Government of Saskatchewan Western Red Lilies
Financial Services Commission
   Securities Division

 
 Documents Published for Comment
National Instruments
Notice and Request for Comment - proposed National Instrument 41-101 General Prospectus Requirements and Companion Policy 41-101CP General Prospectus Requirements and proposed repeal of NI 41-101 Prospectus Requirements

Notice and Request for Comment

Appendix A - Summary of Significant Provisions in the Proposed Rule

Appendix B (Schedule 1) - NI 41-101 General Prospectus Requirements

Appendix B (Schedule 2) - Form 41-101F1 Information Required in a Prospectus

Appendix B (Schedule 3) - Form 41-101F2 Information Required in an Investment Fund Prospectus

Appendix B (Schedule 4) - Companion Policy to NI 41-101General Prospectus Requirements

Appendix C - Amendments to NI 14-101 Definitions

Appendix D (Schedule 1) - Amendments to NI 44-101 Short Form Prospectus Distributions and Form NI 44-101F1 Short Form Prospectus of  National Instrument 44-101 Short Form Prospectus Distributions

Appendix D (Schedule 2) - Amendments to Form 44-101F1 Short Form Prospectus of  National Instrument 44-101 Short Form Prospectus Distributions

Appendix D (Schedule 3) - Companion Policy to NI 44-101 Short Form Prospectus Distributions

Appendix E (Schedule 1) - Amendments to NI 44-102 Shelf Distributions

Appendix F (Schedule 1) -  Amendments to NI 44-103 Post-Receipt Pricing

Appendix F (Schedule 2) -  Amendments to Companion Policy 44-103CP to National Instrument 44-103 Post-Receipt Pricing

Appendix G - Amendments to NI 45-101 Rights Offerings and Form 45-101F - Information Required in a Rights Offering Circular

Appendix H (Schedule 1) - Amendments to NI 51-102 Continuous Disclosure Obligations

Appendix I (Schedule 1) - Amendments to NI 81-101 Mutual Fund Prospectus Disclosure, Form 81-101F1 Contents of Simplified Prospectus, Form 81-101F2 Contents of Annual Information Form

Appendix J (Schedule 1) - Amendments to NI 81-104 Commodity Pools

Appendix K - Amendments to NP 43-201 Mutual Reliance Review System for Prospectuses

CSA Press Release - Canadian Regulators Propose Harmonized Prospectus Rule for Market Participants dated December 21, 2006

 

Published for comment on December 21, 2006 Comment period ends on March 31, 2007
Notice and Request for comment  - Rescission of NP 48 Future-Oriented Financial Information and amendments to NI 51-102 Continuous Disclosure Requirements

Appendix A - Summary of Amendments
Appendix B - Revocation of NP 48
Appendix C - Amendments to NI 51-102
Appendix D - Amendments to Form 51-102F1
Appendix E - Amendments to CP 51-102
Appendix F - Amendments to other instruments
Appendix G - Amendments to NP 51-201
Appendix H - Saskatchewan amendments

 

Published for comment December 1, 2006 Comment period ends March 1, 2007
Request for Comment - Proposed amendments to National Instrument 55-101 Insider Reporting Exemptions. 

Notice - Request for Comment

Appendix A - amendments to National Instrument 55-101Insider Reporting Requirements

Appendix B - National Instrument 55-101 Insider Reporting Requirements - blacklined

Appendix C - Companion Policy 55-101CP - blacklined

Published on October 27, 2006 Comment period ends January 25, 2007.
Request for Comment - Proposed amendments to National Instrument 21-101 Marketplace Operation and Companion Policy 21-101CP and National Instrument 23-101 Trading Rules and Companion Policy 23-101CP

Notice

Amendments to NI 21-101 Marketplace Operation

Amendments to Companion Policy 21-101CP

Amendments to Form 21-101F2 Initial Operation Report Alternative Trading System and Form 21-101F5 Initial Operation Report for Information Processor

Amendments to NI 23-101 Trading Rules

Amendments to Companion Policy 23-101CP

Notice - Request to apply for information processor

Published on September 25, 2006 Comment period ends November 24, 2006
Proposed National Instrument 23-102 Use of Client Brokerage Commissions as Payment for Order Execution Services or Research  ("Soft Dollar" Arrangements)

 Notice

Appendix A NI 23-102

NI 23-102

CP 23-102

Published on July 21, 2006 Comment period ends on October 19, 2006
Request for Comment - Amendments to MI 33-109 Registration Information and MI 31-102 National Registration Database

Notice

Amendments to MultiIateral Instrument 33-109 Registration Information

Amended Companion Policy 33-109CP

Amendments to Multilateral Instrument 31-102 National Registration Database

Amended Companion Policy 31-102CP

Published on May 12, 2006 Comment period ends on August 10, 2006
Notice and Request for Comment - National Instrument 62-104 Take-Over Bids and Issuer Bids

Notice

Schedule 1 - Consequential Amendments to NI 62-103 The Early Warning System and Related Take-over Bid and Insider Reporting Issuers

NI 62-104

Companion Policy 62-104CP

Form 62-104F1 Take-Over Bid Circular

Form 62-104F2 Issuer Bid Circular

Form 62-104F3 Director's Circular

Form 62-104F4 Director's or Officer's Circular

Form 62-104F5 Notice of Change or Notice of Variation

Published on May 1, 2006 Comment period ends on July 28, 2006
National Instrument 24-101 Institutional Trade Matching and Settlement

Notice

NI 24-101

Companion Policy 24-101CP

Published on March 3, 2006 Comment period ends on May 2, 2006
Amendments to NI 51-102 Continuous Disclosure Obligations

Notice

Appendix A - Summary of Amendments

Appendix B - Amendments to NI 51-102

Appendix C - Amendments to the Forms

Appendix D - Amendments to NI 52-107

Appendix E - Amendments to NI 71-102

Appendix F - Amended Companion Policy 51-102 - black-lined

Appendix G - Amended Companion Policy 71-102 - black-lined

Appendix H - Amended NI 51-102 - black-lined

Published on December 9, 2005 Comment period ends on March 9, 2006
CSA Discussion Paper 23-403 Trade Through Obligations

News Release

Discussion Paper

Published on July 22, 2005 Comment period ends on September 19, 2005
NI 81-107 Independent Review Committee for Investment Funds published for comment

News Release

NI 81-107

Notice

Appendix A - Summary of Comments

Appendix B - Decision Tree

Appendix C - Amendments to NI 81-101 Mutual Fund Prospectus Disclosure

Appendix D - Amendments to NI 81-102 Mutual Funds

Appendix E - Amendments to NI 81-106 Investment Fund Continuous Disclosure

Appendix F - Amendments to NI 13-101 System for Electronic Document Analysis and Retrieval (SEDAR)

Appendix G - Amendments to NI 44-101 Short Form Prospectus Distributions

Appendix H - Amendments to MI 81-104 Commodity Pools

Published on May 27, 2005 Comment period ends on August 25, 2005
Consultation Paper 81-403 - Rethinking Point of Sale Disclosure for Segregated Funds and Mutual Funds
Consultation Paper

Legal Paper
Published on February 14, 2003 Comment period ends on April 30, 2003

Local Instruments

None    

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