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Table of authorities

Abbreviations

Statutes and regulations

Argument

Identity, Interest and Source of Authority to File

Health and Environmental Impacts of Ozone

Canada's NOx and Ozone Control Program

Impact of U.S. Emissions upon Canada

Conclusion

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ORAL ARGUMENT SCHEDULED FOR NOVEMBER 9, 1999

IN THE UNITED STATES COURT OF APPEALS
FOR THE DISTRICT OF COLUMBIA CIRCUIT


No. 98-1497 (and consolidated cases)
(NOx SIP Call)
(Complex)


STATE OF MICHIGAN, et al.,
Petitioners,
v.
U.S. ENVIRONMENTAL PROTECTION AGENCY, Respondent.


On Petition for Review of Final Rule of the
United States Environmental Protection Agency


BRIEF OF AMICUS CURIAE GOVERNMENT OF CANADA
IN SUPPORT OF RESPONDENT AND AFFIRMANCE OF RULE


Richard A. Wegman
Garvey, Schubert & Barer
1000 Potomac Street, N.W.
Suite 500
Washington, DC 20007
(202) 965-7880

Counsel for amicus curiae
Government of Canada

July 14, 1999

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IN THE UNITED STATES COURT OF APPEALS FOR THE DISTRICT OF COLUMBIA CIRCUIT

No. 98-1497 and
consolidated cases (Complex)

State of Michigan, et al., Petitioners,
v.
United States Environmental Protection Agency, Respondent.

CERTIFICATE AS TO PARTIES, RULINGS, AND RELATED CASES

Pursuant to D.C. Circuit Rule 28(a)(1), amicus curiae Government of Canada provides the following information as to parties, rulings and related cases:

1. Parties, Intervenors and Amici

Because this case involves direct review of informal rulemaking, the requirement to furnish a list of parties, intervenors and amici that appeared below is inapplicable. All parties, intervenors and amici appearing in this Court are identified in Petitioners' Joint Brief, filed April 2, 1999, except that Inter-Power/AhlCon Partners, L.P. was dismissed from this case on June 29, 1999.

2. Rulings Under Review

U.S. EPA, "Findings of Significant Contribution and Rulemaking for Certain States in the Ozone Transport Assessment Group Region for Purposes of Reducing Regional Transport of Ozone; Rule," 63 Fed. Reg. 57,356 (October 27, 1998) (NOx SIP Call).

3. Related Cases

Pursuant to this Court's Order of March 19, 1999, all related cases have been consolidated with No. 98-1497.

Respectfully submitted,

______________________________
Richard A. Wegman
Garvey, Schubert & Barer
1000 Potomac Street, N.W.
Suite 500
Washington, DC 20007
(202) 965-7880

Counsel for amicus curiae
Government of Canada

Dated: July 14, 1999

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TABLE OF CONTENTS

Table of Authorities

Glossary of Abbreviations

Statutes and Regulations

Summary of Argument

Argument

Identity, Interest and Source of Authority to File
Health and Environmental Impacts of Ozone
Canada's NOx and Ozone Control Program
Impact of U.S. Emissions Upon Canada

Conclusion

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TABLE OF AUTHORITIES

Cases

Motor Vehicle Mfrs. Ass'n v. State Farm Mut. Auto. Ins. Co., 463 U.S. 29 (1983)

Trail Smelter Arbitral Tribunal, 35 Am. J. Int'l L. 684 (1941)

Statutes, Treaties and International Agreements:

Agreement Between the Government of Canada and the Government of the United States on Air Quality (March 13, 1991), Art. V(2), Annex 2

Principle 21, U.N. Conference on the Environment, U.N. GAOR, 27th Sess., Supp. No. 30, U.N. Doc. A/8730 (1973)

U.S. Clean Air Act, 42 U.S.C. § 7401, et seq. (1990 & West Supp. 1999)

42 U.S.C. § 7410(a)(2)(D)(i)(I)

42 U.S.C. § 7415

Canadian Environmental Protection Act

R.S.C. 1985, c. 16 (4th Supp.)

