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Corrective Actions & Preventative Measures

December 2006

What are Corrective Actions?

Corrective actions are the steps taken to correct a deviation or problem when it occurs. They are the steps taken immediately to correct the problem and then prevent it from reoccurring (preventative measures). Always address the following four areas when completing a corrective action:

1.       Product

  • Has any product been affected?
  • How much product has been placed on hold?
  • Is microbial testing required to ensure product safety?
  • What happened to the product? Was the product released? When was it released? Was it disposed of? Reworked?

2.       People

  • Was the deviation a result of personnel error?
  • Have any personnel become contaminated?
  • Are they required to change gloves, smocks, etc.?
  • Is training required?

3.       Equipment

  • Has any equipment been contaminated?
  • Has it been cleaned and sanitized prior to use?
  • Is affected equipment isolated as to not contaminate any other products or equipment?

4.       Area

  • Has affected area been isolated?
  • Has area been cleaned and sanitized before use?
  • Has the area been roped off to prevent personnel flow through it?

Ensure that you have addressed all four areas when completing the corrective action.  If one area was not affected by the deviation, indicate so (e.g. no product affected or NPC - no product compromised).

What are Preventative Measures?

Preventative Measures are the steps taken to prevent the deviation from reoccurring.  HACCP is a preventative approach to food safety, making preventative measures a key component of the HACCP system. Examples of preventative measures may include but are not limited to:

  • Retraining of personnel – rarely the sole preventative measure;
  • Increasing monitoring and/or verification;
  • Modification to equipment to prevent problem from reoccurring (e.g. condensation problem, increase air flow in area);
  • Review of written programs for accuracy;
  • Reassigning tasks to a different position;
  • Reviewing other aspects of the program to ensure that same problem does not exist in other areas.

For more information, contact:

Kelly Bettschen
Saskatchewan Agriculture and Food
Phone: (306) 933-7173
E-mail: kbettschen@agr.gov.sk.ca

3085 Albert Street, Regina, Saskatchewan, Canada S4S 0B1
Phone: (306) 787-5140
© 2000 Saskatchewan Agriculture and Food.