International Summit on Environmental
Assessment
Quebec City
June 12-14, 1994
FINAL REPORT
December 1994
© Minister of Supply and Services Canada 1994
Cat. No. EN106-26/1994 E
ISBN 0-662-21705-5
PREFACE
Environmental assessment (EA) has, after 25 years,
come of age. Good practices have been widely adopted. Laws,
procedures and methods have evolved and have been strengthened. But what
now? Has EA realized its potential as a tool for supporting decision-makers?
What of the call of the Rio Declaration and Agenda 21 for EA to support
the goal of sustainable development?
In considering the future of EA, we knew that managers
of EA systems worldwide shared our commitment to making EA an effective
tool for decision makers. What was missing was an opportunity to share
our experiences, learn from one another, and find common ground for action.
The result was a decision to organize the First
International Summit on Environmental Assessment, in Quebec City, Canada,
bringing together senior officials responsible for managing EA systems
in various countries and international organizations.
We were not disappointed. Indeed, thanks to the
Summit and the connections and momentum it has created, we are even more
optimistic than ever about the role EA can play in supporting environmental
decision-making and in responding to the challenges of sustainable development.
On behalf of all Summit participants, we are pleased
to present this report on the Summit's discussions and recommendations.
We trust that EA managers, practitioners, researchers and decision-makers
will find it a useful record of what we believe will stand as a path breaking
meeting on the future of EA.
Summit Co-chairpersons,
Michel Dorais
President
Federal Environmental Assessment Review Office
Canada
Richard Roberts
Past President
International Association for Impact Assessment
TABLE OF CONTENTS
Introduction
The Challenge for EA Managers.
Strengthening Existing EA Systems.
New Dimensions
Future Cooperation
An Agenda for Action
FIGURES
1 Framework for EA Systems
2 Agenda for Action
APPENDICES
A List of Participants
B Discussion Note
C Documents Provided at the Summit
INTRODUCTION
Over the past 25 years, environmental assessment
(EA) has evolved significantly as a process for promoting the consideration
of environmental factors in planning and decision-making. Advances have
been made in legislation, policies, procedures and methodologies. In countries
around the world, EA managers and practitioners have gained extensive
experience and knowledge.
Now, in an era of rapid political and economic
changes and global environmental changes, EA is under pressure to be more
effective and responsive. The Rio Declaration and Agenda 21, for example,
called for environment and sustainable development considerations to be
better integrated into planning and decision-making at all levels.
Efforts are underway worldwide to find ways of
strengthening EA so that it can respond successfully to these new challenges.
A major two-year International EA Effectiveness
Study, launched by the Federal Environmental Assessment Review Office
of Canada (FEARO) in collaboration with the International Association
for Impact Assessment (IAIA), is reviewing the status of EA practices
in countries around the world. In June 1994, the first International Summit
on EA, held in Quebec City, Canada, brought together senior officials
from 25 national EA agencies and six international organizations responsible
for managing EA systems. The objectives of the Summit were to
- review progress on the Effectiveness Study;
- exchange information and views on current issues
and emerging trends in EA; and
- consider practical approaches for strengthening
EA practice, including improved cooperation among the participating
countries and international organizations.
This report presents a summary of the discussions
and recommendations of the Summit.
Environmental assessment is an extraordinary tool to make
better informed decisions that will affect the environment we
hand on to our children and beyond them to all future generations.
Hon. Sheila Copps
Deputy Prime Minister and
Minister of the Environment Canada
|
The key to sustainable development is a new way of thinking,
a new way of making decisions, and a new way of acting on those
decisions. This is what environmental assessment is all about.
Hon. John Fraser
Canadian Ambassador for the Environment
|
THE CHALLENGE FOR EA MANAGERS
Typical EA systems consist of three levels: decision-makers,
managers and practitioners and the public (Figure 1). But these systems
do not operate in a vacuum. Each is grounded in the unique context of
the social, cultural and political values of that country.
In looking at the future of EA as a decision-making
tool, EA managers must recognize the pivotal role they play in the overall
EA system. In effect, they are the bridge between the decision-making
level and the technical and public participation level. Managers must
recognize that each level has different, and often conflicting, expectations
and perspectives.
Decision-makers see a process that sometimes
takes too long, that seems to cost too much, that appears unnecessarily
complicated, and that in the end, does not always give them the kind of
information they need to make a sound
Managers and Practitioners see a process
where the results of their work are not always taken into account in the
final decisions, and where they do not always have the time and resources
to do an adequate job.
Members of the public see a process that
may exclude them from participating in decisions that affect their lives
and communities, or that may provide massive volumes of complex scientific
data but few straightforward explanations.
The challenge of Rio and Agenda 21, as it relates
to the integration of environmental factors in decision-making, is aimed
primarily at the EA manager. The manager must make the system work, must
make it relevant, and must bridge the worlds of decision-makers, practitioners
and the public. Central to this challenge, however, is that EA managers
must develop and administer processes and practices that incorporate the
basic principles of effective EA systems while acting within the constraints
and context of the social, cultural and political values of their country.
As EA managers focus on this challenge, one of
their most important resources may well be the ideas and experiences of
their colleagues in other countries and organizations around the world.
The challenge facing us is one of relevancy - has environmental
assessment reached its potential in supporting informed decision-making,
and if not, what measures must we propose to make it so?
Michel Dorais
Summit co-chair
Executive Chairman,
FEARO, Canada
|
![Framework for Environmental Assessment Systems](/web/20070410124237im_/http://www.ceaa.gc.ca/images/f1p8e.jpg)
STRENGTHENING EXISTING EA SYSTEMS
Summit participants agreed that special efforts
were needed to ensure that EA remains a vital tool for decision-makers.
In particular, EA administrators and managers have opportunities to strengthen
the credibility of EA processes by developing highly effective approaches
that inform and empower the public while bringing a greater measure of
certainty to proponents.
Administrative Capacity
One of the most important challenges to EA managers
is to bring a greater sense of clarity and simplicity to the process.
EA has developed a reputation as being heavy-handed and needs
to be made more accessible and understandable. Effective EA processes
begin with a broader policy vision of principles and values, and provide
clear guidelines and time frames.