Federal Register:

63 Fed. Reg. 57,356 (October 27, 1998)

63 Fed. Reg. at 57359

63 Fed. Reg. at 57381-90

63 Fed. Reg. at 57478

Legislative Materials:

H.R. Rep. No. 899, 89th Cong., 1st Sess., reprinted in 1965 U.S.C.C.A.N. 3613

Miscellaneous:

EPA Docket No. A-96-56-IV-D-242 (March 9, 1998)

EPA Docket No. A-96-56-IV-G-37 (March 16, 1998)

EPA Docket No. A-96-56-V-H-17 (June 23, 1998)

EPA Docket No. A-96-56-IV-D-25 (August 24, 1998)

Burnett, et al., Effect of Low Ambient Levels of Ozone and Sulfates on the Frequency of Respiratory Admissions to Ontario Hospitals, 65 Envtl. Res. 172 (1994)

Government of Canada Phase 2 Federal Smog Management Plan (Nov. 1997)

Submission filed by Government of Canada (March 11, 1997), EPA Docket Nos. A-95-54-IV-D-2339 and A-95-58-IV-D-2508

Supporting Documentation for the March 1998 Submission of the Government of Canada to the EPA Record, Docket No. A-96-56-IV-G-37 (March 16, 1998)

Canada supports the U.S. Environmental Protection Agency in efforts to reduce cross-border air pollution - News Release (July 14, 1999)

Agreement Between the Government of Canada and the Government of the United States of America on Air Quality (May 21, 1998)

Canada - United States Air Quality Agreement - 1998 Progress Report

* There are no authorities upon which we chiefly rely.

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GLOSSARY OF ABBREVIATIONS

CDN Canadian
EPA Environmental Protection Agency
NOx Nitrogen Oxides
NOx SIP Call Findings of Significant Contribution and Rulemaking for Certain States in the Ozone Transport Assessment Group Region for Purposes of Reducing Regional Transport of Ozone; Rule, 63 Fed. Reg. 57,356 (October 27, 1998).
ppb Parts Per Billion
SIP State Implementation Plan
VOC Volatile Organic Compound

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STATUTES AND REGULATIONS

Applicable statutes and regulations are contained in the Addendum to the Brief of Respondent.

SUMMARY OF ARGUMENT

The Government of Canada respectfully urges the Court to uphold the EPA NOx SIP Call published October 27, 1998 requiring additional controls on the emissions of nitrogen oxides (NOx) from 22 States and the District of Columbia. Canada's brief will show that these emissions contribute significantly to NOx and ozone levels in Canada and have an adverse impact on the health of Canadians and on Canada's ability to attain its own air quality objectives and standards. Canada's experience reinforces the conclusion that there is a rational basis for the EPA NOx SIP Call.

ARGUMENT

Identity, Interest and Source of Authority to File

The Government of Canada, the sovereign governing entity for Canada, derives its authority to file this amicus curiae brief from the Court's Order of March 19, 1999. Canada has a well-established interest in the U.S. air quality regime, an interest that both the U.S. Congress and Executive Branch have long recognized. Section 115 of the U.S. Clean Air Act requires EPA to control transboundary pollution if it finds that it may "endanger public health or welfare" in Canada. 42 U.S.C. § 7415. This requirement has been part of the Act since 1965. See H.R. Rep. No. 899, 89th Cong., 1st Sess., reprinted in 1965 U.S.C.C.A.N. 3613.

In 1991, Canada and the United States entered into a joint Air Quality Agreement that obligates each country to notify the other of actions taken that are likely to have a significant impact on the transboundary flow of emissions and to "coordinate" their air pollution monitoring activities. Agreement Between the Government of Canada and the Government of the United States on Air Quality (March 13, 1991), Art. V(2), Annex 2. The Agreement incorporates both the spirit of Section 115 and the rule of international law that protects a country from environmental damage caused by activities in a neighboring country. Trail Smelter Arbitral Tribunal, 35 Am. J. Int'l L. 684 (1941); Principle 21, U.N. Conference on the Environment, U.N. GAOR, 27th Sess., Supp. No. 30, U.N. Doc. A/8730 (1973). In September 1999, the two countries will begin negotiating an annex to the Agreement aimed specifically at controlling ground-level ozone.

