correct, and the Montreal Protocol and
its amendments are fully implemented, with an alternative scenario
in which concentrations of ozone-depleting substances remain unchanged
at 1997 levels. Although the scientific basis for the graph is
minimal, it does illustrate that evidence of a clear trend towards
increasing ozone amounts may not emerge until after 2005 or 2010.
In reality, however, such evidence may be delayed even further
because compliance with the protocol may not be complete and there
are still uncertainties in our understanding of the science. These
uncertainties also make it difficult to predict confidently when
ozone concentrations will finally return to natural levels. As
the recent and unexpectedly large Arctic depletions indicate,
the ozone issue can still produce surprises.
Reliable forecasts of a future ozone recovery ultimately depend
on the comprehensive and accurate modelling of atmospheric chemistry
and dynamics. At the present time, however, our models generally
underestimate the amount of ozone depletion that has actually
occurred and cannot accurately simulate all aspects of ozone distribution
with altitude, location, and time of year. These limitations suggest
that there may be gaps in our knowledge of ozone chemistry and
atmospheric dynamics. They may also point to the presence of other
as yet unidentified ozone-depleting substances in the stratosphere.
In addition, the unexpected extent of recent ozone depletions
in the Arctic indicate a need for further study of the Arctic
atmosphere and, in particular, of the effects on it of increased
concentrations of greenhouse gases. It is now fairly certain that
increased concentrations of these gases have caused stratospheric
cooling, and a cooler Arctic stratosphere would generally offer
a more favourable environment for ozone destruction. Finally,
although many of the effects of enhanced UV radiation on biological
systems are reasonably well known, our knowledge is far from complete,
and it is possible that additional damage mechanisms remain to
be identified. Also, the implications of ecological interactions
and other environmental stresses in connection with UV effects
have yet to be explored in detail.
In spite of the truly remarkable progress that has been made in
ozone science over the past decade, the problem of ozone depletion
has not yet been solved. Our challenge for the next decade, therefore,
is to fill in these gaps in our knowledge of chlorine- and bromine-induced
depletion while expanding our understanding of the effect of other
factors on ozone amounts. At the same time, we must continue our
efforts to monitor and detect the recovery of the ozone layer
and expand our work on the biological effects of enhanced UV radiation.
The successful implementation of this agenda over the next 10
years will give us a much better basis for ensuring the ultimate
recovery of the ozone layer and for developing effective responses
for the protection of human health and ecosystem vitality in the
meantime. It will also enhance our understanding of the complex
interactions of radiative, dynamical, and photochemical processes
that drive the atmosphere and thus give us better tools with which
to predict how the atmosphere will respond to other perturbations
that may occur in the future.
The upper map shows average ozone levels over Canada for January-June
1987, while the middle map shows the same information for January-June
1997. The percentage differences between the two periods are plotted
in the lower map, which shows declines ranging from 3% over southern
Canada and about 4% over the Prairies up to 12% in the high Arctic.
Although these differences are consistent with decadal trends,
a comparison of other years, such as 1985 and 1995, would yield
different results. The maps have been constructed from both ground-based
and satellite measurements.
The graph shows the global total ozone record from 1964 to 1996
and two hypothetical projections based on different scenarios.
Branch (a), which expresses the best case, assumes that the Montreal
Protocol and its amendments will be fully implemented and that
concentrations of chlorine and bromine will decline according
to the projections contained in the 1994 UNEP Assessment. It also
assumes that ozone depletion has been due only to known ozone-depleting
substances. Branch (b) is based on the assumption that concentrations
of all ozone-depleting substances remain at their 1997 levels.
Although these projections are relatively crude, they do illustrate that several years will be needed to detect the start of any recovery and several more to estimate its extent. The actual recovery scenario is likely to be somewhere between these two cases because the protocol may not be fully adhered to by all parties and other factors or as yet unidentified substances may be contributing to depletion.
The graph is derived from a very simple statistical model of seasonally
dependent, chlorine-induced depletion, modified by the addition
of random noise and the quasi-biennial and solar cycles in ozone.
The tenth anniversary of the 1987 signing of the Montreal Protocol is an event to be celebrated because the protocol has been the basis of a successful effort by the international community to control and greatly reduce the emission of ozone depleting substances into the atmosphere. A serious threat to the global environment has been addressed and appropriate measures have been taken. This report provides a brief overview of the state of ozone science 10 years after the signing. Compiled by Canadian scientists, it draws on both Canadian and international research to outline our current understanding of ozone depletion and its effects. It also highlights Canadian results and data, where appropriate, and emphasizes items of special Canadian concern, such as ozone depletion in the Arctic and the impacts of UV changes on forests and freshwater ecosystems.
The main features of the climatology of total ozone were discovered
by G.M.B Dobson by 1930. These were the dependence on latitude
and season and the day-to-day changes that are associated with
meteorological conditions. A more extensive climatology extending
from the ground to all levels in the stratosphere is now available
as a result of the use of many new techniques. These measure the
distribution of ozone with altitude as well as the total amount
both from the ground and from a variety of platforms, including
balloons, aircraft, rockets, and satellites. The severe depletion
in the Antarctic during the spring, known as the ozone hole, was
discovered in 1985, and a few years later midlatitude depletion
was recognized. A significant and developing depletion in the
Arctic spring has also been observed during the last few years.
Atmospheric concentrations of ozone-depleting substances have
been measured for some decades and now show definitive evidence
of the effect of the Montreal Protocol.