This need for simplicity also extends to making
EA reports and other documents useful in terms of language, format and
the highlighting of information.
In addressing administrative capacity, many countries
are unlikely to resort to more regulations. Rather, simple and effective
approaches might include building greater public awareness, facilitating
participant funding and promoting the use of mediation.
A basic question remains as to whether EA processes
are more effective as stand-alone systems, or integrated with broader
decision-making systems. Stand-alone processes may have been necessary
early on in many countries in order to establish their presence. In the
post Earth Summit era, however, EA is challenged to consider complex economic,
social, and ecological issues, and stand-alone systems may be too easily
marginalized. In their place, EA administrators must develop effective
ways to link EA into other planning and decision-making processes. Responses
to this challenge will reflect the prevailing political cultures and regulatory
regimes in different countries.
In the end, EA should be seen as only one of the
tools available to support sustainable development. EA may need to be
used more consistently with other environmental management tools and policies,
such as economic instruments and environmental and natural resource accounting.
Procedures
There are differences in opinion between those
countries that favour flexible systems with various approaches to incorporating
environmental factors in decision-making, and those countries that favour
a more uniform international EA system. As a result, sharing and translating
the experiences and perspectives of the different EA approaches in solving
common problems and challenges is extremely important.
In terms of strengthening specific EA procedures,
a disciplined approach to scoping may be a critical step in making EA
a more effective tool for decision-making. Resources required to ensure
efficient scoping should be considered an investment in ensuring a more
efficient and cost effective process appropriate to the scale of the project.
Public participation is critical to an effective
scoping effort. However, in attempting to streamline the scoping process,
EA managers could also leave themselves open to criticism of holding
back data and information
At a time when our economy is becoming global, when scientists
are raising serious questions about the state of the environment,
we have to ask ourselves about the future of environmental assessment.
We owe it to those who have pioneered the practice and to those
who will follow us.
Richard Roberts
Summit co-chair
Past President, IAIA
|
NEW DIMENSIONS
Summit participants recognized that there is an
inherent trade-off between strengthening existing systems and responding
to the challenges of the new dimensions of EA. There may be dangers, for
example, in moving into new areas while neglecting the weaknesses in existing
approaches.
Strategic EA
Strategic EA is a relatively new concept. It involves
the application of EA principles to decisions at program and policy levels,
rather than to decisions on specific projects. The term strategic
EA has been applied to a range of assessments - sectoral, regional,
and policy. Such a blanket definition may hide real differences and difficulties.
On the one hand, the application of EA to sectoral and regional levels
has proven effective in reducing the costs and amount of work required
in project-level EAs, and in some cases even eliminating the need for
an EA for such projects. However, there is no consensus that EA should
or can be applied as easily to policy or program proposals. By their very
nature, policy decisions are based on intangible, political factors, and
may not be easily accommodated into the relatively rigorous analytical
process of EA. As well, there may be a danger in pulling EA in too
many directions. Some developing countries, for example, may need
to strengthen their processes for handling project EAs before taking on
regional or policy EAs.
The tools and techniques of policy EA are not well
developed. The goal is not to do an EA of policy, but rather to ensure
that the environmental considerations of policies are taken into account
in an integrated way. In this light, a new term - such as environmental
appraisal or environmental test - might help clarify
the conceptual differences.
There is also the question of who should pay for
strategic EAs. While the costs of project EAs can be more readily recovered
from proponents, there is no clearly identifiable proponent for a strategic
EA.
Finally, it is clear that public participation
must play an important role in strategic EA. By engaging a wide range
of interests, strategic EAs can build greater awareness of and enthusiasm
for the principles for environmental sustainability.
Environmental Sustainability
EA may be one of the most effective tools available
to decision-makers in support of environmental sustainability. Projects
could be assessed on the basis of their support for or compatibility with
long term policy goals and with reference to sustainability principles
and indicators.
By considering sustainability questions, EA managers
are going beyond the traditional definitions of the environment. This,
in turn, brings them into contact with new sectors of society. Conventional
EA concepts and approaches may not be well understood or appropriate for
these groups.
The question, Is this the environmentally-preferred
option?' may be replaced by: Does this proposal meet
the objectives of sustainable development?'
Barry Carbon
Executive Director
Environment Protection Agency
Commonwealth of Australia
|
Capacity-building
A major challenge to EA is to strengthen the capacities
of individuals, institutions, and countries to conduct and participate
in EAs. Capacity-building should be seen as a broader or more holistic
approach than training. It must seek to strengthen the relationships among
various elements of environmental decision-making. That is, capacity-building
must address institutional development, information needs, monitoring
and follow-up procedures, policy development, laws and regulations, economic
tools and education.
Training and education in capacity and institutional building
should be enhanced... It is therefore very important to establish
a network of authorities on EA to share information which could
be used to overcome negative environmental impacts in development.
Paul L. Coutrier
Deputy of Development
Environmental Impact
Management Agency, Indonesia
|
The following definition of EA capacity-building,
developed by Summit participants, captures this holistic approach:
the development of an appropriate organizational
structure, with adequate and trained interdisciplinary staff and adequate
resources to design and manage an EA system. Capacity-building also includes
the development of
- informed decision-makers;
- a cadre of technical experts able to assess
the environmental and social effects of proposals; and
- a public that is aware of environmental issues
and the use of the EA tool as a means of supporting the goals of environmental
sustainability.
This means that capacity-building efforts need
to move beyond the traditional focus of training EA practitioners. Greater
attention should be given to helping organizations outside the environmental
sphere, such as those involved in making decisions on trade, health and
national security policies, to integrate environmental considerations
into their decision-making processes. As well, capacity-building efforts
must not be restricted to developing countries, but must address the needs
of countries in transition and highly industrialized countries.
The lack of institutions capable of meeting these
wide-ranging EA capacity-building needs is a significant concern. There
are well regarded EA centres of excellence, but they tend to be relatively
isolated, and there appear to be few opportunities to build on their collective
expertise and information. As well, no one centre of excellence can offer
the full spectrum of expertise needed to effectively build a country's
EA capacity.
Too many governments, multilaterals and bilaterals, have
put on excellent EA courses all over the world. But the materials
have remained with the short-term professors who put the course
together, so the wheel is expensively reinvented weekly.
