December 23, 2005 |
Continuous Disclosure Requirements Repealed from The Securities
Act, 1988 and The Securities Regulations |
December 23, 2005 |
Staff Notice 31-702 Registration Proficiency Requirements
comes into force on January 1, 2006 |
December 22, 2005 |
The Securities Amendments Regulations, 2006 come into force on
January 1, 2006 |
December 22, 2005 |
Restated NI
43-101 and NI 44-101 come into force on December 30, 2005 |
December 22, 2005 |
The
Securities Commission (Local Instruments) Amendment Regulations,
2005 (No. 3) come into force on January 1, 2006 |
December 16, 2005 |
CSA Notice 44-302 Replacement
of NI 44-101 Short Form Prospectus Distributions |
December 16, 2005 |
CSA Staff Notice 52-311
Required Forms of Certificates Under NI 52-109 Certification of
Disclosure in Issuers Annual and Interim Filings |
December 15, 2005 |
Decision - MacBain,
Neufeld and Smith v. The Investment Dealers Association of Canada |
December 12, 2005 |
CSA Staff Notice 51-316
Continuous Disclosure Review of Smaller Issuers |
December 12, 2005 |
Request for Comment - Amendments to NI
51-102 Continuous Disclosure Obligations
Notice
Appendix A - Summary of Amendments
Appendix B - Amendments to NI 51-102
Appendix C - Amendments to the Forms
Appendix D - Amendments to NI 52-107
Appendix E - Amendments to NI 71-102
Appendix F - Amended Companion Policy 51-102 - black-lined
Appendix G - Amended Companion Policy 71-102 - black-lined
Appendix H - Amended NI 51-102 - black-lined
|
December 5, 2005 |
Local Instrument 32-501 Deposit Agents suspended until April
1, 2005 |
December 2, 2005 |
CSA Staff Notice 45-305
Frequently Asked Questions Regarding NI 45-106 |
December 1, 2005 |
The Securities Amendment Regulations, 2005 come into force |
November 25, 2005 |
General Ruling/Order 45-914
Exemptions for Reinvestment Plans |
November 25, 2005 |
CSA Staff Notice 81-315
Frequently Asked Questions on NI 81-106 Investment Fund Continuous
Disclosure |
November 25, 2005 |
Notice and Request for Comment -
Amendments to National Instrument 31-101 National Registration
System and to National Policy 31-201 National Registration
System
Notice
Amendments
to NI 31-101
Amendments
to NP 31-201
|
November 25, 2005 |
Staff Notice 33-712 Surety
Bond Not Required for Mutual Fund Dealers that Participate in the
MFDA Investor Protection Corporation |
November 24, 2005 |
Temporary cease trade order issued against Gordon Charles Edwards of
Portfolio Strategies Corporation |
November 22, 2005 |
The Securities
Amendment Act, 2005 introduced |
October 21, 2005 |
General Ruling/Order 45-913
Exemptions for Capital Accumulation Plans
|
October 21, 2005 |
Notice and Request
for Comment - Amendments to NI 45-106 Prospectus and Registration
Exemptions and Adoption of Exemptions for Capital Accumulation
Plans
Notice
Appendix A - Summary of Comments
Appendix B - Text of local blanket exemption or policy
Appendix C - Amendments to NI 45-106
Appendix D - Notice of Saskatchewan regulation-making powers
|
October 21, 2005 |
National Instrument 44-101 Short Form
Prospectus Distributions replaced
Notice
new NI 44-101 Short Form
Prospectus Distributions
new Form 44-101F1 Short Form
Prospectus
