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Risk, Vulnerability, Resiliency ? Health System Implications Risk, Vulnerability, Resiliency — Health System Implications
Background Paper
Roundtable Discussion
Reflections
Selected Applications

Public Health Agency of Canada
Health Canada

February 1997


 

 

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Egalement disponible en français sous le titre:
Risque, vulnérabilité, resilience - Implications pour les systémes de sante

© Minister of Public Works and Government Services Canada, 1997
Cat. No. H39-404/1997E
ISBN 0-662-25557-7

      Introduction
Background Paper
Working Document Based on the Roundtable Discussion.
Reflections
Selected Applications of the Concepts of Risk and Resiliency

This publication features work on risk, vulnerability, and resiliency, and the health system implications of working with these concepts.

Chapter one consists of a prepared for discussion at the September 1996 national roundtable. Chapter two summarizes discussions at the Risk and Vulnerability: Promise and Potential National Roundtable. Chapter three presents subsequent reflections on the materials by roundtable participants and others. Chapter four describes concrete applications of the concepts of risk and resiliency with respect to specific health issues: violence prevention/formal and informal service collaboration; seniors/risk/quality of life; women's health/service delivery issues; mental health problems/preventive approaches; and youth service issues, with a particular focus on violence prevention and healthy sexuality.

This risk/vulnerability/resiliency approach provides an opportunity to explore new ways of framing work across population groups and across health and mental health issues. Implications for policy, research, education and practice are significant. The importance of strong linkages across these sectors and across service boundaries (e.g., health, criminal justice, social services, education, recreation) is evident.

BACKGROUND PAPER
Louise Hanvey Consulting - Sept. 16, 1996

PREFACE

This background paper is based on a review of a selected number of documents related to risk, vulnerability and potential related to health and mental health issues. These include suicide, deteriorating health, disabilities, and violence, abuse and neglect. Particular emphasis was placed on the following groups-youth, adults, people living in group/institutional settings, seniors and women. The documents included materials published by Health Canada and sentinel documents identified by Health Canada that were commissioned or funded by them. Finally, it includes a review of a number of articles that were identified through limited database searches on the concept of "risk, definition of" in the following databases: HEALTH, MEDLINE, SOCIOFILE and PSYCHINFO. Only the past two years were searched and a small number of review articles were chosen.

This paper is not intended to be an exhaustive discussion of the concept of risk and promise as it relates to these issues or populations. Instead, it has extracted the important concepts relating to risk and promise that were identified, and re-iterated in these documents. There will be many ideas and concepts that are missing. Following each topic of the background paper, please jot down your comments and your experiences, identify what is missing, question the concepts. At the Roundtable discussion, the intent is that you will fill in the missing pieces, challenge the ideas presented, and most importantly, carry the discussion much further and in more depth based on your expertise and experience.

This paper uses the broad concept of health recognized by the World Health Organization-identifying health as a resource for everyday life, and including the integration of the physical, emotional, intellectual and social aspects of a person's being, in ways that are positively enriching.

WHAT ARE RISK AND VULNERABILITY?

The concept of risk has become common place in our discussions of health in many ways. Many health services are planned and organized following assessment of risk. This applies to various components of the health care system-e.g., public health, institutional health care settings, and the education of health care professionals. A risk approach is used when considering health and illness issues-e.g., mental health and mental health problems; violence, abuse and neglect; suicide; and deteriorating and disabling physical conditions. Populations are identified who might potentially be at risk for specific health problems-young children; women; youth; seniors; people from ethno-cultural minorities; gays, lesbians and bisexuals; people who live in poverty; people who are socially isolated; and people who live in institutions.

In fact, according to Skolbekken (1995), the trend to using and focusing on the term "risk" has "become an epidemic". He concluded this after searching the medical databases for articles from the past two decades. Other authors have identified that practitioners and researchers in other disciplines such as education and the social sciences have adopted this conceptual paradigm for clarifying and defining problems. For example, professionals working in education have defined those conditions that tend to affect children in negative ways and reduce success in traditional school settings as producing risks, and gradually, educators have developed a set of characteristics that place children at risk for school failure.

There are a number of reasons for this focus on risk. Skolbekken attributes it to the developments in science and technology, e.g., we have more sophisticated probability statistics and computer technology, and a greater focus on health promotion and risk management. As well, he states that it signals a change in thinking about the factors affecting health: i.e., whether they are outside human control or within human control.

In spite of this widespread focus on the concept of risk, there is no clear consensus in the literature on a precise definition of "risk" and "at risk". There is general understanding that risk is the likelihood or the probability of experiencing some type of harm, or losing something that one values. The Oxford Encyclopaedia defines risk as, a chance or possibility of danger, loss, injury or other adverse consequences. The specific interpretation of these definitions, however, vary widely.

In the literature, the concept of vulnerability is even less precise than that of risk. The definitions are vague. Oxford defines vulnerable as may be wounded or harmed, exposed to damage by a weapon, crisis, etc. It is derived from the Latin, vulnerare, to wound. In general, the literature states that individuals or groups are considered vulnerable if they are predisposed to illness, harm or some negative outcome. This predisposition can be genetic, biological or psychosocial. A vulnerability is a necessary, but not sufficient factor in the development of a health problem.

WHAT ARE THE ORIGINS OF RISK?

Risk was originally developed as a concept in epidemiology where the focus was on identifying the causal factors in sickness. The medical and public health approach to risk involves the following steps:

  • counting the occurrence of a particular illness or health problem/events (surveillance);

  • an epidemiologic analysis to identify risk factors;

  • the design and evaluation of interventions; and

  • the implementation of prevention programs.

Therefore, the goal in utilizing a risk approach to illness was to design and implement prevention programs, or to intervene to ameliorate the consequences of the illness. The notion of risk possesses both an objective component (a probability) and a subjective component (a perceived danger). Risk analysis differentiates between risks where prevention or intervention is possible, and where it is not.

WHAT ARE RISK FACTORS?

If risk is the likelihood or probability of encountering harm or loss, implicit in this understanding is the idea of harm caused by some specific danger or threat. These are commonly referred to as "risk factors". Risk factors are variables or characteristics (biological, environmental or psychosocial) associated with an individual that make it more likely that she or he, as opposed to another person randomly selected from the population, will develop a problem. Risk factors:

  • exist before a disorder or problem;

  • may be time-limited or may continue over time;

  • can derive from the individual, the family, the community, institutions or the general environment; and

  • can play a causal role or be a marker for a problem.

Risk factors include attributes, processes, conditions, events and interactions/relationships that affect the person or his or her environment. Authors use different terminology in identifying risk factors such as risk conditions and underlying conditions/situations.

Once again, examining the origin of the risk concept, we see that terms such as "risk factors" come from a medical, epidemiological and public health perspective. This perspective seeks to identify internal (e.g., heredity, biological, behavioural) and external (environmental, socioeconomic, demographic) risk factors, and minimize their impact on the individual and family. The identification of risk factors helps to set the parameters for prevention or intervention programs. Some risk factors can be modified, such as behavioural factors like diet. Others cannot be changed, such as age, gender and inherited conditions.

ASSESSMENT OF RISK IN VARIOUS POPULATIONS

Utilizing a risk approach to planning services often leads service planners and providers to examine the risk of specific health problems in various populations. Therefore, certain groups are identified to be "at risk" for various problems. Certain populations are commonly identified. The following examples reflect these approaches. (These examples are not to be considered exhaustive, but typify the application of the risk approach).

Girls, women and Violence

Particular groups of girls and women, based on their relative lack of power and absence of resources, have been identified as being more at risk of experiencing violence than others. Young girls and young women are especially vulnerable to abuse by parents, adult care givers, acquaintances and boyfriends. Aboriginal girls and women have much higher rates of abuse than non-Aboriginal women. Immigrant women, women of colour, refugee women, live-in domestic workers, and women from linguistic minorities more often encounter barriers in accessing appropriate services, and therefore bear a greater burden from violence than other women. Women and girls with disabilities experience higher than average rates of violence and also encounter double disadvantage in accessing services.

Mental Disorders

In the area of mental disorders, it has been identified that except for genetic factors most risk and protective factors are not specific to particular disorders. Jonah, 1996, has identified that certain childhood risk factors create a vulnerability which gives greater effect to subsequent, disorder-related risk factors. These include low IQ, low birthweight/prematurity, adverse prenatal variables (e.g. drug/alcohol use during pregnancy), difficult temperament, chronic physical illness or neurophysiological deficits related to disorders characterized by acting-out behaviour, early language difficulties (particularly associated with behaviour disorders); and gender (males are more vulnerable to physical and psychosocial stressors during childhood, females are more vulnerable to psychosocial stressors in adolescence and males are again more vulnerable to psychosocial stressors in young adulthood).

General risk factors deriving from family situations include those that contribute to family dysfunction (due to stress or disruption) or those that interfere with attachment or good parenting behaviours such as parental psychiatric disorder (especially maternal depression, including alcoholism); discord/conflict between parents associated with serious marital problems (particularly affects behaviour problems in boys, especially if maternal depression is also a factor); witnessing parental violence (may lead boys in particular to use violence to resolve conflict); low socio-economic status; overcrowding or large family size; criminal behaviour by parents or dysfunctional parenting (can lead to conduct disorder); and time spent in child custodial care.

Delinquent Behaviour and Young People

The National Crime Prevention Council of Canada, 1 995b, has identified a number of risk factors that contribute to delinquent behaviour among youth and young adults, Many of these originate in childhood. Gender is an issue-boys are considered by some to be more likely to "act out" (externalize) their emotional problems by engaging in antisocial or delinquent behaviours. There are biological risk factors. The central nervous system matures during the early childhood years. Anything that interferes with brain development and causes neurological damage can lead to conduct disorders and the inability to succeed at school. These two risk factors, unless effectively addressed, may lead to later criminal behaviour. Exposure to neurotoxins, such as lead, can result in easily distracted, hyperactive children who cannot follow simple instructions. Some people may be born with a temperament that predisposes them to disruptive behaviour. There may also be genetic underpinnings to behavioural disorders. Some studies suggest that the degree of poverty is a reliable indicator of the likelihood to offend. Others have found that the problem is not so much poverty, as the fact that poverty brings with it a host of associated risk factors. Exposure to frequent and tense parental disagreement (such as conflict, disharmony and lack of agreement between partners) heightens the risk for conduct disorders and leads to increased risk of early offending.

The underlying common denominator in raising socially competent children appears to be the emotional availability of their parents. Two strong predictors of delinquency are: poor parental supervision and harsh, erratic discipline. Finally, child victims of violence may be at risk for delinquency, crime and violent criminal behaviour; this is particularly the case for males. For example, boys who witness their fathers beating their mothers are at a higher risk for becoming violent husbands. Other risk factors include lack of adequate, inexpensive housing; lack of accessible, quality childcare; illiteracy; isolation from the community, family and school cultural alienation; racism, sexism, discrimination and the destruction of cultural identities and the promotion of ideas and attitudes, mainly by the media, that are sources of violence, discrimination and intolerance.

Suicide

The Task Force on Suicide in Canada (Health Canada, 1994) has identified that suicide is not an illness, but the end-result of a complex interaction of a number of neurobiological, psychological, cultural and social factors that have had an impact on the person.

Because of their biological and social environment, some people may be especially vulnerable to suicide when faced by a stressor or combination of stressors that have such dark or intolerable personal meaning, cause such anguish and despair, or such frustration and resentment, that they are unable or unwilling to bear with the stressor, or to resolve it in a more positive manner.

Biological factors that can influence vulnerability include: genetic predispositions to particular mental disorders; low levels of brain serotonergic neurotransmission; potentially terminal conditions, such as AIDS; and people who have been diagnosed with clinically severe depression or some other psychiatric disorder. Psychological factors may include depression; feelings of helplessness and hopelessness; low self-esteem; negative attitudes about self; impulsivity; lack of the skills or energy needed for coping; and drug and alcohol abuse. Sociocultural influences include demoralization or fragmentation of society; permissive attitudes that may facilitate suicide; media attention to celebrity suicides; social isolation or lack of a solid social network; role models or peers committing suicide; unemployment; and environmental factors that are conducive to suicidal behaviour, such as the availability of firearms. These risk factors contribute to certain populations being at particular risk: adolescents and young adults; people who are in late middle age and seniors; Aboriginal people; gay men and lesbians; and persons in custody.

Youth

The Canadian Parks/Recreation Association study identified that youth-at-risk are not just a bunch of kids in trouble. In fact, all youth face some sort of risk-some more than others because of their socio-economic status, environment, friends, family situation, behavioural problems, and physical or mental health. At one end of the continuum is a large group of youth facing low levels of risk. At the other extreme, a small group is involved in chronic anti-social behaviour, serious drug abuse, risky sexual behaviour, or even suicide. In between are risk situations ranging from lesser to greater degrees of risk (page 2).

WHAT MUST WE UNDERSTAND ABOUT THE CONCEPT OF RISK?

There are certain specific things we must understand about risk if we are to fully understand the impact of utilizing a risk approach to identifying prevention interventions and addressing problems.

Risk is not certain. Risk is based on probability. Therefore, not everyone who is exposed to a risk condition or factor will have an adverse outcome.