Canada also filed submissions on three separate occasions when the NOx SIP Call was under consideration by EPA to let EPA know about the significant health effects in Canada caused by U.S.-generated NOx emissions. These comments are part of the administrative record in this case. See EPA Docket No. A-96-56-IV-D-242 (March 9, 1998), EPA Docket No. A-96-56-IV-G-37 (March 16, 1998), and EPA Docket No. A-96-56-V-H-17 (June 23, 1998).

Canada's comments in the record demonstrate that Canada will not be able to attain its own air quality objectives and standards if the NOx SIP Call is not upheld.

Health and Environmental Impacts of Ozone

The adverse health and environmental impacts of ground-level ozone are well known. EPA found that these include (i) decreased lung function, primarily in children who are active outside the house, (ii) increased hospital admissions and emergency room visits to treat respiratory problems such as asthma, (iii) possible long-term lung damage and premature death; and (iv) damage to crops, forests and ecosystems. 63 Fed. Reg. at 57359.

Epidemiological studies in Canada confirm EPA's findings. In southern Ontario, studies conducted over a six year period by Burnett, et al. found that increases in ambient ozone levels of up to 50 parts per billion (ppb) triggered a five percent increase in hospital admissions for asthma, bronchitis, and other respiratory problems on days immediately following the high ozone episodes. 65 Envtl. Res. 172 (1994).

Overall in Canada, ozone and other common air pollutants are estimated to cause as many as 16,000 premature deaths each year. Nitrogen dioxide, a major component of NOx, is one of the pollutants most strongly linked to premature mortality in Canada. Supporting Documentation for the March 1998 Submission of Government of Canada to the EPA Record, Docket No. A-96-56-IV-G-37 (March 16, 1998) ("Canadian Submission to EPA Record") at 7.

Canada's NOx and Ozone Control Program

In an effort to reduce or eliminate these health effects, the 1988 Canadian Environmental Protection Act, which contained previous legislative authority to establish environmental objectives, reaffirmed a maximum nationwide one hour ozone objective of 82 ppb. R.S.C. 1985, c. 16 (4th Supp.). This objective is more stringent than the U.S. one hour ozone standard of 120 ppb and the EPA's new eight hour ozone standard of 85 ppb. Submission filed by Government of Canada (March 11, 1997), EPA Docket Nos. A-95-54-IV-D-2339 and A-95-58-IV-D-2508. Following passage of the federal legislation, a federal-provincial NOx/VOC Management Plan for ground-level ozone was put in place to implement the 82 ppb objective by 2005. Canadian Submission to EPA Record at 6.

When fully implemented, the Canadian program for controlling NOx and volatile organic compound (VOC) emissions will achieve a nationwide 25% reduction in NOx emissions and a nationwide 26% reduction in VOC emissions. Government of Canada Phase 2 Federal Smog Management Plan (Nov. 1997) ("Smog Management Plan") at 3-4, 55, 58. The control program is estimated to cost more than $850 million Canadian ("CDN") per year, or approximately $34 CDN per capita. Id. at 12. On a per capita basis, Canada's financial commitment exceeds the estimated per capita cost of implementing the NOx SIP Call, 63 Fed. Reg. at 57478, and demonstrates that Canada has indeed made a serious commitment to control its own sources of NOx and VOC emissions.

Impact of U.S. Emissions upon Canada

Unfortunately, because of the substantial flow of NOx emissions from the United States into Canada, the Canadian program alone cannot attain ground-level ozone standards and objectives in Canada, nor can it fully eliminate the adverse health effects of ground-level ozone in Canada. Of the 23 million tonnes of NOx contributed yearly by the United States and Canada to their common airshed, some 21 million tonnes, or 91% of the total, come from the United States. The remaining 9% is of Canadian origin. Canadian Submission to EPA Record at 3. These NOx emissions travel as much as 300 miles before decaying to one-third of the original concentration. Id. at 6.

Recent ozone modeling runs performed for the Canada-U.S. Air Quality Committee show how this transboundary flow affects specific locations in Canada. In London, Ontario, 55% of NOx observed in the ambient environment is from U.S. sources; in Montreal, approximately one-third of NOx is of U.S. origin; and in Saint John, New Brunswick, more than 75% of observed NOx levels come from sources in the United States. Canadian Submission to EPA Record at 9; Smog Management Plan at 18.

