Government of Saskatchewan Western Red Lilies
Financial Services Commission
   Securities Division
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General News 2004
Dec 21, 2004 Commission Regulations Amending National Instrument 44-101Short Form Prospectus Requirements  Come Into Force on January 4, 2005
Dec 17, 2004 Notice and Request for Comment - National Instrument 45-106 Prospectus and Registration Exemptions

Notice and Request for Comment

National Instrument 45-106 

Companion Policy to NI 45-106

Form 45-106F1 Report of Exempt Distribution

Form 45-106F2 Offering Memorandum for Non-Qualifying Issuers

Form 45-106F3 Offering Memorandum for Qualifying Issuers

Form 45-106F4 Risk Acknowledgement

Form 45-106F5 Risk Acknowledgement - Saskatchewan Close Personal Friends and Close Business Associates

Notice of Consequential Changes

Table of Concordance - Proposed NI 45-106 exemptions compared with existing exemptions in each jurisdiction

Table of Concordance - Existing Saskatchewan exemptions compared with Proposed NI 45-106 exemptions

Dec 17, 2004 CSA Staff Notice 81-313 Status of Proposed National Instrument 81-106 Investment Funds Continuous Disclosure
Dec 13, 2004 CSA Report on Enforcement Activities - April 1 to September 30, 2004
Dec 10, 2004 CSA Staff Notice 13-313 Closed Dates 2004 - Revised
Dec 3, 2004 National Policy 41-201 Income Trusts and Other Indirect Offerings

Notice
List of Commenters

Summary of Comments

NP 41-201

Nov 29, 2004 Euston Capital Corporation et al - Extending Order

New Release

Order

Nov 26, 2004 Amendments to MI 52-109 Certification of Disclosure in Issuers' Annual and Interim Filings

Notice and Request for Comment

Amendments to MI 52-109 and Companion Policy 52-109CP

Nov 19, 2004 CSA Report on the Progress of Initiatives
Nov 12, 2004 Local Policies Amended and Repealed
Nov 9, 2004 Casavant Mining Kimberlite International et al - Extending Order

New Release


Order
Nov 5, 2004 CSA Staff Notices 13-314 Changes to Sedar Annual Filing Service Charges 2005
Nov 5, 2004 CSA Staff Notices 33-312 STP Readiness Assessment Survey Report is Now Available of the OSC Web site
Nov 4, 2004 Euston Capital Corporation et al  - Temporary Order

New Release

Order
Nov 1, 2004 General Ruling/Order 51-908 Exemption for Interim Periods in Non-Standard Financial Years

Notice

GRO 51-908

Oct 29, 2004 Corporate Governance Guidelines and Disclosure

Notice and Request for Comment

National Policy 58-201 Corporate Governance Guidelines

National Instrument 58-101 Disclosure of Corporate Governance Practices with Forms 58-101F1 and F2

Oct 29, 2004 Amendments to Multilateral Instrument 52-110 Audit Committees

Notice and Request for Comment

Amendments to MI 52-110 and Forms 52-110F1 and F2

Amendments to Companion Policy to MI 52-110

Oct 28, 2004 Casavant Mining Kimberlite International et al - Temporary Cease Trade Order 

New Release

Order

Oct 22, 2004 Notice of Amendments to National Instrument 44-101 Short Form Prospectus Distributions

Notice

Amendments to NI 44-101

Amendments to CP 44-101

Oct 15, 2004

Saskatchewan Staff Notice 33-710 Branch Managers

Oct 15, 2004 CSA Staff Notice 52-308 Status of Proposed Instrument Regarding Reporting on Internal Control Over Financial Reporting
Oct 6, 2004 CSA Notice 11-307 Responses to Comments Received on Uniform Securities Act and Model Securities Administration Act

Notice

Appendix A - List of Commenters

Appendix B - Summary of comments received and CSA responses

Sept 10, 2004 National Instrument 43-101 Standards of Disclosure for Mineral Projects - Proposed Repeal and Replacement

