Government of Saskatchewan Western Red Lilies
Financial Services Commission
   Securities Division

 
Links
Public Company Information
Insider Reporting Information
Cease Trade Order Information
National Registration Database
Investor Resources
Frauds and Scams
Canadian Securities Regulators
Canadian Self-Regulatory Organizations and Exchanges
Other Canadian Sites
International Securities Regulators
International Securities and Financial Regulation Sites

 

 

 

 

Public Company Information
SEDAR
- The System for Electronic Documents and Retrieval is the official site for the filing of documents by public companies as required by securities laws in Canada. These documents are available free of charge on the SEDAR web site.

 

 

 

 

 

Insider Reporting Information
SEDI
- The System for Electronic Disclosure by Insiders is the site for the filing of reports by insiders of public companies. 

 

 

 

 

 

 

 

 

 

 

 

Cease Trade Orders
The National CTO Database is hosted by the CSA.  The Issuer Cease Trade Order Database contains the names of all issuers of securities whose securities have been recently or previously cease-traded by certain Canadian securities regulators. The Non-Issuer CTO database contains individuals who have been ordered to cease trading in certain circumstances.  Saskatchewan orders will be on the databases soon.

 

 

 

 

 

 

 

 

 

 

 

 

National Registration Database
NRD - The National Registration Database serves as a central resource for all information relating to the National Registration Database, the web-based registration system was launched in 2003.

 

 

 

 

 

 

 

 

 

 

 

 

Investor Resources

Investor Education Fund
InvestorED
Financial Consumer Agency of Canada
SEC Investor Information

 

 

 

 

 

 

 

 

Frauds and Scams

Phonebusters - An RCMP/OPP "Scam" Site
Reporting Economic Crime On-Line (RECOL)
Royal Canadian Mounted Police (RCMP) - Frauds Scams Alerts

 

 

 

 

 

 

 

 

Canadian Securities Regulators

Canadian Securities Administrators
Alberta Securities Commission
British Columbia Securities Commission
Autorité des marchés financiers du Québec
Manitoba Securities Commission
Newfoundland and Labrador, Securities Division, Department of Government Services and Lands
Nova Scotia Securities Commission
Ontario Securities Commission
Prince Edward Island Securities Office
New Brunswick Securities Commission
Securities Registry Northwest Territories

 

 

 

 

 

 

Canadian Self-Regulatory Organizations and Exchanges

Investment Dealers Association of Canada
Market Regulation Services Inc.
The Mutual Fund Dealers Association
Toronto Stock Exchange
Montreal Exchange (Bourse de Montréal)
Winnipeg Commodity Exchange Inc.
Canadian Trading and Quotation System Inc. (CNQ)

 

 

 

 

 

 

 

 

 

 

 

Other Canadian Sites

Canadian Capital Markets Association
Canadian Deposit Insurance Corporation (CDIC)
Canadian Depository for Securities Limited (CDS)
Centre for the Financial Services OmbudsNetwork (CFSON)
Canadian Investor Protection Fund (CIPF)
The Canadian Public Accountability Board (CPAB)
Office of the Superintendent of Financial Institutions (OSFI)
Financial Consumer Agency of Canada

 

 

 

 

 

 

 

 

 

 

 

International Securities Regulators

Australia Australian Securities and Investments Commission
Hong Kong Securities and Futures Commission
New Zealand Securities Commission
United Kingdom Financial Services Authority -(FSA)
United States Securities Exchange Commission (SEC)
United States Commodity Futures Trading Commission

 

 

 

 

 

 

 

 

 

 

 

International Securities and Financial Regulation Sites

Council of Securities Regulators of the Americas
International Accounting Standards Board
International Organization of Securities Commissions (IOSCO)
International Federation of Accountants
National Association of Securities Dealers (NASD)
National Futures Association (NFA)
North American Securities Administrators Association (NASAA)
Organization for Economic Cooperation and Development (OECD)

 

 

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