Classification Standard - PM - Programme Administration
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INTRODUCTION
This standard describes the plans to be used in
classifying and evaluating positions in the Programme
Administration Group. It consists of: an introduction;
definitions of the Administrative and Foreign Service Category,
the Programme Administration Group and the Mediation/Conciliation
Officer Sub-group; a point-rating plan; bench-mark position
descriptions; and an occupational description for
Mediation/Conciliation Officers.
Within the group a minor sub-group has been
developed to accommodate a small number of similar positions,
located in a single department, where the duties and
responsibilities are expressed in general terms and for which a
separate and directly comparable labour market outside the
Federal Public Service can be identified. The duties and
responsibilities of these positions are in the form of specific
assignments based primarily on the qualifications of the
particular incumbent.
The classification and evaluation plan,
applicable to the group generally, provides a quantitative method
for determining the relative value of positions allocated to the
group. The classification plan for the minor sub-group provides a
single classification level and contains only the criteria for
allocating positions to the sub-group.
Point rating is an analytical, quantitative
method of determining the relative value of jobs. It is
particularly suited to heterogeneous occupational groups in which
jobs consist of varied combinations of tasks. Essentially,
point-rating plans define characteristics or factors common to
the jobs being evaluated. They define degrees of each factor and
allocate point values to each degree. The total value determined
for each job is the sum of the point values assigned under all
the factors.
All methods of job evaluation require the
exercise of judgement and the orderly collection and analysis of
information in order that consistent judgements can be made. A
point-rating method facilitates rational discussion and
resolution of differences in determining the relative value of
jobs.
Factors
The combined factors do not describe all
aspects of jobs. They deal only with those characteristics that
can be defined and distinguished and that are useful in
determining the relative value of jobs.
Four factors are used in this plan, three of
which have more than one dimension and have been defined in terms
of two related elements.
Factor Weights
The maximum point value assigned to each factor reflects its
relative importance. Degrees of the factors and elements have
been defined and the following points assigned.
Point Values
Values
Factors
Factor Weights
Minimum
Maximum
Knowledge
Program/Technical
General Administration
400
81
400
Decision Making
Scope
Impact
300
69
300
Operational Responsibility
Nature of Responsibility
Complexity and Size of
Subordinate Organization
150
10
150
Contacts
150
30
___
150
_____
190
1,000
Bench-Mark Position Descriptions
Bench-mark position descriptions are used to
exemplify the degrees of each factor or element. Each description
consists of a job summary and specifications describing each of
the factors and elements as it appears in the position. The
Bench-mark positions have been evaluated, and the degree and
point values assigned to each factor or element are shown in the
specifications.
The rating scales identify the bench-mark position
descriptions that exemplify each degree. These descriptions are
an integral part of the point-rating scales and are used to
ensure consistency in applying the scales.
UseofthePositionClassification Plan
1. Allocation of the position to the category and the group
is confirmed by reference to the definitions and the descriptions
of inclusions and exclusions.
2. The position description is studied to ensure
understanding of the position as a whole and of each factor. The
relation of the position being rated to positions above and below
it in the organization is also studied.
3. Tentative degrees of each factor in the job being rated
are determined by comparison with degree definitions in the
rating scales. Uniform application of degree definitions requires
frequent reference to the description of factors and the notes to
raters.
4. The description of the factor in each of the bench-mark
positions exemplifying the degree tentatively established is
compared with the description of the factor in the position being
rated. Comparisons are made also with descriptions of the factor
in bench-mark positions exemplifying the degrees above and below the one tentatively established.
5. The
point values for all factors are added to determine the tentative
total point rating.
6. The position being rated is compared as a whole to
position descriptions to which similar total point values have
been assigned as a check on the validity of the total rating.
DeterminationofLevels
The ultimate objective of job evaluation is to determine the
relative value of positions in each occupational group so that
employees in the positions may be paid at rates consistent with
the relationship indicated. Positions that fall within a
designated range of point values will be regarded as of equal
difficulty and value and will be allocated to the same level.
Point Boundaries
Level
Point Boundaries
1
2
3
4
5
6
190-300
301-400
401-500
501-610
611-720
721-1000
CATEGORY DEFINITION
Occupational categories were repealed by the Public Service Reform Act (PSRA), effective April 1, 1993. Therefore, the occupational category definitions have been deleted from the classification standards.
GROUP DEFINITION
For occupational group allocation, it is recommended that you use the Occupational Group Definition
Maps, which provide the 1999 group definition and their corresponding inclusion and exclusion statements. The maps explicitly link the relevant parts of the overall 1999 occupational group definition to each classification standard.
Positions included in this sub-group are those in which the
incumbents provide conciliation and mediation services with
regard to collective bargaining and industrial relations disputes
pursuant to Sections 164, 195 and 197 of the Canada Labour Code
(Part V) and are excluded from collective bargaining.
Exclusions
Positions excluded from this sub-group are those in which any
of the following are of primary importance:
the provision of industrial relation services other than
mediation and conciliation;
the provision of arbitration services;
the provision of technical or other support services in
support of mediation and conciliation functions.
RATING PLAN
(Factor Definitions and Rating Scales)
KNOWLEDGEFACTOR
This factor measures the program/technical and administrative
knowledge required to perform the duties of the position.
Definitions
Programand Specialized/Technical
"Program Knowledge" considers the depth and breadth of
knowledge in one or more programs in such areas as rules,
procedures, operations, objectives, policies and legislation
including inter- relationships with other departments, agencies,
levels of government or the private sector.
"Specialized/Technical Knowledge" considers the depth and
breadth of knowledge in areas such as accounting, statistics,
informatics, socio-economics, which is neither program specific
nor considered under "General Administration Knowledge".
"GeneralAdministration Knowledge"considers the
depth and breadth of knowledge in one or more administrative
(internal support) areas, such as finance, personnel, property
and accommodations management, purchasing, telecommunications,
word and data processing, printing and reproduction, records
management, mail service, facilities and equipment maintenance,
transportation, fire protection, and health and safety.
NotestoRaters
The degrees of the General Administration Knowledge Element
assigned to the benchmarks have been established by ranking the
total administration knowledge requirements in these positions.
The degree of the element tentatively selected is to be confirmed
by direct comparison of the position being rated with the duties
and specifications of the bench-marks exemplifying that
degree.
PROGRAM AND SPECIALIZED/TECHNICAL
Knowledge of a limited number of established
rules, procedures or operations.
Knowledge of a body of established rules,
procedures or operations; or
limited knowledge of various rules,
procedures, or operations; or
limited knowledge of a specialized/technical
occupation.
Knowledge of an extensive body of rules,
procedures or operations; or
knowledge of a number of bodies of dissimilar
rules, procedures or operations; or
knowledge of the concepts and methodology of a
specialized/technical
occupation.
Comprehensive knowledge of an extensive body
of rules, procedures or operations; or
comprehensive knowledge of a number of sets
of dissimilar rules, procedures or
operations; or
good knowledge of the principles, concepts and
methodology of a specialized/ technical occupation; or
good knowledge of
program policies,
objectives and
governing legislation.
Thorough knowledge of
the principles, concepts and methodology of a
specialized/technical occupation; or
thorough knowledge of program policies,
objectives and governing legislation.
GENERAL
ADMINISTRATION
A
B
C
D
E
Limited
Immigration Examination
Officer (20)
Collection Contact
Officer (25)
District Estates &
Membership Officer
(1)
Traffic Officer,
Highway Transport (5)
Immigration Counsellor
(18)
Insurance Agent 11 (19)
Source Deductions
Auditor (21)
District Licensing
Administrator (28)
Citizenship Officer
(29)
Customs Inspector (31)
Drawbacks Specialist
(10)
Training & Development
Officer (12)
Benefit Programs
Officer (17)
Field Examiner (30)
Advisory & Monitoring
Officer (9)
Late and Non-Filer
Programs Officer (24)
Senior Entitlement
Officer (27)
Tariff Classification
Policy Specialist (7)
1
81
136
191
246
301
Moderate
Office Manager/
Adjudicator (3)
Supervisor, Self and
Assisted Services
(15)
Supervisor, Employment
Services (16)
Collections Enforcement
Supervisor (22)
Regional Manager,
Investigation &
Control (14)
Chief, ATIP (26)
Director, Compliance
Division (4g
Chief, Corporation
Assessing (23)
2
114
169
224
279
334
Significant
Airport Manager,
Victoria (2)
Chief, Passenger
Terminal Operations
(8)
3
147
202
257
312
367
Major
Manager, Winnipeg
District (6)
Chief, Verification &
Collections, Hamilton
(11)
CEC Manager, Saskatoon
(13)
4
180
235
290
345
400
DECISION MAKING FACTOR
This factor measures the responsibility for decision making in
terms of scope and impact. Definitions
"Decisions" relate to the requirement to take particular
courses of action within the authority delegated to the position,
to recommendations to superiors and to line officers to follow
particular courses of action, and to shared decisions and
recommendations in which the incumbent is an effective
participant.
"Scope" refers to the freedom to make decisions. The extent is
measured in terms of the judgement and initiative required to
identify and resolve problems, the availability of direction, and
the difficulty of determining the implications of possible
courses of action.
"Impact" measures the effect of decisions on program(s) or
program delivery. It also measures the effect of decisions on the
public, on industry or on other government or private agencies.
The impact of decisions cannot extend beyond the area(s) of
consideration, i.e., inadvertent impacts are not to be rated.
In that the degree definitions for both the Scope and Impact
Elements are broad and designed to encompass a range of
positions, identical ratings under one of the elements may be
warranted when evaluating junior and senior officer positions or
when considering supervisory and subordinate positions.
DECISION MAKING
Scope
Decisions are made within detailed and readily applicable
rules, practices and
procedures. Some initiative and judgement are required in
their application, in the
conduct of limited or
routine fact-finding or investigation, or in the provision of
information.
Decisions are made within the framework of established
precedents or guidelines. Initiative and judgement are required
in the conduct of more complex fact-finding or investigation, the
evaluation of possible courses of action, or the provision of
advice.
Decisions are made within the framework of established
programs or functions. Initiative and judgement are required in
the resolution of problems which lack precedent or are difficult
to define.
Decisions are made
within the framework of broadly defined objectives and/or
program policies. Initiative and judgement in the development of
solutions to interrelated problems are required where the
implications are difficult to determine.
Impact
A
B
C
D
Decisions affect own work, individual clients, single cases or
otherwise have restricted application. Proposals or
recommendations impact on the work of own section or unit, or
have wider application, e.g., groups or classes.
Traffic Officer, Highway
Transport (5)
Immigration Examination
Officer (20)
Collection Contact Officer
(25)
Citizenship Officer (29)
Customs Inspector (31)
District Estates &
Membership Officer (1)
Immigration Counsellor (18)
Insurance Agent 11 (19)
Source Deductions
Auditor (21)
Field Examiner (30)
Drawbacks Specialist (10)
1
69
114
159
204
Decisions impact on the work
of the section or unit, or affect groups or classes of people
or cases, or otherwise have wider application. Proposals or
recommendations impact on established operating guidelines.
Officer Manager/Adjudicator,
Passports (3)
Supervisor. Self and
Assisted Services (15)
District Licensing
Administrator (28)
Training & Development
Officer (12)
Supervisor, Employment
Services (16)
Benefit Programs Officer (17)
Collections Enforcement
Supervisor (22)
2
101
146
191
236
Decisions impact on operating guidelines, or have wide spread
application, e.g. specified geographical areas or industrial
sectors, or impact on significant departmental entities.
Proposals or recommendations impact on
program policy formulation, program design or operation.
Chief, Passenger Terminal
Operations (8)
Airport Manager, Victoria (2)
Advisory & Monitoring
Officer (9)
Regional Manager,
Investigation and
Control (14)
Late and Non-Filer Programs
Officer (24)
Chief, ATIP (26)
Senior Entitlement
Officer (27)
3
133
178
223
268
Decisions impact on program
or operational policy or
design, or on major aspects
of national programs, or on
major departmental entities.
Manager, Winnipeg
District (6)
CEC Manager, Saskatoon (13)
Chief, Verification &
Collections, Hamilton (11)
Director, Compliance
Division (4)
Tariff Classification
Policy Specialist (7)
Chief, Corporation
Assessing (23)
4
165
210
255
300
OPERATIONALRESPONSIBILITY
This factor measures responsibility for work performed by
others in terms of the nature of responsibility. For the higher
degrees size and complexity of the subordinate organization are
also considerations.
"Nature of Responsibility" has two
aspects:
line responsibility which includes such functions as the
selection and training of personnel; the assignment of work; the
maintenance of follow-up to assure adequate performance; and the
carrying out of the various personnel functions as appropriate to
the organizational structure and level of delegation;
functional or staff responsibility which includes such
functions as the assessment of present or proposed policies,
programs, methods and procedures; the interpretation of policies
and practices; the development of appropriate systems and
procedures and the appraisal of their effectiveness.
Notesto Raters
The degree definitions for Nature of Responsibility reflect a
level of supervisory or functional responsibility; raters are to
assign the level that best corresponds with the responsibilities
of the position being evaluated; this includes responsibility for
work carried out under contract.
Complexity of organizations is assessed by considering such
aspects as: variety of activities; multiplicity of programs or
functions; shift operations; fluctuating work force; and
geographical dispersion.
Raters are to determine the nature of
responsibility first and then refer to the appropriate
bench-marks to determine the rating to be assigned under
Complexity and Size. The terms "large" and "complex" are relative
and are to be considered consistent only within the specific
degree, i.e., large or complex organizations envisaged as
warranting Degree D2 or D3 are significantly less large or less
complex than organizations warranting Degrees El, E2 or E3.
Functional or staff positions evaluated at
Degrees D or E under nature of responsibility will be assigned
the minimum points for the degree in that complexity and size of
subordinate organizations are not major considerations.
When the duties of a position entail operational
responsibility for a widely fluctuating work force the rating
assigned will reflect the nature required for the expanded work
force with the relative size and complexity based on the
authorized person/year establishment.
OPERATIONAL
RESPONSIBILITY
Nature of Responsibility
Degree/
Points
Nature and Size of
Subordinate
Organization &
Bench-marks
Line or Staff
Responsibility is primarily for own work. The provision of
incidental guidance to other staff may be required.
A
10
District Estates and Membership Officer (1)
Traffic Officer, Highway Transport (5)
Drawbacks Specialist (10)
Training and Development Officer (12)
Immigration Counsellor (18)
Insurance Agent II (19)
Immigration Examination Officer (20)
Source Deductions Auditor (21)
Collection Contact Officer (25)
Citizenship Officer (29)
Field Examiner (30)
Customs Inspector (31)
Line
Works as a leader of a small group where primary
responsibility is for the conduct of personal work; or
responsibility is primarily for own work but there is
intermittent responsibility for the work of others, such as in
phases of projects or in coordination of project teams.
or
Staff
Responsibility is for providing advice on a continuing basis
with respect to the interpretation and application of policies
and procedures administered by others.
B
20
District Licensing Administrator (28)
Line
Responsibility is continuous, i.e., planning and
assigning work, reviewing work during performance or upon
completion, evaluating performance of subordinates and providing
guidance on improvement. May be required to make budgetary
recommendations.
or
Staff
Responsibility is for determining the adequacy of operational
policies and procedures administered by
others and for appraising the effectiveness of
operations.
C
40
Office Manager/Adjudicator, Passports (3)
Supervisor, Self and Assisted Services (15)
Supervisor, Employment Services (16)
Benefit Programs Officer (17)
Collections Enforcement Supervisor (22)
Line
Responsibility is typically exercised through subordinate
supervisors, and involves such aspects as: adjusting workloads,
modifying operating procedures, allocating resources to meet
changes in work priorities and/or volume, ensuring that
established personnel policies are
carried out.
or
Staff
Responsibility is for developing program or operational
policies and procedures administered by others and ensuring their
correct interpretation and application.
D1
60
Relatively small organization
Advisory and Monitoring Officer (9)
Regional Manager, Investigation and Control (14)
Late and Non-Filer Programs Officer (24)
Chief, ATIP (26)
Senior Entitlement Officer (27)
D2
75
Moderately complex or moderately large organization
03
90
Complex or large organization
Airport Manager, Victoria (2)
Chief, Passenger Terminal Operations (8)
Line
Responsibility is e excised through subordinate
supervisors or Tanagers and normally involves the planning,
directing and controlling of human and financial resources and
requires a significant degree of co-ordination.
or
Staff
Responsibility is for the development or modification of
program function(s) to be administered by others.
E1
110
Complex or large organization
Director, Compliance Division (4)
Tariff Classification Policy Specialist (7)
Chief, Corporation Assessing (23)
E2
130
Complex and large organization
Manager, Winnipeg District (6)
Chief, Verification & Collections, Hamilton (11)
CEC Manager, Saskatoon (13)
E3
150
Complex and very large organization
CONTACTSFACTOR
This factor is used to measure the difficulty and importance
of external and internal contacts that occur as an integral part
of the work and the requirements imposed by these contacts to
work and communicate with others in person, by telephone or in
writing.
Contacts necessitated by direct supervision are not to be
considered. Internal contacts will not normally be rated above
Degree 2.
As assigned, provides third-party conciliation
and mediation services to employee bargaining agents and
management of industries in the private sector which are under
Federal jurisdiction, such as railways, airlines, shipping,
banking and radio-television broadcasting, to assist the parties
to reach agreement on the terms of first and renewal collective
agreements governing their working relationships, and to assist
in the resolution of industrial relations problems surfacing
during the life of agreements.
Meets with the parties to initiate the
conciliation process by identifying the areas of dispute,
particularly the major issues which are potential barriers to
settlement, and the existence of any "real" or underlying issues,
and to determine the most practical or potentially successful
approach, considering not only the issues but the history
of the dispute and the personalities involved. Chairs
joint meetings or meets with the parties separately to bring them
to a settlement or attempt to broaden the areas of agreement and
narrow the areas of disagreement in such disparate aspects as
wage rates, incentive schemes and other economic and financial
considerations; working and environmental conditions; types of
employment; career advancement; and technological changes.
Assesses progress, consolidates successes, and
actively pursues areas where agreement appears close. Maintains a
positive atmosphere conducive to successful negotiating through
the establishment of confidence and harmonious working
relationships, the skillful timing of the introduction or changes
of topics, and the application of accepted and innovative
mediation/conciliation techniques and practices, particularly in
complex or unusual cases. Decides when mediation or conciliation
has served its usefulness and should be ended, and makes
appropriate recommendations regarding what further dispute
settlement mechanisms should be applied.
Mediates disputes where the efforts of other
third-party interventions have not been successful in a further
effort to resolve impasses. Advises the parties on dispute
settlements options available to them under the Canada Labour
Code and informs them of the various services provided by the
Federal Mediation and Conciliation Service and designed to
develop and promote harmonious labour-management relations.
Performs a variety of closely related duties,
such as providing assessments on industrial relations situations,
trends and developments in the region to provide labour relations
intelligence for the guidance of senior departmental officials;
investigates and seeks to mediate bargaining-related unfair
labour practice allegations where requests are filed for the
Minister's consent to the making of such complaints to the Canada
Labour Relations Board; maintains contacts with the industrial
relations community in the area to provide information and keep
abreast of recent developments, and participates in academic,
management and trade union seminars and similar meetings
concerning the collective bargaining process and the resolution
of industrial disputes; and provides technical advice, assistance
and on-the-job training to newly-appointed officers. May be
required to supervise the activities of junior officers and
support staff, and/or provide advice and guidance to fellow
conciliators.
Position Requirements
As much of the work is performed in the field,
i.e., away from the normal office environment, it is
characterized by a high degree of professional independence in
the making of on-the-spot judgments and irreversible decisions
which are not subject to effective higher-level review with
respect to particular assignments. Judgments and decisions are
made with regard to the commencement of the mediation or
conciliation process, the identification of major or key issues,
the determination and conduct of the best or most appropriate
approaches to maximize the chances of settling disputes, the
adaptation of established procedures or the introduction of
innovative procedures to meet changing conditions, the
termination of mediation and conciliation services and the making
of appropriate recommendations to the Minister.
These judgments and decisions require a
thorough knowledge of the laws and regulations concerning
industrial relations and the settling of disputes, thorough
knowledge of conciliation and mediation techniques and practices
together with the ability to develop and employ extraordinary and
innovative techniques to fit particularly complex situations, a
good knowledge of recent developments and trends in the field of
industrial relations, and a good understanding of the industry
involved and the matters in dispute.