Notice and Request for Comment
National Instrument 43-101 

National Instrument 43-101 blacklined to show changes

Companion Policy to NI 43-101

Companion Policy blacklined to show changes

Form 43-101F1 Technical Report

Form 43-101F1 blacklined to show changes

Sept 8, 2004 Saskatchewan Local Instrument 32-501 Deposit Agents

Notice and Request for Comment
Local Instrument 32-501

Form 32-501F1 Report by Mutual Fund Dealer Pursuant to Clause 4(d)

Form 32-501F2 Application for Registration as a Deposit Agent

Form 32-501F3 Salespersons and Officials Application for Registration

Form 32-501F4 Deposit Agent Annual Report

Form 32-501F5 Auditor's Report on Compliance with Local Instrument 32-501

Form 32-501F6 Financial Institution Annual Report

Aug 25, 2004 NASAA Model Secondary Market Trading Exemption for Qualifying Canadian Securities - expanded to include securities trading on TSX Venture Exchange Inc.

Notice of Release for Public Comment
Release

Aug 11, 2004 CSA Staff Notice 51-312 Harmonized Continuous Disclosure Review Program
Aug 11, 2004 CSA Notice - Updated Schedule A to National Policy 12-201
June 30, 2004 General Rulings/Orders Repealed
June 30, 2004 Amendments to The Securities Act, 1988 proclaimed in force
June 18, 2004 CSA Staff Notice 51-311 FAQ re NI 51-102 Continuous Disclosure Obligations is updated 
May 28, 2004 National Instrument 81-106 Investment Fund Continuous Disclosure

Notice and Request for Comment

Appendix B - Summary of Comments on NI 81-106 published for comment September 23, 2002

Final Report for OSC prepared by COMPAS Inc.

Appendix C - Consequential Amendments to NI 81-101 Mutual Fund Prospectus Disclosure, Companion Policy and forms

Appendix D - Consequential Amendments to NI 81-102 Mutual Funds and Companion Policy

Appendix E - Consequential Amendments to NI 13-101 SEDAR

Appendix F - Consequential Amendments to MI 81-104 Commodity Pools and Companion Policy

Appendix G - Consequential Amendments to MI 51-102 Continuous Disclosure Obligations

Appendix H - Consequential Amendments to NI 52-107 Acceptable Accounting Principles, Auditor Standards and Reporting Currency 

National Instrument 81-106 Investment Fund Continuous Disclosure

Companion Policy to NI 81-106

Form 81-106F1 Contents of Annual and Interim Management Report of Fund Performance

May 28, 2004 Proposed Exemptions for Certain Capital Accumulation Plans

CSA Notice 81-405 Request for Comment 

Proposed Registration and Prospectus Exemption for Trades in Certain Capital Accumulation Plans

Appendix A - Report of Exempt Distribution for Certain Mutual Fund Securities under the Capital Accumulation Plan Exemption

Guidelines for Capital Accumulation Plans

Summary of Comments on Proposed Guidelines

May 26, 2004 Commission orders Manitou Springs group of companies to pay administrative penalties 
May 25, 2004 Order Recognizing the MFDA Is Amended and Restated
May 25, 2004

Commission Regulations Amending NI 21-102 and 23-101 Come Into Force on May 20, 2004

May 25, 2004 Test Your Financial I.Q. Grand Prize goes to young Quebecer
May 14, 2004 Amendments to NI 55-101 Exemption from Certain Insider Reporting Requirements

Notice and Request for Comment
Amended NI 55-101- black-lined

Amended Companion Policy to NI 55-101- black-lined

Amended NI 55-101

Amended Companion Policy to NI 55-101

May 7, 2004

"Test Your Financial IQ" Contest Award Presented

May 7, 2004 Registrant Search Added to Web Site
April 30, 2004 Spalding Student Wins "Test Your Financial IQ" Contest
April 30, 2004 CSA Notice 81-311 Report on Rethinking Point of Sale Disclosure for Mutual Funds and Segregated Funds

