Dec
19, 2003 |
CSA
Staff Notice 51-308 - Filing of Management's Discussion and
Analysis and National Instrument 51-102 Continuous
Disclosure Obligations
|
Dec
17, 2003 |
Amendments
to National Instruments 81-101 Mutual Fund Prospectus
Disclosure and 81-101 Mutual Funds come into force on
December 31, 2003
|
Dec
16, 2003 |
CSA
Release Proposed Uniform Securities Legislation
News
Release
CSA Notice and Request for Comment 11-404
Uniform Securities Act
Model Securities Administration Act
Commentary on Consultation Drafts
|
Dec
15, 2003 |
Notice
and Request for Comment - MFDA application for amendment of
its recognition order and for consent to enter into a
co-operative agreement in Quebec
|
Dec
8, 2003 |
CSA
Notice 52-307 Auditor Oversight and Financial Statements
Accompanied by an Audit Report dated on or after March 30,
2004
|
Dec
1, 2003 |
CSA
Request for Comment Notice 51-402 - Illegal Insider Trading
in Canada: Recommendations on Prevention, Detection
and Deterrence Report
Notice
Task Force Report
|
Nov
24, 2003 |
GRO
33-904 Permanent Registration System and the National
Registration Database
|
Nov
24, 2003 |
Saskatchewan
Staff Notice 33-709 Annual Delivery of Registration Fees
and Documents replaces Staff Notice 33-708
|
Nov
24, 2003 |
CSA
Staff Notice 52-306 Non-GAAP Financial Measures
|
Nov
14, 2003 |
GRO
31-804 Extending Time Periods under MI 31-102 and MI 33-109
|
Nov
12, 2003 |
Saskatchewan
Staff Notice 33-708 - Annual
Delivery of Registration Fees and Documents on NRD
Form
33-708
|
Nov
12, 2003 |
Insider
Trading Task Force
Media Release
Task Force Report - Illegal Insider Trading in
Canada: Recommendations on Prevention, Detection and
Deterrence
|
Nov
7, 2003 |
CSA
Staff Notice 51-307 Status of Proposed Continuous
Disclosure Rule
|
Oct
24, 2003 |
National
Policy 41-201 Income Trusts and Other Indirect Offerings
published for comment
Notice
and Request for Comment
National Policy 41-201
|
Oct
20, 2003 |
Amendments
to Multilateral Instrument 45-105 Trades to Employees,
Senior Officers, Directors and Consultants
|
Oct
15, 2003 |
Test
Your Financial IQ Contest
Press
Release
Entry Form
Contest Rules
|
Oct
15, 2003 |
Amendments
to National Instrument 54-101 Communication with Beneficial
Owners of Securities of a Reporting Issuer
Notice
and Request for Comment
Amendments to National Policy 54-101
Amendments to Companion Policy 54-101CP
|
Sept
26, 2003 |
National
Instrument 51-101 National Instrument 51-101Standards of
Disclosure for Oil and Gas Activities Comes Into Force
|
Sept
24, 2003 |
National
Instrument 55-102 System For Electronic Disclosure By Insiders
(SEDI)
Amended
|
Sept
19, 2003 |
STP Readiness Assessment Survey
Report
Media Release
CSA Staff Notice 33-308
|
Sept
12, 2003 |
CSA
Staff Notice 12-307 Ceasing to be a Reporting Issuer under
the MRRS for Exemptive Relief Applications
|
Sept
8, 2003 |
Amendments
to General Ruling/Order 11-901 Recognition Order
|
Sept
4, 2003 |
Canadian Securities
Administrators Re-organize
News
release
Notice
|
Aug
19, 2003 |
GRO
35-901 Non-Resident Registrants amended
|
Aug
14, 2003 |
GRO
52-702 US GAAP and US GAAS for SEC Issuers
|
Aug
8, 2003 |
CSA
Staff Notice 45-303 Interpretation of the Amalgamation
Exemption
|
Aug
8, 2003 |
CSA
Staff Notice 62-303 - Identifying the Offeror in a
Take-over Bid
|
Aug
8, 2003 |
CSA
Staff Notice 33-307 - List of Canadian Registrant and
Non-Registrant Firms that Completed the CSA STP Readiness
Assessment Survey
|
July
31, 2003 |
Uniform Securities Laws - CSA
Responds to Comments on Concept Proposal
Media
Release
CSA Notice 11-304
Appendix A - List of Commenters
Appendix B - Summary of Comments and Responses
|
July
25, 2003 |
Amendments to Multilateral
Instrument 45-103
Capital Raising Exemptions
Published for Comment
Notice and Request for Comment
Appendix
A Amendments to MI 45-103
Appendix
B Amendments to Form 45-103F1 and Form 45-103F2
Appendix
C Amendments to Companion Policy 45-103CP
|
July
11, 2003 |
General