BENCH-MARKPOSITION
DESCRIPTION
Bench-mark Position Number: 1
Level: 2
Descriptive Title: District Estates and
Membership Officer
Point Rating: 330
Reporting to the District Superintendent of
Reserves and Trusts:
Monitors the administration of estates of
deceased Indians for which an Executor or Administrator is
approved or an Administrator appointed; conducts the affairs of
the Administrator of Estate (a) in estates where no
representative is assigned, and (b) in estates of Indians who are
either minors or mentally impaired. Provides advice and guidance
to executors and administrators; seeks solutions or provides
leadership and advice in seeking solutions to claims and
disputes, involving heirs, beneficiaries, creditors and other
claimants, which could lead to litigation. Investigates and takes
appropriate actions on decisions taken by executors or
administrators in concluding estates which may cause claims
against the Crown.
Determines changes in vital statistics which
impact on Band membership through contacts with Indian Bands,
Health and Welfare officials and officials of the provincial
government and ensures that these events are reported to the
Regional Sub-registry for recording and documentation and that
documented events are reported to the Membership Registrar at
H.Q. Provides advice and interpretations to individuals, special
interest groups, Indian Bands and associations with respect to
the Indian Act and Regulations covering membership, particularly
legislation directed at eliminating discriminatory aspects.
Participates in the decentralization of Band
Membership functions to approved bands by developing expertise
within Indian Bands through training courses and providing advice
in such areas as estate administration and the preparation of
wills.
SPECIFICATIONS
Degree/
Points
KNOWLEDGE
B1 / 136
Program and Specialized/Technical
The work requires a knowledge of the
Minister's responsibilities and those sections of the Indian Act
relating to estate administration involving such aspects as:
transfer of jurisdiction; inventorying and evaluating monetary,
real property and personal effects, including those not forming
part of the estate; income tax and succession duties; rights of
heirs, beneficiaries and secured and other creditors;
predecession; distribution; investing funds; and conditions for
voiding all or parts of wills. Required also is a knowledge of
the rules and regulations governing Band Membership and of the
legislation directed toward the removal of discrimination.
General Administration
Knowledge in this area is limited to that
associated with own work or employment.
Degree/
Points
DECISION MAKING
B1 / 114
Scope
Most decisions are made within the framework
of established regulations, policies and procedures. Initiative
and judgement are required in the administration of estates; in
monitoring the activities of executors and administrators and in
investigating and taking appropriate actions on decisions by them
that may lead to claims against the crown; in providing advice
and guidance to executors, administrators, heirs and
beneficiaries; and in developing expertise within Band
organizations. Problems not clearly addressed by legislation are
referred for interpretation.
Impact
Decisions impact on the effectiveness of own
work and on that of estate executors and administrators which
directly affect those legally entitled to assets of the estate
under the provisions of a will or under intestate succession.
OPERATIONAL RESPONSIBILITY
A / 10
Nature of Responsibility
Responsibility is limited to own work.
CONTACTS
2 / 70
Provides advice, interpretations and
instructions regarding the intent and application of the
pertinent sections of the Indian Act and associated regulations
governing the administrations of estates and Band Membership.
Resolves disputes involving heirs, beneficiaries, creditors and
other claimants. Determines changes in vital statistics impacting
on Band membership through contacts with Bands and officials of
other departments and the provincial government.
BENCH-MARK POSITION DESCRIPTION
Bench-mark Position Number: 2
Level: 5
Descriptive Title: Airport Manager,
Victoria
Point Rating: 680
Reporting to the Regional Manager, Airport
Operations:
Directs, through three subordinate supervisors,
the safe, effective and efficient operation of airport facilities
and services and provides maintenance support to 11 separate and
remote facility sites consistent with Canadian Air Transportation
Administration (CATA) policies, standards and guidelines and with
other government objectives and regulations; establishes and
implements plans for the provision of facilities and services
based on analyses of long-range forecasts, technological
advances, changes within the industry and plans of airlines and
other terminal tenants; directs the preparation and
implementation of plans and measures to ensure the security of
the airport's physical plant, facilities, aircraft and passengers
and deter the occurrence of unlawful acts such as hijacking,
sabotage and bomb threats; oversees the enforcement of a number
of acts including the Criminal Code of Canada, Airport Vehicle
Control Regulations and Air Regulations; directs the preparation
of the airport emergency plan and coordinates the activities of
all responding agencies in emergency situations.
Oversees the development of the Site Master
Plan and submits the final plan for senior management approval;
suggests land uses, reviews leasing proposals, maintains an
awareness of new initiatives and developments in airport
operations and in other marketing sectors, arranges for market
research, and negotiates lease terms and conditions to optimize
real estate and concession revenues.
Directs the development of the annual estimates
and long range forecasts for financial requirements; approves the
annual budget estimates and allocates funds to the various cost
centres based on work plans and priorities; analyses periodic
operating and financial reports, adjusts priorities and
re-allocates funds and human resources to meet changing
commitments; establishes effective systems to monitor and control
site expenditures and the timely receipt of revenues; within
predetermined limits establishes the priority of the airport
capital program and the delivery of capital projects.
Interprets Transport Canada standards to
determine the facilities to be maintained and the level of
maintenance; directs the implementation of the Airport
Maintenance Management System and approves work plans and
allocates resources to meet maintenance objectives in the
electrical, mechanical, structural, mobile and airfield
maintenance areas; negotiates with others, e.g., Atmospheric
Environment Service or Customs, on the maintenance to be provided
at the airport or at remote sites and develops and implements an
appropriate maintenance schedule.
Acts as the designated senior official of
Transport Canada with Federal, Provincial and local government
agencies, airport users, community groups, the public and the
media for such purposes as to provide information and advice,
resolve operational problems or tenant complaints and facilitate
the movement or handling of passengers.
SPECIFICATIONS
Degree/
Points
KNOWLEDGE
C3 / 257
ProgramandSpecialized/Technical
The work requires: knowledge of CATA policies,
standards and guidelines governing the operation, maintenance and
security of the airport; knowledge of airport and aviation
technology as it impacts on airport operations; knowledge of
property management and a knowledge of the trade practices
applicable to maintenance of large buildings, elevators,
escalators, conveyors, runways, roads, parking lots, airport
lighting and utility services, etc.; knowledge of Crash, Fire and
Rescue equipment and procedures; a knowledge of marketing to
negotiate and develop new concessions and revenue sources; and a
knowledge of the operational needs of other departments such as
Environment Canada and Customs and Excise.
GeneralAdministration
A knowledge of financial administration is
required to manage a self-supporting airport together with
knowledge of personnel functions as applicable to a staff of 34
in six occupational groups. Knowledge in other administration
areas such as purchasing, inventory control, telecommunications,
mail and records keeping is also required.
DECISIONMAKING
C3 / 223
Scope
Decisions and recommendations are made with
respect to the operation, maintenance and security of the
airport, the maintenance of 11 remote sites, and the safety of
the various users. Initiative and judgement are required in:
interpreting policies, standards and guidelines; directing the
allocation of financial and personnel resources; developing long
range forecasts of user requirements and the Site Master Plan;
negotiating leases with users and concessionaires; negotiating
levels of maintenance at remote sites with officials of other
government departments; directing the preparation of security
procedures and coordinating the activities of the agencies
responsible for responding to emergencies; and in providing
information and advice to concerned parties such as government
officials, users and community groups.
Impact
Decisions affect the operation of the airport,
the maintenance level of facilities at the
site and at 11 remote installations, the
safety of users including the travelling public, the effective
utilization of financial and human resources, and the
profitability of airport operations.
Degree/
Points
OPERATIONALRESPONSIBILITY
D3 / 90
Nature of Responsibility
The work is accomplished through three
subordinate supervisors and entails planning long and
short-term human resource requirements, selecting and training
employees, setting individual objectives, assigning and
establishing hours of work to cover 24-hour operations,
appraising or reviewing the appraisals of subordinate staff,
acting as Step I in the grievance process and taking disciplinary
action as required, implementing the Central Agency's
Occupational Health and Safety Program and ensuring the
Department's Special Employment Program is implemented on
site.
Complexity and Size of Subordinate Organization
Duties entail responsibility for the
employment of 34 subordinates engaged in providing grounds,
building and facility maintenance, firefighting services and
central administration at the airport, as well as
responsibility for maintenance and/or cleaning at 11 remote sites
including Nanaimo, Comox, Campbell River and Tofino. The work
also involves the deployment of Commissionaires and RCMP security
personnel assigned to the airport and the effective management of
private sector maintenance and parking contracts.
CONTACTS
3 / 110
Consultation is required with local government
officials regarding the provision of common utilities to the
airport and to coordinate the provision of emergency services.
There is a frequent requirement to liaise with officials of other
government departments, e.g., Fisheries and Oceans, Environment
Canada, and the Canadian Coast Guard regarding shared facilities
and the level of maintenance. The work entails negotiations with
users, concessionaires and private sector maintenance
contractors. There is also a requirement to provide advice or
information to the various users of airport services and to the
general public.
BENCH-MARKPOSITIONDESCRIPTION
Bench-mark Position Number: 3
Level:2
Descriptive Title: Office Manager/Adjudicator,
Passports
Point Rating: 325
Reporting to the Regional Director:
Directs the work of a staff engaged in the examination of
passport applications, the issuing of passports and the
collection and control of fees. Provides advice and guidance to
examiners and resolves difficult or special cases referred by
examiners involving such aspects as alternative documentation,
probationary adoptions, custody of children, guarantor
eligibility, length of validity, suspected fraud or evasion, and
extenuating circumstances supporting urgent requests. Explains
reasons for decisions and provides procedural advice to
applicants regarding further possible courses of action. Acts as
internal security officer to ensure the security of passport
blanks, confidential documents and office premises and assists
the Regional Director in performing a supportive role in
consular, protocol, information and other activities. Assumes
responsibility for the operation of the Regional Office during
absences of the Director.
SPECIFICATIONS
Degree/
Points
KNOWLEDGE
A2 / 114
ProgramandSpecialized/Technical
The work requires a knowledge of the Passport
Regulations and related policies, procedures and practices as
well as a knowledge of a variety of other Federal and Provincial
statutes, in areas such as citizenship, immigration, adoption,
legitimacies, and change of name. Required also is a knowledge of
the entry requirements and nationality laws of other countries as
well as other related protocols governing international and
consular practices.
GeneralAdministration
The work requires knowledge of the applicable
personnel policies dealing with attendance, pay, appraisal and
staffing. Required also is a knowledge of petty cash
administration and security procedures. The work entails also
requisitioning of supplies, recommending changes to improve
personnel space and equipment usage, and preparing periodic
reports.
DECISIONMAKING
A2 / 101
Scope
Advice and guidance is provided to examiners
and to other subordinate staff engaged in the processing of
passports. Initiative and judgement are required in assigning
staff and coordinating the flow of work through the various
related activities, in assessing
Degree/
Points
the effectiveness and efficiency of operations
and in ensuring compliance with Passport Office policies,
procedures and practices. Judgement is required also in resolving
the more difficult and special applications and in investigating
and replying to various kinds of complaints, including those from
MPs, MLAs and the business community concerning alleged
differences in passport services.
Impact
Decisions are made with respect to the
organization and allocation of work and advice and guidance is
provided to subordinate staff in the application or
interpretation of passport regulations, policies and departmental
procedures and practices. Resolution of the more complex
applications determines whether passport issuances are delayed,
are issued for a full five year period, issued for a limited
duration or not at all.
OPERATIONAL RESPONSIBILITY
C / 40
Nature of Responsibility
Responsibilities include the allocation and
coordination of work, the review of operations at all stages for
quality and to ensure completion within established time frames,
the analysis and implementation of amendments to policies and
procedures, the provision of instruction and advice to examining
and production staff, the on-going evaluation of subordinate
staff and participation in the formal appraisal and staffing
processes.
CONTACTS
2 / 70
Obtains additional information directly from
RCMP, city police forces, Vital Statistics and Attorney General
departments of provincial governments to resolve complex and
expedite urgent cases. Explains reasons for decisions and
provides advice regarding further possible courses of action to
applicants, their representatives and interest groups to ensure
that applicants receive full entitlement under the various
statutes.
BENCH-MARKPOSITIONDESCRIPTION
Bench-mark Position Number: 4
Level: 6
Descriptive Title: Director, Compliance Division
Point Rating: 894
Reporting to the Assistant Deputy
Minister:
Directs investigations of infractions of Acts
administered by the Branch and all criminal allegations of an
internal nature involving Branch employees. Develops and
establishes compliance policies, procedures, investigational
standards, techniques, methodology and the utilization of
resources. Directs research, analysis and investigations to
determine the threat or potential threat posed by criminal
activities and recommends effective remedial action, legislative
amendments, prosecution that will have a direct market or
competitive effect on companies or individuals or withdrawal of
prosecution action where the circumstances do not further the
means of Justice.
Directs the development and presentation of
educational exercises aimed at infractions against the Acts and
Regulations administered by the Branch to key field personnel,
Provincial Agriculture representative and law enforcement
agencies.
Determines through investigative means whether
a criminal violation or breach of discipline exists regarding
complaints against Branch employees, recommends investigated
criminal violations be referred for criminal charges and breach
of discipline appropriately handled by supervisors who have
access to expertise from Compliance Division. Monitors internal
investigations, makes recommendations to agencies involved in the
enquiries and facilitates such enquiries within the adjudication,
responds to requests for special investigations and determines
the parameters of such inquiries. Directs the preparation and
presentation of briefing material and personnel briefings for use
of Senior Management involving criminal violations against Branch
employees.
Develops and promotes effective working
relationships with Branch Heads, Regional Managers, Directors
General to ensure cooperation and compliance on all matters
involving criminal, civil actions involving Branch employees.
Recommends specific investigative functions, develops and
promulgates policy and procedures that best reflect professional
judgement and circumstances that aid in defence of civil suits
brought against the Department or its employees.
Develops and promotes effective liaison with
other government and law enforcement agencies, to ensure close
and active cooperation on the exchange of criminal information.
Obtains assistance from other enforcement agencies to effect
program compliance, backup, access to premises, searches.
Negotiates written agreements with other enforcement agencies to
suppress illegal activities emanating in Canada. Coordinates
joint investigations and obtains commitments from major
enforcement agencies regarding decisions respecting enforcement
methods, human resource deployment and tasks, analysis of
evidence, joint charges, and follow up recommendations involving
preventative policy changes and legislative requirements.
Promotes liaison with Federal Crown Counsel to ensure priority
for Agriculture prosecutions, consistency of presentations and
availability of justice representation.
Supervises employees of the Division and
project personnel on a case by case basis. Assigns workloads,
counsels, sets standards of conduct and administers a specified
budget.
SPECIFICATIONS
Degree/
Points
KNOWLEDGE
E2 / 334
ProgramandSpecialized/Technical
The work requires knowledge of the Acts and
Regulations administered by the Department of Agriculture,
investigative standards, techniques and methodology in respect to
criminal investigations as well as case law, Department of
Justice publications, periodicals of a professional nature such
as the Canadian Chiefs of Police Association. The Acts and
Regulations subject to enforcement include: the Animal Disease
and Protection Act, Canadian Agricultural Products Standard Act,
Canada Dairy Products Act, Criminal Code (Section 188, Racetrack
Supervision), Feeds Act, Fertilizers Act, Fruit Vegetable and
Honey Act, Hay and Straw Inspection Act, Humane Slaughter of Food
Animals Act, Inspection and Sale Act, Livestock Pedigree Act,
Maple Products Industry Act, Meat Inspection Act, Milk Test Act,
Pest Control Products Act, Pesticide Residue Compensation Act,
Plant Quarantine Act and the Seeds Act. The work also requires a
knowledge of federal, provincial and municipal law enforcement
agencies and international law enforcement agencies such as the
US Border patrol and US Department of Agriculture investigative
agencies.
GeneralAdministration
The work requires knowledge of departmental
financial and administrative directives to manage the Division
budget and review the expenditures of regional investigative
staff. Also required is knowledge of personnel management
practices in order to effectively organize and utilize the human
resources of the Division which is dispersed to regional offices
across Canada.
DECISIONMAKING
D4 / 300
Scope
Decisions are made in accordance with
objectives established by the Assistant Deputy Minister and
involve developing and implementing a compliance program to
investigate incidents involving infractions of the Acts and
Regulations administered by the Department. Initiative and
judgement are exercised in initiating remedial action to criminal
activities which involves program or policy changes,
legislative amendments, prosecution or withdrawal of prosecution
action which substantially affect existing policy, programs,
budgetary programs and established legislation.
Impact
Decisions directly impact on the quality and
timeliness of research, analysis and investigations necessary to
determine the threat or potential posed by criminal activities
involved in the agriculture industry. Prosecution actions have a
direct market or competitive effect on companies or individuals
involved in the agriculture industry.
Degree/
Points
OPERATIONAL RESPONSIBILITY
E1 / 110
Nature of Responsibility
The work requires establishing standards of
enforcement and performance, assessing the effectiveness of the
program and utilization of resources; providing functional
guidance and investigative direction to headquarters and regional
managers regarding infractions of a criminal nature; ensuring
that the delivery of compliance services is in accordance with
established standards and directing the development and
presentation of educational exercises.
Complexity and Size of Subordinate Organization
N/A
CONTACTS
4 / 150
There is a requirement to negotiate agreements
with other law enforcement agencies such as the RCMP, Ontario
Provincial Police, US Border Patrol and US Department of
Agriculture to participate in investigations pertaining to
violations of agricultural acts and regulations and suppress
illegal activities. Coordinates joint investigations and obtains
commitment from major enforcement agencies respecting enforcement
methods, manpower deployment and tasks, joint charges, and
follow-up recommendations involving preventative policy changes
and legislative requirements.
Agreements are also negotiated with the RCMP
and Revenue Canada involving the sharing of information by
automated means for enforcement of laws administered by
Agriculture Canada governing the exportation and interprovincial
movement of agriculture products and animals.
BENCH-MARK POSITION DESCRIPTION
Bench-mark Position Number: 5
Level: 1
Descriptive Title: Traffic Officer
Highway Transport
Point Rating: 285
Reporting to the Supervisor, Highway Transport,
at Headquarters:
Audits subsidy claims submitted under the
Atlantic Freight Assistance Act, Regulations and Directives.
Checks carrier file for eligibility, licenses
to ensure freight rates and charges are correct and appropriate
subsidy factors applied. Processes valid claims for payment and
completes control forms, completes certificates of payment,
recommends the conduct of field audits and prepares background
material for the audit group when deemed appropriate. Provides
advice and interpretations regarding the intent and application
of the ARFA Act, regulations and directives. Obtains additional
information from carriers, tariff publishing agencies and
provincial licensing authorities, shippers and consignees, as
appropriate, to verify details on complex claims for full
particulars of movement, to investigate irregularities in carrier
operations which might invalidate those claims, to resolve
contentious issues or to verify and investigate the circumstances
to determine the eligibility of suspect claims which appear to be
in violation of Federal or Provincial Statutes, regulations or
directives. Submits accepted claims for certification by
authorized officer and returns unacceptable applications to
claimants detailing the reasons for rejection.
Performs other duties such as: examining tariff changes
affecting rates, and/or other conditions of carriage which
impacts on the subsidy claimed, commodities, shippers or
consignees, filed by carriers, agents and/or tariff bureaus,
updating tariff files and reporting major or unusual changes to
superiors for whatever action may be deemed necessary; and
assisting in the preparation of rate or commodity studies.
SPECIFICATIONS
Degree/
Points
KNOWLEDGE
B1 / 136
Program andSpecialized/Technical
The work requires knowledge of the Atlantic
Region Freight Assistance Act and Regulations which govern the
payment of subsidies to rail, water, highway carriers in the
Atlantic Region, as well as the various provincial statutes
pertaining to both licensing and tariff filing. Required also is
a knowledge of internal administrative procedures, Modal
Committee decisions, rulings and Federal Court interpretive
decisions. The work requires a knowledge of federal and
provincial jurisdictions and the role played by each.
General Administration
The work requires knowledge of routine
internal office administrative procedures.
Degree/
Points
DECISION MAKING
A1 / 69
Scope
Decisions are made in accordance with
established guidelines, directives and practices and involve the
payment and/or rejection of subsidy claims. Initiative and
judgement are required in the interpretation of Federal and/or
Provincial Statutes, in obtaining additional information from
primary or secondary sources, in obtaining additional information
to deal with complex claims, recommending field audits, resolving
questions of eligibility and identifying suspect claims.
Impact
Audits result in the acceptance, or further
investigation, or the rejection of claims for freight subsidies
and affect the amounts paid to carriers which can have a major
impact on the cash flow of the carrier involved.
OPERATIONALRESPONSIBILITY
A / 10
NatureofResponsibility
The work entails auditing individual subsidy
claims. The provision of incidental guidance to support staff is
required from time to time.