Risk factors are "linked to" and "associated with" negative outcomes. Therefore, in most cases, especially those relating to mental health and psychosocial outcomes, it would be inaccurate to assume a direct cause and effect relationship between a given risk factor and a specific

outcome. There are, however, some specific biological outcomes which have cause and effect relationships. Two examples are certain teratogenic drugs, such as thalidomide, and environmental toxins such as lead.

Risk is a relative concept-risk factors range from those that are only markers to minimally harmful situations to those that are markers to life-threatening situations. The Canadian Association on Gerontology has identified that personal risk exists on a continuum, from those that individuals vigorously pursue as opportunities, to those over which they have little choice. This notion is explained in the following diagram:


Risk pursued as opportunity

Freely 
accepted risk

Reluctantly 
assumed risk

Little 
or no choice

There is also a social continuum of risk, ranging from risks which society views as inevitable or are willing to accept, to risks which are considered unacceptable or unreasonable. While the personal risk continuum is based on choice, the social risk continuum is based on societal notions of acceptable and unacceptable outcomes. Therefore, risk is not a neutral concept, it involves determining what are acceptable or unacceptable consequences (Canadian Association on Gerontology, 1995).

Multiple and persistent risk factors predict more strongly than any individual risk factor. Therefore, risks interact. In many cases, not only are risk factors cumulative, but it has been found that they multiply in their effects. Furthermore, not all risk factors are equal and no one risk factor accounts for all of the risk. The following examples illustrate this concept.

Together, unsuccessful achievement in school and aggressive behaviour place young people at greater risk for delinquency than either of these factor alone (National Crime Prevention Council of Canada, 1995a).

The risk factors associated with suicide among seniors are: depression; unattached (especially recently widowed); retirement; isolation; feelings that life is hopeless; organic mental deterioration; physically ill, chronic health problem; alcohol abuse; gender (male); and residence in deteriorating part of city or institution. A person who demonstrates seven of the risk factors is typically considered to be more at risk of developing suicidal tendencies than a person who shows evidence of three risk factors (Canadian Association on Gerontology, 1995).

In one study, children who showed only one risk factor for the development of social and academic problems were at no greater danger than those who showed none. However, when two or more risk factors were present, the likelihood of developing these problems was four times greater (Carnagie Corporation of New York, 1994).

Risk factors work together over time to influence the likelihood of a negative outcome. The longer the exposure to risk factors, the greater the likelihood the health problem will occur.

The identification and experience of risk exists in a human development context. Both our understanding of the concept of risk and the strength of various risk factors change with age.

For example, health professionals, among others, have historically defined adolescent behaviour as 'risk-taking'. If we consider these behaviours in the context of development, we could think of them as 'goal-directed'-that is intended to accomplish tasks crucial for adolescent development. The motive for risk behaviour must be understood in terms of the social significance or 'pay-offs'-for youth these include the sense of autonomy or of gaining acceptance from one's peers. If we accept the notion that risk behaviours are goal-directed, functional attempts to meet adolescent developmental needs, then the next step in promoting the health of youth would be to enable them to find possible alternative means to meet those needs (Curtis, 1992).

Risk identification exists in a social context. This concept is important for two reasons. First, since other people define risk for individuals and group, usually health and other service providers and community agencies, the identification of risk will be partially based upon their values, biases, experience and knowledge.

For example, the Canadian Association on Gerontology, 1995 has identified that the concept of risk is applied to seniors more often than any other age group. The reasons include those based on facts, but other reasons reflect stereotypes and generalizations about seniors. If seniors engage in what is considered risky behaviour, because of attitudes of ageism and lack of regard for seniors' autonomy, they face a strong possibility that someone will begin to question their sensibility or even their mental competence. Also, in ignoring potential risks, seniors face the possibility of having others dismiss their wishes and make decisions for them.

Second, social isolation is identified as a risk factor. Research from a number of countries has found a clear association between social supports and health, indicating that social relationships, or the absence of these relationships, is a major risk for health.

In the case of a child, his or her family, school and community all have a major influence on his or her healthy development.

Risks may reflect structural inequalities. There are risk conditions which are general circumstances, over which people have little or no control, that are known to affect health status. These are usually a result of public policy and are modified through collective action and social reform. People are at risk who, by virtue of their economic and social situation, are isolated and without access to resources and opportunities to participate in their communities. People are at risk who have few life skills and, who consequently, feel little sense of control over their lives and their environments. People are at risk who, for a variety of reasons, many of them related to their social conditions, engage in negative lifestyles, and/or who do not have access to appropriate primary care and preventive health services.

The following are specific examples.

It has been suggested that much of the risk among seniors, in later life, is created by inequality earlier in life. Senior women may be more at risk of negative outcomes such as poor health or inadequate shelter because of their low incomes, which stem mainly from inequalities in the economic and political systems.

Seniors, or others in long-term institutional settings, may be at increased risk of abuse and neglect in environments where inadequate resources maintain a staff who are overworked, poorly trained and undervalued.

WHAT ARE THE IMPLICATIONS OF A RISK APPROACH?

Risk Factors arc Predictive Tools

Since risk factors are predictive tools, they have their limitations. How much each risk factor contributes to harm, or what proportion of the population is at risk is often not known. The Canadian Association on Gerontology has identified that:

It is unclear how extensive an element or variable must be in a 'vulnerable population' or how strong the predictive ability must be to become a risk factor. Often elements are identified as risk factors with little empirical evidence to support them. In some cases, only 10-20% of the population for whom the risk has been realized show the characteristic, yet it is identified as a risk factor." 

Bias

The process of identifying risk can be biased. It has already been identified that drawing conclusions about risk factors, and what are acceptable and unacceptable levels of risk, is not a neutral process. It involves someone else deciding what is "normal". These decisions cannot help but be influenced by individual values, ideologies and experiences. Given the social, biased nature of risk assessment, it is not inconceivable to consider the degree to which a person's age, gender, race, class, first language, family makeup and environment all target them for an 'at risk' label, and associated interventions.

Beaulieu (1996) provides an example with regard to seniors.

"Recognition depends on knowledge, self-knowledge and knowledge of others. Knowing oneself begins with acceptance of our own aging. Knowing another begins with thinking about our preconceived ideas regarding aging and seniors. By examining the social prejudices that are transmitted regarding seniors (stingy, sanctimonious, old fool, hard-of-hearing, finished sexually, people of leisure, out of touch with reality...), we become aware of the vicious and harmful nature of the hoary old myths." (Beaulieu, 1996, page 4).

Furthermore, service providers are often described as "risk aversive", preferring to focus on safety and protection over other important values. This may result from a sense of professional responsibility to clients, as well as fear of liability or the way in which their professional field is recognized (Canadian Association on Gerontology, 1995).

Resulting Interventions

If risk factors are improperly identified interventions may be targeted and inappropriate. Furthermore, short-term interventions may be implemented and then terminated.

Often, traditional service delivery for specific populations-at-risk have been limited in that they address only a single risk factor or outcome and they require evidence of serious disturbance or dysfunction, which leads them to treatment rather than prevention. Furthermore, the services resulting from this approach may be fragmented and have structural barriers that make them impossible for people to access. Resnick and Burt, 1996, provide an example relating to youth.

In current services for at-risk youth, social and supportive services do not address some of the most pressing needs of the clients. When these services identify a need they cannot meet with their own resources, they sometimes have trouble getting other agencies in the community to help. The problem may be eligibility-the client is not poor enough, or not officially part of the 'target population' of the agency with the resources, or not the right age, or does not have the right address. Or the problem may be accessibility or appropriateness-the services are not hospitable to youth, or cannot be reached by public transportation, or are not open at the right hours or the right days.

Negative Focus

The process of ascribing risk focuses on the negative; it focuses on weaknesses instead of strengths, limitations instead of abilities. This may result in the perception of individuals as being at risk as opposed to at promise (i.e. as individuals with a problem to be addressed rather than as people who provide an opportunity to nurture). That can bias how people are treated and how interventions are designed (Jonah, 1996). In fact, with regards to children and families Sedener and Lubeck have identified that "the generalized use of the 'at risk' label is highly problematic and implicitly racist, classist, sexist and a 1990s version of the cultural deficit model which locates problems or 'pathologies' in individuals, families, and communities rather than in institutions and structures that create and maintain inequality." (Swadener and Lubeck, page 3).

With regard to violence against women, MacLeod has stated that : "The search for certainty through a sophisticated risk assessment tool may in fact increase the danger women face. It could direct the attention of workers to predicting problems, rather than building solutions to prevent risk escalating." (cited in Gillespie and Denham, 1996, page 5).

Lack of Involvement of Clients

Since risk assessment is commonly carried out by a service provider, and interventions determined by that person or dictated by the parameters of a program or service, interventions can be paternalistic and at odds with the concept of consumer empowerment or participation.

Often asking people themselves about what is important to them with regards to their health is very different than what health care providers would determine is important for their health.

Many studies where youth have been asked about their health priorities have resulted in the same answers-they see their relationships in their lives, with their peers, their families and their schools/teachers to be of most significant concerns. They see health in a broad, all encompassing way, and relate these relationships directly to their well-being (Hanvey, 1993).

The Canadian Gerontological Association identifies that very little research to date has focused on identifying seniors' personal preferences and attitudes to taking chances. They go on to say that the "existence of socially unacceptable risks legitimizes someone in authority to intervene, either beneficently or paternalistically. The extent of the intervention may vary from offering suggestions to selecting choices or options, to 'rescuing'. The interventions typically focus on what is seen as in the senior's 'best interest', as opposed to the senior's expressed wishes.

When the British Columbia Women's Hospital and Health Centre Society asked women to describe their health needs, the women talked about how social and economic factors influence their health and the way women are treated in the health care system. Four predominant issues arose when women talked about how their health is affected by social factors: poverty; the impacts of violence and abuse; the need for social and emotional support; and the effects of the media. When women talked of their visions for a better health care system, they talked about that system being focused on health and weliness, and not just the treatment of disease. They want health care providers to "look at them as whole people-women who are partners, mothers, caregivers, workers-and not just a bunch of symptoms " (British Columbia Hospital and Health Centre Society, 1995, p. 16).

PROMISE AND POTENTIAL

Traditionally, as identified above, health research and service has been oriented toward identifying the risk factors for disease and premature death. Recently, this focus has widened to include protective and health-promoting factors. There are a number of ways of looking at this phenomenon.

Resiliency

Resiliency has its roots in psychological and human development theory. The term has been used traditionally to describe the individual's ability to manage or cope with significant adversity or stress in ways that are not only effective, but may result in increased ability to respond to future adversity. Studies have examined resiliency among populations exposed to war, poverty, and chronic illness. Through these and other studies, the characteristics of resilient individuals have been identified. Resiliency is viewed by some to consist of a balance between stress and adversity on the one hand, and the ability to cope and availability of support on the other. When the stresses are greater than the individual's protective factors, then, even individuals who have been resilient in the past may be overwhelmed (Mangham et. al, 1995).

Resiliency may be particularly important during times of transition, when stresses tend to accumulate. Transitions occur throughout life, from school entry, to adolescence and detachment from parents, through childbearing and through the late adult years. It is also includes unexpected events such as natural disasters, unemployment, relocating, family disruption or poverty (Mangham et. al, 1995).

Resiliency is not a static characteristic, but also a process of coping. It is dynamic, successful coping in one situation that strengthens the individual's competency to deal with adversity in the future (Mangham et. al, 1995).

Protective Factors

Resiliency embraces two fundamental concepts-risk and protective factors. Risk includes characteristics of the individual as well as the environment, as noted above. Protective factors could include skills, personality factors and environmental supports which contribute to resiliency. They provide a buffer as well as a reservoir of resources to deal effectively with stress (Mangham et. al, 1995).

Mangham et. al., 1995, have identified, through a comprehensive review of the literature, that there are three broad categories of protective factors contributing to resiliency in individuals: individual factors, family factors and support factors.

Individual factors include

sense of personal competency, ability to plan, cognitive skills, a sense of: meaning, problem-solving ability, optimism, internal locus of control, skills in coping with stress and resourcefulness in seeking support (Mangham et. al, 1995, page 5).

Familial factors include:

effective parenting, warmth and affection, strong family support, and family cohesion (Mangham et. al, 1995, page 5).

Support factors include:

the presence of caring, supportive individuals such as teachers, extended family members, or persons outside the immediate family; supportive environments which enable and encourage autonomy, responsibility and control (Mangham et. al, 1995, page 5).

WHAT ARE THE IMPLICATIONS OF UTILIZING RESILIENCY AND PROTECTIVE FACTORS?

Resiliency is not an entirely new concept. Some health promotion programs, prevention programs, are designed to enhance individual life skills such as problem solving and self-efficacy. Some programs are targeted at families under significant stress, and aim to improve family functioning and cooperation.

Mangham et. al., 1995 state that "a focus on resiliency in [health promotion] could be part of the shift from a deficit-centred view of health emphasizing risk factors, to individuals', families' and communities' adaptation through protective factors. The fact that many people face significant stress and adversity at some time in their lives, during transitions, gives the concept increased importance in health promotion" (Mangham et. a!, 1995, page 8). However, they go on to say that from the analysis of the literature it is clear that little is known about resiliency as applied to health promotion and program development, and specific recommendations would be premature. Research is needed particularly on factors predicting resiliency in families and communities, on potential mechanisms for fostering resiliency, and on resiliency within various cultural groups and social classes. Research must go beyond merely identifying protective factors, to explore protective processes. Evaluative studies are needed to determine effects of programs on resiliency. And, participatory research is needed, involving active input from the individuals, families, or communities whose resilience is being investigated.

