Government of Saskatchewan Western Red Lilies
Financial Services Commission
   Securities Division
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General News 2003
Dec 19, 2003 CSA Staff Notice 51-308 - Filing of Management's Discussion and Analysis and National Instrument 51-102 Continuous Disclosure Obligations
Dec 17, 2003 Amendments to National Instruments 81-101 Mutual Fund Prospectus Disclosure and 81-101 Mutual Funds come into force on December 31, 2003
Dec 16, 2003 CSA Release Proposed Uniform Securities Legislation

News Release
CSA Notice and Request for Comment 11-404

Uniform Securities Act

Model Securities Administration Act

Commentary on Consultation Drafts

Dec 15, 2003 Notice and Request for Comment - MFDA application for amendment of its recognition order and for consent to enter into a co-operative agreement in Quebec
Dec 8, 2003 CSA Notice 52-307 Auditor Oversight and Financial Statements Accompanied by an Audit Report dated on or after March 30, 2004
Dec 1, 2003 CSA Request for Comment Notice 51-402 - Illegal Insider Trading in Canada:  Recommendations on Prevention, Detection and Deterrence Report

Notice
Task Force Report

Nov 24, 2003 GRO 33-904 Permanent Registration System and the National Registration Database
Nov 24, 2003 Saskatchewan Staff Notice 33-709 Annual Delivery of Registration Fees and Documents replaces Staff Notice 33-708
Nov 24, 2003 CSA Staff Notice 52-306 Non-GAAP Financial Measures
Nov 14, 2003 GRO 31-804 Extending Time Periods under MI 31-102 and MI 33-109
Nov 12, 2003 Saskatchewan Staff Notice 33-708 - Annual Delivery of Registration Fees and Documents on NRD  

Form 33-708

Nov 12, 2003 Insider Trading Task Force

Media Release

Task Force Report - Illegal Insider Trading in Canada:  Recommendations on Prevention, Detection and Deterrence

 

Nov 7, 2003 CSA Staff Notice 51-307 Status of Proposed Continuous Disclosure Rule
Oct 24, 2003 National Policy 41-201 Income Trusts and Other Indirect Offerings published for comment

Notice and Request for Comment
National Policy 41-201

Oct 20, 2003 Amendments to Multilateral Instrument 45-105 Trades to Employees, Senior Officers, Directors and Consultants
Oct 15, 2003 Test Your Financial IQ Contest

Press Release
Entry Form

Contest Rules

Oct 15, 2003 Amendments to National Instrument 54-101 Communication with Beneficial Owners of Securities of a Reporting Issuer

Notice and Request for Comment
Amendments to National Policy 54-101

Amendments to Companion Policy 54-101CP

Sept 26, 2003 National Instrument 51-101 National Instrument 51-101Standards of Disclosure for Oil and Gas Activities Comes Into Force
Sept 24, 2003 National Instrument 55-102 System For Electronic Disclosure By Insiders (SEDI) Amended
Sept 19, 2003 STP Readiness Assessment Survey Report

Media Release
CSA Staff Notice 33-308

Sept 12, 2003 CSA Staff Notice 12-307 Ceasing to be a Reporting Issuer under the MRRS for Exemptive Relief Applications
Sept 8, 2003 Amendments to General Ruling/Order 11-901 Recognition Order
Sept 4, 2003 Canadian Securities Administrators Re-organize

News release
Notice

Aug 19, 2003 GRO 35-901 Non-Resident Registrants amended
Aug 14, 2003 GRO 52-702 US GAAP and US GAAS for SEC Issuers
Aug 8, 2003 CSA Staff Notice 45-303 Interpretation of the Amalgamation Exemption
Aug 8, 2003 CSA Staff Notice 62-303 - Identifying the Offeror in a Take-over Bid
Aug 8, 2003 CSA Staff Notice 33-307 - List of Canadian Registrant and Non-Registrant Firms that Completed the CSA STP Readiness Assessment Survey
July 31, 2003 Uniform Securities Laws - CSA Responds to Comments on Concept Proposal

Media Release
CSA Notice 11-304

Appendix A - List of Commenters

Appendix B - Summary of Comments and Responses

July 25, 2003 Amendments to Multilateral Instrument 45-103 Capital Raising Exemptions
Published for Comment