Robert Goodland
World Bank
President, IAIA 1994-95
|
FUTURE COOPERATION
Participants were unanimous in endorsing greater
coordination and collaboration among EA managers to build on the momentum
of the Summit.
EA managers worldwide need a better means of knowing
what is happening or about to happen in the management of other EA systems.
This would facilitate the coordination of activities and the ability to
learn from other experiences.
Options for following up on the Summit range from
continuing the current ad hoc communications among managers to establishing
more formal links, possibly in conjunction with the cooperative work of
the EA Effectiveness Study.
Future cooperative efforts must take into account
the priorities and capacities of participating countries and organizations,
and be developed within existing institutions to the fullest extent possible.
For example, an international centre could serve as a clearing house for
the exchange of management practices and as a source of information on
international expertise for many countries. However, more flexible and
decentralized approaches to sharing information may be more effective
in encouraging smaller organizations and countries to participate in cooperative
efforts among EA managers.
Finally, information and communication technologies
can play an increasingly powerful role in developing better communication
and closer coordination among EA managers in countries and organizations.
We need to remember that the same problem may be solved in
different ways from one country to another... It will be important
to share the experiences and perspectives of these different approaches.
Jan Jaap de Boer
Head, EIA
Deparment Ministry of Housing,
Spatial Planning and Environment, Netherlands
|
AN AGENDA FOR ACTION
Participants agreed to action in three interrelated
areas (Figure 2):
- endorsing and expanding support for the International
EA Effectiveness Study;
- designing and establishing an international
network for EA managers; and
- clarifying the concept of EA capacity-building
and actively supporting and coordinating capacity-building initiatives.
FEARO (Canada) agreed to coordinate immediate follow-up
activity on the action items.
International EA Effectiveness Study
The Summit strongly endorsed completion of the
Study. There was an agreement that the Study should still aim to complete
its work by the end of 1995. Initial results should be reported at the
15th Annual IAIA conference in June 1995 in South Africa.
Study organizers sought and received expressions
of interest from countries and international organizations in participating
in and contributing to the study. There also was support for establishing
a small international steering/advisory committee to provide direction
and oversee the completion of the study. A detailed workplan outlining
the activities required to complete the study will be developed.
Participants emphasized that care will need to
be taken in applying the recommendations of the study in a variety of
settings and under a variety of laws, regulations and decision-making
processes. They noted that common problems may be solved in different
ways from one country to another, and suggested that the presentation
of the results of the study should reflect this variability.
International EA Manager's Network
Summit participants took steps to formalize the
establishment of an international network for EA managers to provide greater
opportunities for networking and exchanges. The network could
- provide a mechanism for sharing ideas and exchanging
information among EA managers worldwide;
- focus on the use of information and communication
technologies as a means of communicating between people and accessing
information; and
- serve as the principal repository of the results
of the Effectiveness Study.
Membership in the network would be through focal
points established by national agencies and international organizations
involved in managing EA systems. These, in turn, would be responsible
for linking the international network with appropriate domestic or regional
networks.
FEARO (Canada) agreed to follow up on developing
the network concept by preparing and distributing to Summit participants
a discussion paper outlining proposals for the objectives, organizational
structure and activities of the network.
Several other participants offered to carry on
the work of the network, possibly by helping to support a secretariat.
![Agenda for Action](/web/20070410124237im_/http://www.ceaa.gc.ca/images/f2p16e.jpg)
Capacity-building
Summit participants agreed to actively coordinate
their capacity-building efforts. They recognized the potential for the
EA Effectiveness Study and the International Network of EA Managers to
support the on-going work on capacity-building by such organizations as
the United Nations Environment Program (UNEP) and the United Nations Development
Program (UNDP).
UNEP offered to establish a working group on EA
training, in cooperation with other UN agencies. Several Summit participants
expressed support for the initiative and agreed to participate in the
working group.
Participants also agreed to actively explore the
potential for emerging information and communication technologies to support
capacity-building efforts.
Looking ahead
Summit participants emphasized that the three action
items are strongly interrelated and reinforcing.
The Effectiveness Study will provide a process
for continuous learning, as well as a series of valuable information products
for the EA Managers' Network and for various capacity-building initiatives.
Moreover, the process by which the Study has been developed and will proceed
can help build the working relationships and contacts among EA managers
that can be of benefit to both the network and capacity-building efforts.
The EA Managers' Network, in turn,
should help broaden distribution of the results of the Effectiveness Study
and strengthen follow-up on its conclusions and recommendations. It will
also serve as a fundamental resource for future capacity-building initiatives.
Capacity-building efforts will not only
use the network for information sharing and skills development, but provide
a wide range of opportunities to enrich participation in and support for
the network.
Finally, participants endorsed the concept of regular
Summit meetings of EA managers, either on an annual or biennial basis.
APPENDIX A
LIST OF PARTICIPANTS
CO-CHAIRS
Mr. Michel Dorais
President
Federal Environmental Assessment Review Office
(FEARO)
14th Floor, Fontaine Building
200 Sacré-Coeur Boulevard
Hull, Quebec
K1A 0H3
Tel: 819 953 9556
Fax: 819 953 1207
Mr. Richard Roberts
Past Chairman
International Association for Impact Assessment
(IAIA)
c/o Praxis
2215 - 19th Street W.
