Form 7 |
Application for Amendment of Registration as Dealer, Adviser or Underwriter. |
Form 8 |
Application for Withdrawal From Registration. |
Form 9 |
Summons to a Witness Before a Person Designated under section 34 of the Act. |
Form 10 |
Financial Questionnaire and Report. |
Form 11 |
Annual Questionnaire to be Completed by a Portfolio Manager For Its Auditor. |
Form 13 |
Information Required in Prospectus of Industrial Company. |
Form 14 |
Information Required in Prospectus of Finance Company. |
Form 15 |
Information Required in Prospectus of a Natural Resource Company. |
Form 16 |
Information Required in Prospectus of a Mutual Fund. |
Form 18.1 |
Material Change Report Pursuant to Section 80.1 of the Act. |
Form 29 |
Take-over Bid Circular. |
Form 30 |
Directors' Circular. |
Form 31 |
Director's or Officer's Circular. |
Form 32 |
Issuer Bid Circular. |
Form 33 |
Notice of Intention to Make an Issuer Bid. |
Form 34 |
Initial Report of Insider. |
Form 35 |
Report by A Registered Owner of Securities Beneficially Owned by an Insider. |
Form 36 |
Report Under Section 126 of the Act. |
Form 37 |
Endorsement of Warrant. |
Form 39 |
Surety Bond. |
UTN |
Uniform Termination Notice |