CONCLUSIONS

The concepts of risk, vulnerability and promise and potential are complex. While the concepts of risk and vulnerability have long-standing traditional roots in medicine and public health, the concepts of promise and potential are newer in the field of research and program planning. When planning and providing programs for young children, youth, adult men and women and older adults, a balance between identifying risk and building on strength must be sought. In that context, a number of authors have identified some basic qualities of caring, that should be embraced no matter what.

With regard to violence,

"Together we can share our ideas, concerns and visions for a future without violence... .We can all be involved in creating a context where the consumer is placed at the centre of the healing process and where our collective efforts can work more effectively towards responding to and preventing violence in relationships of kinship, intimacy, dependency or trust" (Ristock and Grieger, 1995, page 40).

With regard to seniors,

"A number of values have been proposed. ...In this social and economic context the first value to be promoted is that of creativity. ... In our relations with seniors, why not reintroduce a little politeness? .. It is important to respect the senior, in relation to what he or she has been, is now and wishes to become. This requires knowledge of the other and recognition of the other. . . [There is an important] value that involves everyone who intervenes with seniors: confidentiality, or privileged communications" (Beaulieu, 1996, pages 14, 15).

With regard to women,

"We will treat people with respect. We will listen carefully to women-women are the experts about their own experiences. We will give women options and enough information to make informed choices. We will educate women about the health system and how it works. We will enable women to be in control of their health and health care. We will be inclusive of and promote the diversity of women, including sexual orientation, ability, race, culture, class, educational level, literacy level, etc. We will be aware of the impacts of social, economic and other environmental factors on women's lives" (British Columbia Women's Hospital and Health Centre Society, 1995, page 58).

With regard to youth,

"Perhaps the underlying theme of promoting the health of our youth is to value them for who they are-their energy, their creativity, their developmental uniqueness and their style. For it is from this valuing process that will come the respect that they deserve" (Hanvey, 1993, page 53).

With regard to children and families,

"What we need to do is create a context of caring for families - a caring children and which transcends labels and prejudgments embodied in terms such as 'at risk'. This must be coupled with authentic respect for cultural, linguistic, gender, class, and other aspects of human diversity. As deceptively simple as it may seem, we need to treat every person like a human being, without 'at risk', 'doomed to fail,' or other adjectives or qualifiers - limiters - added. Human beings 'at promise', iieeding our care, confidence, and faith: this may indeed be the only way to begin to transform a 'nation at risk' to a future generation 'at promise' "(Swadener and Lubeck, page 41).

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Canadian Association on Gerontology. (1995) Seniors at Risk: A Conceptual Framework. Prepared by Charmaine Spencer for the Aging and Seniors Division, Health Canada. Unpublished.

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Curtis 5. (1992). Promoting health through a developmental analysis of adolescent risk behaviour. Journal of School Health. 62:9:417-420.

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Graber JA and Brooks-Gunn JB. (1995). Models of development: Understanding risk in adolescence. Suicide and Life-Threatening Behavior. 25: Supplement: 18-25.

Hamilton N and Bhatti T. (1996). Population Health promotion: An Integrated Model of Population health and Health Promotion. Ottawa: Health Canada.

Hanvey L. (1993). Working Paper on Health Status. Toronto: Premier's Council on Health, Well-Being and Social Justice, Children and Youth Project.

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Health and Welfare Canada. (1993). Community Awareness and Response: Abuse and Neglect of Older Adults. Ottawa: Health and Welfare Canada.

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Hood SC, Beaudet MP and Catlin G. (1996). A healthy outlook. Health Reports. 7:4:25-32.

Jonah N. (1996). A Guide to the Literature on the Effectiveness of Prevention of Mental Health Problems for those at Risk. Paper prepared for Mental Health Unit, Health Care and Issues Division, Health Canada. Unpublished.

Joubert N, Taylor L and Williams I. (1996). Mental Health Promotion: The Time is Now. Prepared for Mental Health Promotion Unity, Healthy Living and Environments Division, Health Canada. Unpublished.

Kinnon D and Hanvey L. (1996). Health Aspects of Violence Against Women: A Canadian Perspective. (for the Canada USA Women's Health Forum). Ottawa: Health Canada.

Mackenbach JP, van den Bos J, Joung TM van de Mheen H and Stronks H. (1994). The determinants of excellent health: Different from the determinants of ill-health? International Journal of Epidemiology. 23:6:1273-1281.

Mangham C, McGrath P, Reid G and Stewart M. (1995a). Resiliency: Relevance to Health Promotion: Discussion Paper. Ottawa: Alcohol and Other Drugs Unit, Health Canada.

Mangham C, McGrath P, Reid G and Stewart M. (1995b). Resiliency: Relevance to Health Promotion: Annotated Bibliography. Ottawa: Alcohol and Other Drugs Unit, Health Canada.

Mangham C, McGrath P, Reid G and Stewart M. (1995b). Resiliency: Relevance to Health Promotion: Detailed Analysis. Ottawa: Alcohol and Other Drugs Unit, Health Canada.

Modlin B. (1995). Review of Family Factors Influencing Juvenile Delinquency, Report submitted to the National Crime Prevention Secretariat.

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Mental Health Division, Health Canada. (1994b). Violence Issues: An Interdisciplinary Curriculum Guide for Health Professionals. Prepared by L.A. Hoff for the Mental Health Division. Ottawa: Health Canada.

Mental Health Division, Health Canada. (1994c). Abuse and Neglect of Older Adults in Institutional Settings: Discussion Paper Building from English Language Resources. Prepared by Charmaine Spencer for Mental Health Division. Ottawa: Health Canada.

Mental Health Division, Health Canada. (1995a). Abuse and Neglect of Older Adults in Institutional Settings: Discussion Paper: Building from French Language Resources, prepared by Marie Beaulieu. Ottawa: Health Canada.

Mental Health Division, Health Canada. (1995b). The Mentally Ill and the Criminal Justice System: Innovative Community-Based Programs 1995. Prepared by C. Milstone for Mental Health Division. Ottawa: Health Canada.

Mental Health Division, Health Canada. (1995c). Discussion Papers on Health/Family Violence - 3. The Impact of Violence on Mental Health: A Guide to the Literature. Prepared by Janice Ristock and Mental Health Division. Ottawa: Health Canada.

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WORKING DOCUMENT BASED ON THE ROUNDTABLE DISCUSSION
Louise Hanvey Consulting - Nov. 13, 1996

INTRODUCTION

On September 26 and 27, 1996, the Mental Health Unit of the Health Care and Issues Division of Health Canada hosted a Roundtable discussion "Risk and Vulnerability - Potential and Promise". The participants of the Roundtable were:

Marie Beaulieu
Département des sciences humaines
Université du Québec a Rimouski
Rimouski, Québec

Charmaine Spencer
Gerontology Research Centre
Simon Fraser University at Habourcentre
Vancouver, British Columbia

Janice Ristock
Women's Studies Program
University of Manitoba
Winnipeg, Manitoba

Lois Borden
District Support Branch
Saskatchewan Health
Regina, Saskatchewan

Fred Mathews
Director of Research and Program Development
Central Toronto Youth Services
Toronto, Ontario

Blair Wheaton
Department of Sociology
University of Toronto
Toronto, Ontario

Louise Hanvey
Louise Hanvey Consulting
Chelsea, Québec

Connie Sarchuk
Long Term Care, Community and Mental Health
Service Division
Manitoba Health
Winnipeg, Manitoba

Ken Ross
Assistant Deputy Minister, Mental Health Division
Department of Health and Community Services
Fredericton, New Brunswick

Marilyn Keddy
South Shore Drug Dependency Program
Fisherman's Hospital
Lunenburg, Nova Scotia

Nancy Poole
Aurora Centre
BC Womens Hospital & Health Centre
Vancouver, British Columbia

Joan Simpson
Mental Health Unit
Health Care & Issues Division
Health Canada
Ottawa, Ontario

Pauline Chartrand
Health Care & Issues Division
Health Canada
Ottawa, Ontario

Barbara Ouellet
Director, Health Care & Issues Division
Health Canada
Ottawa, Ontario
    (guest for first morning) 

BACKGROUND TO THE ROUNDTABLE

The concept of risk has become common place in our discussions of health in a number of ways. Many health services are planned and organized following assessment of risk. This applies to various components of the health care system-e.g., public health, institutional health care settings, and the education of health care professionals. A risk approach is used when considering health and illness issues-e.g., mental health and mental health problems; violence, abuse and neglect; suicide; and deteriorating and disabling physical conditions. Populations are identified who might potentially be at risk for specific health problems-young children; women; youth; seniors; people from ethno-cultural minorities; gays, lesbians and bisexuals; people who live in poverty; people who are socially isolated; and people who live in institutions.

Therefore, the concepts of risk and vulnerability have been apparent through many programs and initiatives of Health Canada. There are a number of examples.

The Mental Health Unit, Health Care and Issues Division, has been working with the concept of risk in relation to mental health problems and serious mental illness. Through a review of the literature on the effectiveness of prevention of mental health problems for those at risk, the Unit identified the complexity of the concept of risk as it applies to mental health.

The Mental Health Unit has also had strong participation in the now completed family violence initiative. The focus was specifically health professionals and the health care system. The Mental Health Unit concentrated attention on knowledge, effective response, and access to information and training. Three areas received major attention. The first was education and training: looking at teaching approaches; how content was handled; the process of change; and interdisciplinary approaches, primarily with the health sciences faculties. This work has had a very broad range of application, across many issues. The second area was health practice and health practice settings. This involved developing guidelines, and particularly involving professions who had not been involved before, for example the dental profession. This work had a strong emphasis on looking at the values of individual practitioners and their life experiences. The third area was abuse and neglect of older adults in community and institutional settings. Concepts of risk and vulnerability were apparent in all of these initiatives.

The Health Care and Issues Division also addresses concepts of long term care, continuing care and palliative care. The Division has identified that individuals, families and groups, in all of these circumstances, can be at increased risk of a variety of adverse outcomes.

Other Divisions of Health Canada have also been involved in concepts of risk and vulnerability. The Childhood and Youth Division has identified the impact on children at risk, particularly young children. The Women's Health Bureau has identified risks for women's health-emotional and physical. The Aging and Seniors Division has been identifying what the concept of risk means for seniors, how it has been defined, and what is contributing to their risk.

In 1994 the Federal, Provincial and Territorial Advisory Committee on Population Health prepared Strategies for Population Health: Investing in the Health of Canadians. This document summarized what we know about the broad determinants of health-the things that make and keep people healthy. It defined population health strategies that address the entire range of factors that determine health, rather than focusing on risks and clinical factors related to particular disease. These strategies also are designed to affect the entire population, rather than individuals who already have a health problem or are at significant risk of developing one.

It therefore became apparent to the Mental Health Unit of the Health Care and Issues Division that there was a need to examine the concepts of risk and vulnerability in a holistic way-to identify the common, and different, elements of risk as they affect various populations and various health outcomes. In order to achieve that, the Unit commissioned: A Background Paper: Risk and Vulnerability - Promise and Potential. This paper was based on a review of a selected number of documents related to risk, vulnerability and potential concerning health and mental health issues. These included suicide, deteriorating health, disabilities and violence, abuse and neglect. Particular emphasis was placed on the following groups-youth, adults, people living in group/institutional settings, seniors and women. The paper included reviews of materials published by Health Canada and sentinel documents identified by Health Canada that were commissioned or funded by them. The paper was not intended to be an exhaustive discussion of the concept of risk and promise as it relates to these issues or populations. Instead, it extracted the important concepts relating to risk and promise that were identified.

Next, the Mental Health Unit invited a group of service providers, planners and researchers to attend this Roundtable discussion. The objectives of the Roundtable were as follows:

  • To develop an enhanced understanding of the relevance and limitations of the concepts of risk and promise in relation to a broad range of mental health/health problems and issues such as: deteriorating health; disabilities; abuse and neglect; serious mental health problems; and suicide.
     

  • To consider the implications of risk and vulnerability for:

    • policy development / programs and services! education / research

    • prevention and early intervention approaches

    • service consumers and service providers

    • particular groups - youth, adults, people living in group/institutional settings
       

  • To examine how the use of risk and vulnerability concepts can impact programs and services, specifically relating to quality, appropriateness, sensitivity, non-obtrusiveness, and effectiveness.
     

  • To develop consensus regarding the most promising areas for attention, and propose options for consideration.

THE ELEMENTS AND PERCEPTIONS OF RISK AND VULNERABILITY

Throughout their deliberations, the Roundtable participants identified some important elements to consider when defining risk factors. They are outlined in the following table.
 

UNDERSTANDING THE DIMENSIONS OF RISK AND VULNERABILITY

As choice or opportunity

Remembering the positive side of risk

As probability

      - Tension: risk as probability versus risk as a social factor

Within the social context

Individual risk versus societal risk

Exchanging risks
(at times, some circumstances, services or approaches that decrease some risks may increase others)

Recognizing subjectivity in defining risk

Using a developmental perspective

Recognizing common risk factors for many harmful outcomes

Risk may not be identified until there is advocacy; it is not always self-evident

Poverty and the risk factors associated with it

Risk addressed by social revolution

Considering risk factors and the implications regarding cause and effect: risk implies causation

Often looking at multiple risk factors

      - Not all risk factors are equal and no one risk factor accounts for all of the risk

Risk as a concept varies across areas, differences have to be understood
(for example, seniors, alcohol, addiction, disease, etc.)