Notice of Consequential Amendments
amendments to NI 44-102 Shelf
Distributions
amendments to Companion Policy
44-102CP
amendments to NI 44-103
Post-Receipt Pricing
amendments to Companion Policy
44-103CP
amendments to NI 51-101 Standards
of Disclosure for Oil and Gas Activities
amendments to Companion Policy
51-101CP
amendments to Form 51-102F2 Annual
Information Form
amendments to MI 11-101 Principal
Regulator System
|
October 11, 2005 |
Amendments to National Instrument 43-101
Standards of Disclosure for Mineral Properties effective
December 30, 2005
Press
release
Notice
Appendix A - Summary of Changes
Appendix B - List of Commenters
Appendix C - Summary of comments and CSA responses
Amended NI
43-101
Amended
Form 43-101F1
Amended
Companion Policy 43-101CP
Amendments to NI 51-102 Continuous Disclosure Obligations
|
October 4, 2005 |
Employment opportunity -
Deputy Director, Enforcement |
October 4, 2005 |
Cease trade order issued against Sweeprite Mfg. Inc. for failure to
file continuous disclosure material |
September 26, 2005 |
Local 11-502
Removal of Statutory Exemptions comes into force on
September 19, 2005 |
September 14, 2005 |
CSA Staff Notice 45-304
Notice of Local Exemptions Related to NI 45-106 Prospectus and
Registration Exemptions |
September 14, 2005 |
NI 45-106
Prospectus and Registration Exemptions comes into force on
September 14, 2005 |
September 7, 2005 |
General Ruling Order 21-901
Market Facilitation Activities by Issuers in Their Own Securities |
September 6, 2005 |
Saskatchewan
Local Instrument 32-501 Deposit Agents comes into force on
January 1, 2006 |
September 2, 2005 |
CSA Staff Notice 62-304
Conditions in Financing Arrangements for Take-over Bids and Issuer
Bids |
September 2, 2005 |
Commission
regulations adopting MI 11-101 Principal Regulator System to
come into
force on September 19, 2005 |
September 2, 2005 |
Cease trade orders issued against
Hartley Colin Paul Simon
Extending Order dated August 31, 2005
Temporary Order dated August 17, 2005
|
August 26, 2005 |
CSA Notice 12-309 Impact of MI 11-101
Principal Regulator System of the MRRS for Exemptive Relief
Applications |
August 26, 2005 |
MI 11-101 Principal Regulator System
Comes Into Force
Notice
Comments
and Response
Multilateral
Instrument 11-101 Principal Regulator System
Form 11-101F1
Notice of Principal Regulator
Companion Policy
11-101CP
Amended National Policy 12-201 Mutual Reliance Review System
for Exemptive Relief Applications
Amended National Policy 43-201 Mutual Reliance Review System
for Prospectuses
Amendments to National Instrument 51-101 Standards of
Disclosure for Oil and Gas Activities
Amendments to Multilateral Instrument 81-104 Commodity Pools
|
August 26, 2005 |
CSA Staff Notice 41-304 Income
trusts: prospectus disclosure of distributable cash
News release
Staff notice
|
August 26, 2005 |
GRO
51-909 Waiver of Continuous Disclosure Requirements for Issuers
that Have Made Offerings under the Qualified Investor Exemption |
August 22, 2005 |
Revised CSA Staff
Notice 55-310 Questions and Answers on SEDI |
August 8, 2005 |
Extending Order
Maitland Capital Ltd.
Al Grossman
Steve Lanys |
July 22, 2005 |
Temporary cease order issued against:
Maitland Capital Ltd.