CONTACTS
2 / 70
Additional information is obtained from
carriers, Provincial regulatory boards, agents, shippers and
consignees to clarify the more complex claims, investigate
irregularities, verify circumstances to resolve questions of
eligibility and other contentious issues, and dispose of suspect
submissions. Provides advice and interpretations regarding the
intent and application of the ARFA Act and regulations, and
solicits assistance and cooperation from officials to carry out
fact finding and investigative functions. In the more complex
cases of rejection, the particulars of actions are explained to
claimants followed by written confirmation.
BENCH-MARK
POSITIONDESCRIPTION
Bench-mark Position Number: 6
Level: 6
Descriptive Title: Manager Winnipeg
District
Point Rating: 840
Reporting to the Regional Collector, manages
one of six districts in the Central Region:
Exercises delegated authority to manage 104
person years located at Customs offices at Winnipeg (Main, Air
Commercial, Air Traffic and a Postal Sortation plant), at three
full time offices in the Northwest Territories (Iqaluit, Inuvik
and Yellowknife), and two seasonal air/marine offices (Churchill
and Tuktoyaktuk). The district operations are multi-shift
operations to cover 24-hour periods, 7 days a week, and consist
of the collection of revenue and the control of international
entry and exit of travellers and goods via air, marine, highway,
rail and postal modes through the application of anti-dumping,
value, tariff classification, import and export regulations.
Participates as a member of the Regional
Senior Management Committee and recommends the development or
adaptation of regional policies, systems and procedures and the
utilization of resources to improve the level of service provided
to the public in this district. Monitors work performance of
operational units; plans and carries out special studies to
improve operational effectiveness. Develops emergency and
temporary procedures to cope with systems failures or other
unforeseen circumstances. Identifies control requirements of, or
administrative impediments to proposed changes. Advises branch
and regional management on the local implications of changes in
national policy and procedures, on business trends,
technological, accounting or other changes in the private sector,
and on the requirement for the design, expansion or renovation of
facilities, owned or leased, within the district.
Defines and implements an acceptable balance
between the enforcement of Customs and Excise statutes and
regulations as well as the statutes and regulations of a number
of other government departments (such as the Immigration Act, the
Animal Disease and Protection Act and the Export and Import
Permits Act) and agencies for which the department provides
administrative control and the facilitation of the international
movement of persons and goods. Advises subordinate managers and
the public on the intent and application of legislation,
regulations, policies and directives in order to facilitate
compliance.
As a responsibility centre manager, forecasts
fiscal requirements for resources and operations, establishes
operational priorities and approves costs related to maintenance,
the replacement or renovation of buildings and equipment,
property management, e.g. provision of water and sewage, heat,
air conditioning, power, communications equipment and janitorial
services, as well as overtime and allowances. Defines goals for
two subordinate cost centre managers and evaluates their
performance; adapts operational practices in response to changing
workloads, new policy initiatives, short-term priorities, and
increasing service demands; controls the efficiency and
effectiveness of the operations through directing audits,
compliance checks and operational reviews; coordinates the
activities of the work locations in conjunction with operational
and human resource plans; exercises delegated authority in
respect to the grievance procedure and in disciplinary matters;
initiates and approves staffing actions.
Develops and maintains effective relations
with members of the public, officials of industry and enforcement
agencies, brokers, warehouse operators, and other government
departments. Responds to complaints or criticisms, expedites the
clearance of urgently required goods, and explains control
measures and new requirements to promote their acceptance and
encourage voluntary compliance. Advises members of the importing
community on how to adjust their operations to meet new
regulatory
requirements. Resolves problems of traffic flow of travellers
at Customs offices located at highway and airport facilities, and
problems of enforcement matters, with officials of transportation
companies, provincial authorities, emergency organizations and
local U.S. Customs officials.
SPECIFICATIONS
Degree/
Points
KNOWLEDGE
D4 / 345
ProgramandSpecialized/Technical
The work requires a knowledge of departmental
legislation, regulations and directives
which pertain to the work i.e. Customs Act,
Customs Tariff Act, and relevant sections of
the Excise Act, Excise Tax Act, and the
Special Import Measures Act. It also requires
knowledge of legislation and regulations from
other government departments and agencies
to which Customs and Excise contributes
significant administrative control (such as the
Immigration Act, Animal Disease and Protection
Act and the Export and Import Permits
Act). It requires a knowledge of computerized
systems and procedures for the entry and
clearance of commercial goods, procedures for
the entry and examination of international
travellers and the receipt and control of
revenue. An understanding of financial,
technological, tourism and manufacturing
trends and developments in the private sector is
required to advise importers, exporters,
brokers, transportation company officials and
ethnic groups on the intent of and on
compliance with the Customs Act, Customs Tariff Act
and other applicable administrative
requirements. Knowledge of enforcement concerns is
required to coordinate activity with Canadian
and U.S. law enforcement agencies.
GeneralAdministration
Knowledge of departmental financial management
policies and directives is required to
forecast annual and long term requirements for
resources, to manage a responsibility
centre budget and review the budget allocation
and expenditures of two subordinate cost
centre managers. Knowledge of departmental
personnel management programs and directives,
and management practices and techniques is
needed to effectively utilize 104 person-years
in a multi-shift, 24-hour, dispersed
operation. Knowledge is required of the collective
agreements and methods and procedures of
resolving union concerns. Knowledge is required
of property and space management in order to
specify changes to Customs facilities and
maintain departmental capital assets of
considerable value.
DECISIONMAKING
C4 / 255
Scope
Decisions are made and advice is provided to
facilitate compliance with legislation,
regulations, directives and established
practices of the department and to administer the
legislation of other government departments.
Initiative and judgement are required to
effectively utilize human and financial
resources and to resolve problems and complaints
regarding the quality and level of service
provided to the travelling and importing
public. Development of local or adaptation of
regional and national policies is required
to meet unforeseen circumstances and changing
departmental or regional priorities.
Studies are initiated to improve operational
efficiency and effectiveness. Pilot
projects, initiated by headquarters, are
analyzed and critiqued; business trends are
identified and expansion or renovation of
border facilities is planned and initiated.
Impact
Recommendations affect regional operational
policy, systems and procedures, national
policy and pilot projects and district
priorities for 104 person-years at arctic
marine/air entry points, inland Customs
offices and at the Winnipeg International Airport
and Postal Clearance Centre. Decisions affect
the quality and speed of delivery of
district Customs services, provided to
travellers and the business community, the amount
of revenue collected for duty and taxes and
fees, the effective use of financial controls
e.g. bonds, accounting procedures, etc., the
effectiveness of enforcement activity, the
administrative costs to importers and the care
and use of facilities, owned or leased.
Decisions affect the development and
utilization of seasonal, part-time and full-time
human resources through the establishment of
rotational training plans. The District
Manager must respond to emergency situations,
such as terrorism or bomb threats,
contribute to national intelligence and
respond to special interest groups, marketing or
international concerns that may result in
detention of persons or goods, the imposition
of penalties, legal action, possible
incarceration, the seizure of toxic or illicit goods
and/or their disposal.
OPERATIONALRESPONSIBILITY
E2/ 130
Nature of Responsibility
Input is provided to the regional management
committee in the form of fiscal and long
range planning. Plans and objectives are
developed for subordinates. Operational policy
and practices are developed or revised to
resolve problems related to fluctuations of
workload for a multi-shift 24-hour service at
various locations to respond to emergencies
and seasonal or economic conditions.
Subordinate cost centre managers are evaluated for
adherence to approved work plans, budgets and
proper use of the delegated financial and
personnel management authorities. The work is
evaluated through directing audits,
compliance checks and operational reviews.
Human Resource plans are designed for
rotational development of employees, emergency
situations, safety, and seasonal workload
adjustments. Coordination is required with
U.S. officials, the industrial sector, other
government departments, and various levels of
enforcement agencies for joint enforcement
operations. Coordination with the union is
required for new or modified program
initiatives.
Complexity and Size of Subordinate Organization
The Winnipeg District Operations (104 p.y.)
provides Customs services to international
travellers and Commercial traffic entering or
exiting Canada at a medium-sized
International airport, at extensive highway,
rail and air commercial centres (27 bonded
warehouses, 44 sufferance warehouses and a
postal sortation plan) and at a limited
number of marine locations. Customs services
are also provided at three full-time and
two seasonal High Arctic remote sites. Customs
control is also exercised over a
duty-free shop and an automated postal
accounts receivable centre encompassing the
Province of Manitoba.
CONTACTS
3 / 110
Consultation is required with U.S. and
Canadian law enforcement and immigration agencies
to coordinate joint enforcement actions to
facilitate the interception and seizure of
contraband and to control the international
movement of persons and goods. This type of
activity requires commitment on the prompt
exchange of intelligence information to
resolve matters of mutual concern and
urgency.
Agreement is reached with brokers, warehouse
operators, importers and transportation
company officials and provincial authorities
ex. Provincial Liquor Commission, Emergency
Measures Organization or the relevant
provincial ministry on administrative requirements
and scheduling of services to resolve problems
created by legislation, policy and
technological change i.e. a new tariff system,
containerization, duty-free shops, the
computerized cargo entry processing and
collection system, or special surveillance
Reporting to the Director, Tariff Policy and
Systems Development, one of five policy specialists, each with a
unique area of program responsibility:
Identifies the need for, develops, organizes
and plans for the implementation of national tariff
classification policies which cross industry sector Units or
Directorate boundaries to ensure uniform legal application of
major tariff classification issues such as, the classification of
systems, entireties or multi-purpose parts, or procedures for
submitting samples of imported goods and their control and
disposal following a classification review. Researches past
decisions by the department, Tariff Board, Federal or Supreme
Court in order to determine a strategy for defence of policies
before the Tariff Board or Courts. Initiates requests for legal
opinions of proposed policies. Carries out studies and surveys of
inter-related subjects such as trade or tariff policy adjustments
made by other government departments to assess their impact both
departmentally and on industries, importers and manufacturers.
Recommends changes to legislation to the Department of Finance to
reflect government policy shifts, changes in manufacturing
techniques or technology, or Tariff Board or Court decisions.
As Project Leader, resolves complex or major
tariff classification issues utilizing seconded regional or
headquarters employees. Obtains commitment from importers and
trade associations to develop policies with industry assistance.
Develops project objectives, reporting requirements and
performance evaluation criteria and oversees the project. Writes
submissions to Treasury Board for project funding. Appraises and
counsels project staff members.
Develops, writes, modifies and interprets
Departmental (both public and restricted) memoranda,
procedural manuals, directives and guidelines
related to broad or general tariff classification issues. Visits
Canadian or foreign manufacturers to solicit their cooperation
and to obtain details regarding the manufacture or end-use of
goods etc in order to develop or review a particular portion of a
policy. Formulates criteria and directs trade surveys to
establish Made/Not Made-in-Canada status or availability status
of imported goods. Interprets and explains to the Department of
Finance and commercial clientele, the department's application of
the classification principles of "eo nomine" (classification by
name of an article as provided for in the Customs Tariff) or
"relative specificity" (having due regard for the use for which
the article is imported).
Researches, develops and writes Regulations and
guidelines for the implementation of primary Customs legislation
established to resolve tariff classification issues e.g. Used and
Less Than Prime Quality Goods Regulations, which prescribe the
information that Canadian manufacturers must provide to the
Department when submitting claims. Analyses changes to
legislation that may affect the tariff classification program
from the point of view of interpretation, resources, systems and
organizational structure of the Division. Identifies potential
impact of proposed legislation on other related areas of Customs
responsibility.
Monitors, evaluates and reports on the efficacy and quality of
rulings and decisions issued by regional appraisal staff to
ensure national consistency and accuracy of application by
reviewing regional bulletin and importer weekly journals.
SPECIFICATIONS
Degree/
Points
KNOWLEDGE
E1 / 301
ProgramandSpecialized/Technical
The work requires knowledge of the Customs
Tariff Act and the Customs Act, principles of tariff
classification, regulations and procedures combined with a
knowledge of government policy concerning tariff classification
and the related responsibilities and roles of other departments,
such as the Department of Finance, in the development of
legislation. A knowledge of international tariff commitments and
obligations entered into by Canada (e.g. Most-Favoured-Nation,
British Preferential, General and General Preferential and United
Kingdom rates) and their impact upon existing and proposed
departmental policy is required; knowledge of the Canadian
industrial and business communities and the impact of
departmental policies on these groups; knowledge of government
economic policy and objectives, particularly those concerned with
providing assistance to Canadian industry; knowledge of the
mandates, functions and responsibilities of such
remission-granting bodies as the Machinery and Equipment Advisory
Board and the Interdepartmental Remission Committee and how their
actions may impact on tariff classification and vice versa.
General Administration
The work requires some knowledge of financial
practices for ad hoc project planning; knowledge of procedures
for utilizing word processing facilities and for the publication
and distribution of Customs internal directives, public
information notices and departmental procedures manuals; and
knowledge of departmental travel policies and directives.
DECISION MAKING
D4 / 300
Scope
Decisions are made within the legislative
framework of tariff programs. Judgement is required to identify
the need for new policies and assess the implications of
precedent-setting Court decisions in terms of legislation,
resources, and administrative requirements of clientele.
Initiative is required in proposing and conducting projects,
research and investigations of sensitive and complex issues of
significant importance. The Customs Tariff is a key economic
policy instrument which provides protection to Canadian
producers, stimulates economic benefits to Canada and generates
government revenue. Relatively few commodities imported into
Canada are specifically named in the Customs Tariff, hence the
system of applying it is highly judgemental and often politically
sensitive. Judgement is required to modify format, wording or
punctuation, of proposed legislation where correct and consistent
application is critical to the administration of other provisions
of Customs Tariff. Judgement and initiative are required to
resolve problems of definition, interpretation and the intent of
clauses and assess their operational impact on the department and
industry. Initiative is required in developing and implementing a
quality assurance program of regional decisions. Recommendations
are made to a senior manager.
Degree/
Points
Impact
Tariff Classification policies which are
developed, are applicable nationally and affect all importers of
the goods as well as the amount of revenue collected by the
Department. Poorly developed policies or policies lacking
industry support may be challenged at the Tariff Board or in the
Courts involving additional expenditures for both the Department
and the industry concerned. Decisions affect future Departmental
application of the Customs Tariff Act and can impact on the use
of Field Operations resources. They may also affect the
legislative programs of other government departments e.g. the
Department of Finance. Decisions affect Canadian industries'
ability to remain competitive.
OPERATIONAL RESPONSIBILITY
E1 / 110
Nature of Responsibility
Plans, develops, writes and implements new
classification policies and procedures to be administered by
Headquarters or Regional appraisal staff. Monitors and evaluates
results following implementation. Monitors, assesses and reports
on classification rulings and decisions of Headquarters and
Regional appraisal staff where the decision affects a variety of
industry sectors e.g.: classification of entireties, sets, kits,
systems, etc. Monitors regional classification bulletins and
importers' weekly journals. Provides functional guidance to the
regional appraisal staff to ensure that departmental Tariff
Classification policies and procedures are conveyed accurately
and consistently to the customs offices and the public.
Complexity and Size of Subordinate Organization
N/A
CONTACTS
4 / 150
Obtains commitment from businesses and trade
associations for support in respect of jointly developed policies
with industry but which are subsequently challenged before the
Tariff Board and Courts. Negotiates with the officers of the
Department of Finance new and amending tariff legislation and
interpretations of considerable significance to Canadian
industry. Presents the department's position to the Department of
Finance and Canadian and foreign manufacturers, importer and
trade associations and other government departments in order to
ensure administrative feasibility e.g. Tariff Reduction Orders or
new tariff items.
Reporting to the Manager, Vancouver
International Airport District:
Manages Customs Traffic Operations conducted
within the Passenger Terminal at Vancouver International Airport,
a 24-hour port of entry, to ensure the proper and uniform
application of statutes and regulations for the inspection and
control of persons, goods and conveyances entering and exiting
Canada, for the collection and remittance of revenue, security
deposits and sundry charges, and for the enforcement of
legislative provisions concerning smuggling and other
infractions. Reviews, evaluates and implements pilot projects
(the introduction of in transit facilities), procedures and
systems to meet new operational requirements, changing workload
priorities, fluctuating traffic volume, and employee training
assignments, and ensures that an adequate level and quality of
service is rendered to the travelling public, importers and
airline carriers. Reviews and approves requests for special
services submitted by importers and Customs Brokers. Authorizes
release of goods urgently required, such as computer parts, so
that businesses are not adversely affected by unnecessary
delays.
Represents all inspection services on airport
management committees (Scheduling, Security). Coordinates the
requirements of Customs operations with those of other government
departments (Agriculture Canada, Transport Canada, Employment and
Immigration, RCMP, CSIS, etc.) to jointly enforce their
legislative requirements to clear persons, baggage or goods, and
to consult on renovations to airport facilities which impact on
the delivery of Customs services and to meet security
requirements for large-scale events (EXPO 86, the Commonwealth
Conference of Heads of State, etc.). Coordinates enforcement
activity with the RCMP, municipal police forces, U.S. Customs and
U.S. enforcement agencies to intercept reported criminals or lost
or abducted persons identified by the RCMP automated information
system. Advises airline carriers and importers of local
procedures and departmental requirements to facilitate the
clearance of a large volume of passengers and goods and to obtain
their commitment to modify their methods of operation and meet
security requirements. Intercedes in instances of conflict or
misunderstanding between subordinates and members of the public,
representatives of other departments, importers and commercial
carriers to resolve differences of opinion. Advises subordinates
on problems related to value for duty, tariff classification of
new or used material, the determination of Made In Canada status
and the application of Anti-Dumping legislation.
As a cost centre manager, prepares annual work plans and
allocates human resources within budgetary constraints.
Identifies trends and forecasts operational requirements for 70
person years at two work locations: the main terminal and a
private aircraft handling facility. Exercises delegated personnel
management authority and participates in formal or adhoc
Union/Management and Health and Safety Committee meetings in
order to apply the provisions of collective agreements in a fair
and uniform manner.
SPECIFICATIONS
Degree/
Points
KNOWLEDGE
C3 / 257
ProgramandSpecialized/Technical
The work requires knowledge of Customs and
Excise statutes, regulations and objectives, statutes and
regulations of other government departments and agencies to which
Customs Operations Branch contributes significant administrative
control (e.g. the Immigration Act, Food and Drug Act, Health of
Animals Act, Explosives Act, etc.); and understanding of new
program initiatives undertaken by the department to provide an
effective service largely to the travelling public but also to
exporters, importers, brokers, and airline carriers.
GeneralAdministration
The work requires a knowledge of management
practices and techniques, to support various personnel programs.
A knowledge of departmental grievance procedures is required to
resolve union/management issues usually pertaining to
accommodation, health and safety or the application of the
relevant collective agreements for a rotating work force in an
international airport environment. A knowledge of financial
management policies and procedures is required to control a Cost
Centre budget, collections of revenues, security deposits, and
administrative charges. A knowledge of security methods and
procedures is required to handle emergency situations.
DECISIONMAKING
B3 / 178
Scope
The work is performed in accordance with
legislation and regulations and within the constraints of
departmental policy and directives. Judgement is required when
modifying procedures and systems in response to changing workload
priorities and fluctuating traffic volumes and in determining the
need for increases, reduction or re-allocation of staff between
work locations. Judgement is also necessary when evaluating the
effectiveness of the enforcement program; analysing contentious
or complex operational problems and reviewing the level and
quality of service rendered to the public, importers and airline
carriers. Discretion is necessary when investigating and
resolving complaints from the travelling public and when
interceding in instances of conflict or misunderstanding
involving subordinates. Discretion is also required when
determining the action warranted as a result of violations of
legislation and regulations. Recommendations are made to the
Manager, Vancouver International Airport District, on matters
such as the resolution of major operational problems, the
development of area policy and procedures, human and financial
resource requirements and staff discipline and training
requirements.
Impact
Decisions and recommendations affect the
effective utilization of subordinate staff, (70 PY) employed at 2
locations, and the direction provided to and control exercised
over Customs activities. Decisions affect the efficiency and
effectiveness with which revenue is collected, the quality and
level of service to travellers, individual importers,
customs brokers, their business clientele, and
airline carrier companies. Recommendations regarding enforcement
matters may result in the imposition of penalties or legal action
and possible incarceration.
OPERATIONAL RESPONSIBILITY
D3 / 90
Nature of Responsibility
Responsibility is exercised through
subordinate supervisors to achieve optimum service to local
client groups. Work plans are approved or rejected for
rescheduling staff on shift operations, changing work
assignments, changing procedures or responding to changes in
traffic patterns. As a cost centre manager, operational
expenditures are approved for travel, equipment, supplies and
accommodation. The training needs of subordinates are evaluated
and personnel actions initiated for approval by the-Manager,
Vancouver International Airport District.
