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Securities Division |
2006 | 2005 |
2004 |
2003 | 2002
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2000
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General
News 2004 |
Dec 21, 2004
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Commission Regulations Amending
National Instrument 44-101Short Form Prospectus
Requirements Come Into Force on
January 4, 2005
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Dec 17, 2004
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Notice and Request for Comment -
National Instrument 45-106 Prospectus and Registration
Exemptions
Notice
and Request for Comment
National
Instrument 45-106
Companion
Policy to NI 45-106
Form
45-106F1 Report of Exempt Distribution
Form
45-106F2 Offering Memorandum for Non-Qualifying Issuers
Form
45-106F3 Offering Memorandum for Qualifying Issuers
Form
45-106F4 Risk Acknowledgement
Form
45-106F5 Risk Acknowledgement - Saskatchewan Close
Personal Friends and Close Business Associates
Notice
of Consequential Changes
Table
of Concordance - Proposed NI 45-106 exemptions compared with
existing exemptions in each jurisdiction
Table
of Concordance - Existing Saskatchewan exemptions compared
with Proposed NI 45-106 exemptions
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Dec 17, 2004
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CSA
Staff Notice 81-313 Status of Proposed National Instrument
81-106 Investment Funds Continuous Disclosure
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Dec 13, 2004
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CSA
Report on Enforcement Activities - April 1 to September 30,
2004
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Dec 10, 2004
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CSA
Staff Notice 13-313 Closed Dates 2004 - Revised
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Dec 3, 2004
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National Policy 41-201 Income
Trusts and Other Indirect Offerings
Notice
List of Commenters
Summary of Comments
NP 41-201
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Nov 29, 2004
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Euston Capital Corporation et
al - Extending Order
New
Release
Order
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Nov 26, 2004
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Amendments to MI 52-109 Certification
of Disclosure in Issuers' Annual and Interim Filings
Notice
and Request for Comment
Amendments
to MI 52-109 and Companion Policy 52-109CP
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Nov 19, 2004
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CSA
Report on the Progress of Initiatives
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Nov 12, 2004
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Local
Policies Amended and Repealed
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Nov 9, 2004
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Casavant Mining Kimberlite
International et al - Extending Order
New Release
Order
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Nov 5, 2004
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CSA
Staff Notices 13-314 Changes to Sedar Annual Filing
Service Charges 2005
|
Nov 5, 2004
|
CSA
Staff Notices 33-312 STP Readiness Assessment Survey
Report is Now Available of the OSC Web site
|
Nov 4, 2004
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Euston
Capital Corporation et al - Temporary Order
New
Release
Order
|
Nov 1, 2004
|
General
Ruling/Order 51-908 Exemption for Interim Periods in
Non-Standard Financial Years
Notice
GRO
51-908
|
Oct 29, 2004
|
Corporate
Governance Guidelines and Disclosure
Notice
and Request for Comment
National
Policy 58-201 Corporate Governance Guidelines
National
Instrument 58-101 Disclosure of Corporate Governance
Practices with Forms 58-101F1 and F2
|
Oct 29, 2004
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Amendments
to Multilateral Instrument 52-110 Audit Committees
Notice
and Request for Comment
Amendments
to MI 52-110 and Forms 52-110F1 and F2
Amendments
to Companion Policy to MI 52-110
|
Oct 28, 2004
|
Casavant
Mining Kimberlite International et al - Temporary
Cease Trade Order
New
Release
Order
|
Oct 22, 2004
|
Notice of
Amendments to National Instrument 44-101 Short Form
Prospectus Distributions
Notice
Amendments
to NI 44-101
Amendments
to CP 44-101
|
Oct 15, 2004
|
Saskatchewan
Staff Notice 33-710 Branch Managers
|
Oct 15, 2004
|
CSA
Staff Notice 52-308 Status of Proposed Instrument
Regarding Reporting on Internal Control Over Financial
Reporting
|
Oct 6, 2004
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CSA Notice
11-307 Responses to Comments Received on Uniform
Securities Act and Model Securities Administration Act
Notice
Appendix A - List of Commenters
Appendix B - Summary of comments received and CSA responses
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Sept 10,
2004
|
National
Instrument 43-101 Standards of Disclosure for Mineral
Projects - Proposed Repeal and Replacement
Notice
and Request for Comment
National Instrument 43-101
National Instrument 43-101 blacklined to show changes
Companion Policy to NI 43-101
Companion Policy blacklined to show changes
Form 43-101F1 Technical Report
Form 43-101F1 blacklined to show changes
|
Sept 8, 2004
|
Saskatchewan
Local Instrument 32-501 Deposit Agents
Notice and
Request for Comment
Local
Instrument 32-501
Form
32-501F1 Report by Mutual Fund Dealer Pursuant to Clause
4(d)
Form
32-501F2 Application for Registration as a Deposit Agent
Form
32-501F3 Salespersons and Officials Application for Registration
Form
32-501F4 Deposit Agent Annual Report
Form
32-501F5 Auditor's Report on Compliance with Local
Instrument 32-501
Form
32-501F6 Financial Institution Annual Report
|
Aug 25, 2004
|
NASAA Model
Secondary Market Trading Exemption for Qualifying Canadian
Securities - expanded to include securities trading on TSX
Venture Exchange Inc.