Al Grossman
Steve Lanys
|
July 22, 2005 |
CSA Discussion Paper 23-403 Trade
Through Obligations
News Release
Discussion Paper
|
July 22, 2005 |
Amendments to Companion Policy 55-102CP
System for Electronic Disclosure by Insiders (SEDI)
Notice
Amendments
|
July 11, 2005 |
NI 45-106 Prospectus and Registration
Exemptions to come into force on September 14, 2005
News Release
Notice of NI
45-106
Appendix A - Names of commenters
Appendix B - Summary of comments and CSA responses
Appendix C - Summary of changes to NI 45-106 and companion policy
Appendix D - Table of Concordance
NI 45-106
Prospectus and Registration Exemptions
Form 45-106F1
Report of Exempt Distributions
Form 45-106F2
Offering Memorandum for Non-Qualifying Issuers
Form 45-106F3
Offering Memorandum for Qualifying Issuers
Form 45-106F4
Risk Acknowledgement
Form 45-106F5
Risk Acknowledgement - Saskatchewan Close Personal Friends and
Close Business Associates
Companion Policy
to NI 45-106
Notice of
Consequential Amendments Arising from NI 45-106 Prospectus and
Registration Exemptions
Appendix A -
List of Commenters
Appendix B -
Summary of Comments and Responses
Schedule 1 -
Repeal of NI 32-101 Small Securityholder Selling and Purchase
Arrangements, 62-101Control Block Distribution Issues,
45-103 Capital Raising Exemptions and 45-105 Trades to
Employees, Senior Officers, Directors and Consultants
Schedule 2 -
Amendments to NI Instrument 33-105 Underwriting Conflicts
Schedule 3 -
Amendments to NI 45-101Rights Offerings
Schedule 4 -
Amendments to NI 62-103 The Early Warning System and Related
Take-over Bid and Insider Reporting Issues
Schedule 5 -
Amendments to MI 45-102 Resale of Securities
Schedule 6 -
Amendments to Companion Policy to MI 45-102
Schedule 7 -
Amendments Saskatchewan Local Instrument 33-502 Requirements
for Sale of Certain Securities
Schedule 8 -
Adoption in Saskatchewan of National Instrument 33-105
Underwriting Conflicts
Schedule 9 -
Saskatchewan Local Instrument 11-502 Removal of Statutory
Exemptions
Table
of Concordance - 45-106 Exemptions with Exemptions in The
Securities Act, 1988 (Saskatchewan)
|
June 17, 2005 |
Changes in the registration branch |
June 17, 2005 |
Corporate
governance instruments come into force on June 30, 2005 |
June 14, 2005 |
CSA
Extends comment period for NI 52-111 Reporting on Internal
Control Over Financial Reporting |
June
3, 2005 |
CSA
launches Registration Reform Project Website |
June
1, 2005 |
NI 81-106
Investment Fund Continuous Disclosure comes into force on June
1, 2005 |
June
1, 2005 |
Local Staff Notice 33-711 Adviser and Deposit Agent Examinations |
May
27, 2005 |
MI 11-101
Principal Regulator System published for comment
Notice
Multilateral Instrument 11-101
Principal Regulator System
Form 11-101F1
Principal Regulator Notice
Companion Policy 11-101CP
Appendix A - Amendments
to NP 31-201 National Registration System
Appendix B -
Amendments to NP 43-201 Mutual Reliance Review System for
Prospectuses
Appendix C - Amendments
to NI 51-101 Standards of Disclosure for Oil and Gas Activities
Appendix D - Amendments
to MI 81-104 Commodity Pools
|
May
27, 2005 |
NI 81-107
Independent Review Committee for Investment Funds
published for comment
News Release
Notice
Appendix
A - Summary of Comments
Appendix
B - Decision Tree
Appendix
C - Amendments to NI 81-101 Mutual Fund Prospectus Disclosure
Appendix
D - Amendments to NI 81-102 Mutual Funds
Appendix
E - Amendments to NI 81-106 Investment Fund Continuous
Disclosure
Appendix
F - Amendments to NI 13-101 System for Electronic Document
Analysis and Retrieval (SEDAR)
Appendix
G - Amendments to NI 44-101 Short Form Prospectus Distributions
Appendix
H - Amendments to MI 81-104 Commodity Pools
NI 81-107
|
May
20, 2006 |
Commission approves
MFDA Investor Protection Fund |
May
17, 2005 |
Amendments to MI 52-109 Certification of Disclosure in
Issuers' Annual and Interim Filings Come Into Force
June 6, 2005 |
May
9, 2005 |
CSA
Staff Notice 52-309 MI 52-110 Audit Committees Compliance Review |
April 29, 2005 |
CSA Staff Notice 57-303 Frequently
asked questions regarding Management CTOs issued as a consequence of
a failure to file financial statements |
April 15, 2005 |
CSA corporate governance initiative to
be effective June 30, 2005
Notice of National
Policy 58-201 Corporate Governance Guidelines and National
Instrument 58-101 Disclosure of Corporate Governance Practices
NP 58-201
NI 58-101
Form 58-101F1
Form 58-101F2
Notice of Amendment to Multilateral Instrument 52-110 Audit
Committees
Amendments to MI 52-110
Amendments to Companion Policy 52-110CP
|
April 14, 2005 |
CSA
Staff Notice 23-302 Electronic Audit Trail Initiative (TREATS) |
April 14, 2005 |
Extending order issued in matter of Edouard Yvon Elzear Bonamie, Pat
Theriault, Ives business Services Inc., Family Circle 40/40 Option
Fund and the World of Synchrotron Fund. |
April 4, 2005 |
Temporary cease trade order issued on
March 31, 2005 against:
Edouard Yvon Elzear Bonamie
Pat Theriault
Ives Business Services Inc.