Ruling/Order 31-803 Extending Time Periods Under MI 31-102
and MI 33-109
|
July
11, 2003 |
Amendments to National
Instrument 21-101 Trading Rules and National
Instrument 23-101Marketplace Operations Published for
Comment
Notice
and Request for Comment
Amendments to NI 21-101
Amendments to Companion Policy 21-101CP
Amendments to NI 23-101
Amendments to Companion Policy 23-101CP
|
July
11, 2003 |
Multilateral
Instrument 45-105 Trades to Employees, Senior Officers,
Directors and Consultants Comes Into Force on August 15,
2003
|
July
10, 2003 |
General
Ruling/Order 45-909 Short Term Debt Exemption
|
June
27, 2003 |
Request for Comment -
Multilateral Instrument 52-108 Auditor Oversight
Notice
Appendix A to Notice
Cost Benefit Analysis Summary
MI 52-108
|
June
27, 2003 |
Request for Comment -
Multilateral Instrument 52-109 Certification of Disclosure
in Issuers' Annual and Interim Filings
Notice
Cost
Benefit Analysis Summary
Cost Benefit Analysis
MLI
52-109
Form 52-108F1
Form 52-108F2
Companion Policy 52-109CP
|
June
27, 2003 |
Request for Comment -
Multilateral Instrument 52-110
Audit Committees
Notice
Cost Benefit Analysis
Cost Benefit Analysis Summary
MLI 52-110
Form 52-110F1
Form 52-110F2
Companion Policy 52-110CP
|
June
26, 2003 |
Staff
Notice 45-703 Monitoring the Use of the Exemption Under
Multilateral Instrument 45-103 Capital Raising Exemptions
|
June
23, 2003 |
Changes to National Instrument 51-102
Continuous Disclosure Obligations
Notice
National
Instrument
Companion
Policy
Form 51-102F1 Annual Information Form
Form 51-102F2 Managements' Discussion and Analysis
Form 51-102F3 Material Change Report
Form 51-102F4 Business Acquisition Report
Form 51-102F5 Information Circular
Form 51-102F6 Statement of Executive Compensation
|
June
23, 2003 |
Changes to National Instrument
71-102 Continuous Disclosure and Other Exemptions Relating
to Foreign Issuers
Notice
National Instrument
Companion Policy
|
June
11, 2003 |
CSA
Staff Notice 13-312 Securities Regulatory Authorities
Closed Dates 2003
|
June
9, 2003 |
Local
Instrument 33-502 Requirements for Sale of Certain Securities
Amended
|
June
9, 2003 |
GRO
55-905 Insider Trading Reports
|
June
2, 2003 |
News
Release - Issuers: Check Your SEDI Filings
|
May
29, 2003 |
Local
Instrument 11-501 Conflicts of Interest comes into force
|
May
29, 2003 |
MLI
45-103 Capital Raising Exemptions comes into force on
June 16, 2003
|
May
16, 2003 |
Request for
Comment - National Instrument 52-107 Acceptable
Accounting Principles, Auditing Standards and Reporting
Currency
Notice
National Instrument
Companion Policy
|
May
6, 2003 |
CSA
Notice 55-311 - SEDI Issuer Profile Supplement Filing
Requirement
|
May
2, 2003 |
CSA
Staff Notice 52-305 Optional Use of U.S. GAAP and U.S.
GAAS by SEC Issuers
|
May
1, 2003 |
GRO
55-803 Order Under Section 6.1 of National Instrument
55-102
|
May
1, 2003 |
GRO
31-802 Extending the Time Periods under MI 31-102 and MI
33-109
|
Apr
30, 2003 |
News
Release - Securities Regulators Unveil Fraud Awareness
Quiz
|
Apr
28, 2003 |
News
Release - Reminder: Issuer Registration on SEDI
Begins on May 5
|
Apr
28, 2003 |
CSA
Staff Notice 55-310 Questions and Answers on SEDI
|
Apr
25, 2003 |
CSA
Consultation Paper 81-404 - Proposed Guidelines for
Capital Accumulation Plans
News
Release
Backgrounder
Consultation Paper
|
Apr 17, 2003 |
SEDI
User Guide
|
Apr 11, 2003 |
Media
Release - On-Line Reporting System to Speed Reports, Add
Transparency
|
Apr 11, 2003 |
CSA
Staff Notice 55-309 Launch of SEDI
|
Apr 11, 2003 |
CSA
Staff Notice 13-311 Changes to SEDAR Annual Filing Service
Charges
|
Apr 11, 2003 |
CSA Staff Notice
54-301 Frequently Asked Questions about National Instrument
54-101
|
Mar 21, 2003 |
CSA
Staff Notice 23-301- Joint Notice of the Staff of the Canadian
Securities Administrators, Market Regulation Services Inc.,
the Bourse de Montreal, and the Investment Dealers Association
- Electronic Audit Trails
|
Mar 6, 2003 |
CSA Notice 33-403
Joint Forum Requests Comments on Principles and Practices for
