|
Securities Division |
2006 | 2005 |
2004 |
2003
| 2002 |
2001 |
2000
Dec 14, 2001 |
Notice of Amendments to National Policy 43-201 Mutual Reliance Review System for Prospectuses and Annual Information Forms |
Dec 14, 2001 |
SEDI start-up shifted to January 21, 2002
SEDI implementing order amended |
Dec 14, 2001 |
Amendments to Act and Regulations in force December 15, 2001 |
Dec 13, 2001 |
Non-resident Policy Statement 35-601 Registration of Non-Resident Individuals Amended |
Dec 12, 2001 |
General Ruling/Order 34-901 Proficiency Requirements for Salespersons Trading Only in Exchange Options |
Nov 30, 2001 |
CSA Staff Notice 45-301 Implementation of Multilateral Instrument 45-102 Resale of Securities |
Nov 27, 2001 |
OSFI guidelines on the United Nations Suppression of Terrorism Regulations |
Nov 27, 2001 |
National Instrument 21-101 Marketplace Operation, National Instrument 23-101 Trading Rules and Multilateral Instrument 45-102 Resale of Securities adopted by the Commission |
Nov 16, 2001 |
National Registration Database could generate $85 million in benefits over five years |
Nov 14, 2001 |
Suppression of Terrorism Regulations - Revised Monthly Report |
Nov 14, 2001 |
CSA Staff Notice 13-308 Increases to SEDAR Annual Filing Service Charges |
Nov 13, 2001 |
CSA Staff Notice 43-302 Frequently Asked Questions on National Instrument 43-101 Standards of Disclosure for Mineral Projects |
Nov 13, 2001 |
Reorganizing The Financial Services Regulators In Saskatchewan: The Saskatchewan Financial Services Commission |
Nov 9, 2001 |
New Underwriter Registration Exemption |
Nov 8, 2001 |
Non-resident Registrant General Exemption Order Amended |
Nov 1, 2001 |
CSA Staff Notice 71-301 - SEC Proposed Rule: Mandated Edgar Filing for Foreign Issuers |
Oct 26, 2001 |
SEDI Deadlines Extended
CSA News Release - Securities Regulators Provide More Time to Prepare for SEDI
CSA Staff Notice 55-202
General Rulings/Orders to Implement SEDI |
Oct 24, 2001 |
Commission delegates to the Director the power to make exemption orders and rulings |
Oct 24, 2001 |
Suppression of Terrorism Update |
Oct 22, 2001 |
CSA Press Release - Canadian securities regulators help in tracking down terrorist money |
Oct 12, 2001 |
Suppression of Terrorism
Letter to Registrants
New Monthly Reporting Form
The United Nations Suppression of Terrorism Regulations |
Oct 3, 2001 |
Commission regulations adopting National Instrument 55-102 System for Electronic Disclosure by Insiders (SEDI) are effective October 29, 2001. |
Oct 3, 2001 |
National Policy 46-201 Escrow for Initial Public Offerings published for comment |
Oct 3, 2001 |
CSA Staff Notice 12-306 Exemptive Relief Applications and Year End |
Oct 3, 2001 |
Amendments to National Instrument 14-101 Definitions published for comment |
Oct 2, 2001 |
System for Electronic Disclosure by Insiders (SEDI)
Information Session
Overview Brochure
Press Release
National Instrument
Getting Started with SEDI guide |
Sept 6, 2001 |
New On-Line Insider Reporting System Provides Benefits to All Market Participants |
Aug 29, 2001 |
New Chair and Commission Members Appointed |
Aug 24, 2001 |
Registrant Search function added to Registration page |
Aug 24, 2001 |
CSA Notice 13-307 Notice of Amendments to the SEDAR Filer Manual |
Aug 10, 2001 |
General Ruling/Order 33-901 Suitability Requirements |
Aug 1, 2001 |
Staff Notice 33-707 Implementation of Permanent Registration in 2001 |
July 6, 2001 |
National Instrument 45-101 Rights Offerings adopted effective July 25, 2001 |
July 6, 2001 |
National Instrument 33-102 Regulation of Certain Registrant Activity adopted effective August 1, 2001 |
June 22, 2001 |
Reporting Issuer Search function added to Corporate Finance page |
June 6, 2001 |
Commission regulations adopting National Instrument 55-101 and amended National Instruments 81-101 and 81-102 effective June 6, 2001 |
May 25, 2001 |
CSA Releases Strategic Plan for 2001-2004 |
May 25, 2001 |
CSA Releases Draft Policy on Disclosure Standards
Notice
National Policy 51-201 Disclosure Standards |
Apr 30, 2001 |
CSA Notice 13-306 Guidance for SEDAR Users |
Apr 30, 2001 |
Update on Financial Planner Proficiency Requirements |
Apr 30, 2001 |
Notice re Permanent Registration |
Apr 6, 2001 |
CSA Notice 33-401 - Canadian Capital Markets Association T + 1 Paper |
Mar 31, 2001 |
Amendments to take-over and issuer bid provisions of The Securities Act, 1988 proclaimed in force |
Mar 27, 2001 |
Bill to amend The Securities Act, 1988 introduced |
Mar 21, 2001 |
New Requirements for Registrants Holding Themselves Out as Financial Planners |
Mar 16, 2001 |
Notice and
Multilateral Instrument 33-108 Permanent Registration published for comment |
Mar 16, 2001 |
Canadian Securities Administrators Discussion Paper 52-401 Financial Reporting In Canada's Capital Markets |
Mar 15, 2001 |
Commission regulations adopting Local Instruments 31,501, 31.502 and 51,501 effective March 15, 2001 |
Mar 9, 2001 |
Commission regulations adopting National Instruments 35-101, 41-101, 43-101, 44-101, 44-102 and 44-103 effective March 9, 2001 |
Mar 2, 2001 |
CSA Notice 62-301 Implementation of the Zimmerman Amendments Governing the Conduct of Take-over and Issuer Bids |
Mar 1, 2001 |
Securities Commission Issues Investment Warning |
Feb 13, 2001 |
Commission recognizes the MFDA and Makes Local Instruments requiring certain dealers to join an SRO |
TOP OF PAGE
|
|
|
|