General Ruling/Order 34-901 - Proficiency Requirements for
Salespersons Trading Only in Certain Options
On December 12, 2001 the Director of the Saskatchewan Securities Commission
made General Ruling/Order 34-901 Proficiency
Requirements for Salespersons Trading Only in Certain Options. ("GRO
34-901").
GRO 34-901 exempts individuals who have been approved by the Investment
Dealers Association of Canada as an Options Representative - Restricted
from the requirement to complete the Canadian Securities Course and Conduct
and Practices Course. Certain conditions apply to the exemption.
December 12, 2001
Contact:
Leah Ficther
Deputy Director, Registration
(306) 787-5876
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