If the NOx SIP Call is fully implemented, there would be a sharp reduction in these figures. Modeling results in the EPA docket show that full implementation would reduce ozone exceedances by 29% in Windsor, Ontario; by 33% in London, Ontario; by 25% in Toronto and the areas just north and west of Lake Ontario; and by 56% in the Bruce Peninsula. EPA Docket No. A-96-56-VI-D-25 (August 24, 1998) (figures derived from raw data contained therein).

Additional joint modeling runs show that implementing the NOx SIP Call will achieve ozone reductions of 6-14 ppb in the corridor stretching from southwestern Ontario to eastern Ontario, and declines of more than 14 ppb in the region surrounding Sudbury, Ontario. Ground-level Ozone: Occurrence and Transport in Eastern North America (March 1999), at 32.

Thus, the model runs show that the great majority of locations in Canada will be able to attain the objectives and standards of the Canadian control program by 2010 if both the NOx SIP Call and the Canadian NOx and VOC reduction program are fully implemented. Conversely, if the NOx SIP Call is not permitted to take effect, Canada will not be able to attain its air quality objectives and standards by full implementation of its own program alone.

CONCLUSION

EPA reached its conclusion that midwestern emissions "contribute significantly" to nonattainment in downwind states after performing its own technical analysis of air quality contributions made by upwind states, and after reviewing the model runs and the technical findings of the Ozone Transport Assessment Group. 63 Fed. Reg. at 57381-90; 42 U.S.C. § 7410(a)(2)(D)(i)(I). As this amicus curiae brief has shown, U.S. sources of NOx emissions also "contribute significantly" to NOx and ozone levels in Canada. These contributions have an adverse impact on the health of Canadians, and create a much higher burden in achieving the air quality objectives and standards established pursuant to the Canadian Environmental Protection Act.

Canada believes its own experience and science reinforce EPA's conclusion about the significant contribution of upwind states and show that EPA's judgment is sound. Canada therefore urges this Court to conclude that there is "rational connection between the facts found and the choice made" by EPA and to uphold the NOx SIP Call. See Motor Vehicle Mfrs. Ass'n v. State Farm Mut. Auto. Ins. Co., 463 U.S. 29, 43 (1983).

Respectfully submitted,

______________________________
Richard A. Wegman
Garvey, Schubert & Barer
1000 Potomac Street, N.W.
Suite 500
Washington, DC 20007
(202) 965-7880

Counsel for amicus curiae
Government of Canada

Dated: July 14, 1999

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CERTIFICATE OF COMPLIANCE

I hereby certify, pursuant to Rule 28(d)(1) of the Circuit Rules of this Court, that the foregoing Brief for amicus curiae Government of Canada contains no more than 1,500 words, as allowed by this Court's Order of March 19, 1999. This word count was done using a word processing system that includes footnotes, headings and citations in the word count.
Richard A. Wegman

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CERTIFICATE OF SERVICE

I HEREBY CERTIFY that on this 14th day of July, 1999, two copies of the foregoing Brief For amicus curiae Government of Canada were served by first-class U.S. Mail, postage prepaid, at Washington, D.C. on each of the following:

 

JAN TIERNEY
Office of the General Counsel
U.S. Environmental Protection Agency
401 M Street, S.W.
Washington, DC 20460

PATRICIA ROSS MCCUBBIN
Environment & Natural Resources Division
Environmental Defense Section
U. S. Department of Justice
P. O. Box 23986
Washington, DC 20026-3986

ALAN F. HOFFMAN
Assistant Attorney General
Natural Resources Division
300 S. Washington, Suite 315
Lansing, MI 48917

THOMAS H. ZERBE
Office of Legal Services
Division of Environmental Protection
1356 Hansford Street
Charleston, WV 25301

SUSAN E. ASHBROOK
Assistant Attorney General
State of Ohio
30 East Broad Street, 25th Floor
Columbus, OH 43215-3428

ROGER L. CHAFFE
Sr. Assistant Attorney General
Office of the Attorney General
Commonwealth of Virginia
900 East Main Street
Richmond, VA 23219