Family Circle 40/40 Option Fund
the World of Synchrotron Performance Fund
News release
Order |
April 1, 2005 |
Commission regulations amended and restated NI 55-101
Insider Reporting Exemptions will come into force on
April 30, 2005 |
April 1, 2005 |
Amendments to MI 52-109
Certification of Disclosure in Issuers' Annual and Interim
Filings
Notice
Appendix A - Sample Annual Certificate
Appendix B - Summary of Comments and Responses
Amendments to MI 52-109
Amendments Companion Policy 52-109CP
|
March 18, 2005 |
CSA Staff Notice 81-314
Removal of Foreign Content Restrictions for Registered Plans
- Eliminating Indirect Foreign Content Exposure in Certain
RSP Funds |
March 15, 2005 |
CSA
Communique |
March 15, 2005 |
Notice of hearing - Euston Capital Corporation, George
Schwartz et al. |
March 11, 2005 |
National Instrument 81-106 Investment
Fund Continuous Disclosure
Notice
Appendix A - Summary of Changes to National Instrument
Appendix B - Summary of Comments and Response
Appendix C - Amendments to NI 81-101 Mutual Fund
Prospectus Disclosure
Appendix D - Amendments to NI 81-102 Mutual Funds
Appendix E - Amendments to NI 13-101 SEDAR
Appendix F - Amendments to NI 81-104 Commodity Pool
Appendix G - Amendments to NI 51-102 Continuous
Disclosure Requirements
Appendix H - Amendments to NI 52-107 Acceptable
Accounting Principles, Auditing Standards and Reporting
Currency
Appendix I - Amendments to
NI 71-102 Continuous Disclosure and Other Exemptions
Relating to Foreign Issuers
National Instrument
Companion Policy
Form
|
Feb
25, 2005 |
Notice and Request for Comment -
Application for Approval of MFDA Investor Protection
Corporation
Notice
Summary of Comments on application for approval published
November 2002
Revised
Application for Approval
Exhibit A -
MFDA IPC Letter Patent
Exhibit B -
By-law No. 1 of the MFDA IPC
Exhibit B
blacklined to show changes to November 2002 document
Exhibit C -
Draft Policy relating to MFDA IPC customer coverage
Exhibit C
blacklined to show changes to November 2002 document
Exhibit D -
Proposed amended MFDA advertising rule
Exhibit D
blacklined to show changes to November 2002 document
Exhibit E -
Proposed amended MFDA advertising policy relating to MFDA
IPC
Exhibit E
blacklined to show changes to November 2002 document
Draft Approval
Order
|
Feb
25, 2005 |
GRO 35-901
Non-Resident Registrants |
Feb
23, 2005 |
GRO 52-904 Certain
Issuers Ceasing to be Reporting Issuers in Reorganizations
and Take-Over Bids |
Feb
23, 2005 |
GRO 33-905 Exemption
from Certain Provisions of Section 15 of Local Instrument
33-502 Requirements for Sale of Certain Securities |
Feb
21, 2005 |
Teens
Take Online Savings & Investing Quiz for the Chance to Win
$2,000 Cash Scholarship |
Feb
18, 2005 |
CSA Staff Notice
13-315 Securities Regulatory Authority Closed Dates 2005 |
Feb
15, 2005 |
Commission regulations adopting NI 31-101 and amendments to
NI 54-101 come into force |
Feb
14, 2005 |
Notice of Amended and Restated
National Instrument 55-101 Insider Reporting Exemptions
Notice
Appendix A - Summary of Comments
Appendix B - NI 55-101 blacklined to show changes
Appendix C -
Additional Notice Requirements
NI 55-101
Companion
Policy 55-101CP
|
Feb
11, 2005 |
News
Release - CSA Request New Members for Mining Technical
Advisory and Monitoring Committee |
Feb
11, 2005 |
CSA Notice 24-301 Responses
to Comments Straight Through Processing Discussion Paper
CSA
Notice 24-301
CSA
News Release
Canadian
Capital Markets Association News Release
|
Feb
11, 2005 |
Revised
CSA Notice 51-311 - Frequently Asked Questions about NI
51-102 Continuous Disclosure Obligations |
Feb
8, 2005 |
Temporary registration
restrictions imposed on Portus Alternative Asset Management
Inc.