Calgary, Alberta
T2T 4X1
Tel: 403 245 6404
Fax: 403 229 3037
COUNTRIES AND INTERNATIONAL ORGANIZATIONS
AUSTRALIA
Mr. Barry Carbon
Executive Director
Commonwealth Environmental Protection Agency (CEPA)
P.O. Box E305
Queen Victoria Terrace
ACT 2601, Australia
Tel: 61 6 274 1949
Fax: 61 6 274 1600
Mr. John Ashe
Assistant Secretary
Environment Assessment Branch, CEPA
P.O. Box E305
Queen Victoria Terrace
ACT 2600, Australia
Tel: 61 6 274 1444
Fax: 61 6 274 1620
CAMBODIA
Mr. Mok Mareth
Secretary of State
Secretariat of State for Environment
48 Bd. Samdech Pr. Sihanouk
Phnom-Penh, Cambodia
Tel: 855 232 7894
Fax: 855 232 7844
CHINA
Mr. Zhigi Qiao
Director General
National Environmental Protection Agency (NEPA)
Dept. of Supervision and Management
No. 115, Xizhimennci Nanxiaojie
Beijing 100035
The People's Republic of China
Tel: 86 1 832 9911
Fax: 86 1 832 8013
Mr. Xinmin Li
Chief Project Officer
National Environmental Protection Agency (NEPA)
Dept. of Supervision and Management
No. 115, Xizhimennci Nanxiaojie
Beijing 100035
The People's Republic of China
Tel: 86 1 832 9911
Fax: 86 1 832 8013
Ms. Bing Li
Associate Professor
Department of International Cooperation
National Environmental Protection Agency (NEPA)
No. 115, Xizhimennci Nanxiaojie
Beijing 100035
The People's Republic of China
Tel: 86 1 832 9911
Fax: 86 1 832 8013
DENMARK
Mr. Henrik Wulff
Head of Section
Ministry of the Environment
Højbro Plads 4
DK-1200 Copenhagen K
Denmark
Tel: 45 33 92 76 00
Fax: 45 33 32 22 27
Dr. Bo Elling
Associate Professor
Roskilde University Centre
P.O. Box 260
DK-4000 Roskilde
Denmark
Tel: 45 46 75 77 11
Fax: 45 46 75 44 03
FINLAND
Dr. Markku Nurmi
Director General
Environmental Policy Department
Ministry of the Environment
P.O. Box 399
00121 Helsinki, Finland
Tel: 358 0 1991 350
Fax: 358 0 1991 503
FRANCE
Mr. Jean Lafont
Sous-directeur de l'aménagement et des paysages
Ministère de l'environnement
20, avenue de Ségur
75007 Paris, France
Tel: 33 1 42 19 19 19
Fax: 33 1 42 19 19 77
Ms. Monique Turlin
Chef du bureau de l'évaluation environnementale
Ministère de l'environnement
20, avenue de Ségur
75007 Paris, France
Tel: 33 1 42 19 19 67
Fax: 33 1 42 19 19 77
GERMANY
Dr. Heinrich Freiherr von Lersner
President
Federal Environmental Agency
Umweltbundesamt
Postfach 33 00 22
14191 Berlin, Germany
Tel: 49 30 89032201
Fax: 49 30 89032285
HONG KONG
Mr. Robert J.S. Law
Deputy Director
Hong Kong Environmental Protection Department
28/F Southorn Centre
130 Hennesy Road
Wanchai, Hong Kong
Tel: 852 835 1002
Fax: 852 891 2512
INDIA
Dr. Gopal K. Pandey
Additional Director
Ministry of Environment and Forests
Panyavarau Bhawau, CGO Complex
Lodhi Road, New Dehli - 110003, India
Tel: 91 11 436 0467 (W), 671 730 (R)
Fax: 91 11 436 0678 or 436 0009
Mr. R.H. Khwaja
Member-Secretary
Andhra Pradesh Pollution Control Board
Ministry of Environment and Forests
Paryawaran, Bhawan, CGO Complex
Lodhi Road, New Dehli - 110003, India
Tel: 91 11 436 0467 (W)
Fax: 91 11 436 0678 or 436 0009
INDONESIA
Mr. Paul L. Coutrier
Deputy for Development
Environmental Impact Management Agency (BAPEDAL)
Government of the Republic of Indonesia
Wisma Arthaloka Lt. II
Jalan Jenderal Sudirman 2
Jakarta, 10220 - Indonesia
Tel: 62 21 251 1481
Fax: 62 21 251 1547 or 251 2459
ISRAEL
Ms. Valerie Brachya
Head of the Division of Planning
Ministry of the Environment
P.O. Box 6234
Jerusalem 91061, Israel
Tel: 972 2 251 964
Fax: 972 2 251 830
Ms. Bina Bar-On
Legal Advisor, Legal Department
Ministry of the Environment
P.O. Box 6234
Jerusalem 91061, Israel
Tel: 972 2 701 582
Fax: 972 2 513 945
ITALY
Mr. Giancarlo Boeri
Commissioner
Ministero Delli Ambiente Commissione VIA
Via della Ferratella in Laterano, 33
00184 Roma, Italy
Tel: 39 6 77257007 or 50072863
Fax: 39 6 77257008
JAPAN
Mr. Teruo Saito
Director
Environmental Impact Assessment Division
Planning and Coordination Bureau
Environment Agency, Government of Japan
122 Kasumigaseki, Chiyoda-ku
Tokyo 100, JAPAN
Tel: 81 3 3581 3344
Fax: 81 3 3581 2697
Mr. Hideyuki Mori
Deputy Director
Environment Management Division
Planning and Coordination Bureau
Environment Agency, Government of Japan
122 Kasumigaseki, Chiyoda-ku
Tokyo 100, JAPAN
Tel: 81 3 3580 1704
Fax: 81 3 3581 5951
MOROCCO
Mr. Jaâfar Boulejiouch
Responsable, de la cellule d'étude d'impact
Sous-secrétariat d'État, chargé de la protection
de l'environnement
Royaume du Maroc
15, rue Afghanistan, Appt. #3
Rabat, Maroc
Tel: 212 7 76 20 07
Fax: 212 7 76 95 78
THE NETHERLANDS
Mr. Jan Jaap de Boer
Head of E.I.A. Department
Ministry of Housing, Spatial Planning and Environment
P.O. Box 30945, 2500 GX
The Hague, Netherlands
Tel: 31 70 339 4096
Fax: 31 70 339 1302