Complexity and Size of Subordinate Organization
Passenger terminal operations are located in
the main terminal and across the runways at a private aircraft
handling facility. A cargo terminal is used for commercial
shipments. The Chief is -on call" for 24-hour operations and
provides for the clearing of commercial shipments after regular
office hours. As a result of smuggling patterns, susceptibility
for entry of inadmissible persons, and large traffic volumes
generated by tourism and international conferences, inspections
and security requirements must be highly controlled. The
resolution of operational problems for 70 PY's relating to shift
scheduling, large volumes of passengers for peak periods, and
fluctuating airline schedules requires effective communication
with union representatives to ensure adequate service and
effective enforcement activity.
CONTACTS
3 / 110
Agreement is obtained with importers
concerning changes to commercial/financial procedures or systems
in order to meet the legislative and procedural needs of the
department. Advice is provided to officials of Brokerage firms,
transportation companies and various levels of government
(including foreign governments) on the interpretation of
regulations. Coordination is required with other levels of police
organizations on joint enforcement actions. Persuasion is
required to obtain compliance in a cost-effective manner while
maintaining the department's service-oriented image. Information
is provided to the media and the local Chamber of Commerce.
Consultation with local union representatives is required to gain
agreement or obtain acceptance of solutions to resolve workers'
complaints.
BENCH-MARKPOSITIONDESCRIPTION
Bench-mark Position Number: 9
Level: 5
Descriptive Title: Advisory and Monitoring Officer
Point Rating: 639
Reporting to the Chief Excise Collections at
headquarters:
Analyses new legislation and recommends to the
Excise Programs Division program changes which are compatible
with Treasury Board and departmental Financial guidelines in
order to implement new or changes to existing legislation within
the capabilities of regional operations and the automated Excise
accounting system. Consults with other government departments
such as National Revenue Taxation on similar policy areas, e.g.
areas which may be challenged by the courts. Reviews and updates
relevant portions of the Financial Management Manual. Develops
approaches for resolving uncollectable accounts. Advises
headquarters and regional audit and revenue accounting personnel
on matters relating to the accounting system for revenue from
duties, taxes and fees. Drafts bulletins for dissemination to
regions.
Identifies operational policy areas requiring change from
reviewing regional statistical data and on-site monitoring
reports as well as Court judgements. Reviews and updates
operational policies or reviews the policies of other areas
impacting on the field revenue collecting program. Evaluates
findings and prepares recommendations for changes to policies and
procedures.
Provides advice and technical expertise to
Headquarters and any of nine Regions on matters relating to the
collection and recording of duties, taxes, fees and other
charges, e.g. for opposing claims in bankruptcies, for tax
content of accounts receivable and for payment by third parties.
Studies jurisprudence, the Excise Act, related regulations and
administrative interpretations, the Federal and Provincial
statutes covering bankruptcies, corporations, liquidations,
partnerships, etc., and the Collections Policy and Procedure
Manual to recommend solutions to complex collections problems
referred to Headquarters. Discusses with taxpayers disputed
collection actions which are referred by Excise regions, the
Deputy Minister's or Minister's office and negotiates suitable
arrangements. Assists regional Excise personnel in the
preparation of court actions and communicates with the Department
of Justice concerning same.
Develops policies and procedures relating to the monitoring of
Excise Branch revenue accounting and collection sub-activities.
Develops and revises a step-by-step monitoring manual. Develops
performance standards for monitoring and supervises one regional
employee seconded to monitor regional performance relating to
revenue accounting and collections. Evaluates performance reports
and information from the uncollectable review committee and other
regional reports. Supplies regions with statistical data relating
to national performance levels. Recommends alternative approaches
to regional management and headquarters Excise Programs Division
to improve performance and ensure uniform application of policies
and procedures. Develops course content. Recommends the need for
and participates in training programs for regional accounting
personnel. Reviews operational work plans, forecasts resource
requirements and prepares national work plans.
SPECIFICATIONS
Degree/
Points
KNOWLEDGE
Dl / 246
ProgramandSpecialized/Technical
The work requires knowledge of the Excise Tax
Act and regulations, relevant sections of the Bankruptcy Act and
legislation dealing with tax collections, e.g. Landlord and
Tenant Act and federal and provincial statutes related to
corporations, liquidations, partnerships, etc., to develop
operational policies, directives and provide guidance to regions
to increase revenue collections. Knowledge of the existing
departmental Collections Policy and Procedures Manual is also
required. A knowledge of revenue accounting and auditing
techniques, systems, procedures and practices is necessary in
order to develop/adapt systems and procedures in response to
legislative changes. Knowledge of jurisprudence is required to
analyse the impact on departmental operations of new initiatives.
Knowledge of the departmental organization and regional
operations is required for monitoring and advisory functions and
providing advice on resolving uncollectable accounts through
regional and headquarters committees.
GeneralAdministration
A knowledge of departmental procedures for
disseminating guidelines to the field, developing work plans,
replying to ministerial correspondence and completing travel
claims is required.
DECISIONMAKING
C3 / 223
Scope
Recommendations are made to headquarters
Excise Programs Division concerning program/policy changes in
response to legislative changes. Initiative and judgement are
required to develop accounting systems, obtain legal opinions
where necessary, and consult with other departments such as
Taxation and/or other Branches such as Corporate Management and
other divisions within Excise Branch for automated projects.
Decisions are made on complex collection cases
through the application of precedents, jurisprudence and federal
and provincial statutes. Established procedures are normally
followed in advising regional personnel in the preparation of
court cases and communicating with the Department of Justice and
secured creditors, usually Banks.
Recommendations regarding performance
standards are made to the Excise Programs Division and a
monitoring program is initiated to ensure adequate instructions
exist between the regional collection and accounting sections and
to ensure the uniform application of program policies and
objectives. Guidelines are developed to standardize the
monitoring approach. Regional training needs are identified and a
training program developed for accounting and collections
personnel.
Within Excise Program guidelines, regional
work plans are analysed, monitored and developed into National
work plans with appropriate estimates of manpower resources for
review/approval of Senior Management.
Degree/
Points
Impact
Recommendations regarding the resolution of
complex collection cases affects trustees in bankruptcies,
secured creditors (usually Banks) and regional operations. If
pursued through the courts the work contributes to case law.
Recommendations concerning accounting procedures affect the
licensee population and regional operations in both Revenue
Accounting and Audit. Monitoring policies and procedures affect
Senior Management's evaluation of program efficiency and
effectiveness of headquarters and regional operations. Regional
technical training is developed and participation provided for
course delivery.
OPERATIONAL RESPONSIBILITY
D1 / 60
Nature of Responsibility
Input is provided to Excise Programs Division
concerning program policy, and the development and adoption of
performance standards. New legislation is assessed in order to
develop new and modify existing operational policies and
procedures, along with a monitoring program, to ensure national
consistency and to evaluate the efficiency/effectiveness of
regional operations.
Functional guidelines and advice are provided
to 9 regional Collections Units and 9 regional Revenue Accounting
Units comprising approximately 170 person years.
Technical advice and interpretation of complex
cases is provided to senior management (the Departmental
Uncollectable Committee) and regional personnel.
Supervision of one seconded employee when
monitoring regions several times a year for a 2 to 4 week period
is required.
Complexity and Size of subordinate Orqanization
N/A
CONTACTS
3 / 110
In developing policies and procedures,
commitment is obtained from Revenue Canada, Taxation and the Bank
of Canada on matters which have considerable operational
significance e.g. the exchange of information regarding corporate
or individual debtors subject to Corporate Tax Refund in light of
Privacy of Information concerns or agreement to access microfiche
of registered information to centralize verification action
instead of utilizing regional Bank of Canada offices.
Consultation occurs with senior management of
National Revenue Taxation concerning common policy areas e.g.
assessment, jeopardy and the impact of the Bank Act on third
party garnishment. Consultation with other headquarters units is
required regarding policies, systems and resourcing.
Degree/
Points
Complex or sensitive issues are resolved with
taxpayers or their representatives by telephone or through
participation in senior management meetings. Written explanations
are exchanged with Legal Services Division when there is no
jurisprudence and the interpretation of the case is precedent
setting. Fact-finding investigations occur with other government
departments e.g. Canada Post, Health and Welfare. Technical
advice and guidance is provided to regional collections and audit
personnel and program evaluation advice is provided to Regional
Directors and headquarters management.
BENCH-MARK POSITION DESCRIPTION
Bench-mark Position Number: 10
Level: 3
Descriptive Title: Drawbacks Specialist
Point Rating: 430
Reporting to the Chief, Tariff Values and
Tariff Relief
Conducts complex audits, drawbacks
investigations and end-use investigations at the premises of
producers and manufacturers (e.g. tire manufacturers, meat
packers, chemical companies, electronics companies, etc.) to
determine entitlement to drawback (a form of tariff refund to
Canadian industry) in accordance with the Customs Tariff Act,
Customs Act, Excise Tax Act, Anti-Dumping Act, Financial
Administration Act and departmental regulations and
directives.
Determines nature of investigation in light of
methods used to calculate the claim (changes in formulae during
production may affect drawback recovery). Examines the product
and relevant manufacturing processes, including the dismantling
of a finished product, if records (e.g. production formulae,
computer listings, bills of material, detailed drawings,
blueprints, inventory, record of sales etc.) are inadequate or
non-existent in order to determine quantities of imported parts
or materials required for production.
Assesses consumables, by-products, and
merchantable scrap and applies the "equivalent clause" if
domestic materials were used to produce the goods for export.
Determines whether the material consumed during the manufacturing
process is eligible for drawback and verifies that it is directly
consumed during processing.
Adjusts claims based on findings and approves
interim payments to reputable claimants giving consideration to
the financial implications to the company. Identifies goods for
which drawback of duty was paid and which have been re-imported
to Canada, thus nullifying drawback entitlement and taking the
necessary action to recover the duty. Approves payment of the
completed claim and writes summary investigation reports.
Conducts compliance audits (both pre-audit and
post-audit) for special Orders-in-Council and those that require
certain levels of domestic content in the production of goods.
Clarifies reporting requirements, bonding requirements and
restrictions with company officials. Examines domestic sales
records, special release documents, and checks inventories to
determine factory cost of production and to identify goods
diverted from the terms of the Order (e.g. goods sold in Canada,
lost, stolen or damaged goods). Accepts or rejects applications
or cancels remission privileges depending on the company's
ability to control and account for goods subject to
remission.
Obtains agreement of company officials on the
allocation of costs (administrative, salaries, rent, taxes)
attributable to production and on duty and taxes owing.
Advises company officials of the necessary
revisions to their accounting systems or the establishment of
systems to comply with departmental or legislative requirements.
For new applicants, designs cost-effective audit and control
systems e.g., duty cost, sales ratio, etc., for the duty program
desired. Obtains agreement on the implementation of the new
system and subsequently evaluates it's effectiveness.
Discusses options in the tariff relief
programs with other specialized areas of the department
e.g. Investigations and Excise Operations, as
well as with other departments, e.g. Finance and Regional
Industrial Expansion to ensure that companies are placed in a
competitive position and to avoid
duplication of payment. Advises the Manager
Investigations of possible fraud, smuggling, diversions,
undervaluation, falsification of invoices and other illegalities
discovered during the investigation. Trains Drawbacks
Investigators in investigative and audit methods.
SPECIFICATIONS
Degree/
Points
KNOWLEDGE
C1 / 191
Program and Specialized/Technical
The work requires knowledge of the Customs
Act, Customs Tariff Act, Excise Tax Act, Anti-Dumping Act,
Financial Administration Act and departmental regulations and
directives relating to the drawback and remission program. The
work also requires knowledge of business and accounting systems,
general knowledge of business law, marketing and merchandizing
practices and manufacturing processes. Familiarity with precedent
setting rulings, complex manufacturing processes and unusual
business practices is required to arrive at acceptable proposals
and decisions. Sufficient EDP knowledge is required to permit
analysis of computerized accounting, inventory and other business
systems in order to advise companies on the types of systems
which would provide optimum amount of data for Drawback
investigation purposes in the least cumbersome and expensive
manner. Knowledge of industrial costing methodologies is required
to determine factory costs of production. Knowledge of
investigative methods and report writing is required to train
Drawbacks Investigators and document findings and proposals.
General Administration
A knowledge of travel regulations is required to plan audit
itineraries.
DECISION MAKING
Cl / 159
Scope
The work entails determining the nature and
extent of investigation required for different systems (e.g.
computerized systems, duty cost systems, systems based on sales
allocation, etc.) in individual cases (ranging from the small
importer to Canadian-owned companies and multi-national
companies) in order to recommend changes in claimants methods.
Advice is provided to company officials on the revision of the
company's accounting, i.e. the design, establishment or
evaluation of systems, to achieve compliance with departmental or
legislative requirements. Work is for the most part performed at
remote sites without direct supervision and generally in
accordance with guidelines and procedures governed by legislation
and regulations. Judgement is required in making precedent
setting rulings for inclusion in a headquarters data bank
concerning new consumable or expendable materials, new
applications of the "equivalent clause" and value of by-products
where there is no established market. Judgement is also required
in determining deviation from standard investigation practices
for complex cases or where there is an insufficient audit
trail.
Impact
On-site decisions and summary recommendations to approve or
reject claims, based on audit
and investigation findings and company
profiles of historical compliance, affect the financial stability
and cash flow of a company, employment within it and market
conditions of the community. Adverse decisions affect like
companies financially as all similar goods must be treated
equally. If inward processing controls are too onerous companies
may lobby the department through the Canadian Manufacturer's
Association to modify its procedures. Large weekly sums of money
are affected by drawback decisions concerning merchandise such as
computer equipment. Revenue and refunds are also affected by
decisions concerning the application of the "equivalent clause",
the valuation of marketable scrap and the collection of duty on
goods diverted from the terms of an Order-in-Council. Failure to
determine that only qualified goods have been used and in
approved manner could result in unfair competition to other
Canadian Manufacturers of like goods for a widely dispersed
geographic area.
Degree/
Points
OPERATIONAL RESPONSIBILITY
A / 10
NatureofResponsibility
Plans and schedules own workload and travel
itineraries. Trains Drawbacks Investigators in. investigative and
audit methods and techniques. Acts as a resource to promote
Tariff Relief programs at seminars and business meetings.
CONTACTS
2 / 70
Concurrence of company officials is obtained
on the sales value of scrap, on the means to be used in verifying
Canadian content of goods where content certificates are not
available, and on the implementation of new record keeping
systems and procedures. Permission is obtained from company
officials to access company records in cases of bankruptcies.
Detailed consultations are required with
representatives of industry to determine the methods and
procedures to be used to conduct the audit and to verify the
manufacturing process. Conciliatory and investigative skills are
often required. Explanations are provided on drawbacks procedures
and requirements.
Information is exchanged with other
specialists in the department and with other government
departments, e.g. Finance and Regional Industrial Expansion, to
discuss options of the Tariff Relief program and end-use concerns
which may affect the claimant.
BENCH-MARK POSITION DESCRIPTION
Bench-mark Position Number: 11
Level: 6
Descriptive Title: Chief, Verification and Collections
Hamilton District Office
Point Rating: 840
Reporting to a District Taxation Office
Director:
Administers the collection and payroll audit
programs of the district office for overdue taxes of all types
(individual, corporate, non-resident, employer contributions and
employee deductions, trust and estate). Determines priorities
between work sections and directs the allocation of resources to
meet changing workload conditions and program priorities.
Prescribes reporting requirements, analyzes results and takes
appropriate actions such as modifying programs or procedures in
order to ensure that Departmental and District Office goals and
objectives will be achieved. Recommends changes to national
programs and to District Office goals and objectives based on
actual results and reports analysis. Consults with taxpayers and
their representatives to reach agreement on the resolution of
contentious cases raised to this level.
Administers the assessment and reassessment
program of income tax returns of all types and the subsequent
enforcement programs (Post Assessing, Office Examination,
Taxpayer Requested Adjustments, Identification of Non-Filers and
Filing Enforcement). Ensures that the intent of the legislation
is being applied in accordance with Departmental policies and
provides advice and guidance to subordinate staff.
Administers the Public Enquiries program to
provide the taxpaying public with specific information and advice
related to their tax problems. Ensures that facilities
(telephones, counter, tax publications) are available to provide
adequate service to the public. Directs, through subordinates, an
annual training program for Enquiries staff relative to
legislative, procedural and policy changes affecting tax and
information returns.
Develops and implements guidelines designed to classify
Verification and Collections work into several levels of
complexities and establishes standards of performance for each in
order to evaluate the effectiveness and efficiency of all
Verification and Collections programs in the District Office.
Prepares annual and long-range forecasts in order to identify
human and financial resources required. Determines when
appropriate staffing and classification action is required and
ensures that the necessary action is taken. Recommends the
allocation of additional space or the acquisition or repair of
equipment. Ensures the proper application of respective
collective agreements and participates with District Office
management in the resolution of union concerns or disputes.
SPECIFICATIONS
Degree/
Points
KNOWLEDGE
ProgramandSpecialized/Technical
D4 / 345
A thorough knowledge is required of income tax
legislation, legislation and regulations pertaining to Canada
Pension Plan contributions and U.I.C. deductions as well as
departmental policies, directives and procedures. The work
requires a knowledge of computerized systems and procedures for
assessment, reassessment, collections and
Degree/
Points
employer contributions accounts as well as for
the provision of tax data to authorized representatives. A
thorough understanding of management practices and procedures is
essential as programs are based on cost-effectiveness. A
knowledge of local trends, developments and economic conditions
is required to administer enforcement activities.
GeneralAdministration
Knowledge of Departmental financial practices
and procedures is required to effectively manage a Division
within an allocated budget (includes travel and supplies).
Knowledge of personnel management and Departmental procedures and
practices relative to staffing and organization and
classification concepts is also required in order to effectively
utilize human resources. Knowledge of the applicable negotiated
contracts, e.g. PM, CR, ST, is essential as is a knowledge of the
methods and procedures for resolving union concerns or disputes.
A knowledge of fire and health and safety procedures is required
in the management of the Division. Sufficient knowledge of
property and space management is required to recommend changes in
these areas and maintain departmental assets.
DECISIONMAKING
C4 / 255
Scope
Recommendations are made to change
departmental policies and procedures as well as legislation
affecting the taxpaying public. Initiatives and judgement are
required in the planning and implementing of program activities
and in the allocation and reallocation of resources to resolve
unforeseen problems and to satisfactorily resolve contentious and
complex enforcement cases that have been raised to this senior
level by taxpayers and their representatives.
Impact
Decisions affect the degree of compliance with
legislation, regulations, Departmental directives, policies and
programs administered. Decisions also impact on operating
procedures and program achievement within the district e.g.,
decisions would have a direct impact on the amount of tax
assessed and revenue collected for the Hamilton district, the
quality of review over the reporting of deductions at source, the
identification of non-filers and subsequent effectiveness of
compliance programs and the quality of service provided to all
types of taxpayers with regard to enquiries programs. Decisions
affect the Department's image and relationships with taxpayers
(Individuals, Corporations, Trust Companies). Decisions and
recommendations in dealing with taxpayers, senior corporate
officers, other government agencies and professionals affect not
only local situations, but may often be construed by taxpayers as
having regional or national scope and implications.
OPERATIONAL RESPONSIBILITY
E2 / 130
Nature ofResponsibility
Responsibility is exercised through
subordinate Section Chiefs who are assigned a specific program
and activities that collectively make up the Department's
Verification and Collections program for the district.
Work-plans, objectives and resources are developed for
subordinates. Changes to established plans to meet unexpected
problems are made between sections after analyzing priorities,
goals and objectives of the Division. Responsibility is also
exercised over the control of the Division's allocated
budget.
Degree/
Points
Complexity and Size of Subordinate Orqanization
The Verification and Collections program in
the district office is composed of various
sub-programs (Identification and Compliance,
Enquiries and Office Examination, Source
Deductions and Collections). These
sub-programs involve fluctuating workloads with
varying peak periods e.g. tax-filing season is
peak period for taxpayer enquiries.
Most of the work generated in the District
Office is processed by the respective Taxation
Centre. The various sub-programs and
activities utilize approximately 130 person-years.
CONTACTS
3 / 110
Consults with taxpayers and their
representatives to reach agreement on matters which
have been raised to this senior level, e.g.
collection of large sums of assessed taxes,
enforcement of contentious sections of the
Income Tax Act, CPP and UI Acts and resolution
of sensitive cases.
Agreement is reached with Municipal and
Provincial authorities, either on a project or
case-by-case basis, on the criteria and
procedures to be followed for the provision or
receipt of information required to support
reassessment actions or for various other
purposes.
