Dec 9, 2002 |
General Ruling/Order 33-903
Permanent Registration System |
Dec 9, 2002 |
Notice of Move and Merger |
Nov 29, 2002 |
CSA Staff Notice 51-305 Canadian Capital Markets
Association - Corporate Actions and Other Entitlements
White Paper - October 2002 |
Nov 15, 2002 |
CSA Staff Notice 55-308
Questions on Insider Reporting |
Nov 4, 2002 |
Regulators Require Companies to Improve Executive
Compensation Disclosure
Media Release
CSA Staff Notice 51-304 Report on Staff's Review of
Executive Compensation Disclosure |
Nov 1, 2002 |
Multilateral Instrument
81-104 Commodity Pools and amendments to National
Instrument 14-101 Definitions adopted by the Commission |
Nov 1, 2002 |
Request for Comments - Multilateral Instrument 45-105
Trades to Employees, Senior Officers, Directors and
Consultants
Notice
Multilateral Instrument 45-105 |
Oct 25, 2002 |
Contest for Students -
Test Your Financial I.Q. |
Oct 17, 2002 |
New
Web site with information about National Registration
Database |
Oct 11, 2002 |
Local
Policy 35-601 Registration of Non-Resident Individuals
Rescinded and Replaced with Staff Notice 35-701 |
Oct 11, 2002 |
CSA
Staff Notice 31-306 National Registration Database to
Launch on March 31, 2003 |
Oct 11, 2002 |
Information
Meeting on MLI 45-103 Capital Raising Exemptions |
Sept 23, 2002 |
Request for Comments - Multilateral Instrument 45-103 Capital Raising Exemptions
Notice
Multilateral Instrument 45-103
Companion Policy 45-103CP
Form 45-103F1 Offering Memorandum for Non-qualifying Issuers
Form 45-103F2 Offering Memorandum for Qualifying Issuers
Form 45-103F3 Risk Acknowledgement
Form 45-103F4 Report of Exempt Distribution
Form 45-103F5 Risk Acknowledgement - Saskatchewan Close Personal Friends and Close Business Associates
Amendment to Local Policy 33-502 Requirements for Sale of Certain Securities
Amendment to Companion Policy 33-502CP Requirements for Sale of Certain Securities |
Sept 23, 2002 |
Request for Comments - National Instrument 81-106 Investment Fund Continuous Disclosure
Notice
National Instrument 81-106
Companion Policy 81-106CP
Form 81-106F1 Contents of Annual and Quarterly Management Report of Fund Performance
Amendment to National Instrument 13-101 System for Electronic Document Analysis and Retrieval (SEDAR)
Amendment to National Instrument 81-101 Mutual Fund Prospectus Disclosure
Amendment to Companion Policy 81-101CP Mutual Fund Prospectus Disclosure
Amendment to National Instrument 81-102 Mutual Funds
Amendment to Companion Policy 81-102CP Mutual Funds |
Sept 23, 2002 |
CSA Staff Notice 31-305 Registration Streamlining System |
Aug. 21, 2002 |
General Ruling/Order 32-901 Direct Purchase Plans |
Aug. 16, 2002
|
General Ruling/Order 55-904 Insider Reports |
Aug. 15, 2002
|
Public Advisory: Special Report on Africa-Related E-Mail Solicitations |
Aug. 14, 2002 |
Proposed Amendments to National Policy 11-201 Delivery of Documents by Electronic Means
Notice
Amendments to NP 11-201 |
Aug. 14, 2002 |
CSA Staff Notice 52-304 and 81-309 Application of National Policy Statement 31 Change of Auditor of a Reporting Issuer and National Instrument 81-102 Mutual Funds
when a reporting issuer appoints a new auditor as a result of Arthur Anderson LLP - Canada ceasing to practise public accounting |
Aug. 14, 2002 |
GRO 45-906 Trades to Employees, Executives and Consultants |
July 19, 2002 |
Saskatchewan Local Instrument 11-501 Conflicts of Interest Published for Comment
Notice and Request for Comments
Local Instrument 11-501 Conflicts of Interest
Companion Policy 11-501CP |
July 19, 2002 |
Proposed Amendments to National Instruments 81-101 Mutual Fund Prospectus Disclosure and 81-102 Mutual Funds
Notice
Amendment to National Instrument 81-101 Mutual Funds Prospectus Disclosure, Form 81-101F1 Contents of Simplified Prospectus, and Form 81-101F2 Contents of Annual Information Form
Amendment to National Instrument 81-102 Mutual Funds
Amendment to Companion Policy 81-102CP Mutual Funds |
July 12, 2002 |
National Policy 12-201 Mutual Reliance Review System for Exemptive Relief Applications
CSA Staff Notice 12-307 Amendments to NP12-201
Amended National Policy 12-201 |
July 12, 2002 |
National Policy 51-201 Disclosure Standards
Notice
Schedule B Summary of Comments
National Policy 51-201 |
June 28, 2002 |
National Policy 46-201 Escrow for Initial Public Offering adopted
Notice
National Policy 46-201
Form 46-201F1 Escrow Agreement |
June 28, 2002 |
CSA Staff Notice 45-302 Frequently Asked Questions Regarding the New Resale Rules |