Notice
of Release for Public Comment
Release
|
Aug 11, 2004
|
CSA
Staff Notice 51-312 Harmonized Continuous Disclosure
Review Program
|
Aug 11, 2004
|
CSA
Notice - Updated Schedule A to National Policy 12-201
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June 30, 2004
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General
Rulings/Orders Repealed
|
June 30, 2004
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Amendments
to The Securities Act, 1988 proclaimed in force
|
June 18, 2004
|
CSA
Staff Notice 51-311 FAQ re NI 51-102 Continuous
Disclosure Obligations is updated
|
May 28, 2004
|
National
Instrument 81-106 Investment Fund Continuous Disclosure
Notice
and Request for Comment
Appendix
B - Summary of Comments on NI 81-106 published for comment
September 23, 2002
Final
Report for OSC prepared by COMPAS Inc.
Appendix
C - Consequential Amendments to NI 81-101 Mutual Fund
Prospectus Disclosure, Companion Policy and forms
Appendix
D - Consequential Amendments to NI 81-102 Mutual Funds
and Companion Policy
Appendix
E - Consequential Amendments to NI 13-101 SEDAR
Appendix
F - Consequential Amendments to MI 81-104 Commodity Pools
and Companion Policy
Appendix
G - Consequential Amendments to MI 51-102 Continuous
Disclosure Obligations
Appendix
H - Consequential Amendments to NI 52-107 Acceptable
Accounting Principles, Auditor Standards and Reporting Currency
National
Instrument 81-106 Investment Fund Continuous Disclosure
Companion
Policy to NI 81-106
Form
81-106F1 Contents of Annual and Interim Management Report of
Fund Performance
|
May 28, 2004
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Proposed
Exemptions for Certain Capital Accumulation Plans
CSA
Notice 81-405 Request for Comment
Proposed
Registration and Prospectus Exemption for Trades in Certain
Capital Accumulation Plans
Appendix
A - Report of Exempt Distribution for Certain Mutual Fund
Securities under the Capital Accumulation Plan Exemption
Guidelines
for Capital Accumulation Plans
Summary
of Comments on Proposed Guidelines
|
May 26, 2004
|
Commission
orders Manitou Springs group of companies to pay administrative
penalties
|
May 25, 2004
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Order
Recognizing the MFDA Is Amended and Restated
|
May 25, 2004
|
Commission
Regulations Amending NI 21-102 and 23-101 Come Into Force on May
20, 2004
|
May 25, 2004
|
Test Your
Financial I.Q. Grand Prize goes to young Quebecer
|
May 14, 2004
|
Amendments
to NI 55-101 Exemption from Certain Insider Reporting
Requirements
Notice
and Request for Comment
Amended NI 55-101- black-lined
Amended Companion Policy to NI 55-101- black-lined
Amended NI 55-101
Amended Companion Policy to NI 55-101
|
May 7, 2004
|
"Test
Your Financial IQ" Contest Award Presented
|
May 7, 2004
|
Registrant
Search Added to Web Site
|
April 30,
2004
|
Spalding
Student Wins "Test Your Financial IQ" Contest
|
April 30,
2004
|
CSA
Notice 81-311 Report on Rethinking Point of Sale
Disclosure for Mutual Funds and Segregated Funds
Summary
of Comments and Responses to Joint Forum Consultation Paper
81-403
|
Apr 23, 2004
|
CSA
Staff Notice 81-310 Frequently Asked Questions on Fund
of Fund Amendments
|
Apr 23, 2004
|
CSA
Staff Notice 51-311 FAQ re NI 51-102 Continuous
Disclosure Obligations is updated
|
Apr 16, 2004
|
National
Instrument 24-101 Post-Trade Matching and Settlement published
for comment
Notice
and Request for Comment