BENCH-MARK POSITION DESCRIPTION
Bench-mark Position Number: 12
Level: 3
Descriptive Title: Training and Development Officer,
Collections (Centre for Career Development)
Point Rating: 417
Reporting to the Group Head, Collections
Training Programs:
Designs lesson material for departmental
Collections courses in accordance with the "Systems Approach to
Training"; conducts technical research in order to identify
suitable material for course inclusion and ensures that the
material will meet training objectives; participates with
educational specialists in the preparation of initial course
design plans which include objectives, teaching points,
methodology, evaluation aspects and estimated completion dates;
works with, guides and assists on-loan personnel; reviews
design/redesign material prepared by co-workers for technical
accuracy and potential inclusion in course curricula; prepares
related reports and proofreads typed lesson material.
Instructs up to 20 trainees on a variety of
technical topics covering the Collections field, e.g., jeopardy
assessments, non-arm's length transfer of assets, Director's
liability for source deductions and garnishment laws, policies
and procedures. Directs and controls the activities of these
trainees in a classroom environment. The training is conducted
either on-site or at the Centre for Career Development with a CCD
or local co-instructor. Assigns and marks classroom exercises and
case studies in order to evaluate the participants' performance
and assesses results in order to provide the relevant feedback to
participants either on a group or individual basis. Compiles
participant course evaluations and prepares instructor lesson
evaluations and course summary reports for subsequent review.
Reviews lesson plan content and instructor
evaluations and analyzes changes in income tax law, and
Departmental directives and policy that affect lesson plan
content or particular procedures or manuals in order to identify
areas of courses which require improvement and redesigns the
lesson material accordingly; recommends changes to course design
when deemed appropriate.
Participates in task and needs analysis and
design projects, provides assistance to new co-instructors,
organizes courses facilities and materials and ensures that the
necessary administrative documentation is completed, e.g., travel
authorities and advances, expense reports, etc.
SPECIFICATIONS
Degree/
Points
KNOWLEDGE
Cl / 191
Program and Specialized/Technical
Knowledge is required of the applicable
sections of relevant Federal and Provincial Statutes relating to
the collections function, e.g., Income Tax Act and Regulations,
Canada and Quebec Pension Plan Acts and Regulations, Unemployment
Insurance Act and Regulations, the Bankruptcy Act, Estate Tax
Act, Bulk Sales Act, Sheriffs' Act, Federal Court Act and various
others. Knowledge is also required of all Interpretation
Bulletins, Information Circulars, Operation Branch Letters, TOM
(Taxation Operation Manual) procedures, Dominion Tax Cases and
other departmental directives applicable to the collection of
amounts owing to the Department. A knowledge of instructional
techniques and theories of adult education is required in order
to identify and resolve
Degree/
Points
problems arising from group instruction and
individual tutorial sessions involving the learning needs of
Collections staff. An understanding is also required of course
design techniques including the choice of methodology, media,
course execution and evaluation. A knowledge of the
organizational structures and programs in the Verification and
Collections field (located in both the District Offices and
Taxation Centres) and a knowledge of common business practices is
essential in order to meet training objectives and requirements
and to ensure that lesson plans, case studies and examples are
relevant and effective for training purposes.
General Administration
A knowledge of travel regulations is required
in order to complete travel and expense documentation. A
knowledge of training tools and of the Department's training
facilities is required in order to organize course accommodations
and materials.
DECISION MAKING
B2 / 146
Scope
Judgement is required in designing or
redesigning lesson material which meets the needs of Collections
staff in the field. Judgement is also required in developing
design/redesign recommendations to course structures and in
participating in the development of training objectives, teaching
points, methodology, evaluation aspects and estimated completion
dates. Initiative and judgement are required in researching
technical content from a variety of sources in order to select
appropriate material and examples to enforce teaching points and
to organize course materials. Judgement is also required in
organizing course facilities conducive to the training
environment and to answer technical questions raised by course
participants.
Impact
Decisions impact on the quality of training
provided, including the relevance and effectiveness of course
material selected, the nature and extent of feedback provided to
course participants, and the establishment of appropriate
training environments. Recommendations may result in changes to
the structures of various courses. The quality of training
provided also impacts on the subsequent job performance of
participants.
OPERATIONAL RESPONSIBILITY
A / 10
Nature of Responsibility
Responsibility is limited to formally
instructing course participants on relevant legislation,
policies, techniques and procedures in the Collections field,
assigning the relevant exercises and examples to reinforce this
knowledge and discussing problems or progress with course
participants or with the respective supervisors when necessary.
Guides and assists on-loan personnel.
Degree/
Points
CONTACTS
2 / 70
Persuasion is required in obtaining approval
of recommended changes to course structures. Obtains the
co-operation of local managers and training co-ordinators in the
implementation of training courses in such areas as the provision
of classroom space, material and equipment. Guidance is provided
to course participants on the interpretation and application of
various laws, departmental policies and procedures and collection
techniques.
BENCH-MARK POSITION DESCRIPTION
Bench-mark Position Number: 13
Level: 6
Descriptive Title: CEC Manager, Saskatoon
Point Rating: 840
Reporting to the Director, Operations:
Plans, coordinates and directs through two
Assistant Managers, three subordinate supervisors and one Branch
Manager, the activities of 121 officers and support staff engaged
in the delivery of all Canada Employment and Immigration
Commission programs and services, to meet a variety of social,
economic and labour market needs in the Saskatoon area; provides
leadership in the delivery of the Canadian Jobs Strategy,
Employment Services and the Unemployment Insurance Programs in a
decentralized and dynamic environment; directs the review and
analysis of local labour market conditions, trends and
developments to determine the most appropriate program/service
mix to meet local needs while complementing both regional and
national priorities and planning initiatives; evaluates the
effectiveness of national programs in meeting the needs of the
communities served and makes recommendations to regional
management for changes to programs; develops a comprehensive
local operational plan that will identify the human and financial
resource implications of established goals and objectives;
provides for the development of operational strategies and
procedures to accomplish the labour market plans.
Reviews contract proposals from employers made under such
programs as the Skills Investment program, Skills Shortages
program and Wage Subsidy program and approves contracts under
delegated authority; makes final decisions on Mobility and other
adjustment program grants to clients referred by subordinates;
interprets program and policy guidelines and renders final
decisions on such matters as referral of clients to job creation
projects, allocation of training seats throughout the communities
served and the amount of the administrative penalty to be imposed
on individual claimants for offenses under the UI Act; makes
recommendations with respect to training seats to be purchased,
on the institution of special Outreach projects for such clients
as women, youth and natives, and on the appointment of candidates
for Board of Referees' chairperson. Manages all financial
resources within the Saskatoon CECs labour market area, including
Canadian Jobs Strategy and other program funds.
Maintains effective working relationships with a diverse
cross-section of the community, such as Local Advisory Councils,
elected representatives, officials from other levels of
government, target group organizations, business and labour
organizations, and the media to promote the objectives, programs
and services of the Commission and to identify changes and
developments in the local labour market such as plant expansions
or closures; represents the Commission in formal meetings with
public and private officials with authority to resolve problems
requiring the re-allocation of CEC resources and the
determination of new priorities with respect to program and
services delivery; establishes local advisory and consultative
committees to discuss and resolve labour market problems;
promotes the use of employment equity practices with outside
organizations and plans the delivery of employer seminars to
advance this and other approved policies.
SPECIFICATIONS
Degree/
Points
KNOWLEDGE
D4 / 345
ProgramandSpecialized/Technical
The work requires knowledge of the UI Act, the
National Training Act and of the objectives and policies of the
many employment and labour market programs and services delivered
by the Commission at the local and regional levels, such as
mobility, skill growth fund, worksharing, native internship
program, outreach, adjustment assistance, employment equity,
counselling and placement in order to coordinate the efforts of a
large staff in delivering these varied programs to a community
presenting diverse needs. The whole spectrum of programs, their
purpose and their flexibility, must be thoroughly known and
understood. The work requires a knowledge of the Commission's
objectives and organization; a knowledge of the programs and
services administered by other government departments and by
departments and agencies of provincial and municipal governments
impacting on the local labour market. The work requires knowledge
of the local labour market, of trends and developments in
industry, occupational shortages and surpluses, technological
changes and of the structure of the local economy.
General Administration
The work requires knowledge of the Financial
Administration Act, the Public Service Staff Relations Act,
pertinent collective agreements and personnel and financial
policies and practices. The work requires knowledge of management
principles and practices in order to organize and manage the work
of a large staff (121 p/ys) which provides a variety of
Employment and Insurance programs and services in separate
locations (Saskatoon, Humboldt, CEC for Students and two
on-campus offices). Knowledge is required of the policies and
practices respecting property and space management,
telecommunications and health and safety because of the
responsibility for buildings and rooms where large numbers of the
public circulate.
DECISION MAKING
C4 / 255
Scope
Innovative and decisive management is required
in order to cope with shifting program priorities, fluctuating
workloads brought on by seasonal employment in the primary
industries, and a scarcity of professional and highly skilled
technicians and tradespeople in the labour market. The incumbent
of the position must be capable of selecting the appropriate
programs and services to be emphasized in the labour market area
after analyzing the local and regional labour market conditions
and identifying trends. There is a requirement to develop a
comprehensive operational plan (Planning & Accountability
Process) with specific quality and speed of service objectives
that ensure the attainment of local, regional and national goals.
Discretion and judgement are required in representing the
Commission at various formal and informal meetings with business,
community, labour and media representatives, in authorizing the
commitment of program funds, in interpreting program policy
guidelines and in recommending program expenditures and the
approval of projects to higher authority. Judgement is required
in evaluating national programs and policy initiatives in meeting
local needs and in recommending changes to the Director,
Operations.
Degree/
Points
Impact
Recommendations affect regional and national
employment and insurance programs and policies and the workload
of 121 employees serving a mixed industrial/agricultural
community. Decisions affect the quality and speed of delivery of
approximately 40 programs and services. The incumbent must
respond to emergency situations to provide quick and efficient
delivery of income maintenance payments to eligible workers
affected by plant closures, strikes, or any other situation
threatening the employment and financial security of large
numbers of workers. Decisions and recommendations respecting the
expenditure of program funds and the adoption of program policy
affect the ability of employers to train and recruit staff, to
adapt to changing market conditions and technological
advancements and to maintain a qualified work force during
economic downturns. Decisions and recommendations on mobility
grants, outreach projects, proposals and allocation of training
seats affect the ability of individual clients to obtain
employment. Decisions to impose substantial financial penalties
for offenses under the UI Act may cause financial hardship to
individuals.
OPERATIONAL RESPONSIBILITY
E2 / 130
Nature of Responsibility
Responsibility is exercised through two
Assistant Managers, three subordinate supervisors, and one Branch
Manager who are accountable to the incumbent for the supervision
of staff, the preparation of budget estimates and the effective
and efficient delivery of services to the public. The work
requires the development of operational plans for the fiscal
year, the determination of the human, financial and material
resources required and the control of resource utilization.
Program and operational policies and procedures are adapted or
modified and resources augmented and re-allocated to meet
evolving or emergency situations or changes in priorities.
Administrative expenditures are authorized
under sections 26 and 27 of the Financial Administration Act for
overtime, hiring of casuals, travel, equipment, supplies,
facilities and office accommodations. First level grievances are
heard and recommendations are made on such matters as suspension
and dismissal to the Regional Director General at the second
level. Subordinates are evaluated against stated goals and
objectives.
Complexity and Size of Subordinate Organization
The work entails line responsibility for two
Assistant Managers, three subordinate supervisors, and one Branch
Manager in Humboldt. In addition, it entails responsibility for
two on-campus offices and a Canada Employment Centre for
Students. Collectively, the staff of 121 person-years is
responsible for the efficient and effective delivery of more than
40 programs and services to a large community with a mixed
industrial/agricultural economy.
Degree/
Points
CONTACTS
3 / 110
Consultation is requires with officials of
business, industry and labour, with government
officials and with leaders of business, labour
and community associations with respect to
local employment and labour market problems,
to decide on an appropriate course of action
to resolve problems with CEC services and
programs. Contracts with individual employers
are negotiated and funding approved under
delegated authority, and discussions are held
with regional and head office program
representatives to gain acceptance for proposals
beyond the incumbent's authority. Discussions
are held with MP's, MLA's, media
representatives and other interested parties
on specific cases and issues to explain the
Commission's position on these matters and to
promote an understanding and acceptance of
the objectives, programs and services of the
Commission.
Manages the Investigation and Control program
for the Alberta/NWT Region and acts as the senior regional
authority for the program. Develops operational plans and
strategies and directs analysis into changing patterns and trends
in socio-economic conditions and in the noted incidence of abuse
to ensure the most effective deployment and organization of
staff. Develops and implements regional policies, systems and
procedures in consultation with regional program and CEC Managers
and consults with National Headquarters staff on the development
of national policy related to benefit programs control. Provides
technical and professional expertise to field staff to ensure
uniformity and consistency in the interpretation and application
of legislation and policy, and in the application of
investigative techniques and procedures. Visits CECs and reviews
and analyzes reports prepared by regional and field staff in
order to monitor and evaluate program control activities.
Assesses the effectiveness of program control activities to
determine the need to revise policies, guidelines, and
procedures. Makes decisions to prosecute claimants and employers
for fraud without reference to higher authority.
Develops and maintains effective working
relationships with senior officials of other departments, other
levels of government, employers and employer organizations, trade
unions and private organizations and with Immigration officers
and officials of security forces. Discusses problems relating to
unlawful practices and the technical aspects of program control,
and negotiates agreements with employers to participate in
special control programs, such as the computerized report on
hiring program. Provides technical interpretations and
explanations in response to enquiries about program control
activities and procedures.
Advises the Director and Director General on
all aspects of the Investigation and Control program, of National
Headquarters plans, policies and activities impacting on regional
operations. Discusses special cases and operational problems
having national or political implications or that impact on the
operations of other regions and proposes or discusses solutions.
Advises on trends and patterns in the incidence of program abuse
that impact on other regional programs. Recommends changes in
human and other resources, reorganizations and changes in
systems, methods and procedures required as a result of changes to program control activities.
Supervises regional office Investigation and
Control Officers engaged in developing regional policies and procedures and monitoring regional operations, and
supervises through a subordinate supervisor, clerical staff
engaged in processing investigations arising from observations
received from three computer programs - computer post audit,
computerized report on hirings and the automated earnings report system. Establishes goals and objectives
and sets priorities for regional and CEC staff; allocates work
and evaluates performance against stated objectives.
SPECIFICATIONS
Degree/
Points
KNOWLEDGE
D2 / 279
ProgramandSpecialized/Technical
The work requires a knowledge of the UI Act
and Regulations, the Canada Evidence Act and the Charter of
Rights and Freedoms as well as knowledge of Commission programs,
policies and organization, entitlement principles, jurisprudence
and court precedents and a knowledge of investigative principles
and techniques. A knowledge of the Criminal Code is required, as
is a knowledge of computerized systems and their application for
control purposes. This knowledge is required to develop overall
strategies and policies for the planning and administration of
the investigation and control program in the region, to assess
the effectiveness of the program and the requirement for new
control initiatives and to represent the Commission in
prosecution cases and in advising interested parties on control
policies, techniques and procedures.
GeneralAdministration
Knowledge of departmental personnel management
policies and procedures is required, as they relate to the
classification and staffing of positions and the resolution of
union concerns, as is a knowledge of the budget and corporate
operational planning processes to manage a small regional office
staff and a larger staff of program officers decentralized to two
metro offices and ten local offices across the region.
DECISIONMAKING
C3 / 223
Scope
Decisions concerning the development of
regional policies, programs and procedures are made without the
benefit of formal guidelines but require the adaptation of
national policies to meet regional needs. Decisions to prosecute
claimants and employers for fraud are made within the provisions
of the Unemployment Insurance Act and Regulations and the Canada
Evidence Act and in accordance with the policies and procedures
of the Investigation and Control Program. Initiative and
judgement are required in the development of appropriate policies
and procedures of investigation and control and for determining
the need for changes in the system to keep up with evolving
methods of defrauding the unemployment insurance account.
Judgement is required in the means employed of developing, in the
community, an awareness of investigation and control activities
and a concern for the safeguarding of public funds. Judgement is
also required in order to obtain the cooperation of interested
parties in providing information and assistance necessary to the
development of new fraud detection programs.
Recommendations for corrective action required
as a result of the monitoring of investigation and control
operations in the CECs are made within the context of
Investigation and Control policies. Recommendations are also made
to National Headquarters on policy changes related to benefit
programs control.
Degree/
Points
Impact
Decisions and recommendations affect the
efficiency and effectiveness with which the investigation and
control program operates in the region and impact on national and
regional policy development and on the nature and scope of the
control program. Decisions also result in the prosecution of
claimants or employers for fraud and affect the degree of public
awareness of unlawful practices which can act as a deterrent to
abuse under the legislation.
OPERATIONAL RESPONSIBILITY
D1 / 60
Nature of Responsibility
The work entails responsibility for the
management of the Investigation and Control program in the
Alberta/NWT region. Responsibility is exercised through 12
supervisors reporting to 10 CEC Managers and 2 Metro Managers and
through a small staff of 16 officers and clerks at the regional
office. The work requires the development of operational plans
for the fiscal year, the determination of the human, financial
and material resources required and the issuance of budget
guidelines for use of CEC Managers in forecasting workload
volumes, program priorities, anticipated results and production
standards. The work also entails responsibility for the
interpretation and application of national policies, the
development of regional policies and operational priorities, and
the development and implementation of appropriate monitoring and
evaluative systems to assess local office operations. In
addition, it also entails responsibility for assessing regional
performance and recommending adjustments to staff deployment or
training, the establishment of task forces or other corrective
action as required.
Complexity and Size of Subordinate Organization
N/A
CONTACTS
3 / 110
Consultation and close co-operation are
required with law enforcement and security agencies of other
government departments and other levels of government in the
investigation of cases of abuse and fraud and in the prosecution
of employers and claimants under the UI Act and the Criminal
Code. Consultations are also held with officers of the court and
legal representatives respecting the prosecution of individuals.
Negotiations are held and agreements are reached with employers
and employer associations on the acceptance and implementation of
specific computerized and manual control programs to prevent and
detect abuse and fraud. The work also requires the provision of
advice and explanations to employer associations, community
leaders, unions, social action groups and government
representatives with respect to the UI Program and the role of
investigation and control in the prevention, deterrence and
detection of abuse and fraud.
BENCH-MARK POSITION DESCRIPTION
Bench-mark Position Number: 15
Level: 2
Descriptive Title: Supervisor, Self and Assisted Services
Point Rating: 340
Reporting to the Canada Employment Centre
(CEC) Manager, North Vancouver:
Supervises and co-ordinates Employment and
Insurance Officers and Reception and Enquiry Clerks engaged in
the receipt and adjudication of non-contentious claims for UI
benefits, the determination of client needs for employment
programs and services and the referral of "job ready" clients to
employers, and in the provision of reception and enquiries
activities to worker and employer clients, UI claimants and
members of the general public. Organizes and assigns work,
monitors work in progress and makes necessary adjustments to work
flow, methods and procedures to accommodate periodic fluctuations
in workload, or to adapt to major disruptions arising from mass
layoffs, plant closures or the introduction of legislative or
program changes. Provides advice, guidance and training to staff
on all aspects of unit operations, including the use of EDP
on-line systems; evaluates performance of staff against stated
objectives and takes corrective action to improve
performance.
Assesses the efficiency and effectiveness of
unit operations through spot checks on claims files, employment
referrals and enquiry referrals to Insurance Agents, and through
observation of client interviews. Reviews and analyzes
statistical and narrative reports generated by CEC quality
control staff or by regional quality assurance monitors. Advises
the CEC Manager of problem areas, patterns or trends and
recommends ways and means of overcoming problems and enhancing
speed and quality of service.
Meets with clients, members of the public and
claimants dissatisfied with the service provided by unit staff
and resolves difficult and sensitive issues. Provides
explanations on CEC program and services and on the UI Act and
Regulations to clients, claimants, employers and members of the
general public.
SPECIFICATIONS
Degree/
Points
KNOWLEDGE
82 / 169
Program and Specialized/Technical
The work requires a knowledge of the UI Act
and Regulations and of attendant systems and
procedures governing the processing,
adjudication and payment of claims for UI benefits.
The work requires a knowledge of employment
programs and services, such as training,
mobility, counselling and attendant policies
and procedures and techniques respecting job
search, placement and referral. Knowledge of
Commission objectives, programs and
policies and of other governmental social
programs is required, as is a knowledge of
regional and local operating procedures,
on-line computer systems, interviewing
techniques and local labour market conditions.