Ms. Yvonne de Vries
Deputy Head of Social & Policy Integration
Division
Ministry of Housing, Spatial Planning and Environment
P.O. Box 30945, 2500 GX
The Hague, Netherlands
Tel: 31 70 339 4556
Fax: 31 70 339 1302
Mr. Jules J. Scholten
Secretary-General
Commission for Environmental Impact Assessment
P.O. Box 2345, 3500 GH
Utrecht, The Netherlands
Tel: 31 30 347 600
Fax: 31 30 331 295
NORWAY
Mr. Stig Roar Husby
Senior Advisor
Royal Ministry of Environment
P.O. Box 8013, Dep. N-0030
Oslo, Norway
Tel: 47 22 34 5952
Fax: 47 22 34 9562
Dr. Arne Tesli
Research Manager
Norwegian EIA-Centre
POB 44 Blindern
0301 Oslo, Norway
Tel: 47 22 95 88 00
Fax: 47 22 60 77 74
POLAND
Mr. Bernard Blaszczyk
Undersecretary of State
Ministry of Environmental Protection, Natural Resources
and Forestry
52/54 Wawelska Street
00-922 Warsaw, Poland
Tel: 48 22 25 46 43
Fax: 48 22 25 46 43
Mrs. Jolanta Rawska-Olejniczak
Representative
Dept. of International Cooperation
Ministry of Environmental Protection, Natural Resources
and Forestry
52/54 Wawelska Street
00-922 Warsaw, Poland
Tel: 48 22 25 11 33
Fax: 48 22 25 39 72
RUSSIA
Mr. Vladimir N. Lopatin
Director
Environmental Assessment and Review
Ministry of Environment and Nature Resources of
the Russian Federation
123812 GSP, B. Grusinskaya Str., 4/6 Moscow, Russia
Tel: 7 95 254 67 38
Fax: 7 95 254 82 83
Dr. Anatoli A. Iskra
Chief of Branch
Methodological Laboratory of Environment Protection
Ministry of Russian Federation on Atomic Energy
33, Kashirskoe shosse
Moscow, 115230, Russia
Tel: 7 95 324 42 38
Fax: 7 95 324 54 41
SPAIN
Mr. Emilio Herranz Garcia
Jefe de Area de Impacto Ambiental
Dirección General de Politica Ambiental
Ministerio de Obras Públicas, Transportes y Medio
Ambiente
Po. de la Castellana, 67.28071
Madrid, Spain
Tel: 34 1 597 74 61
Fax: 34 1 597 85 12
SWEDEN
Mr. Tord Céwe
Head of Division
Swedish Environmental Protection Agency
S 171 85 Solna, Sweden
Tel: 46 8 799 1339
Fax: 46 8 799 1222
UNITED KINGDOM
Mr. John Zetter
Assistant Secretary
Department of the Environment
2 Marsham Street
London SW1P 3EB, U.K.
Tel: 44 71 276 4600
Fax: 44 71 276 3936
UNITED STATES OF AMERICA
Mr. Ray Clark
A/Chairman
Council on Environmental Quality
722 Jackson Place N.W.
Washington, D.C. 20503
USA
Tel: 202 395 5754
Fax: 202 395 3744
Mr. William Dickerson
Senior Policy Analyst
Council on Environmental Quality
722 Jackson Place N.W.
Washington, D.C. 20503
USA
Tel: 202 395 5750
Fax: 202 395 3744
VIETNAM
Dr. Pham Khoi Nguyen
Deputy Director
Ministry of Science and Technology
National Environment Agency
39, Tran Hung Dao St.
Hanoi, Vietnam
Tel: 84 4 243322
Fax: 84 4 251518
Mrs. Chu Thi Sang
Senior Engineer
Ministry of Science and Technology
National Environment Agency
39, Tran Hung Dao St.
Hanoi, Vietnam
Tel: 84 4 243322
Fax: 84 4 251518
ZIMBABWE
Mr. Irvin Kunene
Acting Chief Ecologist
Department of Natural Resources
P.O. Box 8070 Causeway
Harare, Zimbabwe
Tel: 263 4 794455
Fax: 263 4 793123
Mr. Shem Chaibva
Principal Ecologist
Department of Natural Resources
P.O. Box 8070 Causeway
Harare, Zimbabwe
Tel: 263 4 794455
Fax: 263 4 793123
Dr. John A. Boyle
EA Advisor
Department of Natural Resources
7th Floor, Southampton House
Union/First
Harare, Zimbabwe
Tel: 263 4 730931
Fax: 263 4 703218
EARTH COUNCIL
Ms. Mary MacDonald
Senior Researcher
Earth Council
APDO 2323-1002
San Jose, Costa Rica
Tel: 5 06 223 3418
Fax: 5 06 255 2197
INTERNATIONAL INSTITUTE FOR ENVIRONMENT
AND DEVELOPMENT
Dr. Barry Dalal-Clayton
Director
Environmental Planning Group
International Institute for Environment and Development
(IIED)
3 Endsleigh Street
London, England
W1CH 0DD UK
Tel: 44 71 388 2117
Fax: 44 71 388 2826
INTERNATIONAL UNION FOR THE CONSERVATION
OF NATURE
Mr. Mike Cockerell
Assistant Director General, Management
International Union for the Conservation of Nature
The World Conservation Union
Rue Mauverney 28
CH-1196 Gland
Switzerland
Tel: 41 22 999 0291
Fax: 41 22 999 0025
Mr. Paddy Gresham
Coordinator, EA Service
International Union for the Conservation of Nature
The World Conservation Union
Rue Mauverney 28
CH-1196 Gland
Switzerland
Tel: 41 22 999 0291
Fax: 41 22 999 0025
UNITED NATIONS DEVELOPMENT PROGRAM
Ms. Susan Becker
Environmental Specialist
United Nations Development Program (UNDP)
One U.N. Plaza, DC1-2158
New York, New York 10017
USA
Tel: 212 906 6021
Fax: 212 906 6947
A/Prof. Lex Brown
UNDP Consultant and Head
Australian School of Environmental Studies
Griffith University
Nathan 4111
Brisbane, Australia
Tel: 61 7 875 7645
Fax: 61 7 875 5282
UNITED NATIONS ENVIRONMENT PROGRAM
Mr. Hussein Abaza
Chief
Environment and Economics Unit
United Nations Environment Program (UNEP)