Notice and Request for Comment
Appendix A Amendments to MI 45-103
Appendix B Amendments to Form 45-103F1 and Form 45-103F2
Appendix C Amendments to Companion Policy 45-103CP
July 11, 2003 General Ruling/Order 31-803 Extending Time Periods Under MI 31-102 and MI 33-109
July 11, 2003 Amendments to National Instrument  21-101 Trading Rules and National Instrument 23-101Marketplace Operations Published for Comment

Notice and Request for Comment
Amendments to NI 21-101

Amendments to Companion Policy 21-101CP

Amendments to NI 23-101 

Amendments to Companion Policy 23-101CP

July 11, 2003 Multilateral Instrument 45-105 Trades to Employees, Senior Officers, Directors and Consultants Comes Into Force on August 15, 2003 
July 10, 2003 General Ruling/Order 45-909 Short Term Debt Exemption
June 27, 2003 Request for Comment - Multilateral Instrument 52-108 Auditor Oversight

Notice
Appendix A to Notice

Cost Benefit Analysis Summary

MI 52-108

June 27, 2003 Request for Comment - Multilateral Instrument 52-109 Certification of Disclosure in Issuers' Annual and Interim Filings

Notice
Cost Benefit Analysis Summary
Cost Benefit Analysis

MLI 52-109

Form 52-108F1

Form 52-108F2

Companion Policy 52-109CP

June 27, 2003 Request for Comment - Multilateral Instrument 52-110 Audit Committees

Notice
Cost Benefit Analysis

Cost Benefit Analysis Summary

MLI 52-110

Form 52-110F1

Form 52-110F2

Companion Policy 52-110CP

June 26, 2003 Staff Notice 45-703 Monitoring the Use of the Exemption Under Multilateral Instrument 45-103 Capital Raising Exemptions
June 23, 2003 Changes to National Instrument 51-102 Continuous Disclosure Obligations  

Notice
National Instrument

Companion Policy

Form 51-102F1 Annual Information Form

Form 51-102F2  Managements' Discussion and Analysis

Form 51-102F3  Material Change Report

Form 51-102F4  Business Acquisition Report

Form 51-102F5  Information Circular

Form 51-102F6  Statement of Executive Compensation

June 23, 2003 Changes to National Instrument 71-102 Continuous Disclosure and Other Exemptions Relating to Foreign Issuers

Notice
National Instrument

Companion Policy

June 11, 2003 CSA Staff Notice 13-312 Securities Regulatory Authorities Closed Dates 2003
June 9, 2003 Local Instrument 33-502 Requirements for Sale of Certain Securities Amended
June 9, 2003 GRO 55-905 Insider Trading Reports
June 2, 2003 News Release - Issuers:  Check Your SEDI Filings
May 29, 2003 Local Instrument 11-501 Conflicts of Interest comes into force
May 29, 2003 MLI 45-103 Capital Raising Exemptions comes into force on June 16, 2003
May 16, 2003 Request for Comment - National Instrument 52-107 Acceptable Accounting Principles, Auditing Standards and Reporting Currency 

Notice
National Instrument

Companion Policy

May 6, 2003 CSA Notice 55-311 - SEDI Issuer Profile Supplement Filing Requirement
May 2, 2003 CSA Staff Notice 52-305 Optional Use of U.S. GAAP and U.S. GAAS by SEC Issuers
May 1, 2003 GRO 55-803 Order Under Section 6.1 of National Instrument 55-102
May 1, 2003 GRO 31-802 Extending the Time Periods under MI 31-102 and MI 33-109
Apr 30, 2003 News Release - Securities Regulators Unveil Fraud Awareness Quiz
Apr 28, 2003 News Release - Reminder:  Issuer Registration on SEDI Begins on May 5
Apr 28, 2003 CSA Staff Notice 55-310 Questions and Answers on SEDI
Apr 25, 2003 CSA Consultation Paper 81-404 - Proposed Guidelines for Capital Accumulation Plans

News Release
Backgrounder

Consultation Paper

Apr 17, 2003 SEDI User Guide
Apr 11, 2003 Media Release - On-Line Reporting System to Speed Reports, Add Transparency
Apr 11, 2003 CSA Staff Notice 55-309 Launch of SEDI 
Apr 11, 2003 CSA Staff Notice 13-311 Changes to SEDAR Annual Filing Service Charges
Apr 11, 2003 CSA Staff Notice 54-301 Frequently Asked Questions about National Instrument 54-101
Mar 21, 2003 CSA Staff Notice 23-301- Joint Notice of the Staff of the Canadian Securities Administrators, Market Regulation Services Inc., the Bourse de Montreal, and the Investment Dealers Association - Electronic Audit Trails
Mar 6, 2003 CSA Notice 33-403 Joint Forum Requests Comments on Principles and Practices for the Sale of Products and Services in the Financial Sector