the Sale of Products and Services in the Financial Sector
Notice
Cover Letter
Backgrounder
Principles and Practices for the Sale of Products and Services
in the Financial Sector
A Consumer's Guide to Financial Transactions
Industry Examples
|
Feb 28, 2003 |
Request for Comment
- Multilateral Instrument 55-103 Insider Reporting for Certain
Derivative Transactions (Equity Monetization)
Notice
MLI 55-103
Companion Policy
|
Feb 26, 2003 |
Canadian Public
Accountability Board - Council of Governors
Media Release
Backgrounder
|
Feb 21, 2003 |
Request for Comment
- Amendments to National Instrument 55-102 SEDI
Notice
Amendments to National Instrument 55-102 and Forms
Amendments to Companion Policy 55-102CP
|
Feb 14, 2003 |
Consultation Paper
81-403 Point of Sale Disclosure for Segregated Funds and
Mutual Funds published for comment
Consultation paper
Legal Paper
|
Feb 14, 2003 |
Amendments to
National Policy 11-201 Delivery of Documents by Electronic
Means come into effect on February 14, 2003
Notice
Amendments
|
Feb 13, 2003 |
Extension
of GRO 43-903 Exemption From Membership Qualification
Requirement in NI 43-101
|
Feb 13, 2003 |
GRO
81-901 Exemption for Mutual Funds from Delivering Financial
Statements
|
Feb 13, 2003 |
GRO
45-908 Offering Memorandum Exemption in Clauses 39(1)(y) and
81(1)(s)
|
Feb 12, 2003 |
National
Instrument 31-102 National Registration Database and 33-109
Registration Information come into force
|
Feb 12, 2003 |
GRO
31-801 Implementing the National Registration Database
|
Feb 7, 2003 |
CSA
Notice 31-307 National Registration Database (NRD) Enrolment
and User Fees
|
Feb 7, 2003 |
Multilateral
Staff Notice 33-306 Date of NRD freeze period
|
Feb 5, 2002 |
CSA
Staff Notice 43-302 Frequently Asked Questions about National
Instrument 43-101 Standards of Disclosure for Mineral Projects
amended
|
Feb
1, 2003 |
Notice
of Delegations
|
Jan 31,
2003 |
The
Saskatchewan Financial Services Act
Comes into Force
|
Jan 31,
2003 |
Securities
Commission Powers and Duties Assigned to the Financial
Services Commission
|
Jan
31, 2003 |
Request
for Comment - Repeal and Replacement of Multilateral
Instrument 45-102 Resale of Securities
Notice
MLI 45-102 Resale of Securities
Companion Policy 45-102CP
|
Jan
31, 2003 |
Saskatchewan
Securities Commission Powers Delegated to the Saskatchewan
Financial Services Commission
|
Jan
30, 2003 |
CSA
Notice and Request for Comment 11-904 - Concept Proposal for
Uniform Securities Legislation
Saskatchewan Notice
Notice
Concept Proposal
|
Jan
30, 2003 |
Implementation
of National Registration Database
|
Jan 24, 2003 |
CSA Notice 21-302
Confidentiality of forms filed under National Instrument
21-101 Marketplace Operations
|
Jan 24, 2003 |
CSA Staff Notice 51-306
Status of Proposed Continuous Disclosure Rule
|
Jan 24, 2003 |
Request for Comment - Republication of National Instrument
51-101 Standards of Disclosure for Oil and Gas Activities
News
Release
Notice
National Instrument 51-101
Form 51-101F1 Statement of Reserves Data and Other Oil and
Gas Information
Form 51-101 F2 Report on Reserves Data by Independent
Qualified Evaluator and Auditor
Form 51-101 F3 Report of Management and Directors on Oil
and Gas Disclosure
Companion Policy 51-101CP
|
Jan 22, 2003 |
CSA
News Release - Your Financial Security in Retirement
|
Jan 21, 2003 |
CSA
News Release - Investment adviser practices trigger most
complaints to securities regulators
|
Jan 20, 2003 |
Saskatchewan
Financial Services Commission established
|
Jan 16, 2003 |
Request for Comment - Republication of Multilateral
Instrument 45-103 Capital Raising Exemptions
Notice
Multilateral Instrument 45-103
Companion Policy 45-103CP
Form 45-103F1 Offering Memorandum for Non-qualifying Issuers
Form 45-103F2 Offering Memorandum for Qualifying Issuers
Form 45-103F3 Risk Acknowledgement
Form 45-103F4 Report of Exempt Distribution
Form 45-103F5 Risk Acknowledgement - Saskatchewan Close Personal Friends and Close Business Associates
|