P.O. Box 30552
Nairobi, Kenya
Tel: 254 2 624 268
Fax: 254 2 226 890
THE WORLD BANK
Mr. Robert Goodland
Senior Environmental Advisor
The World Bank
5th Floor, Room S-5043
1750 Pennsylvania Ave. N.W.
Washington D.C. 20433
USA
Tel: 202 473 3203
Fax: 202 477 0565
HOST COUNTRY - CANADA
Mr. Patrice LeBlanc
Director General
Policy and Process Development
Federal Environmental Assessment Review Office
14th Floor, Fontaine Building
200 Sacré-Coeur Boulevard
Hull, Quebec
K1A 0H3
Tel: 819 997 2253
Fax: 819 953 8592
Mr. André Harvey
Sous-ministre adjoint au développement durable
et à la conservation
Ministère de l'Environnement et de la Faune
3900, rue de Marly, 6e étage
Sainte-Foy, Québec
G1X 4E4
Tel: 418 643 7860
Fax: 418 643 7812
Mr. Jean Pronovost
Sous-ministre
Ministère de l'Environnement et de la Faune
3900, rue de Marly
6e étage
Sainte-Foy, Québec
G1X 4E4
Tel: 418 643 7860
Fax: 418 643 7812
Mr. Bertrand Tétreault
Président
Bureau d'audiences publiques sur l'environnement
625, rue Saint-Amable
2e étage
Québec, Québec
G1R 2G5
Tel: 418 643 7447
Fax: 418 643 9474
Mr. Barry Sadler
Director
EA Effectiveness Study
1635 Barksdale Drive
Victoria, British Columbia
V8N 5A8
Tel: 604 477 8752
Fax: 604 477 8752
MEMBERS OF SECRETARIAT
Federal Environmental Assessment Review Office
200 Sacré-Coeur Boulevard
14th Floor, Fontaine Building
Hull, Quebec K1A 0H3
Fax: 819 953 2891
Ms. Ginette Doré
Tel: 819 953 2535
Mr. Gordon Harris
Tel: 819 953 1856
Ms. Chantal Sirois
Tel: 819 953 0036
APPENDIX B
EVALUATING PRACTICE TO IMPROVE PERFORMANCE
DISCUSSION NOTE
1. INTRODUCTION
Canada's Federal Environmental Assessment
Review Office (FEARO) in cooperation with the International Association
for Impact Assessment (IAIA) is hosting an International Summit on Environmental
Assessment, June 12-14, 1994 in Quebec City, Canada.
This note is to facilitate discussion at the Summit.
It is organised into four parts:
1) rationale, objectives and background of the
Summit;
2) key themes and questions on which participants
are asked to focus;
3) the process for sequencing and structuring discussion;
and
4) options for follow-up on the results of discussion.
To further support and focus the discussion, countries
and international organisation participating on the Summit are encouraged
to prepare a short (3-5 pages) paper on the issues. This should prove
useful in Summit reporting.
2. RATIONALE, OBJECTIVES AND BACKGROUND
The rationale for holding the Summit rests on two
pillars:
i) the opportunity to mark 25 years of experience
in applying environmental assessment (EA); and
ii) the need for senior officials to meet and discuss
the strategic challenges involved in the management of EA systems and
processes.
The objectives established for the Summit are twofold:
i) to exchange information and views on current
issues, emerging trends and future directions in EA as well as major initiatives
that are underway; and
ii) to consider practical options for improving
and strengthening EA systems and processes.
During the last quarter-century, EA has been widely
adopted and undergone considerable evolution in laws, procedures and methods.
This process is now applied, formally and informally, in more than 50
countries around the world, and by many international agencies. New expectations
and added demands are being placed on EA, notably by the agreement reached
at the Earth Summit (e.g. Agenda 21, the Rio Declaration on Environment
and Development, and the Convention on Biological Diversity). While significant
advances have been made over the last twenty-five years, there is still
much more to do in order that the full potential of EA in contributing
to informed decision making is realized.
The Summit is organised as a policy forum, bringing
together for the first time, heads and senior officials from national
agencies and international organisations with a major role and responsibility
for administering EA systems and processes. Summit participants will be
uniquely qualified to address the strategic challenges involved in organizing
and overseeing EA systems, managing the process to facilitate informed
decision making, and advising on institutional reforms that respond to
new demands such as the sustainability agenda.
The agenda for the Summit is based on preliminary
results from the International Study of the Effectiveness of Environmental
Assessment, and incorporates wide consultation with many of the countries
and international organisations that will take part in the Summit. Under
existing bilateral agreements, workshops and meetings were held with Australia,
New Zealand, China, Hong Kong, the Netherlands, the Nordic Countries (Denmark,
Finland, Iceland, Norway and Sweden) and the United States. Other international
seminars directly contributing to the effectiveness study were held by
the United Nations Environment Programme (UNEP), International Institute
for Environment and Development (IIED), World Resources Institute (WRI),
and Centre for Environmental Management and Planning (CEMP), Aberdeen.
A brief overview of the results of the study will be presented at the
Summit.
3. THEMES AND QUESTIONS FOR DISCUSSION
At the Summit, it is proposed to organise the discussion
around three themes:
1. strengthening the effectiveness and improving
the efficiency of existing EA systems and processes;
2. responding to new requirements and directions,
such as the application of EA at the policy level; and
3. promoting mechanisms for cooperation in such
areas as exchange of the information, system and process development,
and capacity building.
3.1. STRENGTHENING AND IMPROVING EXISTING
EA SYSTEMS AND PROCESSES
The areas selected for attention under this theme
are the following:
1. improving the contribution of EA to decision
making; and
2. capitalizing on immediate opportunities for
making cost-effective improvements to existing EA systems and processes.
3.1.1. The role of EA in decision-making
varies among institutional systems. Some EA systems serve as decision-making
processes (e.g. for project approvals). Many, however, provide information
and recommendations on which decisions are taken by politicians and others.
In both instances, criticisms are made about the timeliness of EA in relation
to business and political windows for decisions as well as the utility
of environmental impact statements (EISs) and EA reports for clarifying
the consequences and alternatives associated with development proposals,
and the trade offs involved in striking a balance between environmental,
social and economic considerations. These issues become especially important
in the context of sustainable development.
What lessons - successes and constraints
- can be drawn from experience with integrating EA and decision making
in different systems and institutions? How might the problems identified
be resolved in the short versus the long term? Which approaches show particular
promise for communicating the results and benefits of EA to decision makers
and other constituencies? How can heads and senior officials of EA agencies
make a difference here?
