Government of Saskatchewan Western Red Lilies
Financial Services Commission
   Securities Division

 
Forms

Form 1

Summons to a Witness Before a Person Appointed Under Section 12 or 14 of The Securities Act, 1988

Form 2

Affidavit of Service.

Form 3

Application for Registration as Dealer, Advisor or Underwriter.

Form 4

Uniform Application for Registration Approval.

Form 7 Application for Amendment of Registration as Dealer, Adviser or Underwriter.
Form 8 Application for Withdrawal From Registration.
Form 9 Summons to a Witness Before a Person Designated under section 34 of the Act.
Form 10 Financial Questionnaire and Report.
Form 11 Annual Questionnaire to be Completed by a Portfolio Manager For Its Auditor.
Form 13 Information Required in Prospectus of Industrial Company.
Form 14 Information Required in Prospectus of Finance Company.
Form 15 Information Required in Prospectus of a Natural Resource Company.
Form 16 Information Required in Prospectus of a Mutual Fund.
Form 18.1 Material Change Report Pursuant to Section 80.1 of the Act.
Form 29 Take-over Bid Circular.
Form 30 Directors' Circular.
Form 31 Director's or Officer's Circular.
Form 32 Issuer Bid Circular.
Form 33 Notice of Intention to Make an Issuer Bid.
Form 34 Initial Report of Insider.
Form 35 Report by A Registered Owner of Securities Beneficially Owned by an Insider.
Form 36 Report Under Section 126 of the Act.
Form 37 Endorsement of Warrant.
Form 39 Surety Bond.
UTN Uniform Termination Notice


TOP OF PAGE