TOMMY E. BRYAN
Office of General Counsel
Alabama Department of Environmental
Management
P. O. Box 301463
Montgomery, AL 36130-1463

JAMES C. GULICK
Special Deputy Attorney General
North Carolina Department of Justice
P. O. Box 629
Raleigh, NC 27602-0629

DANIEL DOVENBARGER
Office of the Attorney General
State of Indiana
Indiana Government Center South
402 West Washington Street, 5th Floor
Indianapolis, IN 46204-2794

THOMAS G. EPPINK
Office of General Counsel
South Carolina Department of Health
and Environmental Control
2600 Bull Street
Columbia, SC 29201

GRANT CRANDALL
General Counsel
United Mine Workers of America
900 - 15th Street, N.W.
Washington, DC 20005

HAROLD P. QUINN, JR.
QUINLAN J. SHEA, III
National Mining Association
1130 - 17th Street, N.W.
Washington, DC 20036

EUGENE M. TRISKO
P. O. Box 596
Berkeley Springs, WV 25411
LISA G. DOWDEN
Spiegel & McDiarmid
1350 New York Avenue, N.W.
Suite 1100
Washington, DC 20005-4798

MICHAEL H. LEVIN
McGuire Woods Battle & Boothe
Washington Square, Suite 1200
1050 Connecticut Avenue, N.W.
Washington, DC 20036

DAVID M. FLANNERY
Jackson & Kelly
P. O. Box 553
Charleston, WV 25322

ROBERT E. LANNAN II
Robinson & McElwee LLP
Post Office Box 1791
Charleston, WV 25326

GENE E. GODLEY
Bracewell & Patterson
2000 K Street, N.W., Suite 500
Washington, DC 20006-1872

JEFFREY L. LANDSMAN
JENNIFER S. MCGINNITY
Wheeler, Van Sickle & Anderson
25 West Main Street, Suite 801
Madison, WI 53703-3398

DAVID G. HAWKINS
Natural Resources Defense Council
1200 New York Avenue, N.W.
Suite 400
Washington, DC 20005

J. JARED SNYDER
Office of the Attorney General
State of New York
New York State Dept. of Law
The Capitol
Albany, NY 12224-0341

RICHARD F. WEBB
Office of the Attorney General
State of Connecticut
P. O. Box 120
Hartford, CT 06141-0120

PAUL STERN
Office of the Attorney General
State of Maine
State House Station 6
Augusta, ME 04333-0006

WILLIAM L. PARDEE
Office of the Attorney General
Commonwealth of Massachusetts
Environmental Protection Division
200 Portland Street, 3rd Floor
Boston, MA 02114

MAUREEN D. SMITH
Office of the Attorney General
State of New Hampshire
33 Capitol Street
Concord, NH 03301-6397

M. DUKES PEPPER, JR.
Department of Environmental Resources
Bureau of Regulation
Commonwealth of Pennsylvania
400 Market St., 9th Fl.
Harrisburg, PA 17105-8464

PATRICIA K. O'HARA
Office of the Attorney General
State of Rhode Island 02903
150 South Main Street
Providence, RI 02903

WILLIAM H. SORRELL
Office of the Attorney General
State of Vermont
109 State Street
Montpelier, VT 05609-1001

TERRY J. SATTERLEE
ALOK AHUJA
Lathrop & Gage, L.C.
2345 Grand Boulevard
Kansas City, MO 64108

 

THEODORE L. GARRETT
Covington & Burling
1201 Pennsylvania Avenue, N.W.
P. O. Box 7566
Washington, DC 20044-7566

PATRICK M. RAHER
JODY M. FOSTER
CATHERINE E. STETSON
Hogan & Hartson
555 Thirteenth Street, N.W.
Washington, DC 20004-1109

MARK E. SHERE
500 Market Tower
10 W. Market Street
Indianapolis, IN 46204-2967
DAVID R. STRAUSS
Thompson Coburn
700 - 14th Street, N.W., Suite 900
Washington, DC 20005

BRYAN G. TABLER
Senior Vice President
and General Counsel
Indianapolis Power & Light Co.
1 Monument Circle
Indianapolis, IN 46206-1595