CSA Discussion Paper 24-401 Straight-through Processing
and Request for Comments
NI
24-101
Companion
Policy
|
Apr 8, 2004
|
CSA Staff
Notice 51-313 Frequently Asked Questions - NI 51-101
Standards of Disclosure for Oil and Gas Activities
|
Apr 6, 2004
|
CSA
Staff Notice 45-302 Frequently Asked Questions Regarding
the Resale Rules
|
Apr 6, 2004
|
Commission
Regulations Come Into Force on March 30, 2004
|
Apr 6, 2004
|
Local
Staff Notice 51-704 Filing Fees for AIFs from March 30,
2004
|
Mar 30, 2004
|
GRO
45-110 TSX Venture Exchange Short Form Offering
Exemption Amended
|
Mar 30, 2004
|
GRO
72-901 Trades to Purchasers Outside of Saskatchewan
|
Mar 26, 2004
|
CSA Notice
51-311 Frequently Asked Questions Regarding NI 51-102
Continuous Disclosure Obligations
|
Mar 23, 2004
|
Staff
Notice 51-703 New Requirements for Issuers Reporting by
Order
|
Mar 23, 2004
|
Implementing
National Instrument 51-102 Continuous Disclosure
Requirements
|
Mar 16, 2004
|
Ann
Leduc appointed CSA Secretary General
|
Mar 15, 2004
|
Amendment
to GRO 11-901 Recognition Order
|
Mar 12, 2004
|
CSA
Staff Notice 42-303 Prospectus Requirements
|
Mar 12, 2004
|
CSA
Notice 58-301 Extension of Comment Period for Proposed
MI 58-201 Effective Corporate Governance
|
Mar 1, 2004
|
New
Requirements for Issuers Effective March 30, 2004
|
Feb 27, 2004
|
CSA Staff
Notice 55-312 Insider Reporting Guidelines for Certain
Derivative Transactions (Equity Monetization)
|
Feb 27, 2004
|
CSA
Staff Notice 57-302 Failure to File Certificates Under
MLI 52-109 Certifications of Disclosure in Issuers' Filings
|
Feb
23, 2004 |
GRO 45-910
TSX Venture
Exchange’s Short Form Offering Exemption
|
Feb
20, 2004 |
CSA
Notice 11-306 Extension of Comment Period on Uniform
Securities Act
|
Feb
20, 2004 |
CSA
Staff Notice 13-313 Securities Regulatory Authority
Closed Dates 2004
|
Feb
13, 2004 |
CSA
Staff Notice 51-310 Report on Staff's Continuous
Disclosure Review of Income Trust Issuers
|
Feb
4, 2004 |
NI
55-103 Insider Reporting for Certain Derivative
Transactions (Equity Monetization) Comes into Force
|
Jan
30, 2004 |
Amendments to National
Instrument 44-101 Short Form Prospectus Offerings
Notice
and Request for Comment
Amendments to National Instrument 44-101
Amendments to Companion Policy
|
Jan
21, 2004 |
Five
Engineering Professional Boards in United States accepted
as Professional Organizations under NI 51-101
|
Jan
20, 2004 |
Saskatchewan
Notice 52-701 Exemption from Filing on SEDAR
|
Jan
20, 2004 |
Meeting
on February 18, 2004 to Discuss New Rules
|
Jan
16, 2004 |
CSA
Staff Notice 11-305 Withdrawal of CSA Staff Notice
42-301 and 52-302
|
Jan
16, 2004 |
Multilateral
Policy 58-201 Effective
Corporate Governance and Multilateral Instrument 58-101
Disclosure of Corporate Governance Practices
Request
for Comment
MP
58-201
MI
58-101
|
Jan
13, 2004 |
National
Instrument 81-107 Independent Review Committee for Mutual
Funds
Request
for Comment
NI 81-107
Summary of Comments on Concept
Proposal 81-402
- Striking a New Balance: A Framework for Regulating
Mutual Funds and their Managers
|
Jan
9, 2004 |
National
Instrument 31-101 Requirements under the National
Registration System and National Policy 31-201 National
Registration System published for comment
Request
for Comment
National Policy 31-201 National Registration System
National Instrument 31-101 Requirements under the
National Registration System
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