News
Release
Order
|
Feb
7, 2005 |
Notice of National Instrument
31-101 National Registration System and National Policy
31-201 National Registration System
Notice
Appendix
A - Summary of Comments - NI 31-101
Appendix
B - Summary of Comments - NP 31-201
Appendix
C - Summary of Changes
National
Instrument 31-101
Form
31-101F1 Election to sue the NRS and Determination of
Principal Regulator
Form
31-101F2 Notice of Change
National
Policy 31-201National Registration System
|
Feb
4, 2005 |
Request for Comment -
Multilateral Instrument 52-111 Reporting on Internal
Control Over Financial Reporting; and Repeal and
Replacement of 52-109 Certification of Disclosure in
Issuers' Annual and Interim Filings
Notice
and Request for Comment
MI
52-111 Reporting on Internal Control Over Financial
Reporting
Companion
Policy 52-111CP
MI
52-109 Certification of Disclosure in Issuers' Annual
and Interim Filings
Companion
Policy 52-109CP
|
Feb
4, 2005 |
CSA
Staff Notice 12-307 Ceasing to be a Reporting Issuer
under the MRRS for Exemptive Relief Applications -
revised February 4, 2005 |
Feb
3, 2005 |
Local
Staff Notice 45-705 Preparation and Audit Requirements
for Future Oriented Financial Information Included in MI
45-103 Offering Memoranda |
Jan
26, 2005 |
Commission
issues 25 year cease trade order against Kenneth Guy
Jorgenson |
Jan
21, 2005 |
CSA
Staff Notice 58-302 Implementation of Corporate
Governance Policy and Related Disclosure Instrument |
Jan
20, 2005 |
CSA
Notice 51-314 Guidance Regarding the Determination of
Constant Prices for Bitumen Reserves under NI 51-101 |
Jan
14, 2005 |
Executive Compensation
Disclosure - Retirement Benefits
News
Release
CSA
Staff Notice 51-314
|
Jan
7, 2005 |
Request for Comment - Repeal and
Replacement of National Instrument 44-101 Short Form
Prospectus Requirements
Notice
and Request for Comment
New
National Instrument 44-101
New
Form 44-101F1 Short Form Prospectus
New
Companion Policy to NI 44-101
Notice
of Consequential Amendments
Amendments
to NI 44-102 Shelf Distributions
NI
44-102 Shelf Distributions as amended
Amendments
to Companion Policy to NI 44-102
Companion
Policy to NI 44-102 as amended
Amendments
to NI 44-103 Post-Receipt Pricing
NI
44-103 Post-Receipt Pricing as amended
Amendments
to Companion Policy to NI 44-103
Companion
Policy to NI 44-103 as amended
Amendments
to National Policy 43-201 Mutual Reliance Review System
for Prospectuses and Annual Information Forms
National
Policy 43-201 Mutual Reliance Review System for
Prospectuses and Annual Information Forms as amended
Amendments
to National Instrument 51-101 Standards of Disclosure
for Oil and Gas Activities
Amendments
to Companion Policy to NI 51-101
|
Jan 6, 2005
|
Staff
Notice 45-704 Review of Offering Memoranda Filed Under MI
45-103 Capital Raising Exemptions |
Jan 5, 2005
|
GRO
45-902 Labour Sponsored Venture Capital Corporations amended
and restated |
Jan 3, 2005
|
Commission Regulations Amending
Local Instruments Came Into Force on December 31, 2004
|