Transport of ozone by the Brewer-Dobson circulation from its main
source region in the equatorial midstratosphere to its regions
of greatest abundance, in the lower stratosphere at middle and
high latitudes, is a key determining factor in establishing the
observed distribution of ozone. The height of the tropopause is
also a determining factor for the total ozone amount, since the
troposphere is ozone poor while the stratosphere is relatively
ozone rich. These are dynamical factors that affect the ozone
directly. Different scales of mixing affect concentrations of
ozone and other constituents; modelling of chemical reactions
may be inaccurate if the spatial resolution of the model is not
fine enough to capture the smaller scale effects.
Dynamics act indirectly on the chemistry of ozone by causing changes
in temperature, which affect the rates of most chemical reactions
(some more than others). Of particular importance is the effect
of temperature on the formation of polar stratospheric clouds,
and the enhancement that these cause of chlorine concentration
and ozone destruction. Understanding of atmospheric dynamics has
developed through advances in numerical modelling coupled with
increasingly detailed measurements of ozone and other trace constituents,
but a number of problems remain.
Stratospheric ozone originates almost entirely as a result of
the action of sunlight on normal diatomic oxygen molecules, mostly
at altitudes above about 25 km and in the tropics. Ozone is also
produced through reactions involving volatile organic compounds(VOCs)
and nitrogen oxides, but these are mainly of significance in the
troposphere. The reaction of atomic oxygen with ozone was once
thought to be the only ozone loss mechanism in the stratosphere.
However, various anthropogenic and natural long-lived gases such
as N2O, CFCs, halons, and methyl bromide and chloride
are dissociated in the stratosphere into products that are effective
catalytic destroyers of ozone molecules. These reactive molecules
include NO and NO2, Cl and ClO, OH and HO2,
and Br and BrO. Their concentrations are limited by the formation
of reservoir species, such as HNO3, ClONO2,
and HCl, that may dissociate, but not necessarily quickly, to
give back the reactive molecules. The relative concentrations
of the reactive molecules and the reservoir species which do not
destroy ozone determine the effectiveness of ozone destruction.
They are strongly influenced by polar stratospheric clouds (PSCs),
which facilitate the conversion of reservoir species to reactive
halogens as, to a lesser degree, do sulphate aerosols in the midlatitudes.
Adequately representing the properties and behavior of PSCs and
sulphate aerosols is therefore an important challenge for simulation
models. Types of models that are in use range from the zero-dimension,
chemistry-only, box models to modified atmospheric general circulation
and numerical weather prediction models (AGCMs and NWPs) that
incorporate interactive ozone photochemistry. Models serve as
tools to diagnose the processes that are occurring in the atmosphere
and can be used to make predictions, provided that they are validated
and their characteristics are consistent with the known properties
of the atmosphere.
Atmospheric ozone is important as it interacts both with solar
radiation and with the thermal radiation that is emitted by the
earth's surface and the atmosphere. It screens the surface from
solar UV radiation that would otherwise prove harmful to living
organisms, causes heating in the stratosphere, and acts as a "greenhouse"
gas. The depletion of ozone during the past two decades has allowed
more UV-B radiation to reach the ground than would otherwise have
happened. The extent of this increase and the variability of ground-level
UV radiation and its causes are the focus of current research,
since estimation of the biological effects of ozone depletion
may require knowledge of both these factors. The effects of UV
on people are largely determined by behaviour, and public awareness
programs can help people avoid excessive exposure. Ozone-depleting
substances are also greenhouse gases, and their presence in the
atmosphere and the recent changes in atmospheric ozone affect
global warming.
Increased UV flux to the earth's surface has properly heightened concerns over the impact on human health, given that it is wellknown to cause a variety of skin cancers, eye conditions, and other problems. Although the potential health impacts may be serious, many aspects of the epidemiology and pathology of UV exposure are relatively well understood; however, the situation with respect to nonhuman biota is more complex. Ecosytems and biomes have adapted over long periods to a particular range of UVB, and any change in the regimen must a priori influence their stability, geographical range, and possibly survival. Whether changes wrought by an increase in UV flux will be profound or subtle, minor or dramatic, beneficial or inconsequential depends on many factors, most of which are poorly understood. There is, therefore, a pressing need to measure, monitor, and understand the effects of enhanced UVB irradiance on biological communities if we are to be able to predict the impacts that will occur in the next 30-40 years and manage the consequences.
Within Canada, most UV effects research has centred on skin cancer
and eye damage, but only minimal effort has been devoted to studies
of immune suppression and infectious diseases.
Alterations in UV irradiance can affect primary production in all ecosystems, terrestrial and aquatic, natural, managed or exploited with a potential cascade of effects. Current understanding of these processes does not enable confident prediction of the impacts.
There has been little systematic research on the impact of enhanced levels of UV-B on Canadian flora and fauna. A few studies of some agricultural and commercial forest species provide limited insight into the problem, but it is difficult to extrapolate from these to predict impacts on whole ecosystems.
It is important that the effects of both chronic increases in
irradiance leading to cumulative doses, and also episodic peaks
or events that may coincide with critically vulnerable stages
in life cycles, be evaluated. Further, the influence of ozone
depletion must also be considered in conjunction with the effects
of other stressors such as global warming, acidification, and
the presence of toxic chemicals, making it essential that UV-B
impact studies be integrated with existing ecological research,
monitoring, and assessment programs.
UV radiation causes significant and deleterious changes to many materials used in outdoor applications. Any increase in UV flux to the earth's surface will degrade infrastructure and so generate significant costs for repair and replacement.