This knowledge is required to provide
guidance and training to subordinate officers
and support staff and to resolve difficult
concerns and complaints from dissatisfied
clients and claimants.
Degree/
Points
General Administration
The work requires knowledge of personnel
policies and practices respecting staffing of
positions, pay, attendance and appraisals.
Also required is a knowledge of health and
safety, layout of work stations, paper flows
and traffic flows.
DECISION MAKING
A2 / 101
Scope
Work is performed within detailed and readily
available operating guidelines, directives
and procedures. Initiative and judgement are
required in maintaining optimum traffic and
work flow patterns for individuals entering
the CEC to ensure their exposure to the
appropriate program or service area with due
consideration for both quality and speed of
service. Initiative and judgement are also
required in allocating staff to meet
fluctuating workloads, in assessing the
effectiveness and efficiency of operations and in
making effective recommendations to correct
identified areas of concern. Judgement and
tact are required in resolving difficult and
usually emotionally-charged confrontations
with clients and claimants, and in explaining
Commission policies and programs to
employers, special interest groups and
representatives of various public and private
agencies.
Impact
Decisions are made with respect to the
organization and allocation of staff to meet
fluctuating workloads, affect the work of the
unit, and the quality and speed of service
to the public in the critical areas of
reception, enquiries, referral of job-ready
clients and the adjudication of
non-contentious claims. Recommendations are made to
revise operating procedures within the unit
and between units to enhance quality and
speed of service.
OPERATIONAL RESPONSIBILITY
C / 40
Nature of Responsibility
The work requires the supervision of fifteen
Employment and Insurance Officers and
Reception and Enquiry Clerks, allocating work,
monitoring its progress through
observation and through review of quality
control and quality assurance reports,
providing guidance and training to staff,
evaluating their performance, and taking
corrective measures to improve performance.
Participates in the formal staffing and
appraisal processes.
Complexity and Size of Subordinate Organization
N/A
Degree/
Points
CONTACTS
1 / 30
The work requires the provision of
explanations to employers, representatives of other
government departments and agencies, special
interest groups and members of the general
public respecting Commission programs and
policies and governing legislation. Also
required is the resolution of difficult and
sensitive issues involving irate or
Plans, organizes and controls the activities
of Employment Counsellors and support staff engaged in the
delivery of employment programs and services to worker and
employer clients. Provides advice, guidance and training to
subordinates on all aspects of unit operations including EDP
systems, evaluates performance against quality control standards,
and makes recommendations to the Manager on employee performance
and to regional program specialists to effect changes in
operational and program policies and procedures. Monitors work in
progress and makes adjustments to staff allocations, work methods
and procedures to meet changing workloads and priorities.
Reviews recommendations from subordinates
respecting applications for training mobility grants, employer
incentive proposals and foreign worker recruitment, and
authorizes payment of program funds and Confirmation of Offers of
Employment. Resolves complaints and disputes between clients and
subordinates respecting service and legislative or program
requirements. Meets with representatives of community colleges
and technical institutes to discuss and resolve problems
involving commitment of monies with respect to such issues as
allowance payments, availability of training space, and course
scheduling. Represents the CEC in meetings with non-government
organizations, employers and business associations and government
representatives to obtain information, to explain the programs
and services available, and to resolve issues of mutual interest
and concern.
Participates as a member of the management
team and makes recommendations with respect to the design and
modification of office policies, procedures, workflows and
layouts, and to the initiation or modification of administrative
practices.
SPECIFICATIONS
Degree/
Points
KNOWLEDGE
C2 / 224
ProqramandSpecialized/Technical
The work requires a knowledge of the full
range of employment programs and services such as, Canadian
Industrial Renewal program, Canada Farm Labour Pools, Canada
Mobility program, Outreach, Native Internship, Careers Canada,
Choices, to provide guidance and training to staff and to provide
interpretations and decisions on specific cases and issues. The
work also requires a knowledge of the relevant sections of the UI
Act, the Immigration Act, National Training Act, other social
legislation impacting on the delivery of employment services to
worker and employer clients. A knowledge of the functioning and
structure of the local labour market, educational institutions
and social support agencies is required to direct the provision
of effective counselling, placement and referral services.
Degree/
Points
GeneralAdministration
The work requires knowledge of departmental
personnel policies, collective agreements and administrative
practices including computerized management information systems
to allocate work and supervise staff. A knowledge of financial
policies and procedures is required to manage O&M funds and
approve travel requests.
DECISIONMAKING
B2 / 146
Scope
Decisions are made in organizing and
controlling the work of the unit and in providing guidance to
subordinates in the provision of a wide range of employment
services to worker and employer clients, and in the
administration of employment programs. Judgement is required in
the resolution of sensitive issues and disputes between clients
and subordinates respecting service expectations and program
requirements, and in the interpretation and application of
policies and guidelines to particular cases. Initiative and
judgement is required in establishing and maintaining effective
working relationships with local employers, government agencies
and educational institutions. Judgement is required in assessing
the effect of local policies and making recommendations for
changes to accommodate employment problems.
Impact
Decisions affect the work of the unit (14
person-years) and the quality and speed of delivery of employment
services to the local labour market. Decisions on off-shore
recruiting, mobility and training applications affect the short
and medium term labour supply/demand, and employment
opportunities of Canadian citizens and Landed Immigrants.
Decisions on individual cases respecting program or service
eligibility can establish regional precedents.
OPERATIONAL RESPONSIBILITY
C / 40
NatureofResponsibility
The work requires the supervision of
Employment Counsellors and support staff, assigning and reviewing
their work, assessing performance and providing guidance and
training in the application of program and operational policies,
guidelines and procedures. Recommendations are made to the
Manager respecting resource requirements and operational
objectives for the unit.
CONTACTS
2 / 70
Provides information on and explanations of
employment programs and services with worker and employer clients
to determine service needs, and resolves disputes on eligibility
for employment services and programs. Consults with
representatives of non-governmental organizations, social action
groups, business associations, employer and employee groups and
other levels of government to promote CEC employment services and
programs, to advise on legislative and policy requirements, and
to resolve problems and reach agreement on matters of common
interest and concern. The work also requires consultation with
post-secondary school representatives to reach agreement on and
resolve training program availability and delivery problems.
BENCH-MARK POSITION DESCRIPTION
Bench-mark Position Number: 17
Level:3
Descriptive Title: Benefit Programs Officer
BC/Yukon Region, EIC
Point Rating: 447
Reporting to the Chief, Industrial Benefit
Programs:
Adjudicates complex, contentious cases, such
as labour disputes, fraud cases, cases involving a number of
Canada Employment Centres (CEC's). Issues instructions to CEC(s)
with respect to the nature and extent of fact finding required in
labour dispute and other complex cases. Analyzes facts submitted,
and where required personally interviews employers, workers,
provincial government representatives, unions and legal advisors
to determine the facts of the case or coordinates the fact
finding being conducted by a number of CECs. Renders decision on
entitlement and instructs local offices accordingly.
Monitors implementation of decision.
Conducts quality assurance monitoring reviews
of local office (CEC) Insurance program activities. Assesses the
efficiency and effectiveness of claims processing and
adjudication activities, and the quality of fact finding,
entitlement determination and Boards of Referees decisions and
activities. Monitors compliance with quality control standards
and analyzes trends. Reviews and analyzes a variety of
production, workload and quality control reports, and visits
local offices during course of reviews as part of quality
assurance plan to correct specific problems or to assist CEC
management. Determines causes of problems and ways and means of
correcting them, and initiates remedial action. Advises local
office management of findings and of the corrective action
required, makes recommendations to local and regional office
management in written report, and where necessary, renders
decision on site to correct problem, such as non-compliance with
legislation, with policy or with principles of adjudication or
inadequate operational methods at the CEC level.
Reviews benefit entitlement and appeals policy
circulars and other policy and procedural directives from
National Headquarters respecting legislative, program or
operational changes and instructs local uffice Insurance staff in
the application or changes in law, regulations, policies and
procedures. Participates in the development and promulgation of
regional procedures and modifications to national policies as a
result of problems identified during monitoring reviews or to
accommodate regional requirements. Participates in the analysis
of training needs, the development of training material and the
conduct of training programs for local office program and
supervisory staff.
Reviews decisions made by Boards of Referees
on contentious cases, assesses advisability of recommending an
appeal to the Umpire or to the Federal Court, and where approved,
prepares appeal. Analyzes reports of Boards of Referees
activities and visits Board centres regularly to assess the
efficiency and effectiveness of their operations and the legality
of their decisions. Prepares reports containing data and
information required for the training of Board Chairpersons and
members and recommends their removal and replacement.
SPECIFICATIONS
Degree/
Points
KNOWLEDGE
C1 / 191
Program and Specialized/Technical
Knowledge is required of the U.I. Act and
Regulations, other legislation, such as National Training Act,
provincial Employment Standards Act and Labour Code,
jurisprudence, entitlement principles and Insurance policy
directives and guidelines to adjudicate contentious cases such as
labour disputes, to assess quality of fact finding and
entitlement decisions at the local office level, to evaluate
Board of Referees decisions and to prepare appeals on behalf of
the Commission to the Federal Court. Knowledge is required of the
Commission organization, the claims processing, adjudication and
appeals systems, and national and regional operational policies
and guidelines to assess the efficiency and effectiveness of
local office and Boards of Referees Operations, to identify
problems and devise ways and means of resolving them. Knowledge
is also required of quality assurance, quality control policies,
practices, and techniques and investigative and interviewing
techniques. Knowledge is required in the analysis of statistical
and other data to ascertain trends in Insurance operations, in
writing reports and in responding to general and specific
enquiries.
General Administration
The work requires knowledge of financial authorities governing
travel, printing and
publication.
DECISIONMAKING
B2 / 146
Scope
Decisions are made in monitoring the
efficiency and effectiveness of local office Insurance
operations, Boards of Referees activities and the quality of
entitlement determination fact finding and adjudication.
Initiative and judgement are required in the identification of
problems, operational trends, training requirements and ways and
means of resolving problems and improving service to the public.
Judgement is required in advising CEC management of identified
problems and developing trends, and of the remedial action
necessary which may involve training or replacement of staff or
modifications to work methods and processes. Discretion and
judgement are required in investigating and adjudicating
contentious cases, in assessing a variety of factors to determine
whether an appeal should be lodged with the Federal Court, and in
recommending the removal and replacement of Boards of Referees
chairpersons and members. Judgement is required in analyzing and
interpreting legislative, program and operational changes,
jurisprudence and precedent setting decisions, and in providing
expert technical advice to CEC staff on these matters. Discretion
is required in interviewing parties in labour disputes and other
contentious cases, in advising legal representatives on cases to
be appealed, in explaining the rationale for the decisions on
contentious cases and in answering enquiries from members of
parliament and provincial governments on specific cases.
Degree/
Points
Impact
Decisions on policy and procedural changes
arising from the interpretation of the Act and regulations,
national policies and directives, and as a result of monitoring
reviews effect the efficiency and effectiveness of Insurance
operations, including the quality of adjudication, the operation
of Boards of Referees and the appeal process, across the BC/Yukon
region. Decisions on labour dispute cases impact directly on
hundreds or thousands of workers, on employers, and their
associations. Recommendations for appeals to the Umpire or to the
Federal Court, where it is judged that the Board has erred in
law, acted capriciously or did not exercise the principles of
natural justice, can result in the establishment of legal
precedents.
OPERATIONAL RESPONSIBILITY
C / 40
Nature of Responsibility
The work requires the monitoring of all
Insurance program activity in CEC's across the BC/Yukon region to
assess the efficiency and effectiveness of operations, compliance
with and adequacy of national and regional operational policies
and procedures, and the quality of adjudication decisions. The
work entails responsibility for identifying problems or potential
problems, recommending remedial action such as operational policy
or procedural changes, training of supervisory and program staff,
and where required, personally rendering corrective decisions. It
also entails evaluating the efficiency and overall performance of
Boards of Referees, and recommending training, removal or
replacement of individual Board chairpersons and members. Expert
technical advice is provided to Insurance staff and management in
the CEC's on all aspects of the UI Program, and to instruct CEC
Insurance staff on labour dispute cases.
CONTACTS
2 / 70
The work requires interviewing union
officials, employers and their legal representatives in labour
dispute cases to obtain their cooperation and to persuade them to
provide information required to reach a decision. It also
requires investigating these and other contentious cases as well
as complaints regarding Insurance services, and explaining the
reasons for the decisions or for the treatment of individuals or
classes of claimants. The work requires the provision of advice
to CEC management on monitoring results and seeking their
commitment on ways and means of resolving identified problems and
improving service to the public. Specific cases are discussed and
responses are provided to more general enquiries concerning the
UI Program, level of service, opening and closure of offices,
Commission policy with a wide variety of constituents. The work
also requires advising lawyers representing the Commission before
the Umpire or the Federal Court of Appeal, to assist them at the
hearings, and to represent the Commission before the Board of
Referees in complex cases.
BENCH-MARK POSITION DESCRIPTION
Bench-mark Position Number: 18
Level: 2
Descriptive Title: Immigration Counsellor
Point Rating: 330
Reporting to the Supervisor, Immigration
Counsellors:
Reviews and evaluates applications, and
interviews applicants (visitors, returning residents) to
determine whether applications for extensions of status or for
work or study in Canada should be authorized or refused, whether
the terms and conditions of admission should be altered, and
whether returning resident permits should be refused or approved.
Approves or refuses applications. Assesses applications made on
humanitarian, compassionate and national interest grounds to
determine eligibility. Interviews applicants, assists them in the
completion of applications, and evaluates a variety of
confidential medical, security and criminal information relating
to the applicant. Makes a written recommendation to superiors to
accept or reject applications, taking into account extenuating
circumstances surrounding the case.
Interviews sponsors making Family Class
applications to determine their eligibility to apply; assesses
their financial status and willingness to make appropriate
provisions for relatives abroad, assists them in the completion
of applications and other documentation required, such as for an
assisted passage loan, and makes written recommendation to accept
or reject applications. Counsels sponsors on their
responsibilities towards relatives upon their arrival in Canada;
provides advice, assistance and information to persons admitted
to Canada as permanent residents and refers them to the
appropriate agencies for specialized help.
Develops and maintains close working
relationships with law enforcement agencies, representatives of
other governments, other levels of government, business;
non-governmental organizations and social action groups to obtain
and exchange information on illegal immigration activities and
the movement of dangerous or potentially dangerous individuals.
Investigates suspected violations of the Immigration Act, such as
illegal entry or illegal employment of visitors, arrests and
detains individuals when warranted and recommends prosecution.
Responds to representations from lawyers, members of parliament,
consular officials or members of associations interested in the
welfare of permanent residents and visitors.
Acts as Senior Immigration Officer as
required. Acts for the Manager Canada Immigration Centre (CIC) in
that officer's absence, performs escort duties in transporting
detainees, as required.
SPECIFICATIONS
Degree/
Points
KNOWLEDGE
B1 / 136
Program and Specialized/Technical
The work requires a knowledge of the
Immigration Act and Regulations, and a knowledge as well as of
Commission policies, guidelines and procedures respecting the
entry of visitors, immigrants and returning residents, the
Citizenship Act, the Criminal Code of Canada and the Narcotics
Control Act. The work also requires an awareness of the social,
political and other implications of approving or refusing
applications, particularly those with humanitarian,
compassionate, national interest or family class
Degree/
Points
dimensions. Knowledge is required of
interviewing and investigative techniques and procedures, and of
the legal requirements for conducting investigations and formal
enquiries, and the arrest, detention or removal of individuals.
The work requires knowledge of report writing and of presenting
details of fact finding and investigative activities.
GeneralAdministration
Knowledge of internal administrative procedures is
required.
DECISIONMAKING
81 / 114
Scope
The work requires the exercise of initiative
and judgement in assessing applications and interviewing
individuals wishing to enter and/or remain in Canada, in
obtaining and evaluating the relevant facts and in determining
whether there are humanitarian, compassionate or national
interest considerations to be taken into account. Judgement is
required in assessing family class applications, in determining
the ability of sponsors to make financial and other provisions
for relatives abroad, and in counselling sponsors on their
responsibilities to their relatives upon arrival in Canada.
Discretion is required in the acquisition, use and exchange of
confidential and sensitive information when working with law
enforcement agencies and representatives of other governments.
Initiative is required in the investigation, apprehension, arrest
or detention of individuals who have violated the Immigration
Act. Judgement is also required in explaining the Act and
Commission policy to lawyers, members of non-governmental,
organizations and other interested parties and in soliciting
their cooperation in specific cases.
Impact
Decisions and recommendations are made to
approve or refuse applications to enter and/or remain in Canada,
to detain, arrest or deport individuals and to approve or refuse
the admission of family members of immigrants and permanent
residents. Decisions and recommendations directly affect sponsors
and their families with respect to family reunification.
OPERATIONAL RESPONSIBILITY
A / 10
Nature of Responsibility
Responsibility is primarily for own work,
although there is occasionally the requirement to assist in the
training of junior officers and support personnel and there may
be the requirement to act for the Manager, CIC, in that officer's
absence.
Degree/
Points
CONTACTS
2 / 70
The work requires interviewing applicants for
entry into, and permanent residency in Canada, and applicants who
wish to sponsor relatives abroad to determine their eligibility
in accordance with the Immigration Act and Commission policies.
The Act and Regulations are explained to lawyers, representatives
of business, non-governmental organizations, other levels of
government and other interested parties and their cooperation is
solicited in the investigation of cases involving suspected
illegal entry or other violations of the Act. The work also
requires the acquisition and exchange of confidential and
sensitive information on individuals with members of law
enforcement agencies and representatives of other
governments.
BENCH-MARK POSITION
DESCRIPTION
Bench-mark Position Number: 19
Level: 2
Descriptive Title: Insurance Agent II
Point Rating: 330
Reporting to the Supervisor, Insurance
Services:
Adjudicates contentious claims for U.I.
benefits. Investigates circumstances surrounding loss of
employment and interviews claimants and employers to ascertain
the facts on such issues as reasons for loss of employment,
availability for work, capability of working, and credibility of
claimants' statements. Interprets the Act and regulations,
jurisprudence and other legislation, collective agreements and
labour market information and renders decisions on behalf of the
Commission, with respect to eligibility, entitlement to benefits,
disqualifications and disentitlements, with due regard for
individual situations. Explains rights and obligations to
claimants, the terms and conditions for continued receipt of
benefits, and the reason(s) for denying or allowing the claim and
for the disentitlements or disqualifications imposed.
Monitors the payment of benefits to claimants
throughout the duration of the claim and when initial conditions
of entitlement change contacts claimants to verify continued
entitlement. Refers cases where there appears to be fraud or
abuse to an Investigation and Control Officer (ICO) for further
investigation prior to making a determination of entitlement.
Reviews ICO's recommendations for disqualification or financial
penalty under Section 47 of the Act, assesses mitigating
circumstances and decides whether sanctions should be imposed or
not and the extent of the sanctions. Inputs decisions via on-line
computer and notifies finance of overpayment established.
Investigates and determines the facts
surrounding labour disputes and determines the entitlement or
non-entitlement of all workers directly involved and interested
in the dispute, and those who through no fault of their own, are
prevented from working. Interviews employers, union
representatives, workers, conciliators and prepares file
indicating such details as number of companies involved, number
of workers involved by class or grade at each site, the nature of
the dispute and the size and behaviour of the picket lines. Makes
effective recommendation to the Regional Office on the classes of
workers involved to be disentitled and on receipt of the
decision, adjudicates individual claims.
Prepares submissions to the Board of Referees
on appeals filed by detailing all the factors of the case, a
summary of the subject of the litigation, the reasons for the
decision, and relevant caselaw that supports both parties.
Reviews decisions of the Board of Referees to ensure that the
Board has observed the principles of natural justice, that it has
not erred in law and that the decision is not perverse or
capricious. Recommends an appeal to the Umpire (Federal Court
judge) where it is determined that the Board's decision is not in
keeping with the Act.
Answers enquiries from and provides information to MP's,
lawyers, MLA's and representatives of other government
departments and private agencies on all aspects of the UI Act and
its administration and on the reason(s) for decisions rendered on
specific claims. Provides advice and assistance to Agents I,
claims preparation and enquiry clerks on the Act and assists in
their training.