June 28, 2002 |
CSA Staff Notice 43-304, 62-302 and 81-308 Prospectus Filing Matters - Arthur Andersen LLP Consent |
June 26, 2002 |
Notice of National Instrument 54-101 Communication with Beneficial Owners of Securities of a Reporting Issuer and Companion Policy |
June 26, 2002 |
Notice of National Instrument 54-102 Interim Financial Statement and Report Exemption |
June 21, 2002 |
National Instrument 51-102 Continuous Disclosure Obligations published for comment |
June 21, 2002 |
National Instrument 71-102 Continuous Disclosure and Other Exemptions Relating to Foreign Issuers
published
for comment |
June 19, 2002 |
Commission releases John Hilary McLeod decision |
June 14, 2002 |
Multilateral Instrument 31-102 National Registration Database (NRD) republished for comment |
June 14, 2002 |
Multilateral Instrument 33-109 Registration Information republished for comment |
June 6, 2002 |
General Ruling/Order 91-906 Strip Bonds |
June 6, 2002 |
New Investor Brochure for Seniors - "Protecting Your Finances" |
May 29, 2002 |
GRO 43-903 Exemption from Membership Qualification Requirement in NI 43-101 |
May 15, 2002 |
Securities Regulators Look at How Companies Report Executive Compensation |
May 10, 2002 |
CSA Staff Notice 13-310 Securities Regulatory Authority Closed Dates 2002 |
Apr 5, 2002 |
CSA Staff Notice 41-303 Harmonization of Prospectus Requirements Across the CSA |
Apr 4, 2002 |
Commission Discontinuing the Monthly Bulletin |
Mar 29, 2002 |
CSA Staff Notice 57-301 Failing to File financial Statements on Time - Management Cease Trade Orders |
Mar 18, 2002 |
CSA Staff Notice 55-307 Reminder to file Paper Insider Reports Using the Correct Codes |
Mar 15, 2002 |
CSA Staff Notice 72-301 Distributions Outside the Local Jurisdiction - Proposed National Instrument 72-101 |
Mar 15, 2002 |
CSA Staff Notice 44-301 Frequently Asked Questions Regarding the New Prospectus Rules |
Mar 12, 2002 |
CSA Staff Notice 55-306 Applications for Relief from the Insider Reporting Requirements by Certain Vice-Presidents |
Mar 1, 2002 |
Insider report form 55-102F6 in PDF can be filled in online and printed out for sending |
Mar 1, 2002 |
Regulation of Mutual Funds and their Managers
CSA Concept Proposal 81-402 - Striking a New Balance: A Framework for Regulating Mutual Funds and their Managers
Background Research Report to Concept Proposal 81-402 - The Canadian Mutual Fund Industry: Its Experience With and Attitudes Toward Mutual Fund Regulation
Background Research Report to Concept Proposal 81-402 - Trust Law Implications of Proposed Regulatory Reform of Mutual Fund Governance Structures |
Feb 26, 2002 |
CFTC issues consumer advisory |
Feb 14, 2002 |
SEDAR Service Charges Lowered |
Feb 13, 2002 |
Revisions to FAQ on National Instrument 43-101 Standards of Disclosure for Mineral Projects |
Feb 13, 2002 |
Commission to hold Information session on National Instrument 51-101 on March 19, 2002 |
Feb 11, 2002 |
Canadian Institute of Mining, Metallurgy & Petroleum (CIM) releases Oil and Gas Reserves Definitions and Guidelines |
Feb 11, 2002 |
CSA Staff Notice 55-305 SEDI
GRO 55-802 Order Under Section 6.1 of National Instrument 55-102 SEDI |
Feb 8, 2002 |
New exemption from valuation requirement in certain take-over bids |
Feb 1, 2002 |
Insider reporting system shut down due to technical problems |
Jan 29, 2002 |
Amendments to National Policy 43-201 Mutual Reliance Review System for Prospectuses and Annual Information Forms
Notice of Amendments
Amended National Policy 43-201 |
Jan 28, 2002 |
National Instrument 51-101 Standards of Disclosure for Oil and Gas Activities published for Comment |
Jan 28, 2002 |
CSA Press Release - New Oil and Gas Disclosure Standards |
Jan 25, 2002 |
National Instrument 81-104 Commodity Pools Republished for Comment |
Jan 25, 2002 |
Multilateral Instrument 33-109 Registration Information Requirements published for Comment |
Jan 24, 2002
|
Multilateral Instrument 31-102 National Registration Database (NRD) published for Comment |
Jan 22, 2002 |
General Ruling/Order 51-904 Curing Issuers' Defaults of Reporting Obligations |
Jan 18, 2002 |
Updated Consolidated List of Name under Suppression of Terrorism Regulations |
Jan 18, 2002 |
CSA Staff Notice 52-303 Non-GAAP Earnings Measures |
Jan 18, 2002 |
General Ruling/Order 33-902 Exemption from Part 4 of Local Instrument 33-502 Requirements for Sale of Certain Securities |
Jan 9, 2002 |
Commission Regulations adopting Local Instrument 33-503 Permanent Registration System effective January 9, 2002 |