MICHAEL R. BARR
MICHAEL A. CONLEY
Pillsbury Madison & Sutro LLP
9th Floor, East Tower
1100 New York Avenue, N.W.
Washington, DC 20005-3918

BRIAN J. RENAUD
Howard & Howard
1400 North Woodward Avenue
Suite 101
Bloomfield, MI 48304-2846

R. BROOKE LAWSON III
J. LISTER HUBBARD
Capell, Howard, Knabe & Cobbs
57 Adams Avenue
Montgomery, AL 36104

KATHLEEN L. MILLIAN
Terris, Pravlik & Millian, LLP
1121 - 12th Street, N.W.
Washington, DC 20005

HOWARD E. SHAPIRO
Van Ness Feldman
1050 Thomas Jefferson Street, N.W.
7th Floor
Washington, DC 20007

KATHERINE L. RHYNE
King & Spalding
1730 Pennsylvania Avenue, N.W.
Suite 1100
Washington, DC 20006-4706

PAUL G. WALLACH
Hale and Dorr, LLP
1455 Pennsylvania Avenue, N.W.
Washington, DC 20004

WILLIAM F. PEDERSEN
JEFFREY A. KNIGHT
Shaw Pittman Potts & Trowbridge
2300 N Street, N.W.
Washington, DC 20037-1128

DEBORAH E. JENNINGS
Julie R. Domike
Piper & Marbury, L.L.P.
1200 Nineteenth Street, N.W.
Washington, DC 20036

WILLIAM L. PATBERG
Shumaker, Loop & Kendrick
North Courthouse Square
1000 Jackson St.
Toledo, OH 43624

JONATHAN S. MARTEL
Arnold & Porter
555 Twelfth Street, N.W.
Washington, DC 20004-1202

MARGARET CLAIBORNE CAMPBELL
Troutman Sanders, LLP
600 Peachtree Street, N.E., Suite 5200
Atlanta, GA 30308-2216

JOAN DRESKIN
Interstate Natural Gas Association
of America
10 G Street, N.E., Suite 700
Washington, DC 20004-1202

JENNIFER WURZBACHER
KATHY M. KINSEY
Assistant Attorneys General
Office of the Attorney General
Maryland Department of the Environment
2500 Broening Highway
Baltimore, MD 21224

JOHN P. PROCTOR
Winston & Strawn
1400 L Street, N.W.
Washington, DC 20005-3502

KEVIN B. BELFORD
American Gas Association
400 North Capitol Street, N.W.
Washington, DC 20001

JEFF F. CHERRY
Hunton & Williams
P. O. Box 109
Raleigh, NC 27602

CHARLES S. CARTER
McNair Law Firm, P.A.
150 Fayetteville Street Mall, Suite 1700
Raleigh, NC 27601

JOHN KOEPPL
HENRY J. HANDZEL, JR.
TODD E. PALMER
DeWitt Ross & Stevens, S.C.
Two East Mifflin Street
Madison, WI 53703

DEBORAH ANN HOTTEL
McNair Law Firm, P.A.
P. O. Box 11390
Columbia, SC 29211

JACQUELINE H. FINE
Baker & Botts, L.L.P.
The Warner
1299 Pennsylvania Avenue, N.W.
Washington, DC 20004-2400

THOMAS L. DOSCH
Assistant Attorney General
Wisconsin Department of Justice
P. O. Box 7857
Madison, WI 53707-7857

CHRISTOPHER H. JOHNSON
Williams, Muller, Christian & Dobbins
900 17th Street, N.W., Suite 700
Washington, DC 20007

MELVIN S. SCHULZE
Hunton & Williams
NationsBank Plaza, Suite 4100
600 Peachtree Street, N.E.
Atlanta, GA 30308

ANDREA BEAR FIELD
Norman W. Fichthorn
Hunton & Williams
1900 K Street, N.W.
Washington, DC 20006

EARL DUNCAN GETCHELL, JR.
McGuire, Woods, Battle & Boothe
1 James Center
901 East Cary Street
Richmond, VA 23219

MARCUS A. SPATAFORE
Jackson & Kelly
1600 Laidley Tower
P.O. Box 553
Charleston, WV 25322

______________________________
Richard A. Wegman

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