SPECIFICATIONS
Degree/
Points
KNOWLEDGE
B1 / 136
ProgramandSpecialized/Technical
The work requires knowledge of the UI Act and
regulations, jurisprudence, decisions of the Federal Court of
Appeal and of the Supreme Court, as well as entitlement
determination directives and policy guidelines. The work requires
a knowledge of the principles of natural justice, other social
and labour legislation, such as Charter of Rights and Freedoms,
Workers Compensation and provincial labour codes, as well as a
knowledge of collective agreements, provincial licensing boards,
local labour market conditions, union hiring hall practices and
wage rates. The work also requires knowledge of other CEIC
programs and services, such as the Active Job Search program,
Record of Employment Awareness program, employment services,
labour adjustment and training programs. A knowledge of
interviewing and investigative techniques and practices is also
required, as is a knowledge of the appeal process through to the
federal court. This knowledge is required to adjudicate
contentious and complex claims for benefit, to investigate
complex labour dispute cases, to prepare submissions to
independent appeal bodies on behalf of the Commission to impose
or waive financial penalties and to defend the decisions taken to
all interested parties.
GeneralAdministration
The work requires knowledge of the UI on-line
computer system sufficient to input and retrieve information on
claims. Also required is a knowledge of central agency travel
regulations.
DECISION MAKING
B1 / 114
Scope
The work requires the exercise of initiative
and judgement in determining the facts surrounding loss of
employment such as cases of dismissal for misconduct and
voluntary separation, in assessing the extenuating circumstances
such as harassment, discrimination, conditions of employment, in
investigating availability and reasonable efforts to find
suitable work and in determining the credibility of claims and
other statements. Discretion and judgement are exercised in
weighing the facts of each case to determine entitlement to
benefits; whether disentitlements, disqualifications or Section
47 penalties should be imposed and the severity of the penalty.
Discretion and initiative are required in interviewing employers
and claimants, in explaining their rights and obligations and the
reasons for the decisions on entitlement. Judgement is also
required in the interpretation and application of the Act and
regulations, case law and principles of natural justice.
Initiative and judgement are required in investigating labour
disputes, in interviewing all parties to the dispute and their
representatives, in assessing to what extent the picket lines are
preventing employees from working, and in determining which
classes of employees are part of the labour dispute. Judgement is
also required in responding to enquiries from MLA's, lawyers and
other interested parties as Commission spokesman, and in
preparing submissions to Boards of Referees.
Degree/
Points
Impact
Decisions result in the payment or non-payment
of UI benefits (which represent sixty per cent of the
individual's weekly insurable earnings) to individuals
experiencing a temporary interruption in earnings, in the denial
of benefits (disentitlements) in the loss of benefits
(disqualifications) and in the imposition of financial penalties
(section 47). Decisions directly affect the well being of
individuals as well as their financial status. Recommendations on
labour disputes affect groups or classes of people in their
entitlement to benefit.
OPERATIONAL RESPONSIBILITY
A / 10
Nature of Responsibility
The work requires the provision of advice,
guidance and assistance to Agents I, claims preparation clerks
and enquiries clerks on the application of the Act and
regulations, jurisprudence and policies with respect to
eligibility, entitlement and earnings. The work also entails
responsibility for the accuracy and completeness of contentious
claims files referred by others.
CONTACTS
2 / 70
The work requires interviewing claimants and
employers to determine claimants' initial and continuing
entitlement to benefit and investigation of the specific details
surrounding the case to determine the relevant facts. The work
requires the provision of explanations to claimants, employers,
union representatives, MLA's. MP's respecting the reasons for
decisions in specific cases, and on the Act and its
administration in general. The work also requires extensive fact
finding and investigation in the case of labour disputes to
determine the groups or classes of employees affected by the work
stoppage.
Conducts secondary examinations of persons seeking admission
to Canada to determine admissibility and decide whether to grant
or refuse admission thereby controlling the entry of permanent
residents, immigrants, visitors and others. Interviews applicants
and examines for authenticity documents presented or requested in
support of applications. Contacts a-variety of secondary sources,
such as the RCMP, US Immigration, friends, relatives and sponsors
to complete or verify information or accesses the departments
automated support systems to obtain any existing data. Observes
the physical and emotional state of the applicant to detect any
noticeable health problems or signs of evasion when providing
information. Establishes the readmissibility of the applicant to
the country of original departure, or to third countries where
applicable. Explains the requirements of the Immigration Act and
regulations concerning employment, permanent residence,
extensions, change of status, etc., and explains the process for
refugee determination if applicable. Investigates and equates
convictions under foreign statutes to various pieces of Canadian
legislation such as the Criminal Code. Grants admission to
persons deemed admissible and completes appropriate documentation
including control documentation, if deemed necessary, and
specifies and imposes appropriate terms and conditions on
immigrants and visitors including the taking of security
deposits. Recommends the issuance of a Minister's permit on
humanitarian or compassionate grounds and recommends to a
"Senior Immigration Examination Officer" the discretionary
granting of entry. Refuses admission to individuals deemed
inadmissible; offers, in some cases, the option of withdrawing
the application for entry and thus avoid inquiry. Issues a
rejection order or defers/refers the examination of persons who
cannot be examined properly. Issues detention orders and decides
where detention will take place. Prepares a case report for
review, judgement and concurrence of a "Senior Immigration
Examination Officer"". Performs other duties such as ordering
medical examinations in some cases, arranging for photographing
and fingerprinting where identity needs to be verified, boarding
and detaining vehicles, assessing and collecting service fees,
assisting in the removal of inadmissible persons or of persons
already in Canada against whom a removal order has been issued,
and providing information to immigrants, visitors, refugees and
others to facilitate their reception and initial adaptation and
to ensure access to available services in Canada.
SPECIFICATIONS
Degree/
Points
KNOWLEDGE
Al / 81
ProgramandSpecialized/Technical
The work requires a knowledge of the
Immigration Act and Regulations, Bills C-55 and C-84 dealing with
refugees, and of related policies an procedures. Knowledge of the
social, economic and political conditions. abroad and in Canada
and their effects on immigration activities is also required, as
is knowledge of services available to immigrants, refugees,
visitors and others, by right or privilege, to facilitate their
reception and initial adaptation.
General Administration
Knowledge in this area is limited to that associated with own
work or employment.
Degree/
Points
DECISION MAKING
Al / 69
Scope
Most decisions are made within the framework
of established regulations, policies and procedures. Initiative
and judgement are required in interviewing persons seeking
admission to Canada, assessing the validity of the information
provided or requested, contacting third parties to verify
authenticity or obtain additional information and in providing
information concerning the services available to applicants.
Impact
Decisions impact on the particular applicant
seeking entry to Canada. While more than one individual may be
involved considerations are identical and impact cannot be
considered as extending beyond the case under review.
OPERATIONAL RESPONSIBILITY
A / 10
Nature of Responsibility
Responsibility is limited to own work.
CONTACTS
1 / 30
Interviews applicants and contacts friends,
relatives and other authorities to verify the authenticity of
documentation, the veracity of information provided or requested
or to obtain additional information.
BENCH-MARK POSITION DESCRIPTION
Bench-mark Position Number: 21
Level: 2
Descriptive Title: Source Deductions Auditor,
District Office
Point Rating: 330
Reporting to a Source Deductions Unit
Head:
Plans and conducts audits of accounting books,
records and supporting documentation of businesses of all types
and sizes (individual and corporation) to determine if the
withholding and remitting of taxes and contributions and
reporting requirements under the Income Tax Act, Canada Pension
Plan Act and Unemployment Insurance Act are being adhered to.
Interviews employees, employers and senior managers to validate
and authenticate entries in accounting records. Calculates
amounts that should have been withheld, compares to amounts
actually withheld and remitted and assesses variances
(credit/debit) and applicable penalties and interest. Counsels
employers on the application of the Acts, Regulations and
reporting procedures pertaining to deductions and contributions
withheld. Obtains evidence and initiates prosecution actions in
cases of repeated non-compliance or where it is anticipated that
difficulty will be experienced in securing further compliance.
Obtains immediate payment of arrears assessed or, if not paid,
records assets and sources of income to assist collection
officers in enforcing payment. Examines records for potential
sources of unreported amounts to be included as income from
office or employment and for non-resident tax revenues and
determines if the withholding, remitting and reporting
requirements of the Income Tax Act or Tax Conventions are being
adhered to.
Provides a counselling service to employers on
the correct application of legislation and procedures pertaining
to deductions and contributions withheld, remitted or reported by
employers. Conducts special audits in response to employee
complaints or requests for data to assist them in completing
their tax returns or in response to internally generated requests
for information to finalize assessing or enforcement files,
including CEIC and CPP government agencies.
Prepares reports of findings in the conduct of
the audit and makes recommendations for future actions to be
taken.
SPECIFICATIONS
Degree/
Points
KNOWLEDGE
81 / 136
Program andSpecialized/Technical
A knowledge of the administrative and
enforcement provisions of the Income Tax Act, Canada Pension Plan
Act and Unemployment Insurance Act, Tax Conventions with Foreign
Countries as well as departmental policies and procedures is
required. A knowledge of payroll accounting and the ability to
review accounts receivable and accounts payable, identify assets
other than receivables and review minute books of corporations is
also required in order to establish compliance with legislation.
A knowledge of court procedures and the Canada Evidence Act is
required relative to the prosecution requirements of the position
as evidence must be obtained that is acceptable in a court of
law. The duties entail acting as a witness for the Crown.
Degree/
Points
Knowledge of the techniques involved in
conducting third party investigations and
interviewing taxpayers, employers and their
representatives is essential to locate
records and establish compliance with the
various Acts.
General Administration
The work requires knowledge of routine
internal office administrative procedures
e.g. forms preparation and word processing
services available.
DECISION MAKING
B1 / 114
Scope
Recommendations are made to prosecute
employers and taxpayers who have failed to comply
with the relevant provisions of the law and
where it is anticipated that there will be
difficulty in securing further compliance.
Recommendations are also made as to the
extent of legal action considered necessary to
collect amounts assessed and the urgency
of initiating the action. Initiative and
judgement are required in planning the extent
and depth of an audit (determining what
methods are required, how they are to be applied
and which books, records, and supporting
documentation should be examined) based on the
adequacy and complexity of the employer's
accounting system. Judgement is also exercised
in the discussion of audit findings with
business officials and/or their representatives.
Impact
Decisions affect the degree of compliance with
legislation, regulations and departmental
policies and procedures. Decisions impact in
the areas of establishing pensionable and
insurable employment, amounts to be withheld,
remitted and reported in accordance with
legislation and legal precedent and
employer/employee relationships.
OPERATIONAL RESPONSIBILITY
A / 10
Nature of Responsibility
Responsibility is primarily limited to own
work. Guidance is provided to clerical
support staff of the Review and Control Unit
in the processing of completed audits and
reports.
CONTACTS
2 / 70
Obtains assistance and cooperation from
officials of businesses and/or their
representatives in performing audits and
examining records, enforcing legislation,
obtaining immediate payment or establishing
sources of income or assets. Provides advice
and guidance to taxpayers in interpreting
acts, regulations and reporting procedures so
Coordinates the activities and assigned
resources to meet the goals and objectives of the unit; allocates
assigned work and staff within the unit and plans for peak intake
periods; evaluates the unit's performance through test checks and
reviews statistical. analyses to ensure that plans and objectives
are being met. Reports on the unit's activities, results and
staffing requirements, identifies problems and variances from
plans and proposes solutions and viable alternatives to the Chief
of Collections.
Supervises staff engaged in collecting tax
arrears and resolves taxpayers' enquiries relating to outstanding
accounts. Provides guidance and advice in the interpretation,
application and enforcement of the law. Provides direction to
subordinates in difficult collection cases and resolves
complaints from taxpayers and third parties arising from
collection actions or other activities. Determines the validity
of the complaints and initiates corrective action such as
arranging for alternate terms and conditions of payment.
Evaluates individual performance through analysis of statistical
data, test checks, reviews and personal observations. Provides
performance goals and discusses them with each subordinate;
provides ongoing feedback; coaches and offers constructive
criticism when necessary. Develops and fosters career progression
and identifies training needs of staff in the unit; provides or
arranges on-the-job training, plans and holds individual or group
training sessions and recommends that unit staff be enrolled in
appropriate Departmental training courses. Administers collective
agreements and departmental policies on staff relations,
personnel management and finance. Initiates or recommends
disciplinary action or appropriate measures to the Chief of
Collections for employees who present problems of attitude,
behaviour or performance.
Approves recommendations to recover tax owing
by garnishee or set-off action after ensuring that the
recommended action is within broad policy and procedural
guidelines or the law. Reviews recommendations from subordinates
that the Department initiate court action, seize and sell assets,
defend or be represented in various proceedings or that other
specific remedies be pursed to enforce collection (e.g. the
assessment of directors to recover corporate source deduction
arrears), recommends appropriate action for approval or rejects
recommendations at this level. Approves long term payment
arrangements recommended by subordinates if a review of the case
indicates that the payment terms are warranted. Approves
recommendations that accounts be referred to the Collections
Investigations area or that they be written-off as uncollectable
after determining that all reasonable and cost effective measures
have been taken.
SPECIFICATIONS
Degree/
Points
KNOWLEDGE
C2 / 224
ProqramandSpecialized/Technical
Knowledge is required of the relevant sections
of the Federal and Provincial Income Tax
Acts and Regulations, Canada Pension Plan Act
and Regulations, the Estate Tax Act,
Bankruptcy and Bulk Sales Acts and of
departmental policies and procedures dealing with
the assessment and collection of taxes. A
knowledge of provincial and municipal
regulations relating to ownership and
transfers of property and other real assets is also
required. A knowledge of collection techniques
and procedures is essential in the
performance of the work. A knowledge of
accounting is required sufficient to appraise
collection plans formulated by collection
officers on the basis of information provided
in financial statements, to interview
taxpayers and their representatives to discuss
financial matters and to examine books,
records and related vouchers of taxpayers when
searching for possible hidden assets or
sources of income seizable or subject to
garnishment. A knowledge of operating business
practices is required as is a knowledge
of training techniques in order to effectively
instruct collection officers.
General Administration
The work requires knowledge of departmental
personnel policies, collective agreements and
administrative practices in order to allocate
work and supervise staff. A knowledge of
financial policies and procedures is required
to approve travel requests and to recommend
the expenditure of funds.
DECISION MAKING
B2 / 146
Scope
Judgement is required in planning the work of
the unit, evaluating the performance of
subordinates, recommending disciplinary action
where warranted and making effective use
of resources. Judgement is also exercised in
determining whether proposals for
acceptance of long-term payment arrangements
are reasonable under the circumstances and
whether or not recommended legal actions
leading to garnishment of wages and/or
receivables, seizure of assets, or Federal or
Civil Court actions are warranted to
enforce payment or obtain compliance.
Initiative and judgement are required in
determining whether or not recommendations
that accounts be written-off as uncollectable
should be approved or that accounts should be
referred to the Collections Investigation
area.
Impact
Decisions impact on the work of subordinate
collection officers within the unit.
Decisions and recommendations also affect the
taxpayer's financial position and viability
as well as his social standing and public
image within the community. Decisions and
recommendations in pursuing court action
result in additional costs to the Department and
accounts approved for write-off, where further
collection work may have yielded
additional revenue to the crown, results in a
loss of revenue.
Degree/
Points
OPERATIONAL RESPONSIBILITY
C / 40
NatureofResponsibility
Allocates work to staff within the unit and
plans for peak intake periods. Reports on
the unit's activities, results and staffing
requirements, identifies problems and
variances from plans and proposes solutions
and viable alternatives to the Chief of
Collections. Provides performance goals and
ongoing feedback to subordinates. Evaluates
individual performance through analysis of
statistical data, test checks, reviews and
personal observations and provides the
necessary training as required. Recommends
disciplinary action where warranted.
CONTACTS
2 / 70
Arranges for alternate terms and conditions of
payment with taxpayers (both individuals
and corporations) where their complaints, or
information received from third parties, is
Reporting to the Director, Returns Processing Division:
Plans, organizes and directs the development,
formulation and implementation of departmental goals, objectives,
policies and programs applicable to the assessment and
reassessment of federal, provincial and territorial corporation
(T2) income tax returns. Determines the effectiveness and
administrative feasibility of existing policies, goals and
processing procedures, current tax legislation and the
design and presentation of the T2 tax return,
schedules and guides in relation to types of errors made by
taxpayers, increasing or decreasing volume of types of income and
deductions, degree of professional assistance used by the public
and computer processing capabilities. Determines the need for
special procedures due to delays in the enactment of legislation,
errors produced by CORPAC systems logic and unexpected reversals
in tax law interpretations and directs their development and
implementation on a priority basis. Establishes terms of
reference for task forces and study groups on areas of tax law
affecting particular business transactions, sources of income and
types of deductions as well as on the potential for new
applications of computer systems and programs for corporate tax
returns.
Reviews and makes recommendations on draft legislation and
reports identified as secret and prepared by federal, provincial
and territorial Finance and Treasury department officials and
discusses the concepts, principles, implementation target dates
and duration. Negotiates the interpretation and application of
the proposed legislation. Determines the type(s) of
corporation(s) affected (investment, Canadian controlled,
private, public) and the nature and significance of Tax
Collection Agreements as well as the administrative
responsibilities which would be affected and applicable. Detects
the disruptive effects for non-sponsoring jurisdictions
(non-involved provinces), identifies any significant drawbacks,
complications, obstacles or departmental needs and develops
modifications to eliminate problems and bring about improvements.
Conducts meetings with Finance and Treasury Board officials to
explain the department's views and concerns and negotiates
agreements for appropriate modifications. Directs the integration
of new/amended tax legislation into the Corporation Processing,
Accounting and Collections (CORPAC) System, manual processing
procedures and the T2 guide, information bulletins and circulars
as well as the instructions to field offices.
Directs the development, content and design of
the T2 Income Tax Return, related schedules, T2 Guide and forms
used by all corporations in respect of each taxation year.
Negotiates with the sponsors the extent to which the Department
will provide keypunch fields on the tax return to capture
statistical data and the extent of explanatory notes in the T2
Guide. Organizes seminars, conferences and other forums on a
national/regional basis to discuss new legislation, operating
policies and procedures and changes to the T2 tax returns, guide
and information bulletins.
Provides functional direction to field offices, directs the
monitoring of field office activities and identifies training
needs of field office staff. Establishes and implements field
office reporting systems and develops criteria for the evaluation
of program achievement. Establishes tests and trials for new
programmed equipment (e.g. software packages for Tax Calculation)
and determines their accuracy and applicability to the T2
assessing program. Evaluates and actions complaints directed to
the Minister, Deputy Minister, Assistant Deputy Minister and
other departmental officials. Directs and controls research and
activities related to referrals to the Division from field
offices or taxpayers and/or their representatives involving
complex or unique corporation tax cases.
Supervises the activities of the Corporation Assessing
Section. Administers the various aspects of discipline,
counselling, recruiting and training of staff. Adapts activities
to meet changes in workloads and sets priorities and objectives.
Evaluates the performance of staff, task forces and special
project groups.
SPECIFICATIONS
Degree/
Points
KNOWLEDGE
E2 / 334
ProgramandSpecialized/Technical
A knowledge of the Income Tax Act and
regulations, Provincial Income Tax acts, tax treaties, tax
conventions with other countries, Federal-Provincial Tax
Collection Agreements, and the Financial Administration Act is
required as is an understanding of the Privacy and Information
Acts. A knowledge of departmental objectives, policies and
procedures relative to the T2
assessing/reassessing program is also required as is a knowledge
of business practices, computer applications and accounting
principles.
General Administration
Knowledge of departmental and control agency
financial practices and procedures is required to effectively
manage a Division within an allocated budget. Knowledge of
personnel management and departmental procedures and practices
relative to staffing and organization and classification concepts
is also required in order to effectively utilize human resources.
Knowledge of the applicable negotiated contract is essential as
is a knowledge of the methods and procedures for resolving union
concerns or disputes.
DECISION MAKING
D4 / 300
Scope
Decisions and recommendations are made in the
planning, development and implementation of national policies and
programs involving the examination, assessing, reassessing and
processing of T2 tax returns, schedules and related forms
prepared by corporate taxpayers, their accountants and legal
representatives. Initiative and sound judgement are required in
determining the administrative feasibility of complex tax
measures, in negotiating technical and administrative revisions
and implementation dates (unlike individual tax returns, there
are two filing dates for corporate returns), in planning and
controlling the content, design and format of the T2 return,
schedules, user guide and supporting forms and in negotiating the
inclusion of features for the benefit of non-returns processing
areas of the Department and for other Departments.
Recommendations to amend existing legislation are made to clarify
the intent and application of the law and to facilitate taxpayer
compliance. As the functional authority for the CORPAC system,
decisions are made with respect to determining the need for new
or revised computer applications in the assessing, reassessing
and processing of corporate returns. Decisions are also made in
the allocation of human and financial resources on a national
basis and in the negotiation of these resources with field
offices.