Summary of Comments and Responses to Joint Forum Consultation Paper 81-403

Apr 23, 2004 CSA Staff Notice 81-310 Frequently Asked Questions on Fund of Fund Amendments
Apr 23, 2004 CSA Staff Notice 51-311 FAQ re NI 51-102 Continuous Disclosure Obligations is updated 
Apr 16, 2004 National Instrument 24-101 Post-Trade Matching and Settlement published for comment

Notice and Request for Comment

CSA Discussion Paper 24-401 Straight-through Processing and Request for Comments

NI 24-101 

Companion Policy

Apr 8, 2004 CSA Staff Notice 51-313 Frequently Asked Questions - NI 51-101 Standards of Disclosure for Oil and Gas Activities
Apr 6, 2004 CSA Staff Notice 45-302 Frequently Asked Questions Regarding the Resale Rules
Apr 6, 2004 Commission Regulations Come Into Force on March 30, 2004
Apr 6, 2004 Local Staff Notice 51-704 Filing Fees for AIFs from March 30, 2004
Mar 30, 2004 GRO 45-110 TSX Venture Exchange Short Form Offering Exemption Amended
Mar 30, 2004 GRO 72-901 Trades to Purchasers Outside of Saskatchewan
Mar 26, 2004 CSA Notice 51-311 Frequently Asked Questions Regarding NI 51-102 Continuous Disclosure Obligations
Mar 23, 2004 Staff Notice 51-703 New Requirements for Issuers Reporting by Order
Mar 23, 2004 Implementing National Instrument 51-102 Continuous Disclosure Requirements
Mar 16, 2004 Ann Leduc appointed CSA Secretary General
Mar 15, 2004 Amendment to GRO 11-901 Recognition Order
Mar 12, 2004 CSA Staff Notice 42-303 Prospectus Requirements
Mar 12, 2004 CSA Notice 58-301 Extension of Comment Period for Proposed MI 58-201 Effective Corporate Governance
Mar 1, 2004 New Requirements for Issuers Effective March 30, 2004
Feb 27, 2004 CSA Staff Notice 55-312 Insider Reporting Guidelines for Certain Derivative Transactions (Equity Monetization)
Feb 27, 2004 CSA Staff Notice 57-302 Failure to File Certificates Under MLI 52-109 Certifications of Disclosure in Issuers' Filings
Feb 23, 2004 GRO 45-910 TSX Venture Exchange’s Short Form Offering Exemption
Feb 20, 2004 CSA Notice 11-306 Extension of Comment Period on Uniform Securities Act
Feb 20, 2004 CSA Staff Notice 13-313 Securities Regulatory Authority Closed Dates 2004
Feb 13, 2004 CSA Staff Notice 51-310 Report on Staff's Continuous Disclosure Review of Income Trust Issuers
Feb 4, 2004 NI 55-103 Insider Reporting for Certain Derivative Transactions (Equity Monetization) Comes into Force
Jan 30, 2004 Amendments to National Instrument 44-101 Short Form Prospectus Offerings

Notice and Request for Comment

Amendments to National Instrument 44-101

Amendments to Companion Policy

Jan 21, 2004 Five Engineering Professional Boards in United States accepted as Professional Organizations under NI 51-101
Jan 20, 2004 Saskatchewan Notice 52-701 Exemption from Filing on SEDAR
Jan 20, 2004 Meeting on February 18, 2004 to Discuss New Rules
Jan 16, 2004 CSA Staff Notice 11-305 Withdrawal of CSA Staff Notice 42-301 and 52-302
Jan 16, 2004 Multilateral Policy 58-201 Effective Corporate Governance and Multilateral Instrument 58-101 Disclosure of Corporate Governance Practices

Request for Comment

MP 58-201

MI 58-101

Jan 13, 2004 National Instrument 81-107 Independent Review Committee for Mutual Funds

Request for Comment

NI 81-107

Summary of Comments on
Concept Proposal 81-402 - Striking a New Balance:  A Framework for Regulating Mutual Funds and their Managers

Jan 9, 2004 National Instrument 31-101 Requirements under the National Registration System and National Policy 31-201 National Registration System published for comment

Request for Comment
National Policy 31-201 National Registration System

National Instrument 31-101 Requirements under the National Registration System

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