3.1.2. Several immediate opportunities for
making cost-effective changes to EA systems and processes have been identified
as part of the EA Effectiveness Study. Such changes could include the
following:
i) improved coordination of efforts to assist countries
and agencies to build capacity to develop, administer and manage EA systems
and processes; and
ii) enhanced means of exchanging information and
experiences among officials responsible for EA systems and processes.
iii) clear principles, guidelines and codes of
good practice for more effective screening, scoping, review of the quality
of EISs and reports and follow-up and monitoring; and
iv) improved harmonization of EA requirements among/between
countries and international organizations.
In addition, public participation consistently
emerges as the single, most important systemic issue of process strengthening,
and so needs to be reflected in and balanced with technical analysis.
What lessons - successes and constraints
- can be drawn from dealing with these issues under different institutions,
systems and processes? How might the problems identified be resolved best
in the short versus the long term? Which other aspects of EA systems and
processes also show promise of immediate returns on the time and effort
invested? How can heads and senior officials of EA agencies make a difference
here?
3.2. NEW REQUIREMENTS AND DIRECTIONS
Two areas have been selected for attention:
1. whether and how EA should address cumulative
effects and large scale issues of sustainability, climate change, biodiversity,
acid rain, desertification, etc; and
2. whether and how EA should be applied at higher
levels of decision making - to policies, programmes and plans.
These issues are interrelated, and response to
one may well be contingent on what is done on the other.
3.2.1. In many systems, EA is applied largely
at the project level. This means, among other things, that there are difficulties
in addressing and dealing with cumulative effects - which are now
expressed at ecosystem, bio-regional and global levels. Following the
Earth Summit, further demands are being made for EA processes to incorporate
sustainability principles and criteria, and to include issues such as
protection of biodiversity within their scope of review. Some agencies
are investigating the framework, analytical tools and information base
that are available or may be needed to support consideration of biodiversity
or global change in EA, and the levels of analysis and decision-making
at which such an approach may be applied.
The expansion in scope of coverage, however, begs
a number of questions about the capability and effectiveness of existing
EA systems and processes to adequately address these issues, and carries
potential implications for the credibility of EA.
What experiences and perspectives are available
to date regarding the use of EA to address cumulative effects and large
scale issues of sustainability, climate change, biodiversity and so on?
How does past progress in considering cumulative effects help in this
regard? What changes are being made or contemplated to incorporate cumulative
effects and large scale issues of sustainability, climate change, biodiversity
and so on into EA? Which other policy and planning systems might be used
singly or in combination with EA to cover off large scale issues.
3.2.2. One option for dealing with the above-mentioned
issues is to apply EA to policies, plans and programmes, as well as projects.
This approach allows EA to get at the source rather than just the symptoms
(impacts) of problems. It also affords the opportunity for developing
tiered EA systems in which policy or programme review could help focus
and streamline project impact analysis. The application of EA as these
strategic levels of decision-making is being undertaken already in a number
of countries and others are studying its introduction. To date, there
is still considerable discussion about the political and institutional
constraints on applying EA at the policy and programme levels, and the
value and practicality of employing the frameworks and processes developed
for project EA at a strategic level.
What experiences and perspectives are available,
to-date, regarding the application of EA to policies, plans, and programmes?
How are different countries and agencies introducing a strategic approach?
Which legal and institutional arrangement appear to show promise (e.g.
formal versus informal)? To what extent are aspects of the existing system
(e.g. guidelines, procedures and methods) applicable to EA of policies,
plans and programmes?
3.3. MECHANISMS FOR COOPERATION
Under this theme, there are two matters for discussion:
i) what, in general, may be done by participating
countries and international organizations about the challenges identified
at the Summit; and
ii) whether, in particular, the participants see
any value in continuing their dialogue in the future in a similar forum
or in other ways.
In this context, it should be noted that many formal
and informal mechanisms are in place already for countries, organizations
and individuals to cooperate on EA, on information exchange, on system
and process development, and on institution and capacity building.
For example, these include national centres of
excellence (e.g. established in the European Community), bilateral and
multilateral meetings (e.g. Canada and Netherlands, the Nordic Countries
EA Working Group), the United Nations Economic Commission for Europe (UNECE),
Convention on Environmental Impact Assessment in a Trans- boundary Context
and the world wide membership of IAIA. The question is whether and how
these arrangements need to be supplemented to support the effective application
of EA, including dealing with the issues raised at the Summit. Specific
direction is also invited on the continuation and focus of the International
Study of EA Effectiveness. Obviously, the answers may vary significantly
for industrial and developing countries.
Further support and practical assistance is considered
necessary to establish appropriate institutional arrangements and technical
capacities. This applies to many developing countries, and corresponds
with the World Bank's view that the success of EA as a means to ensure
that development projects are environmentally sound and sustainable depends
in large measure on local capability in the institutions of borrowing
countries.
What lessons (successes and constraints) may
be drawn from recent experiences and initiatives with international cooperation
on EA issues? Which approaches appear to show promise for information
exchange, system and process development, training and capacity building,
etc? How does the international study on EA effectiveness fit into this
picture? Should an EA Summit or similar forum be held again?
4. FORMAT OF DISCUSSION
The discussion will be organized in a round
table format. To the extent possible, an informal exchange will
be encouraged, with participants speaking on issues briefly and bluntly.
There will be no detailed record of proceedings. However, the organisers
hope to be able to state in a brief report where consensus on issues exists
and where it does not.
The Summit will begin on the evening of June 12,
1994 with an orientation session. This session will include a brief overview
of the results of the International Study of the Effectiveness of EA and
a review of the challenge and objectives of the Summit. It will provide
an opportunity to review and fine tune the agenda.
Discussion over the following two days will consist
of three sessions dealing with one of the three themes outlined above.
The discussion will be led by the Summit co-chairs. Subsequently, each
session will begin with a short introduction to and perspective on the
issues from a participating country or international organization.
5. PRODUCTS AND OUTPUTS
At this stage, the organizers foresee three possible
products from the Summit:
i) a short report on the results of discussion,
including an agenda for action that sets out what should be done to address
the issues reviewed at the Summit;
ii) a follow-up program that would be designed
to move forward on the Agenda for Action. This would be dependent
on the interest and willingness of participants at the Summit to move
forward with such an initiative. The afternoon of June 12 is set aside
and available for participants to review this option; and
iii) a presentation by Michel Dorais, the Summit
co-chair, to the plenary session of the IAIA 94 Conference outlining
the results of the Summit and a challenge statement to conference participants.