Notice
Cover Letter

Backgrounder

Principles and Practices for the Sale of Products and Services in the Financial Sector

A Consumer's Guide to Financial Transactions
Industry Examples

Feb 28, 2003 Request for Comment - Multilateral Instrument 55-103 Insider Reporting for Certain Derivative Transactions (Equity Monetization)
Notice

MLI 55-103

Companion Policy
Feb 26, 2003 Canadian Public Accountability Board - Council of Governors
Media Release

Backgrounder
Feb 21, 2003 Request for Comment - Amendments to National Instrument 55-102 SEDI 
Notice

Amendments to National Instrument 55-102 and Forms

Amendments to Companion Policy 55-102CP
Feb 14, 2003 Consultation Paper 81-403 Point of Sale Disclosure for Segregated Funds and Mutual Funds published for comment
Consultation paper

Legal Paper
Feb 14, 2003 Amendments to National Policy 11-201 Delivery of Documents by Electronic Means come into effect on February 14, 2003
Notice

Amendments
Feb 13, 2003 Extension of GRO 43-903 Exemption From Membership Qualification Requirement in NI 43-101
Feb 13, 2003 GRO 81-901 Exemption for Mutual Funds from Delivering Financial Statements
Feb 13, 2003 GRO 45-908 Offering Memorandum Exemption in Clauses 39(1)(y) and 81(1)(s)
Feb 12, 2003 National Instrument 31-102 National Registration Database and 33-109 Registration Information come into force
Feb 12, 2003 GRO 31-801 Implementing the National Registration Database
Feb 7, 2003 CSA Notice 31-307 National Registration Database (NRD) Enrolment and User Fees
Feb 7, 2003 Multilateral Staff Notice 33-306 Date of NRD freeze period
Feb 5, 2002 CSA Staff Notice 43-302 Frequently Asked Questions about National Instrument 43-101 Standards of Disclosure for Mineral Projects amended
Feb 1, 2003 Notice of Delegations
Jan 31, 2003 The Saskatchewan Financial Services Act Comes into Force
Jan 31, 2003 Securities Commission  Powers and Duties Assigned to the Financial Services Commission
Jan 31, 2003 Request for Comment - Repeal and Replacement of Multilateral Instrument 45-102 Resale of Securities
Notice

MLI 45-102 Resale of Securities

Companion Policy 45-102CP
Jan 31, 2003 Saskatchewan Securities Commission Powers Delegated to the Saskatchewan Financial Services Commission
Jan 30, 2003 CSA Notice and Request for Comment 11-904 - Concept Proposal for Uniform Securities Legislation
Saskatchewan Notice

Notice

Concept Proposal
Jan 30, 2003 Implementation of National Registration Database 
Jan 24, 2003 CSA Notice 21-302 Confidentiality of forms filed under National Instrument 21-101 Marketplace Operations
Jan 24, 2003 CSA Staff Notice 51-306 Status of Proposed Continuous Disclosure Rule
Jan 24, 2003 Request for Comment - Republication of National Instrument 51-101 Standards of Disclosure for Oil and Gas Activities

News Release
Notice

National Instrument 51-101

Form 51-101F1 Statement of Reserves Data and Other Oil and Gas Information

Form 51-101 F2 Report on Reserves Data by Independent Qualified Evaluator and Auditor

Form 51-101 F3 Report of Management and Directors on Oil and Gas Disclosure

Companion Policy 51-101CP

Jan 22, 2003 CSA News Release - Your Financial Security in Retirement
Jan 21, 2003 CSA News Release - Investment adviser practices trigger most complaints to securities regulators
Jan 20, 2003 Saskatchewan Financial Services Commission established
Jan 16, 2003 Request for Comment - Republication of Multilateral Instrument 45-103 Capital Raising Exemptions

Notice
Multilateral Instrument 45-103

Companion Policy 45-103CP

Form 45-103F1 Offering Memorandum for Non-qualifying Issuers

Form 45-103F2 Offering Memorandum for Qualifying Issuers

Form 45-103F3 Risk Acknowledgement

Form 45-103F4 Report of Exempt Distribution

Form 45-103F5 Risk Acknowledgement - Saskatchewan Close Personal Friends and Close Business Associates

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