Look at what the discourse of risk is constructing (gender, normative framework)

Risks over time
The whole point of looking at risk is to better understand and plan services, interventions, prevention initiatives and policies

Note: illustrations of these dimensions are included throughout the report

Participants noted that there are different uses of the concepts of risk and vulnerability. These differences depend on people's perspectives on health e.g., medical model versus determinants of health; individualistic versus social context; psychological/scientific versus feminist/political.

Social Analysis

The participants identified that much of risk that is experienced by individuals is constructed by the society in which they live. As one participant said,

I am concerned about finding ways to keep a social analysis as part of this context, so that we can focus on individuals who are at risk, but not lose sight of the bigger picture.

Two examples were helpful. The first one was the example of violence against women, and the social norms that contribute to violence.

Women are at higher risk of violence than men, and some sub-groups of women are at higher risk Changing that situation of risk is a systemic thing, it is not about those individual women who are at risk at all. This is one of the most complex parts of looking at risk, that is, how do we address risk looking at it from a systemic point of view? Every woman is at risk, there is nothing particular about one woman that makes her different than the next women. ft is not about women. ft is about how we conduct relationships, the way our system is ordered in general in terms of power and balance, power in society.

A second example was that of poverty. One participant observed that there has been a feminization of poverty, and it appears to be increasing. The gender issues of poverty have not been addressed. And we know that poverty puts people at increased risk of a number of harmful outcomes. The feeling was that if we only address the side issues, or focus on the harmful outcomes, we are not addressing the complete issue.

What do you do when you come up against something that requires a social revolution? We can do the practical pieces that are manageable, and ethically we must do that, but we will continue to bang our heads against this wall. Addressing societal issues requires a longer term timeline, it involves another set of issues, but to not include it is to miss a major point.

This reinforced the importance of taking a determinants approach to understanding health and to responding to health issues. From a service point of view, participants felt that it is important to be concerned about the individual and support for them. From a broader perspective it is important to look systemically.

Otherwise we become focussed very narrowly and that becomes counterproductive.

There was concern raised around the issue of "blaming the victim" for their risk. Two examples were shared. While it has been good for service providers to ask women the right kinds of questions about abuse, it is critical that they not move from identifying individuals to blaming them, or seeing their behaviour as being the cause of the abuse.

When we use the term risk, how can we immediately demand that people ask questions about the larger social context and what gave rise to the risk factors in the first place.

Another example is HIV/AIDS. Gay men were identified as a risk group, and one of the consequences was that people made attributions that blamed gay men and their lifestyle for this illness. We have moved from identifying risk groups based on identity, to identifying risk behaviours.

Probability

Risk is inherently a concept of probability. However, one participant identified that risk gets talked about in categorical terms. Each risk factor is really a minor, moderate or major shift in the probability of something happening.

The real question is not If something is a risk factor, but whether the risk it incurs is a meaningless minor shift or a major shift.

We cannot count all risk factors as if they are equal. We have to get past the laundry list of risk factors. We need to identify starting points of risk factors, and cut away the parts of the process that are automatic consequences.

It is important to first identify individual risk factors and throw them into the pot. We have to be inclusive so all risk factors are considered. At some later phase we have to determine that not all of these things count, some are more essential than others. We need methods to shift through that. Down the road, as we study things, we do cut them down. At the beginning of research we will have a proliferation of risk factors. It takes a long time to sift through them and come to what really matters. Therefore, we need long term studies.

Often categorical conclusions are made based on risk factors, rather than recognizing that individual risk factors give us only one dimension of the picture.

We jump from the notion that 50% of schizophrenia is inherited, to the idea that it is genetic. Somewhere along the line the language of continuous variables got turned into categorical conclusions.

This is often because of a

.longing for certainty. The addictions field has been looking for years for a genetic link Others have been looking for a cause of sexual orientation. There is a great deal of money that is being spent on the cause of Alzheimer's Disease, when the social and other costs of the disease are huge.

This can lead to inappropriate interventions. The example of diagnosing major depression was shared.

When one diagnoses major depression, if you look at the criteria in most systems there is some magic point, out of the nine criteria symptoms, where someone is called a major depressive. For example, if you have six symptoms you have a major depression, if you have five you do not. There is the illusion that there has been determination that there is a huge qualitative difference in function. That has never been empirically demonstrated. Treatment decisions are made on this basis. Where you put the threshold is determined by a lot of things, not only empirical evidence, money, politics, but also the seriousness or consequences of being wrong.

Cause

Causality is an interesting phenomenon in risk. There were differences in opinion among Roundtable participants as to the understanding of causality as it applies to risk.

In most cases, especially those relating to mental health and psychosocial outcomes, it is inaccurate to assume a direct cause and effect relationship between a given risk factor and a specific outcome. The impact of risk factors are multiplicative and they contribute to varying degrees to the outcome.

However, indirectly risk factors are part of the causal process.

It is not exclusively causal, there is uncertainty. This does not mean that there is not causality. If we don 't connect the language of causality to risk factors, then why should we intervene?

A risk factor is a starting point-it happens prior to the harmful outcome.

We often speak about a connection between risk factors and outcomes, e.g., there is a connection between depression and alcohol use. It is not known if the depression causes the alcohol use or vice versa. Causality is uncertain. However, people have the tendency to assume because they fit together there is a causality.

The tendency is to look at risk factors like a checklist, without looking at how much of the population are we talking about, who is determining it as a risk factor, or how much risk it contributes.

The Concept of Time

The concept of time was identified as important when considering risk and vulnerability. Often we talk about risk as an event, or as events, that happen at a particular point in a person's life with a consequence. However, risk is part of a process.

Even though there may be something that increases the risk, or a traumatic event, what keeps that going over time?

It is at the least a two stage process, the event itself and how that might harm the individual, and what keeps that going over time.

One framework proposed by a participant looked at what influences risk over time in the following way. What are the reinforcing factors-the personal and social resources that can facilitate or increase the probability of harm occurring in terms of life experiences; and the enabling factors, the factors in the community, e.g., attitudes in the community. These co-exist with risk and change over time.

Individual Versus Community

While much discussion and focus around risk is based on individuals, communities can also be at risk. Focussing on the health of communities was seen as a high priority.

The biggest area at risk in Canada is our communities, most of our communities are unhealthy. Then disease emanates, then we drive a lot of public service dollars into attacking the disease. We need a smarter way of going about this.

Furthermore, when we focus only on the individual, the approach has the potential of becoming a pathology model, and we may be focussing our attention on the wrong things. You have to put the individual back in a context; you need a wide angle lens to see if the risk factor is connected to a larger issue. Look at a community health aspect first, and then see the individual in the context.

For example, youth violence is not a youth issue, it is a community health issue. It requires looking at a lot of other symptoms.

Developmental Approach

Risk must be considered in the context of development. One participant shared the example of youth.

In adolescence it is developmentally normal to take risks. This is somewhat linked to feelings of omnipotence, young people don 't have the concept that they can be harmed. In some areas, it is developmentally normal to engage in violent aggressive behaviours to establish oneself among peers, assert one 's identity in the group. Some risk taking behaviour among youth may be to relieve boredom. If we are labelling that behaviour, or trying to understand it and intervene, it would be rejected by young people.

A developmental approach is not appropriate for all risk situations. For example, for seniors it can be a patronizing approach that denies them control over their lives. It often translates into not "allowing" older people to take risks.

Acceptability of Risk

What is defined as "acceptable risk" is often based on society and individual values. Therefore definitions of risk are often subjective.

Older people are often not allowed to take risks, which are considered OK for younger people. If we conceptualize risk on a graph with two axes, harm to self to harm to others on the x-axis, and permissiveness of risk or the level of risk they are allowed to take before anyone intervenes on the y-axis, you would see under what circumstances people will fall into which

Mapping Acceptable/Allowable Levels of Risk
Deciding when to Intervene*

Allowable Levels of Risk

*Presented for illustration purposes only, to promote discussion.

Who Defines Risk?

It is other people, usually health and other service providers and community agencies, who define risk for individuals and groups. Therefore, the identification of risk will be partially based upon service providers' and agencies' values, biases, experience and knowledge. Often times risk is identified because there has been advocacy work in a certain area of concern or on behalf of a certain group. The social context of society and the particular community, the political agenda and the financial resources available define and provide the basis for addressing risks, as well as do research and investigation.

Choice

Choice is an important phenomenon to consider when discussing risk. However, the group identified many different facets to the concept of choice.

One is that ultimately, people will choose to behave in certain ways. The question was raised,

Is there a subset of people in society who will choose to kill themselves no matter what society wants to do about it?

One participant identified,

We have people in personal care homes who are supervised for 24 hours a day-they do commit suicide. They decide they are not going to eat anymore, and despite the best efforts of the staff they do die. People will always continue to make those choices.

On the other hand, other participants had concerns that when people live in institutional settings, there is often so little left in terms of choices, for example, choices about eating, dressing, that these choices become very significant.

If you don 't even have choices over the small things, where is the hope?

We create systems that generate these dependencies.

In the mental health system we have lowered people's functionality so we can just ~ our services. We put people at risk and then we can intervene with the effects of this risk.

However, choice was not always seen as that straight forward. One choice may lead to situations where further choices become impossible.

It gets fuzzy in addictions. You may have started making a choice to take the drug, but then you may not have any choice over what your experience will be with the drug. The only people who have no risk are those who are not taking any. As soon as you take any kind of alcohol and drug you put yourself at risk of developing a problem, because you don't know what the end result will be, you may be someone who can drink socially, or you may be someone who rapidly goes down that road of dependence and lack of tolerance.

Finally, one participant identified that these examples refer to people who are capable, cognitively, of making decisions. There are many people who no longer have their cognitive abilities and are therefore not able to make these kinds of choices.

The concept of choice was not applicable to situations involving abuse and neglect. In these cases, the social situation often limits people's choices. For example, a lack of power balance and equality between the genders in our society contributes to violence against women, and does not provide choices for women.

Some of our systems and decisions take away choice and impose risk on people. For example, early discharge following birth creates potential risk for the newborn. Seniors being discharged one to two days following surgery may be at increased risk. These are risks that are imposed by fiscal allocations. There may be false economies that come with that kind of approach. In these situations, having the support in the community is important. If you go into the community and those supports are not there, then there is a heightening of the probability of some kind of harm occurring.

The group also talked about risk in terms of the ethics of risk, the competing ethical values. If we talk about risk in terms of autonomy, we also need to talk about risk in terms of social justice. An example was shared with regard to seniors.

We tend to focus on issues of self-neglect with elderly. We allow a lot of latitude around individuals neglecting their own nutrition, physical health, safety and less latitude when there is harm /neglect for others. If a senior smokes in his/her own home and is at risk for starting a fire, we are far less likely to intervene than if she/he lives in an apartment where there is harm to other people.

What Discourse of Risk Are We Constructing?

When discussing and defining risk we are influenced by much of the discourse that has come before.

For example, the risk of perpetrating violence is often only described in terms of males, risk of victimization in female terms. That's why we don't have a "violence against men" terminology, even though males may be at greater risk at some ages. Part of this is the history of the advocacy - women's voices have been heard (granted, we still have a long way to go). When we talk about previous victims becoming offenders, we always talk about males, even though female victims also become abusers, and in ways that are different from males. We have to be careful, there are a lot of assumptions about gender that may block us from achieving a more inclusive discourse.

The issue of violence provides a good example of this discussion. The current discourse of risk in the area of violence focuses on the victim. However, it could be changed to see risk as those at risk of perpetrating violence, rather than those at risk of being victimized by violence. Altering the discourse in this case, would lead to different kinds of interventions.

Promise and Potential

The process of ascribing risk focuses on the negative. It focuses on weaknesses instead of strengths, limitations instead of abilities. This may result in the perception of individuals as being at risk as opposed to at promise (i.e. as individuals with a problem to be addressed rather than as people who provide an opportunity to nurture). That can bias how people are treated and how interventions are designed. Participants identified this particularly with regard to seniors and youth.

In working with older people we have developed assessment tools that dealt with the probability of problems. Over the years we have tried to switch it around, starting to build on strengths, looking at positive aspects, allowing people to take risks. It is a different perspective.

When we are working with older people, we do acknowledge that there are some things that have been lost, but there is a lot that remains. It is capacity that we are working with. For a long time we were only thinking of incapacity, now we are looking at what is the capacity that is there, not only physical, but social and intellectual capacity.

With regard to at risk youth,

The problem behaviour happens only once in a while. Most of the time they are intact. They are doing something right. As well, all the rest of the kids who do not give us difficulty are generally fine too. There is a well of resiliency that we have not focussed on.

There was a concern expressed that by focussing on incapacity, we will end up saying, "if they are not capable of doing it we will do it for them", instead of working with people.

Hope

Focussing on hope was seen as critical by many in the group. One participant shared an example relating to a women's addiction program that looks at the concept of hope as opposed to the concept of problems.

