National Instruments |
Notice and Request for Comment -
proposed National Instrument 41-101 General Prospectus
Requirements and Companion Policy 41-101CP General Prospectus
Requirements and proposed repeal of NI 41-101 Prospectus
Requirements
Notice and
Request for Comment
Appendix A - Summary of Significant Provisions in the Proposed Rule
Appendix B (Schedule 1) - NI 41-101 General Prospectus
Requirements
Appendix B (Schedule 2) - Form 41-101F1 Information Required in a
Prospectus
Appendix B (Schedule 3) - Form 41-101F2 Information Required in
an Investment Fund Prospectus
Appendix B (Schedule 4) - Companion
Policy to NI 41-101General Prospectus Requirements
Appendix C - Amendments to NI 14-101 Definitions
Appendix D (Schedule 1) - Amendments to NI 44-101 Short Form
Prospectus Distributions and Form NI 44-101F1 Short Form
Prospectus of National Instrument 44-101 Short
Form Prospectus Distributions
Appendix D (Schedule 2) - Amendments to Form 44-101F1 Short Form
Prospectus of National Instrument 44-101 Short
Form Prospectus Distributions
Appendix D (Schedule 3) - Companion Policy to NI 44-101 Short
Form Prospectus Distributions
Appendix E (Schedule 1) - Amendments to NI 44-102 Shelf
Distributions
Appendix F (Schedule 1) - Amendments to NI 44-103
Post-Receipt Pricing
Appendix F (Schedule 2) - Amendments to Companion Policy
44-103CP to National Instrument 44-103 Post-Receipt Pricing
Appendix G - Amendments to NI 45-101 Rights Offerings and
Form 45-101F - Information Required in a Rights Offering Circular
Appendix H (Schedule 1) - Amendments to NI 51-102 Continuous
Disclosure Obligations
Appendix I (Schedule 1) - Amendments to NI 81-101 Mutual Fund
Prospectus Disclosure, Form 81-101F1 Contents of Simplified
Prospectus, Form 81-101F2 Contents of Annual Information Form
Appendix J (Schedule 1) - Amendments to NI 81-104 Commodity Pools
Appendix K - Amendments to NP 43-201 Mutual Reliance Review
System for Prospectuses
CSA Press
Release - Canadian Regulators Propose Harmonized Prospectus Rule for
Market Participants dated December 21, 2006
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Published for comment on
December 21, 2006 |
Comment period ends on March
31, 2007 |
Notice and Request for comment - Rescission of NP 48
Future-Oriented Financial Information and amendments to NI
51-102 Continuous Disclosure Requirements
Appendix A - Summary of Amendments
Appendix B - Revocation of NP 48
Appendix C - Amendments to NI 51-102
Appendix D - Amendments to Form 51-102F1
Appendix E - Amendments to CP 51-102
Appendix F - Amendments to other instruments
Appendix G - Amendments to NP 51-201
Appendix H - Saskatchewan amendments
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Published for comment December
1, 2006 |
Comment period ends March 1,
2007 |
Request for Comment - Proposed
amendments to National Instrument 55-101 Insider Reporting
Exemptions.
Notice - Request for Comment
Appendix A - amendments to National Instrument 55-101Insider
Reporting Requirements
Appendix B - National Instrument 55-101 Insider Reporting
Requirements - blacklined
Appendix C - Companion Policy 55-101CP - blacklined
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Published on October 27, 2006 |
Comment period ends January 25,
2007. |
Request for Comment - Proposed
amendments to National Instrument 21-101 Marketplace Operation
and Companion Policy 21-101CP and National Instrument 23-101
Trading Rules and Companion Policy 23-101CP
Notice
Amendments
to NI 21-101 Marketplace Operation
Amendments
to Companion Policy 21-101CP
Amendments to Form 21-101F2 Initial Operation Report Alternative
Trading System and Form 21-101F5 Initial Operation Report for
Information Processor
Amendments
to NI 23-101 Trading Rules
Amendments
to Companion Policy 23-101CP
Notice - Request to apply for information processor |
Published on September 25, 2006 |
Comment period ends November
24, 2006 |
Proposed National Instrument 23-102 Use of Client Brokerage
Commissions as Payment for Order Execution Services or Research
("Soft Dollar" Arrangements)
Notice
Appendix A
NI 23-102
NI 23-102
CP
23-102
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Published on July 21, 2006
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Comment period ends on October
19, 2006 |
Request for Comment - Amendments to MI
33-109 Registration Information and MI 31-102 National
Registration Database
Notice
Amendments to MultiIateral Instrument 33-109 Registration
Information
Amended Companion Policy 33-109CP
Amendments to Multilateral Instrument 31-102 National
Registration Database
Amended Companion Policy 31-102CP
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Published on May 12, 2006 |
Comment period ends on August
10, 2006 |
Notice and Request for Comment -
National Instrument 62-104 Take-Over Bids and Issuer Bids
Notice
Schedule 1 - Consequential Amendments to NI 62-103 The Early
Warning System and Related Take-over Bid and Insider Reporting
Issuers
NI 62-104
Companion Policy 62-104CP
Form 62-104F1 Take-Over Bid Circular
Form 62-104F2 Issuer Bid Circular
Form 62-104F3 Director's Circular
Form 62-104F4 Director's or Officer's Circular
Form 62-104F5 Notice of Change or Notice of Variation
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Published on May 1, 2006 |
Comment period ends on July 28, 2006 |
National Instrument 24-101
Institutional Trade Matching and Settlement
Notice
NI 24-101
Companion Policy 24-101CP
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Published on March 3, 2006 |
Comment period ends on May 2, 2006 |
Amendments to NI 51-102 Continuous
Disclosure Obligations
Notice
Appendix A - Summary of Amendments
Appendix B - Amendments to NI 51-102
Appendix C - Amendments to the Forms
Appendix D - Amendments to NI 52-107
Appendix E - Amendments to NI 71-102
Appendix F - Amended Companion Policy 51-102 - black-lined
Appendix G - Amended Companion Policy 71-102 - black-lined
Appendix H - Amended NI 51-102 - black-lined
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Published on December 9, 2005 |
Comment period ends on March 9, 2006 |
CSA Discussion Paper 23-403 Trade
Through Obligations
News Release
Discussion Paper
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Published on July 22, 2005 |
Comment period ends on September 19, 2005 |
NI 81-107
Independent Review Committee for Investment Funds
published for comment
News Release
NI 81-107
Notice
Appendix
A - Summary of Comments
Appendix
B - Decision Tree
Appendix
C - Amendments to NI 81-101 Mutual Fund Prospectus Disclosure
Appendix
D - Amendments to NI 81-102 Mutual Funds
Appendix
E - Amendments to NI 81-106 Investment Fund Continuous
Disclosure
Appendix
F - Amendments to NI 13-101 System for Electronic Document
Analysis and Retrieval (SEDAR)
Appendix
G - Amendments to NI 44-101 Short Form Prospectus Distributions
Appendix
H - Amendments to MI 81-104 Commodity Pools
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Published on May 27, 2005 |
Comment period ends on August 25, 2005 |
Consultation Paper 81-403 -
Rethinking Point of Sale Disclosure for Segregated Funds
and Mutual Funds
Consultation Paper
Legal Paper |
Published on
February 14, 2003 |
Comment period ends on April
30, 2003 |
Local Instruments |
None |
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