APPENDIX C
DOCUMENTS PROVIDED AT THE INTERNATIONAL
SUMMIT ON ENVIRONMENTAL ASSESSMENT
Au, Elvis W.K., Baldwin, Peter J., Environmental
Protection Department, Hong Kong; Application of the EIA Process
in Hong Kong - Toward a more Effective and Formal System.
Australia, Australian and New Zealand Environment
and Conservation Council; June 1994. A National Approach to Environmental
Impact Assessment in Australia.
Brachya, Valerie and Marinov, Uri, Ministry of
the Environment, Israel; May 1994. Operation of the EIA System
in Israel, Compared to some other EIA Systems.
Brazil, Brazilian Chapter, International Association
for Impact Assessment (IAIA); June 1994. The Effectiveness of
the Environmental Assessment (EA) in Brazil, Preliminary Report.
Carbon, Barry; Australia, June 1994. An
Australian Perspective on Environmental Impact Assessment.
Chaibva, Shem, Ministry of Environment and Tourism,
Zimbabwe; June 1994. Environmental Impact Assessment in Zimbabwe
- Past, Present and Future.
Coutrier, Paul, Environmental Impact Management
Agency (BAPEDAL), Indonesia; June 1994. Improvement of Environmental
Assessment in Indonesia.
Dalal-Clayton, Barry, International Institute for
Environment and Development (IIED), United Kingdom; . Some Basic
Principles for More Effective Environmental Assessment.
de Boer, Jan Jaap, Ministry of Housing, Spatial
Planning and the Environment, The Netherlands; June 1994. E.I.A.
and effectivity - Experiences in the Netherlands.
France, Ministère de l'environnement; June
1994; Évaluation de la pratique pour un meilleur rendement :
contribution de la France.
France, Ministère de l'environnement; Étude
d'impact sur l'environnement - Législation, Décrets et
Circulaire d'application.
France, Ministère de l'environnement; June
1994; L'évaluation environnementale des politiques et programmes
en France.
Goodland, Robert, The World Bank, United States;
June 1994. Priorities in Environmental Assessment.
Goodland, Robert and Edmundson, Valerie, The World
Bank, United States; Environmental Assessment and Development.
An IAIA-World Bank Symposium.
Goodland, Robert, The World Bank, United States;
. Proceedings - EA Technical Workshop for Mutlilateral Financial
Institutions.
Gresham, Paddy, International Union for the Conservaion
of Nature, The World Conservation Union, Switzerland; June 1994. Issues
for the Future of Environmental Assessment.
India, Ministry of Environment and Forests; 1994.
The Environmental Impact Assessment Notification, 1994.
India, Andhra Pradesh Pollution Control Board;
Towards a Cleaner Environment....
Indonesia, BAPEDAL Environmental Impact Management
Agency with Environmental Management Development in Indonesia (EMDI);
1993. Government Regulation of the Republic of Indonesia, Number
51 of 1993 - Regarding Environmental Impact Assessment.
Indonesia, BAPEDAL Environmental Impact Management
Agency with Environmental Management Development in Indonesia (EMDI);
1993. Revised Government Regulation Concerning EIA Process -Highlights
of PP51/1993 of Indonesia.
Indonesia, BAPEDAL Environmental Impact Management
Agency with Environmental Management Development in Indonesia (EMDI);
1992. A Guide to Environmental Assessment in Indonesia.
Iskra, Dr. A.A., All-Russian Scientific-Research
Institute of Chemical Technology; June 1994. Environmental Safety,
Principles and Criteria for the Assessment of Dangerous Facilities.
Japan, Planning and Coordination Bureau, Environment
Agency; 1994. Environmental Impact Assessment Systems in Japan.
Japan, National Survey on the Natural Environment,
Environment Agency; January 1994. Aspects of Nature.
Lopatin, Vladimir N., Natural Resources Russian
Federation, Russia; Environmental Assessment and Review in Russia.
Lutgen, Guy; Cabinet du Ministre, Ministère de
l'environnement, des Ressources naturelles et de l'Agriculture;
Belgium, 1994. Étude d'incidences sur l'environnement.
Nguyen, Pham Khoi and Thi Sang, Chu, National Environmental
Agency, Vietnam; June 1994. An Outline of EIA and its perspective
in Vietnam.
Nurmi, Markku, Ministry of the Environment, Finland;
June 1994. Environmental Impact Assessment in Finland.
Pandey, G.K., Ministry of Environment and Forests,
India; June, 1994. Environmental Impact Assessment of Development
Projects in India.
Rotenberg, Ruth, Natural Resources Law Center,
University of Colorado, United States; . A Decade's Experience
in Implementing a Land-Use Environmental Impact Assessment System in Israel
in View of the American and European Experience.
Saito, Teruo, Environment Agency, Japan; June 1994.
Environmental Impact Assessment in Japan.
Scholten, Jules J. and van Eck, Marja, with contributions
of colleagues, The Netherlands; . Effectiveness of Environmental
Impact Assessment in the Netherlands.
Tétreault, Bertrand; Québec, June 1994. Évaluation
de la pratique pour un meilleur rendement. Synthèse des positions
du Bureau d'audiences publiques sur l'environnment (BAPE), Québec.
The Netherlands, The Ministry of Housing, Spatial
Planning and the Environment; June 1994. The Netherlands, Country
Status Report on EIA.
United Nations Development Programme (UNDP), United
States; 1994. Capacity 21.
United Kingdom, Department of the Environment;
January 1994. Sustainable Development - The UK Strategy.
United Kingdom, Department of the Environment;
November 1992. Removal of Crown Exemption from Planning Law.
A Consultation Paper.
United Kingdom, Department of the Environment;
March 1994.Environmental Assessment: Amendment of Regulations.
Wulff, Henrik, Ministry of the Environment, Denmark;
June, 1994. The Procedure of EIA on Project in Denmark.
Zhiqi, Qiao and Xinmin, Li, National Environment
Protection Agency, People's Republic of China; May, 1994. The
Practice and Development of Chineese EIA |