We started to document not only the women 's strengths, but also their perception of how well they are doing. We want to look at the relationship of hope and movement in hope and long term outcome, not just ~f they are sober, but their situation re housing, income, depression, self-esteem, violence. Our intent is to work on their hope, their sense of control.

While seen as a powerful idea, in certain professional domains it was felt to be not accepted as valid. If actions and interventions recommended by program providers are not adopted, the individual's choice may be interpreted as not showing progress.

With regard to high risk youth, the whole idea of "meaning", is often tied to resources. If young people do not have hope, they do not see that they have control in their lives.

We should change our organizations to those that generate success for kids.

INTERVENTIONS, PROGRAMS AND SERVICES

Models of Intervention

One of the keys to successful models of intervention is that the appropriate intervention be offered to the appropriate population. One participant shared a model for effective programming, reported by May, 1995, which is based on risk prevention of fetal alcohol syndrome (FAS). While this model shows what programming based on risk would really mean in the FAS field, it has broad application.
 

In the world of pregnant women, the vast majority are at the low end of the risk continuum of drinking heavily and having a damaged child. This is primarily because women stop drinking, because they don't want to drink. The risk continuum moves along to high risk at the tip of the triangle, with moderate risk along the way. Most people fall on the left, with a very small percent on the right in the tip of the triangle (?4%). Overall in society approximately 15% of people have drug and alcohol problems in some severity.

P.A. May suggests that in applying the concept of risk in the low and moderate risk groups you think of universal approaches, e.g., warning signs in bars, (in the women's washroom). With these approaches, you need to create the climate. There needs to be some information about FAS or women will not know about it. Furthermore, society depicts positive images about women drinking. This also includes a universal screening process of drinking and pregnancy, e.g., with physicians and public health nurses, people in a position to be talking to pregnant women. Without this we cannot identify women at high risk.

People who are screened to have some level of alcohol use that is too high would receive an early intervention: motivational interviewing by doctors, nurses and other providers. This goes beyond asking questions about alcohol use, but encouraging the woman to think about what she is doing about it. It requires doctors, nurses, transition house workers, etc., to be able to do this.

The British Columbia Government also has a graphical schema, where they list their services as to where they fall under the continuum of risk.
 

Continuum of Risk
Prevention Early Intervention
Harm Reduction
Intervention

Authentic, Real-Life Interventions

There was discussion about the importance of creating interventions that are human and approximate real life. For example, with youth.

I think that we increase vulnerability and the probability of risk when our interventions are so artificial and far removed from what we really need to create healthy children. For example, why don't we have foster homes for young women who are expecting and want to keep their babies, instead of putting them in institutions? They would be with a family who want to help a young woman raise a child. They can model for her, teach her the things she needs to know. She would not be isolated, marginalized.

High risk kids are unattractive, unappealing clients, so our interventions in residential settings tend to be regimented. Kids need authentic relationships with real adults. The closer our models/interventions/working relationships/programs resemble real life, the more likely we are to connect with those kids, help them heal, find their way. When you look at the costs of doing these things, it will be more cost effective.

Empowerment and Participation

Participation of individuals and communities in risk identification, and in planning interventions and services was seen as very important. A number of aspects of this approach were identified.

Harm reduction was seen as an approach that may not only benefit the individual, but also benefit the community.

For example, giving addicts heroin might reduce their likelihood of getting involved in crime. You have to think of how this one act saves the community from further harm.

Harm reduction was identified as an effective approach to risk, that was empowering for individuals. Harm reduction asks the question, "Are there ways to reduce the harm that accompany risk?" It respects choices around risk and is a client focussed approach.

Participants did identify that it is often difficult to shift the power to the consumer. It fundamentally changes the relationship. It raises questions of values.

The whole issue of power in consumer/provider relationships is critical to empowerment. The mental health example was shared by one participant.

One thing that influences this relationship is legislation. The mental health act is an interesting way to assess relational issues between consumers and providers in terms of how much risk an individual can freely take.

One of the interesting aspects in developing mental health legislation is that it brought sectoral interests around the table, it brought the family members, consumers, therapists, bureaucrats who had to design the legislation, it probably did a lot to advance relational issues between consumers and providers.

One participant's experience in reforming the mental health system involved consumer participation. Regional management boards were established, and the composition of those boards was family members, service providers, caregivers and members of the community at large. They were participatory in nature. The result has been a system that is more responsive to consumer needs.

Support

Supportive environments are needed for intervention, regardless of where that intervention takes place. There was much discussion regarding interventions that are institutional based versus community based. This included de-institutionalization as it relates to people with serious mental health problems; institutional versus day treatment of people with addictions; services for youth at risk; and health services for the older adults.

Participants identified that in many ways mental health legislation has helped us to understand that risk is a good thing, if we create systems that give people choice and provide the support that is appropriate, as defined by users as much as by providers. The key is available support as defined by clients. Then risk is seen on a continuum. It may not be an opportunity, but it may be freely accepted. However, if we don't provide the supports and alternatives to the individual, but still put them into that environment where there is risk, they are more likely to be harmed by the risk.

For example, a person with schizophrenia who starts to decompensate and is in his/her apartment. The old way would be we'11 go and get an examination certificate, haul them off get them certified and treat them. The outcome of that in terms of their health was predictable, it led to long term re-institutionalization and it led to poor functional outcomes for people. Part of the risk is if we leave them in that home they are going to get sick.

But if every day we go back and knock on the door, and say "John, are you going to come to the centre and get your medication? "John may say, "get out of here, I don't want to see you ". If the next day we come back and do the same thing, gradually John will accept the risk to a certain point where he will go and get the medication. However, if we put John in the community and don't provide adequate support, we'11 harm him.

This is a key issue if we look at long term care and people in nursing homes and institutional settings.

They are only there because we haven't given them the range of alternatives that enables them to take risks and be more vulnerable in the normal context of living in communities.

Another participant shared an example regarding older adults with significant health service needs.

Historically we thought that 24 hour supervision was the best thing for elderly frail people. Now we are trying to find different approaches, in order to keep them out of institutions, to keep them in the community longer and longer. It is changing the whole nature of our institutions, many of the programs that we had are inappropriate now.

It is important that we carefully ask ourselves, "Who is driving that change?" Participants identified that it makes a big difference if it is older adults who are behind this change, rather than if it is political agendas or finances. We are beginning to shift in terms of creating quasi-institutional settings that may involve more risk for older adults, but provide for better quality of life.

We do not know how this will play out in the end, moving away from the nursing home, moving to the community, supportive housing kind of model.

We have to be careful to recognize that institutionalization is not an all or nothing scenario. One participant used experience with a youth addictions treatment program as an example.

This program tried to help kids live with other families, go to a day program. It involved schooling, sports, a mixture of things in the community. It tried to avoid a rigid, institutionalized treatment approach. Over time, the providers came to realize that they needed a mix of these two things. There are kids who don 't respond to the community approach, so we can 't completely get rid of institutions. There is a whole range ofprograms and services needed. Therefore, we need to get creative about how to make the best match, instead of thinking that there is one way or the other way that will work for all people.

There are other examples where risk is not a good thing, where the continuum model does not apply, for example, abuse and neglect.

Harm

There was concern expressed that our interventions, our programs and services, have the potential to increase risk. Since the designers, the conceptualizers of the programs are very removed from the lived experience of the person, the process of delivering service can amplify the risk.

One of the things that often gets missed is how our attempts to intervene may increase the risk.

This could include the situation where there is enforced intervention. For example, some people want to force women who are at high risk of foetal alcohol syndrome (FAS) into treatment.

I don't know if that is right or wrong, mostly I think it is wrong. Forcing people into treatment in the addictions field never seems to he right. The problem seems to be the wrong intervention to the people who need the most intensive help.

In the mental health field the issue of enforced treatment has been a polarized debate, and provides another example. Mental health legislation has tried to create a balance recognizing that treatment outcomes through coercive measures are guaranteed to have repeat admissions and repeat utilization of the same systems. In the legislation there are clear definitional terms on the risk of harm: if you are danger to self or others, if you have the presence of a definable disorder, etc. There are a series of checks and balances. One participant shared the approach to enforced treatment with which he had experience.

By putting in a patient advocate system, removing direct committal by a physician 's signature, and putting it through a tribunal process, other alternatives than putting someone in a hospital on a locked ward are explored. It has brought family members, physicians, individuals to the table before the chair of the tribunal to discuss the situation.

In some cases, involuntary detention is denied and other alternatives are pursued. In other cases, after listening at the table the patient accepts voluntary treatment. As a result, more people are seeking treatment, but they are taking it voluntarily. That suggests we are going to get better outcomes, longer periods of time between re-admissions, and just better health status for the individual.

Another complex area where risk arises is in seniors where mental capability is decreasing. The problems do not arise when the person is clearly defined as a danger, the problems arise in grey areas, as the person is approaching potential harm, when the situation is less clear cut.

In those situations, what is the role of the individual, of family members, of professionals?

Finally, the interventions themselves can be harmful.

Social services and the general system of helping sometimes play out again, the same dysfunctional patterns of relationships and communication that youth experience in their families that harms them.

Research

Research is key to establishing effective interventions. However, there were a number of problems identified in the area of research. Most of that concern came in the use of research, rather than how the research was done.

One participant identified that incomplete research is often utilized in planning programs. Since the effects of risk factors are multiplicative, since they evolve over time, since their effects are not categorical and since social influences are critical, any research that is attempting to identify risk factors for a harmful outcome must be long term. Too often, results of short term studies or incomplete studies are quickly put into practice, when, as the research proceeds, further data and analysis may clarify the effect of the various risk factors.

Along the way I am fearful of programs being put in place because of the apparent popularity of an idea, rather than the validity of the empirical findings. If an idea sounds nice, sounds compelling, if the theory is good, it gets closer to a program. One of the things we don't think of is how risk factors combine with each other. If you really want to add greater effectiveness to programs, it is critical to identify a small set of risk factors, that when they are all present will cause a large increase in the possibility of harm.

Furthermore, often decisions are based on perceptions or anecdotal evidence rather than evidence. A number of examples were shared. There is a perception among many seniors that they are at great risk of violent crime. Is this based on reality or on the effects of media? There is a portrayal in the media that there are great negative effects of divorce on children. The evidence indicates that there are modest impacts of harm. There is a proliferation of mediation programs in schools to deal with bullying and other forms of violence. They are not based on empirical research, but on anecdotal stories.

The fact that available research is not used was also seen as a problem.

The thing that overwhelms me is the incredible quality of research in this country and the lack of applicability of that research.

When discussing the research that is being done, it was stressed that often research is based on a need to solve certain problems, combined with whatever is politically favourable. Therefore, a lot of our research models are not value free.

Including people's experiences in research to identify risk, vulnerability and potential was seen as important. We should avoid defining the reality for a person who is experiencing a risk factor.

I want a reality check so that at least lam being more accountable, it is just as important to hear the lived experience of the person. It is important to gather information from a number of sources-literature, service providers, consumers-then to frame our research questions.

At the same time, we have to include other evidence that we have learned and know to contribute to risk.

How do you communicate research and information? Participants identified that it is important to understand the social context of a problem, and to translate the information and research so that it has meaning to the local community.

With regard to youth violence, you may have someone who is in Ottawa and sees that on the average there has been no change in the statistics, and someone else in a local community where there is increased violence. These two will see the world very differently. If program or policy decision is made on research that is the average, the people in the local community will disregard it. We must have a way to continually involve the community and constantly flow the information back.

IDENTIFICATION OF RISK AND VULNERABILITY ISSUES IN RELATION TO PROGRAMS AND SERVICES

There were a number of problems identified with the current system.

One of the frustrations identified was a lack of integration, or working together, of a myriad of sectors.

We put lot of interventions in through many sectors: education, mental health, family, community social services, income assistance, justice. But kids still end up in a prisoners docket. We have to have a better way of responding to people's needs and problems, instead of our isolated, problem, crises focussed approach. We need to do more proactive, integrative things.

There is a lack of integration within the system, a lack of interface between mental health sector and health care sector, and a lack of interface between long term care and acute care. As a result, risk sometimes fall in between the cracks.

As a part of health and social services reform, some participants identified that people are moving into decision-making positions without direct client service experience.

Many decisions are being made by people without experience with people, coming from another perspective. Jam concerned that they do not have contact with the reality of the vulnerability of the people that we are concerned about.

While participants said they always were and always will be committed to building a community based approach with consumer involvement, there was concern that,

The rhetoric around health system reform is rhetoric that someone like myself is comfortable with because it focuses on community. However, often the reality bears no resemblance to real community participation. I think this dissonance has had the opposite effect, creating disillusionment and distancing communities from decision making and confidence in their ability to make decisions and influence decisions. We are in very real danger of losing ground, in fact in the name of making positive changes to the system and reducing risk, we are in danger of having the opposite effect, i.e., increasing risk.

Furthermore, shrinking resources are influencing programs and services.

Our political intentions are colliding at this time. As resources shrink, we need to spend our resources better, so we have to evaluate our programs. We all know that in order to create a rigorous design and prove outcomes, you may have to narrow what you do. To narrow your program already starts to lose most of the people because you are having a narrower and narrower focus. The same people who are asking us to use resources more effectively, are asking us to prove outcomes, and as a result, our programs become less effective.

Systems Will Have to Work Together

One participant shared a story of a woman and her daughter who were murdered by the husband/father after abuse and harassment. It is essential that the police and mental health system communicate and work together to decrease the risk of harm in situations like these.

Both police and psychiatric services look at the problem through their narrow vision rather than understanding each other. In one example, a voluntary agency is trying to get the police to deal with psychiatric patients more effectively. We have to fundamentally change these systems problems.

OPPORTUNITIES FOR LINKAGES

The group identified a number of opportunities for linkages to enhance our understanding of risk and vulnerability, promise and potential and to make our work more effective.

There are so many organizations and agencies in communities that are a wealth of information about the people that they serve. At the same time, there are so many students looking for a placement for research. It seems hard to make the linkages. Community agencies say they do not have the time /resources to do research.

This is a major oversight. Computers and technology have made the capability to do research cheaper and faster. Small capital investment could have a big impact.

There are a number of opportunities for placements of health sciences faculty students in the community. However, there has to be respect for knowledge between the university and the community placement agency. There has to be knowledge of confidentiality and the ethical aspects of the service.

One of the reasons that it does not happen is that there is not a mutual respect and understanding between the two.

The BC Women's Hospital and Health Centre went through a process of consulting women about their health and how the hospital's services could be more responsive. They investigated how they could do work that is collaborative and not single issue focussed. After the consultation, they came up with guiding principles for their work. These included: listening carefully; giving women options; enabling women to be in control; being inclusive of diversity; giving women full information; being aware of socio economic, environment factors of women's lives. They are able to lobby the government with what they have learned.

One participant, in a project with the Canadian Mental Health Association, held focus groups with people from the formal and informal sectors, to determine how to work together in a collaborative way to form systems with a consumer focus when dealing with violence against women. Part of the difficulty was the feeling from the informal sector that their experiences and information was not valued by professionals. The professionals, on the other hand, were feeling that they could not be all things to all people. Both groups identified that collaboration is necessary, willingness to work together. There was agreement that a consumer focus is important.

How can we work with our current resources and re-allocate them? It is important to develop respect amongst people, to better understand people 's roles. There generally was a lack of awareness of what people did.

KEY AREAS THAT REQUIRE ATTENTION

In this climate of health care reform, as major shifts are occurring, participants considered the key areas that require attention, related to risk, vulnerability and promise, in the context of this reform.

  • We need to value people's expertise as we try to be more collaborative in an intersectoral way. We can 't lose sight that we still need expertise. That could be a problem in regionalization, when one care provider has to deliver all things to all people. That is not respectful of the fact that there are specialties. We need to engage each other, help with each others issues. This does not preclude the expertise of individual professionals in delivering their service. The important piece is how to make the system work.
     

  • When funding projects, part of the criteria should be that there be a number of levels of gathering information. That should be the standard. Then everybody would think about multiple stages, multiple points of view, multiple stories. That would lead to more inclusive identification of problems and more inclusive identification of solutions.
     

  • There is consensus around the importance of partnerships and working together. The more community based, smaller stakeholders do that very well, they've always worked that way. What we come up against are the larger systems: e.g., acute care, medical, mental health. As we move to regionalization, those same people are still in charge of the system. We are expecting people who are working in the field to do too many things, at a time when their very existence is at stake. They are feeling more vulnerable. We create expectations that are unrealistic. The rhetoric about where the shift will happen, the role of communities, in reality it is not there. It looks like the very same people are in charge.
     

  • Funding has to be available for both applied and action research. Action research means that research subjects are participants. Applied research will lead to approaches, but does not include participants.
     

  • We should have incentives and bonuses for working together.
     

  • We need to challenge and change the power structure. Isn't that what health reform is all about? Even with regionalization the one group whom per capita more resources go than anyone else are physicians, and they are exempt from the process.
     

  • We have to make sure that the development of progressive models are not tied to the political life of the government in power. Whatever happens should become part of the program administration.
     

  • We have to broaden our view of research. It is important to look not only at research questions connected to issues, but we need to look at the process of doing collaborative work. That research does not have to be geared towards measuring outcomes, but takes a snapshot of what is happening in the process, where the power is.
     

  • We need to focus on applications and illustrations related to serious mental health problems including suicide.
     

  • We need to focus on youth approaches and programs.

The moderator ended the day by asking "If you could do two things, what would they be?" Here are some answers.

  • I would like to see as a standard of practice, self care. We make some efforts to approach professional bodies, graduate schools, and others to make this a standard of practice against which people are evaluated.
     

  • I would also like to see as a standard of practice the recognition that it is excellent therapeutic practice to consider the expert knowledge of the stake holder, their lived experience, as equal.
     

  • If I had a pot of money, coming from a health care background, I would like to see this type of discussion in the curricula in all of the health care professionals, the whole concept of risk and vulnerability. These discussions do not currently take place. Some sort of a package that could be shared with health care trainee programs.
     

  • Relating to suicide, if we had a protocol for assessing suicide that was accepted by the mental health, traditional medical field and the addictions field, that would be wonderful.
     

  • I would like to see an integration in the system: two levels, regional planning. Integration carried out so that the various players are equal.
     

  • I would like to promote community involvement in mental health planning, such as a mental health advisory council. I would like people to have time to use the existing frameworks. We have three currently available, people cannot apply them because they are lost in the every day hassle.
     

  • I would like to stress the importance of an equal recognition of all of the partners, everybody has a place. Consumers are full partners, if not the consumers, then a consumer advocate. When talking about risk and vulnerability is often related to something that is bad, we must not fall into labelling.

REFLECTIONS
BY ROUNDTABLE PARTICIPANTS AND OTHERS

REFLECTIONS

In the months following the September 26 - 27, 1996 Roundtable: Risk and Vulnerability - Promise and Potential, participants (and others) had the opportunity to contemplate the proceedings. They were asked to consider a number of questions. Here are their reflections.

What are the most important aspects of risk and vulnerability for attention of policy makers, service providers and program planners?

A number of common themes emerged from this question.

  • When considering risk and vulnerability, promise and potential it is critical to consider the social context. There appears to be a tension between risk as probability and risk as a social factor. It is important to see both of these things. How do we do that? It is important to recognize that, just because social arrangements are paramount, we cannot dismiss individual factors as meaningless. For example, much of women's risk for depression can be traced to sociocultural factors, but besides having biology and gender-based social disadvantage in common, each woman is unique, and individual factors will need to be taken into account in assessing risk.
     

  • It is critical to remember that risk or vulnerability does not equal incapacity! In many cases we have not yet shifted our behaviour and thinking to focus on individual capabilities rather than the negative consequences of "risk" behaviour. An emphasis on strength and abilities will help us achieve positive outcomes for all groups and should form an essential component of programs. Therefore, it is imperative to work in a context of hope, keeping in mind that there is usually room for change, within individual and social limits.
     

  • It will be important to apply concepts of risk and vulnerability, promise and potential, in a systematic, thoughtful way, for the benefit of our health care delivery system. We need to look at all areas of government policy development, including economic and social programs. Many of the determinants of health are outside the realm of health. Increasingly, government has tended to support economic, social and health agendas which may not be congruent. As regionalization initiatives progress across the country, as part of health care restructuring, it will be important to ensure that "at risk" people are not disenfranchised in this process.
     

  • Looking at specific programs, while we should tailor interventions to the target group and our understanding of the degree of risk, we should also recognize when intervention may not be beneficial (for example, with individuals who may already have access to good information and practice healthy decision-making) so that we can concentrate our attention and resources on those most at risk.
     

  • It is critical to pay attention to the concepts of causality and correlation. In a non-medical model approach to assessing risk, much more emphasis is placed on ascertaining "reasons" and "meanings" than on "causality". For example, a traditional "disease" approach to understanding violence between couples has traced the abused woman's vulnerability and risk to her purported psychopathology, while the assailant's behaviour is excused on grounds defined in the same psychopathological or disease framework, e.g., alcoholism. In contrast, a focus on meanings and reasons uncovers the dynamics and abuse of power and holding assailants accountable to the moral community rather than simply "treating" them. The effects of risks are compounded. It is important, and difficult to understand that concept.

"It is important to know that all of us will undergo periods of risk or vulnerability during our lives. Therefore, there is nothing pathological in this."

What are the concerns relating to risk and vulnerability, promise and potential?

Participants identified a number of concerns.

  • We need better coordination and integration of services. Our systems of care and support remain fragmented and operate independently to a large degree. Given the complex, interrelated and compounded nature of risk and resiliency, this kind of service delivery system has the potential of creating even more risk!
     

  • We have to ensure that the approaches that we are utilizing are effective. This requires two difficult, but essential steps. First, we must determine what is effective through well designed research. The next step, equally difficult, is to implement the findings of sound research, and attempt to adapt our existing programming so that it is effective.
     

  • It is critical that we do not consider risk as an absolute criteria for potential problems. An individual can develop a problem even if she/he is not considered at risk. Likewise, a person at risk may never develop the problem.
     

  • In the process of health care restructuring and regionalization, we hear a great deal of discussion about empowering consumers. If empowerment and participation are important to how we do our work, we must be prepared to accept the consequences. "Empowered" consumers may have different priorities and may ultimately make different choices than those that service providers envision.
     

  • It is critical to recognize our limitations in fostering and creating supportive environments. This requires an intense level of support from professionals that shrinking health budgets may not be able to accommodate, even with an emphasis on priority setting. As well, there is a limit on how much support we can expect families and personal support networks to assume, given the changes in the characteristics of present day families.

This concern is compounded in the present day environment of restructuring. In many work environments there is a lack of security, destruction of morale and competition for funds. This does not create a good climate for the program planning and respect that is needed.

  • There was particular concern about risk in the area of violence. It has to be seen:

    • from the perspective of the victim (at risk of violence).
      Choice cannot be included in this view of risk.

    • from the perspective of the perpetrator (at risk of becoming violent).
      Choice is part of this view of risk.
       

  • Risk should always be evaluated in relation to the individual, her/his environment, the potential for danger for him/herself or for others.
     

  • Professionals need to work together, in an integrated fashion. Program managers need to move away from valuing only the individual competence of each professional at the expense of work approaches based on teams.

What are the opportunities for collaborative work?

"The opportunities are huge and exciting! We need to bring together consumers, providers, program planners, funders and researchers. As well, we need to bring people together across issues."

  • In a public health perspective, choices are supposed to be made according to criteria for people most at risk of developing a particular illness or a particular social problem. These guide the political choices. It is important that the people said to be at risk participate in developing these choices and making the decisions.
     

  • Many of the determinants of health are outside the realm of health. Therefore, we need to bring an intersectoral approach to problems of risk and vulnerability, e.g., health, social services, justice, finance, environment, housing, etc.
     

  • In the area of violence, we can continue the work of Joining Together Against Violence: An Agenda for Collaborative Action (CMHA, 1996). In other words, coordinating the work of informal and formal systems when addressing risk and resiliency. This could be accomplished by documenting examples of collaborative approaches used in different communities.
     

  • There is much to do in the areas of education and research. The concept of risk can bring us together, or it can divide us. We need research on compounded risks. Where there are multiple risks and vulnerabilities an intersectoral response is required, for example, abuse in lesbian relationships. These situations are complex and require research and understanding.

What are your recommendations for priority areas of attention for policy makers, practitioners, Educators and researchers?

Creating Partnerships

  • We must create partnerships with and between all government jurisdictions which fund or provide programs, or which develop policies that affect our individual and collective health and well-being. Recognition should be given to what each partner brings to the partnership, and to what they commit to address the issues.
     

  • We must pay attention to the process of collaboration.
     

  • We need to use these partnerships to provide political decision-makers with policy recommendations and strategies that will accommodate both our economic and social agendas.

Consumer Participation

  • We must commit to concrete strategies for significant and meaningful consumer and community involvement. Furthermore, this commitment must include acting on their input.
     

  • We must be inclusive of all participants.

Education

  • We must include the concepts of risk and resiliency in the curricula of post-secondary institutions.
     

  • Interdisciplinary education is essential. We must teach service providers to work in interdisciplinary teams.
     

  • We need to be working with educational institutions and professional associations to re-orient health professional training. This re-oriented education would emphasize the skills needed to help promote choice and independence when providing care.

Research

  • We should place emphasis on doing community-based, small (local) research projects that have the opportunity for success.
     

  • We need to study the psychosocial determinants of risk and vulnerability more carefully. We need to examine these determinants with respect to client groups or specific social problems. We must move away from single-variable causation models to look at multivariable predispositions.
     

  • There is a need for participatory research, i.e., actively engaging the persons most affected by the research results. As well, it is critically important that there be interaction between research, teaching and practice, and collaboration between disciplines, universities and community groups. We should end the research practice of referring to "participants" as "subjects".

The way we work

  • We must recognize that there is risk and resiliency in all of us, i.e., consumers, communities, practitioners.
     

  • We need to develop criteria which do not depend on risk or vulnerability that is assessed only by service providers.
     

  • We need to operate with respect, understanding, compassion and hope.
     

  • We need to pay attention to labelling.

SELECTED APPLICATIONS OF THE CONCEPTS OF RISK AND RESILIENCY

Five applications are presented:

violence / collaboration between formal & informal services
seniors / risk
women / health
mental health / prevention
youth / violence / sexuality
 

Joining Together Against Violence: An Agenda for Collaborative Action

       by Janice Ristock with the assistance of Lois Grieger
Canadian Mental Health Association, Toronto, 1996

This report is a synopsis of the above cited document.

Joining Together Against Violence: An Agenda for Collaborative Action is a dynamic report that describes ways for all concerned with violence - those who experience it, family, friends, other supportive community members and care givers - to work together to effectively deal with this problem. By working together, the risks of mental health problems and other negative outcomes will, hopefully, be reduced.

The author emphasizes the importance of two different types of systems working together: the formal system and the informal system.

  • The formal system includes professional and paraprofessional services providers.
     

  • The informal system includes non-professional care providers, self-help/mutual aid groups, and family and friends.

Violence in relationships of kinship, intimacy, dependency or trust is a widespread social issue with serious health and mental health consequences. Women, children and older adults are most often the ones harmed by violence, but violence is an exercise of power and control over more vulnerable individuals or groups that occurs regardless of gender, race, culture or economic background.

The Problems

There are many myths about violence that result in blaming the victim for the abuse, or dismissing a person's claims of violence. This context of blame and denial can create a feeling of hopelessness for abuse survivors who feel that no one will believe them or respond to their concerns.

People who are victims of violence often have difficulty in accessing the services they need to help them heal from abuse. The author identifies a number of reasons for this. There are attitudinal barriers, which result from strongly held beliefs about violence, and structural barriers which result from the way systems have been organized. These barriers are connected. As well, when people have mental health concerns as a result of violence, barriers to healing are compounded by the misconceptions about mental health problems. Furthermore, power inequities make individuals vulnerable to violence and create additional barriers to help for particular groups of people-these inequities include affluence and education; geography; culture; and social isolation.

How can we remove these barriers? Some of the barriers can be addressed by service providers taking responsibility for attitudinal and structural changes within their organizations. However, the larger social context can make it difficult for formal and informal service providers to make changes and to collaborate. Cutbacks to funding may mean that groups are in competition with one another. Service providers are already feeling over-worked, adding additional responsibilities like collaborative work may seem unmanageable. Compounding this difficulty is that there is a history of mistrust between grassroots community groups and professionals, partly based on differences in power and access to resources. There needs to be an acknowledgement of these differences, and an understanding that despite a shared goal of collaboration, people are not necessarily coming to the table as equal players. Developing mutual respect, knowledge and understanding of different people's experiences and work roles is crucial to collaborative work.

There are four aspects to services and programs that promote collaboration:

Assessment

Promoting collaboration in assessment involves:

  • acknowledging that the possibility of violence exists in any relationship of kinship, intimacy, dependency or trust
     

  • identifying not only violence but vulnerability to violence
     

  • ensuring consumer participation
     

  • ensuring good communication and clear assurances of confidentiality

Empowerment

This means:

  • that the consumer is at the centre of service delivery
     

  • including a holistic approach where an individual is seen in totality, mind and body, and as a social person in a context of family, and informal and formal support systems

Team Work with Other Organizations

Services will be more responsive to the needs of consumers if service providers see their role as trying to ensure that they get comprehensive services and other supports. Being aware of services offered by other professional and community resources that respond to the mental health effects of violence will lead to more complete care for the consumer.

Education

Providers should be given opportunity to take the same lifelong-learning approach to violence that we take to other areas of work.

Developing an agenda for collaborative action

The goal of developing an agenda for collaborative action is to unite informal and formal systems of services provision in the effort to support those affected by violence in relationships of kinship, dependency or trust.

The participants are:

  • the person who has experienced violence, who is at the centre. She/he must be a participant in any decision-making and choices regarding the services and supports that she/he requires.
     

  • formal support systems.
     

  • informal systems of support.

How Does Collaboration Happen?

  • We must acknowledge that the mental health and health needs of the individuals exist in their social context.
     

  • All participants have a valid role to play in responding to the needs and concerns of the individual.
     

  • We must join together so that the individual gets the most comprehensive care.

Beginning to collaborate involves asking questions about how we might work with the various resources that are available for consultation and collaboration.

  • What programs, consumer groups and services respond to violence? How do they work?
     

  • Are there efforts that could be coordinated? Are there areas of duplication? Should they be diversified?
     

  • Are there groups/consumers that we never have contact with?
     

  • How can consumers, families and community-based groups be involved in the formal service system?
     

  • How can nurses, physicians, social workers and other professionals be involved in community-based and consumer groups?
     

  • What would consumer groups and individuals like in order to receive more comprehensive care? What have their experiences been? How would they like to be involved in collaborative work?
     

  • How do professional and community-based services work with other resources to offer comprehensive care? Do they have a referral list? Are they aware of the needs and concerns that do not fall within their immediate service mandate?

Long-term work in collaboration involves many things.

  • Developing reformulated programs.
     

  • Exploring gaps in existing services and discussing ways of coordinating services together. Consumers, formal and informal services providers all being involved in outreach to various communities.
     

  • All participants collaborating to offer education and training workshops for one another. Formal and informal systems and consumers joining together in prevention and social change efforts surrounding violence.

Care providers also need to collaborate with consumers on an individual level as part of their regular, day to day practices. This involves listening to the individual and helping her/him determine her/his needs; sharing information and all decision-making regarding her/his healing process; and discussing policies on confidentiality. Collaboration in day-to-day practices can include:

  • making appropriate referrals;
     

  • getting in contact with the agency or individual you are referring them to;
     

  • doing follow-up work to make sure this was appropriate from all perspectives;
     

  • being willing to consult for free with other service providers;
     

  • being an advocate for an individual;
     

  • being willing to listen and learn from other perspectives and see how various resources might be utilized to best meet the consumer's needs;
     

  • initiating meetings with colleagues for case consultations.

Seniors at Risk: A Conceptual Framework

       Canadian Association on Gerontology
Prepared by Charmaine Spencer
for the Aging and Seniors Division, Health Canada, 1995
Unpublished
This report is a synopsis of the above cited document.

Seniors at Risk: A Conceptual Framework is a thorough review of issues to be considered when employing the concept of risk with older adults. This synopsis describes the conceptual framework for risk and older adults that the report developed.

The author defines risk as the likelihood (probability) of encountering harm or loss.

The author states that risk is not considered a discrete entity, rather than a relative concept. Risks, in fact, exist on a continuum ranging from those that are minimally harmful to a person to those that are life-threatening. Furthermore, personal risks exist on a continuum, from those that people pursue as opportunities, to those over which they have little choice. This is shown in the following diagram.
 

Risk pursued as
opportunity

 Freely accepted risk

Reluctantly assumed
risk

Little or no choice

The author also describes a "social continuum" of risk. Along this continuum risks are defined as those which society is willing to accept, to those risks which are considered unacceptable or unreasonable. While the personal risk continuum is based on choice, the social risk continuum is based on societal notions of acceptable and unacceptable outcomes.

Risk and Older Adults

The concept of risk is applied to older adults more often than any other age group. This is partially due to fact. However, it is more commonly a reflection of stereotypes and generalizations about older adults. The aging process is seen as leaving older adults frail and more susceptible to a number of problems: disease, disability, dependency, dementia and premature death. Older adults are seen as having lesser resources and abilities to deal with these potential outcomes.

It is clear that deciding what is acceptable or unacceptable risk for older adults is not a neutral process. It involves someone, usually not an older adult, envisioning a 'normal' older adult and the 'normal' situation and the quality of life expected for (or by) older adults. These judgements are value based and are also politically and ideologically defined.

The author states that risk is not a neutral concept. It involves determining what are acceptable or unacceptable consequences. Society assigns considerable value to individual autonomy. There is considerable freedom given to the kinds of risks adults can accept for themselves without interference. However, if older adults engage in what is considered risky behaviour, they face a strong possibility that someone will begin to question their sensibility or even their mental competence. In ignoring potential risks, older adults face the possibility of having others dismiss their wishes and make decisions for them.

It is an oversimplification to categorize all older adults as being at risk of some negative outcome. The term 'older adults' represents people of a wide age range, spanning over 40 years and two generations. They are a socially, demographically and economically diverse group. Therefore, different groups of older adults are at more or less risk of various problems.

What Constitutes Serious Risk?

The risks that are considered to be most serious are usually those that deny older adults their basic physical, emotional and social needs. The author also proposes that the seriousness of a risk is a combination of:

  • the probability of the risk, or how likely it is to happen;
     

  • the impact of the risk, or how devastating the consequences are;
     

  • the immediacy of the risk, or how soon it may happen.

Probability of Risk

Some problems are considered particularly serious for older adults because they are more likely to happen to them than to the general population. There are a number of examples:

  • Physical health problems and illnesses such as osteoporosis, heart disease or cancer increase with age.
     

  • Older adults are more likely to face multiple health problems that are chronic and disabling rather than acute.
     

  • Some older adults may be at increased risk of psychological or social problems such as depression, dementia and isolation; of economic risks, such as poverty or financial abuse; and of environmental risks such as inadequate housing.

Increased risks may result from internal phenomena, such as hormonal and physiological changes accompanying aging, or from external circumstance such as forced retirement or deterioration in neighbourhoods.

Impact of Risk

Other risks are considered serious because they affect older adults more unfavourably than they would younger adults. For example, people of all ages contract influenza each year; however, older adults are more likely to have underlying conditions that makes them more vulnerable to serious outcomes of influenza.

Immediacy of Risk

For older adults, a specific risk is often the result of minor risk factors gradually building up to a crisis point. Interventions are more commonly used for immediate harms (crises), while prevention measures are more commonly used for harms that are emerging more slowly.

A Conceptual Framework for Risk

The author describes risk as the interrelationship of three elements: risk factors, resources and life experiences.

Risk factors are those things which predispose a person to a particular negative outcome.

  • They are physical, psychological, sociological, environmental or behavioural.
     

  • They are predictive in nature.
     

  • They help identify people who are more likely than the general population to experience a particular problem.

Resources available are the personal, social and environmental supports:

  • They operate as protective factors, often counteracting the potentially negative effects of risk factors.
     

  • They help individuals to maintain health and well-being, and to cope with life experiences and negative outcomes.
     

  • They are both internal and external. Inner resources include psychological resources such as a person's own inner strength and adaptive strategies. External resources include social supports, economic resources and environmental supports.

Life experiences are reflected in the way in which people think of themselves and their environment. They may influence risk positively or negatively in several ways.

  • They can moderate risks by shaping the person's personality, influencing the way he or she views the situation, or builds his or her personal resources.
     

  • They may leave an older adult more at risk of negative outcomes. An example of this is an older adult who lives most of his/her life in an impoverished environment.

Enabling factors may modify the relationship among these three elements.

  • They facilitate or inhibit the increase of risk;
     

  • They are present before the risk has occurred;
     

  • They include the availability, accessibility and affordability of health care and community resources;
     

  • They include social influences and attitudes toward a specific risk.

Some of the enabling factors relating to the abuse of older adults include: social attitudes about privacy in people's lives; social assumptions about older adults' competence, assuming that they are unable to properly make financial decisions; and social structures that isolate some seniors, thus making it easier for the abuse to occur undetected.

Once the risk has been realized, other factors can reinforce the risk. Reinforcing factors include:

  • positive or negative reactions from others;
     

  • the presence or absence of social support as well as appropriate or inappropriate interventions by professionals, friends or relatives.

A Guide to the Literature on the Effectiveness of Prevention of Mental Health Problems for those at Risk

       by Nancy Jonah
Paper prepared for Mental Health Unit, Health Care and Issues Division Health Canada, Unpublished, 1996
This report is a synopsis of the above cited document.

A Guide to the Literature on the Effectiveness of Prevention of Mental Health Problems for those at Risk reviews the literature regarding the effectiveness of strategies to prevent mental health disorders in populations at risk. It is a thorough review that includes contributions from both the research and practice settings.

As a result of this extensive review, the author concludes that the knowledge base for some mental disorders has now, in the opinion of many researchers and practitioners, reached the point where a shift to major prevention efforts is warranted.

The report stresses two important findings.

  • First, it is not simply the presence of risk or protective factors, but the interaction and accumulation of factors that affects the development of a mental disorder. The complexity of the interaction between risk and protective factors and between biological and psychosocial factors should be the subject of much analysis in the future.
     

  • Second, in studying the relationship of mental disorders to various developmental stages, researchers and practitioners have come to recognize the importance of life transition periods or sensitive periods when vulnerability to mental illnesses seems to be heightened, e.g. at entry to adolescence, to adulthood, to retirement or bereavement.

The report identifies a number of mental disorders for which accumulated risk factors can be identified and suggests that major preventive intervention research is now possible for these disorders. This is what the author recommends:
 

Depressive disorders:     Depression occurs very frequently in the population and there is a fairly large knowledge base. Therefore, certain selected preventive interventions should be undertaken to reduce symptoms of depression in high-risk groups. There is insufficient knowledge at this time to attempt to predict the onset of major depression.
 
Conduct disorders: Conduct order in children is described as sustained aggressive, violent or antisocial behaviour. The author cites Offord and Bermett's review of the literature on the long-term outcomes and effects of interventions for conduct disorder which says that aggressive behaviour in childhood predicts aggression and violence in adults in a minority (20%) of children. There is some evidence regarding the effectiveness of specific interventions. However, the effectiveness is limited, and this is due to the lack of specific knowledge about the causes of conduct disorder.
 
Alcohol/substance abuse: Research into preventive interventions is still in the stage of identifying high-risk populations. However, since the availability/cost of alcohol is a risk factor, control of availability/cost has been shown to have more impact than education programs.

For other mental disorders, particularly those which are strongly linked to genetic factors such as schizophrenia and Alzheimer's disease, preventive interventions are not currently warranted. However, improved treatment interventions have been recommended for individuals with these disorders in order to improve or delay the course of the illness.

The author identifies that approaches which use risk reduction or protection enhancement may be the most effective. This is because most risk and protective factors are not unique to a single mental disorder. Identifying clusters of related risk or protective factors can be used to identify groups or individuals for whom to target interventions. Risk and protective factors interact in a complex fashion, and involve individual, family and community influences. As well, factors have differing effects at different life stages. Therefore, it is essential that preventive interventions be multi-faceted and appropriately timed with respect to sensitive periods.

Studies have revealed that many people (especially children, adolescents and older adults) do not seek professional help with mental health problems. Therefore, it is important that preventive interventions involve active efforts to reach out to the targeted groups. There are specific components related to intervention design that the author describes as important when addressing this problem:

  • accessibility of services;
     

  • new organizations of service delivery, e.g., mental health teams affiliated with clinics;
     

  • consumers participation;
     

  • participation of community members;
     

  • attempts to de-stigmatize mental illness.

Including these components will help to ensure that prevention efforts are effective and sustained.

 

The Challenges Ahead for Women's Health:
BC Women's Community Consultation Report

       British Columbia's Women's Hospital and 
Health Centre Society Consultation Working Group, 1995
This report is a synopsis of the above cited document.

The newly formed BC Women's Health Centre was interested in determining what the provincial role of their facility should be. In order to accomplish this they conducted a community consultation which reached more than 600 women in communities across the province and almost 200 health service providers. Staff from BC Women's formed a core working group to carry out the consultation and a research consultant assisted in the development of the consultation method and the analysis of the information. A steering committee of government and women's health organizations across the province guided the process.

The consultation used two approaches: discussion groups in communities across the province and telephone interviews with health service providers. The discussion groups included women from urban, rural and remote areas of BC. Specific arrangements were made to ensure the inclusion of women with disabilities, women in prison, adolescents, seniors, Aboriginal women living in urban areas and on reserves, visible minority women, immigrant and refugee women, women with experience in the mental health system, lesbians and women from the Downtown Eastside of Vancouver. The resulting report provides an illuminating, personal account of what women in BC believe to be their health issues, the factors that put them at risk of health problems, or help them to stay healthy.

We at times felt overwhelmed by the weight of women 's experiences and by the apparent magnitude of the changes that are required. But we have also been inspired by women resilience and their willingness to work together. We are encouraged by the realization that there are many small changes that can make a significant impact on women 's health and women ~ experiences in the health care system.

What Were The Findings?

When the women talked about health, they talked about their lives. They talked about their lives as wives and partners, mothers, daughters, caregivers, workers, neighbours and community volunteers. They talked about how social and economic factors influence women's health and the way women are treated in the health care system. They talked in particular about:

Poverty

Women were angry and frustrated about the impact of poverty on their own and on their children's lives.

"Understanding of poverty is a definite issue here-you need money to be able to buy food to meet daily food guidelines. It 's well and good to have the guidelines, but you have to know how you can meet them when you're on a fixed income."

Violence and abuse

All ages of women described violence as an issue: young teenage women, women who had small children, middle-aged women and older women.

"He beat me if I looked at another guy, and he would hit my girlfriend because she supported me ... I wasn't allowed to talk to anyone on the phone and could not go downtown. If there was someone to talk to, I would have gone, but I thought there was nothing wrong with the situation."

Social and emotional support

Women talked about their experiences of social isolation. They need more social support. This was particularly of concern to immigrant and refugee women.

"Coming here, I've had extreme emotional problems trying to adjust to life in Canada. Jam so worried about my family. They are in such a volatile situation, I'm not sure when I'll ever see my mom again."

The media

Women, particularly teens, recognized the impact of the media on their lives and health, and how they feel about themselves.

"Self-esteem thing is the biggest problem and it is everywhere. Barbie has a 36 inch bust and a 21 inch waist and no one can live up to this not matter what."

What Did They Say about Health Care?

Women and service providers had very specific ideas about what would make the health care system better.

Women talked about wanting the health care system to be focused on health and wellness, addressing physical, emotional and spiritual well-being. They want health care providers to look at them as whole people, not just "a bunch of symptoms".

Women were concerned about the health care system's current reliance on the medical model, stressing the absence of disease and focusing on the physical dimensions of health. They felt that normal changes occurring in women's lives, such as childbirth and menopause, have become medical events.

On the other hand, women said that in other circumstances, their physical concerns are ignored and attributed to their mental states or reproductive cycles.

Many women and service providers emphasized that mental health services need to be a more integral part of the health care system. They felt that the current mental health system is not meeting the needs of women. There was concern about the amount of psychotropic medications being prescribed.

Women wanted the health care system to be more accessible. They identified a wide range of factors that limit access:

  • geography;
     

  • income;
     

  • community dynamics, for example, lack of confidentiality in small communities or in ethnic communities;
     

  • discrimination based on race, income level, culture, age,
     

  • sexual orientation, disabilities, past history physical abilities;
     

  • hours of operation at facilities;
     

  • language;
     

  • lack of child care.

Women wanted a health care system that is flexible and responsive. They wanted:

  • to be able to make informed choices about their health care;
     

  • to collaborate as equals with professionals in planning their care;
     

  • choices of providers, including nurses, nurse practitioners, midwives and holistic care providers;
     

  • a supportive environment that creates conditions for women to be empowered;
     

  • attention paid to their daily lives;
     

  • validation for what they feel;
     

  • knowledge and skills so they can take control of their health.

One of the most predominant frustrations the women had, was with the time and attention they received during doctor's appointments. They talked about not feeling heard or validated by health care providers, feeling dehumanized, and having their own knowledge of their bodies discounted. Many service providers saw the need for training to increase the sensitivity of health care workers.

Women and service providers wanted the health system to use resources more efficiently and to be more accountable for producing intended outcomes. Suggested solutions related to a number of areas included:

  • emphasizing prevention;
     

  • integrating services;
     

  • improving continuity of care;
     

  • supporting patients and families;
     

  • providing for independent review of practitioners;
     

  • setting standards for care;
     

  • increasing funding for women's health.

Violence, Youth and Sexuality -
What it Means for Programs and Services

       Report Based on a Round Table Discussion 
held in Ottawa, February 25 & 26, 1996
Mental Health Unit, Systems for Health Directorate, Health Canada
This report is a synopsis of the above cited document.

On February 25th and 26th, 1996, a group of service providers, program planners and young people gathered to have a Round Table Discussion on the topic of Youth, Violence and Sexuality: What it Means for Programs and Services. This meeting followed the production of a Discussion Paper entitled, Violence and Its Impact on Youth and Youth Sexuality: Implications for Programs and Services. The purpose of the Round Table discussion was to share concrete examples and stories of what has worked, what is working, the barriers and challenges faced by young people and service providers, and ways to move ahead.

The discussion paper clearly identified that a substantial number of young people come through childhood and youth laden with violence. They are either violated personally, have lived with violence in their home, or knew of other people's violence. It also identified that the experience and fear of violence in the lives of children and young people has the potential of interfering with their healthy growth and development: emotionally, spiritually, physically and sexually. It affects their self-esteem, their sense of autonomy, and their trust in the world and other people, which all in turn influence how they form their sexual identity and how they participate in sexual relationships.

The participants of the Round Table also identified a number of issues that contribute to the risk and vulnerability of young people with regard to violence and their developing sexuality. Four broad categories are noteworthy:

  • attitudes of society, including organizations and service providers;
     

  • support for the helpers;
     

  • accessibility and timing; and
     

  • relationships between helpers and youth.

Attitudes of Society, including Organizations and Service Providers

There are many attitudes that prevail in society, which are embraced by our institutions and those who serve in them, that can increase risk and vulnerability.

  • Violence is pervasive in society. Not only do many young people live with violence in intimate relationships, but all young people live with an abundance of media images of violence-of situations where people abuse power and control.
     

  • The social construct of gender in our society perpetuates the opportunity for abuse of power.
     

  • Attitudes toward sexuality are not always positive and celebratory.
     

  • There are many "isms" operating within organizations-racism, sexism and heterosexism.
     

  • Young males who are victims are often alienated.
     

  • Attitudes towards young people who are gay, lesbian or bisexual often alienate them from existing services and help.

"Gay, lesbian or bisexual young people who are on the street are not served by the agencies for at-risk youth because often these agencies are homophobic. The shelters, the drug programs and the child we~fare system are not safe for these kids."

Support for the Helpers

Support for those who help young people-staff and volunteers-is critical. Resources are dwindling, fewer and fewer people are asked to do more and more. There is the serious potential of loss and burn out. As those who help become more exhausted, the risks of the young people needing help increase.

  • Peer support programs have been very successful, but we need to protect the peer supporters themselves. They are vulnerable because of what they have gone through in their lives, and they risk "burning out". Given program closures and the increasing numbers of young people who are either coming forward for help, or going into the child welfare and criminal justice system, this problem will only get bigger.
     

  • We also need to support adults who provide services for young people. "Usually it '5 tired, exhausted people trying to care for others in terrible conditions ".
     

  • Service providers and care givers "can 't take someone else past where they are themselves." This means that it is essential to have pro-staff and pro-adult policies and models in organizations and institutions.

Accessibility and Timing

Our institutions and services are often not accessible to young people. This is for a variety of reasons:

  • They do not operate during the hours that young people are available, or the hours that they keep.
     

  • They do not include a basic respect for young people. They do not embrace young people holistically, inclusive of mind, body and spirit. They do not focus on the experience of individuals as opposed to dealing in stereotypes.
     

  • They do not involve young people in their planning, development and operation. Therefore they do not truly address issues and problems in a way that is meaningful for youth.
     

  • They are not publicized.
     

  • At the level of individual service providers, if young people are not accepted and welcomed when they reach out, when the time is right for them, they can be put off for a long time.

Relationships Between Helpers and Youth

Building trust between care givers and youth was seen as pivotal to supporting young people and therefore decreasing their risk and vulnerability. Unless we are open, honest, and share of ourselves, building this trust will be very difficult.

  • Adults need to actively listen to youth and watch their own behaviour. They are role models. 
     

  • At a personal level we need to build trust with others by sharing our human side. By reaching out and revealing who we are, we will begin to develop trusting relationships with young people.

Recommendations

The group made a number of recommendations for action. This is what they said.

At the personal level we need to:

  • Recognize that we are our brother's/sister's keepers; look out for one another; maintain solidarity; focus on our common cause.
     

  • Honour ourselves through self care and nurture our own wellness.
     

  • Build trust with others by sharing our human side
     

  • Recognize the link between our consumer behaviour and the issues.
     

  • Actively listen to youth and watch our own behaviour as adults. We are their role models.

Within our organizations we need to:

  • Investigate power relations and decision-making processes by looking at the "isms" [racism, sexism, heterosexism] operating within our own organizations. Develop healthy structures.
     

  • Focus on our vision for the future and maintain hope.
     

  • Act on small, "do-able" tasks to avoid getting overwhelmed,
     

  • Question our motivation for doing this work.
     

  • Be honest with our colleagues and peers about our jobs, the future, and our performance.
     

  • Actively network and communicate.
     

  • Have regular, mandatory professional development.

To share program/resource information effectively we need to:

  • Get the word out on good programs.
     

  • Update kits and resources on an ongoing basis.
     

  • Communicate with others working in this area; have access to information systems.

To continue networking we need to:

  • Recognize the necessity of bringing people together face-to-face.
     

  • Include policy makers and funders in field work as often as possible.
     

  • Have an ongoing forum to continue discussion and sharing of ideas.

To strengthen the level of support and resources for youth issues we need to:

  • Work to ensure that all levels of government work together and co-fund this work.
     

  • Support successful programs.
     

  • Integrate, coordinate and strengthen all youth-serving services across the justice, health, social service and recreation sectors.
     

  • Involve corporations in youth advocacy.

To develop effective programs/policies we need to:

  • Involve youth, parents, service providers, schools and peers.
     

  • Encourage more youth involvement in policy development and training of professionals.
     

  • Recognize youth skills; ensure that youth are involved in decision-making positions of power in our organizations.
     

  • Acknowledge our limits, and work together with youth.

In terms of public education, we need to:

  • Assist youth and adults to be better consumers of services so that the child welfare system, foster parents and governments become more accountable. Inform youth about what they are entitled to. Raise public awareness.
     

  • Avoid putting the onus on survivors helping others.
     

  • Go to where youth are.
     

  • Provide inclusive, welcoming environments in schools, community centres, etc., where people can get information.
     

  • Ensure that images and messages in resource materials are inclusive.

In terms of media strategies, we need to:

  • Use systems, e.g., Internet, in a positive way.
     

  • Form assertive partnerships with receptive media, particularly youth-focussed media.
     

  • Promote positive youth images. Celebrate the success stories of youth.

In terms of youth-based program ideas, we need to:

  • Support youth to tell their own stories.

 

 
 
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Last Updated: 2006-03-07