Degree/
Points
Impact
Decisions and recommendations have a direct
effect on the department's ability to formulate and implement
corporate tax policy, the uniformity of its application and
administration, the maintenance of assessing/reassessing quality
and standards, the level of taxpayer service and the success of
the self-assessment and voluntary compliance programs. Decisions
also affect other departmental programs and activities such as
Collections, Revenue Programs and Audit. Decisions and
recommendations made in the areas of human resource management,
work management, establishment of priorities, scheduling of work
and evaluation of performance affect the accomplishment of goals
and objectives for national corporation assessing/reassessing
programs.
OPERATIONAL RESPONSIBILITY
E1 / 110
Nature of Responsibility
Responsible for the development,
recommendation and implementation of policies governing assessing
and reassessing operations and the national T2 program and its
component parts allocated to field offices. The development of
effective monitoring systems for the national program and its
related activities is also a key responsibility of this position.
Responsibility is exercised through subordinate staff who are
assigned various segments of the total national program. Work
plans, objectives and resources are developed for staff and
monitored. Changes to established plans to meet unexpected
problems are made following an analysis of the effect on the
total program and on the various sub-activities.
Complexity and Size of Subordinate Organization
N/A
CONTACTS
4 / 150
Consults with senior officials of Federal and
Provincial governments to negotiate the interpretation and
application as well as the administrative feasibility of proposed
tax measures, develop and clarify policy, resolve mutual problems
and negotiate the utilization of departmental
resources/facilities.
Obtains feedback from tax, legal and data
consultants with respect to the use of non-conforming tax return
forms, schedules and tax data presentation and obtains their
commitment and support in developing administrative policies and
procedures.
BENCH-MARK POSITION DESCRIPTION
Bench-mark Position Number: 24
Level: 5
Descriptive Title: Late and Non-Filer Programs Officer
(H.O.)
Point Rating: 639
Reporting to the Chief, Late and Non-Filer
Section:
Provides functional planning, development and
implementation of national and regional programs, enforcement and
administrative techniques and procedures for field offices in the
administration of legislation governing the requirements to file
an income tax or information return. Develops operational plans
and strategies for establishing compliance-workload priorities
based on an analysis of compliance effectiveness by Region,
available resources and the effect of this activity on other
Departmental programs and priorities (e.g., Assessing and Audit).
Provides technical expertise to field staff to ensure uniformity
and consistency in the interpretation and application of
legislation and policies and in the application of investigative
techniques and procedures. Negotiates with senior officials of
other Government Departments and Agencies, (Customs and Excise,
Central Mortgage and Housing), Provincial Agencies (Marketing
Boards), representatives of the Internal Revenue Service (USA)
and private Federal and Provincial company officials the
procedures to be followed for the provision of information to be
used in project and enforcement activities. Develops contact
points in the public and business sectors (Credit Bureaus,
Employment Agencies, Municipal Utilities, etc.) for the provision
of information to field offices. Develops and updates 'taxpayer
locate procedures' and prepares instructional material for use by
field offices.
Consults with the Department of Justice, RCMP,
Municipal and Provincial Police authorities, Court Officers and
Senior Departmental officers on prosecution policies, procedures,
forms, fines and requirements. Develops, recommends and
implements techniques and procedures to be used in the gathering
of evidence and the preparation of charges required to obtain
convictions in the various Courts across the country. Assesses
the effectiveness of program activities to determine the need to
revise policies,. guidelines and procedures.
Develops Program Forecast Input and Current
Year Budgets through the analysis and evaluation of performance
factors, input/output ratios and cost/benefit ratios. Recommends
person-year and budgetary allocations and program expectations
with senior managers in the field offices. Determines, negotiates
and recommends travel dollar requirements and training needs by
responsibility centre based on monitoring results, program
changes, geographical areas and staffing turnover ratios.
Recommends organizational requirements by responsibility centre
based on economic conditions, workload complexities (individual,
corporate, business or estate returns) and degree of
non-compliance.
Determines program objectives and assists in
the development of Departmental policies governing the tracing
and locating of individual and corporate taxpayers. Plans and
implements functional audits of field office late and non-filer
programs, procedures, projects and activities. Determines the
size of the audit team, scope of the audit, team members
(selected from field offices, Head Office and Regional Offices)
and arranges for "on loan" or "secondment" agreements. Controls
the audit in process, provides advice and guidance to audit
staff, prepares the audit summary, participates in the final
review of the audit findings and recommendations and prepares
evaluation reports on the performance of individual team members
during. their participation in the project.
Represents the Division as a sitting member on the Head Office
Non-Compliance Committee.
SPECIFICATIONS
Degree/
Points
KNOWLEDGE
Dl / 246
Program and Specialized/Technical
The work requires knowledge of the enforcement
provisions of the Income Tax Act and a knowledge of the Canada
Evidence Act, Departmental programs, policies and objectives,
jurisprudence and Court precedents. Knowledge of Central Agency
requirements relative to Program Forecast and Budgeting is also
required.
Plans and develops programs that affect the
public, are sensitive in nature and must reflect the intent of
the legislation and of current policies while maintaining
effectiveness under various geographical and economic conditions.
Analyses and interprets statistical data in order to assess
program achievement. A knowledge of the principles and concepts
of accounting sufficient to read and interpret financial
statements and other accounting documents, e.g. ledgers,
journals, etc., is required as the responsibilities of the
position involve dealing with taxpayers or groups of taxpayers
from all sectors of the economy.
General Administration
Travel dollar requirements and training needs
are determined and negotiated on a national basis. Knowledge of
classification procedures and organizational design concepts is
required sufficient to recommend proposed structures for field
offices in order to effectively cope with varying economic
conditions, workload complexities and degrees of compliance.
DECISION MAKING
C3 / 223
Scope
Recommendations are made on the development of
national programs, policies and goals to meet regional and
individual field office needs. Guidelines for use by field
offices in the areas of enforcement, prosecutions, non-filer
project development and locating techniques are developed through
the exercising of sound judgement and initiative. The development
of program forecast input requires analytical abilities to relate
historical data to current trends and fluctuating regional
economic conditions in order to accurately forecast required
resources in the enforcement responsibilities while balancing
this requirement with current political thinking. Sound judgement
is required in providing advice to field offices on the
application of policies, precedents and procedures to resolve
operational problems as well as in the development of third party
contacts for the provision of information necessary to
substantiate enforcement actions (legal and administrative).
Recommendations for corrective action required
as a result of functional audits and monitoring activities are
made within the context of Departmental policies.
Impact
Decisions and recommendations affect the
efficiency and effectiveness of national late and non-filer
programs, policies, procedures and resources. Decisions also
affect the degree of public awareness relative to unlawful
practices resulting in prosecution and multiple-year
assessments.
Degree/
Points
OPERATIONAL RESPONSIBILITY
D1 / 60
Nature of Responsibility
The work requires the development,
recommendation and subsequent implementation of programs and
procedures administered by field offices and of the appropriate
monitoring systems and functional audit procedures to assess
field office operations, programs and policy results. It also
entails the interpretation and application of legislation and
Departmental policies and objectives as they relate to late and
non-filer activities. Technical expertise and assistance is
provided to field offices in the areas of prosecution and project
development. The work entails supervisory responsibilities during
functional audits and special projects.
Complexity and Size of Subordinate Organization
N/A
CONTACTS
3 / 110
Agreement is reached with senior officials of
other Government Departments and Agencies, Provincial Agencies,
representatives of the Internal Revenue Service (USA) and private
national and provincial company officials, either on a project or
case-by-case basis, on the criteria and procedures to be followed
for the provision or receipt of information required to support
enforcement activities, or for various other purposes.
BENCH-MARK POSITION DESCRIPTION
Bench-mark Position Number: 25
Level: 1
Descriptive Title: Collection Contact Officer
Point Rating: 230
Reporting to a Collections Enforcement
Supervisor:
Collects tax arrears (individual, corporate,
trust, non-resident, CPP and UI contributions, and
deductions withheld at source by employers)
from individuals or businesses who have omitted or neglected to
pay assessed taxes or deductions withheld from employees.
Determines the taxpayer's ability to pay through an analysis of
income, expenses, assets and liabilities obtained from tax
returns, financial statements, audit reports, Departmental
computer records and third party interviews (accountants,
employers, corporate officials and financial institutions).
Discusses with taxpayers and/or their financial and legal
representatives departmental policies relative to the payment of
tax arrears and current tax liabilities, taking into account, as
required, special considerations such as local economic
conditions including employment trends and industry viability.
Negotiates with taxpayers and their representatives, where
payment in full cannot be made, payment schedules based on the
determined ability to pay and type and value of security.
Enforces the collection of accounts where payment in full cannot
be made, satisfactory payment arrangements could not be entered
into or previous payment arrangements
were not adhered to by the taxpayer. Initiates
garnishee or seizure action against salaries, commissions,
bonuses, accounts receivable, and other income sources, such as
CPP Benefits payable and pension income and determines reasonable
and appropriate terms for the seizure of funds or other assets.
Negotiates alternate terms of payment when a taxpayer
satisfactorily demonstrates that the legal action taken has
caused undue hardship. Ensures that legal actions taken are being
enforced by the appropriate authorities and assesses the
effectiveness of the action in finalizing the account. Analyzes
statements make by bankrupts, files proofs of claim under the
Bankruptcy Act and advises Trustees of securities held. Performs
related duties such as auditing cash receipts, referring accounts
requiring in-depth field investigations to determine financial
holdings and assets and ability to pay, responding to public
enquiries relative to departmental policies on collections, and
explains legal actions taken or contemplated to enforce payment
of overdue income taxes, CPP contributions and deductions
withheld by employers.
SPECIFICATIONS
Degree/
Points
KNOWLEDGE
Al / 81
Proqram and Specialized/Technical
The work requires knowledge of the relevant
sections of the Income Tax Act, Bankruptcy
Act, Provincial Statutes, departmental
programs, policies and procedures. A knowledge of
the basic principles and concepts of
accounting is required to analyse tax returns,
financial statements and other accounting
documents in determining the taxpayer's ability
to pay. A knowledge of any relevant local
economic conditions, such as employment trends
and industry viability, is also required.
General Administration
The work requires knowledge of internal
administrative procedures relative to own work.
Degree/
Points
DECISION MAKING
A1 / 69
Scope
Judgement is required in interpreting and
applying departmental guidelines in
establishing payment arrangements with
taxpayers who are in arrears based on individual
circumstances and the ability to pay. The
state of indebtedness and the ability of the
individual taxpayer to rectify their financial
difficulty are unique to the individual and
successful resolution requires sound judgement
and flexibility in determining payment
schedules and in initiating garnishee or
seizure actions. Considerations must also
include relevant local economic
conditions.
Impact
Decisions are limited to individual cases and
affect the cost of action to the department
and the rapidity with which outstanding
revenues are received. Errors in judgement could
result in undue hardship to the taxpayer, loss
of revenue to the government or in legal
action relating to the treatment of taxpayers
by the department.
OPERATIONAL RESPONSIBILITY
A / 10
Nature of Responsibility
Responsibility is primarily limited to own work.
CONTACTS
2 / 70
Initiates and maintains contacts with
taxpayers, individuals, owners and officials of
business and/or their representatives, to
negotiate payment schedules of tax arrears and
other monies owing the government. The work
also entails third party contacts to
establish financial and other assets and the
taxpayer's ability to pay.
BENCH-MARK POSITION
DESCRIPTION
Bench-mark Position Number: 26
Level: 5
Descriptive Title: Chief, Access to Information and
Privacy Secretariat
Point Rating: 632
Reporting to the Director, Information Resource
Services (ATIP Coordinator):
Plans, develops and implements a program to provide public
access to departmental records under the Access to Information
and Privacy Acts. Establishes policies, guidelines and procedures
governing the processing of requests in the department. Manages a
program to provide public access to departmental records. Manages
a program to protect the privacy of personal information held by
the Department, to provide individual persons with access to such
information and to control the collection, retention and disposal
of personal information in accordance with the Access to
Information and Privacy Acts, Treasury Board policies and
departmental procedures. Controls and coordinates the review and
approval of all departmental information collection projects and
public opinion surveys in accordance with Treasury Board policy
and departmental procedures. Supervises the work of the Access to
Information and Privacy Secretariat.
SPECIFICATIONS
Degree/
Points
KNOWLEDGE
D2 / 279
Program and Specialized/Technical
The work requires knowledge of:
Access to information and privacy legislation
in Canada, related Treasury Board
guidelines and departmental regulations,
policies and procedures, the roles of the
Information and Privacy Commissions, central
agencies, and the law courts, to advise the
Department of the Secretary of State of Canada
in the National Capital Region and at
regional offices on the application and
administration of the Access to Information and
Privacy Acts. Legal precedence and opinions
affecting access to information and privacy
legislation in Canada. Departmental programs
and information holdings on Official
Languages, Citizenship and Culture, Education
Support, Departmental Administration and
Regional Operations and the often complex
interrelationships of these programs with other
departments, agencies and third parties. The
development and preparation of policy
directives, guidelines, procedures and
orientation courses on access procedures for a
decentralized organization. The preparation of
reports and briefings, both oral and
written, for the Minister, Deputy Minister and
other senior managers. The development of
systems to control, monitor and evaluate the
program and prepare analytical reports for
the department, central agencies, Parliament,
the press, interest groups, public rights
advocates and the general public. Information
collection policies and procedures of
Treasury Board and the department on
collection of information for departmental
information holdings.
Degree/
Points
General Administration
The work requires knowledge of Departmental
financial, personnel and administrative
policies and practices to manage the
Secretariat's budget and personnel requirements.
DECISION MAKING
C3 / 223
Scope
The work requires taking decisions on whether
a request should be treated on a formal or
informal basis, establishing deadlines for
each stage of the request, the appropriate
program or programs to approach for
information, the relevance of information to the
subject of the request, what information may
or may not be released in accordance with
the acts and when to seek legal advice or
consult with senior management, other
departments or agencies, other governments,
third parties or the Information and Privacy
Commissioners.
Impact
Recommendations are made through the Director
and Director General, Administrative
Policies and Services Branch, to the Deputy
Minister, Senior Management Committee and the
Minister on major issues concerning access and
privacy policies and processes and to the
Director on the extension of response
deadlines, waiving or imposition of fees and the
release or denial of sensitive or
controversial information. Recommendations for denial
of access requests on statutory or mandatory
exemption provisions under the legislation,
includes advice on possible adverse publicity,
investigations by the Information and
Privacy Commissions and litigation in the
Federal Court.
OPERATIONAL RESPONSIBILITY
D1 / 60
Nature of Responsibility
The work requires establishing policies,
guidelines and procedures governing the
processing of requests under the Information
and Privacy Acts, providing advice to
corporate and other departmental personnel on
all aspects of the application of the Acts,
preparing the departmental case for
investigations and hearings by the Information and
Privacy Commissioners or Federal Court, and
liaising with legal advisors, other
departments, agencies and third parties in
obtaining and providing requested information.
Complexity and Size of Subordinate Organization
N/A
Degree/
Points
CONTACTS
2 / 70
There is a requirement to consult and advise
the Deputy Head, other senior managers and
legal council on the type and nature of
information to be released, to liaise with
departments, agencies, third parties and the
Information and Privacy Commissioners to
exchange information and advice and obtain
agreement and with the general public to
provide informal advice on other sources of
information, the extension of time limits,
application of fee schedules and the
substance, extent and format of the information
required.
BENCH-MARKPOSITION
DESCRIPTION
Bench-mark Position Number: 27
Level: 5
Descriptive Title: Senior Entitlement Officer
Point Rating: 684
Reporting to the Chief, Ancillary Policy and Programs:
Develops and formulates national policy,
directives and guidelines for the entitlement determination of
claims for benefits to ensure the legal, consistent and uniform
administration and application of Unemployment Insurance (U.I.)
legislation. Prepares, updates and disseminates entitlement
determination bulletins, periodicals and adjudication decisions
which have wide-reaching implications. Researches legislation,
appelate court decisions of various jurisdictions, socio-economic
developments (i.e. maternity/paternity leave), trends and
developments in the labour market and in collective bargaining
agreements, legal opinions and Commission/Directorate decisions
to identify the need for new or revised policy. Circulates own
proposals for new or modified policies to colleagues for input
and comments, and alternately inputs to all proposed policies.
Proposes legislative or regulatory changes when deemed
necessary.
Provides advice and guidance to regional staff
for the entitlement determination of claims to ensure that policy
and jurisprudence are adhered to by the regions. Provides written
and verbal interpretations of the legislation and advice on
appropriate rulings relating to claims; decisions must be made
quickly, after analysis of available data, to determine the
eligibility of the claimant and provide income maintenance
payments within the shortest delay. Certifies regional decisions
in difficult cases or proposes a different ruling. Ensures that
the entitlement determination section of the departmental
operations manual is up-to-date at all times. Provides guidelines
to other program areas, such as Canadian Job Strategy, as to the
Unemployment Insurance entitlement of their clients.
Adjudicates complex and precedent-setting
claims for U,I. benefits (e.g. decides on the number of weeks` of
disqualification applicable, prior to U.I. entitlement, to
employees affected by an early retirement scheme within a given
company. The decision will have repercussions on future cases of
a similar nature); translates adjudication decisions into
policies. Provides technical adjudication input to training
programs for Agents I and II. Prepares submissions to the Canada
Employment and Immigration Commission in cases involving a change
in policy direction or socially-sensitive issues such as cases
where a substantial overpayment of U.I. funds must either be
recovered or written off. Prepares submissions to the Treasury
Board when an adjudication decision involves an Ex-Gratia payment
to a claimant. Inputs to Ministerial or Deputy Ministerial
letters.
Communicates verbally and in writing with other government
departments, such as Labour Canada, to discuss issues of mutual
concern, such as the effect of arbitration awards on U.I.
payments, and to develop mutually acceptable solutions; confers
with provincial governments, Boards of Education and private
companies to reach agreement on entitlement settlements for
employees affected by closures, downsizing or labour disputes.
Attends meetings with labour organizations to discuss the U.I.
entitlement of its' members and the impact of collectively
bargained clauses on this entitlement. Responds to enquires from
lawyers and private consultants on U.I. eligibility matters.
SPECIFICATIONS
Degree/
Points
KNOWLEDGE
Dl / 246
Program and Specialized/Technical
The work requires knowledge of the
Unemployment Insurance Act and Regulations and all
CEIC policies, procedures and guidelines
relating to UI benefits as well as other
developmental uses of UI funds such as
Canadian Jobs Strategy; knowledge and
understanding of the goals, objectives and
principles of social benefit programs and
legislation, social insurance, income
maintenance programs, and social security schemes;
of the administration of public/social
legislation, and the legislative processes
(including the drafting of legislation and
regulations); a knowledge of case law on U1
legislation and knowledge of jurisprudence
under other jurisdictions which have a
direct/indirect impact on UI or social
benefits; Federal and Provincial legislation
dealing with income maintenance (Workers'
Compensation, C.P.P., Q.P.P., Labour Adjustment
dismissal, Termination Payments,
Anti-strikebreaking, Marine workers); Human
Rights/Charter of Rights and Freedoms; and an
up-to-date knowledge of trends in
socio-economic developments and in the labour
market as well as labour-management
agreements.
General Administration
Some knowledge is required in the field of
word and data processing, printing and
reproduction, departmental and TB guidelines
on official languages, as well as Cabinet
documents, submissions to Treasury Board,
e.g., Ex-Gratia payments.
DECISION MAKING
D3 / 268
Scope
The work requires the exercise of initiative
and judgement in the review and analysis of
a wide variety of problems, issues, trends and
developments for the purpose of determining
the requirement for new or amended national
policies, guidelines and decisions or
recommending legislative changes. The
incumbent must interpret broad principles and
goals of income maintenance programs and
legislation, extrapolate and develop global
entitlement principles from specific
individual circumstances cited in jurisprudential
case law. The incumbent must develop, within a
broad framework of legislation, of
program objectives and principles of equity,
solutions that are legally possible. In
providing solutions to meet changing demands,
environment, and objectives, judgement is
required in determining the immediate action
to be taken in cases of evasion or
misapplication of the statutes or policies,
and what future adjustments are to be made,
even when precedents are not available and the
repercussions/implications are difficult
to assess. The incumbent adjudicates complex
claims requiring immediate
decisions/resolutions where there are no
precedents or where the circumstances were not
envisioned in the legislation, and must
subsequently develop and rationalize policies to
guide future cases.
Degree/
Points
Impact
Decisions and policies have national
application, to ensure program universality, impact
on program delivery, administration and
development. Decisions and policies made
unilaterally or in consultation with employers
and/or unions can impact on developments
in the labour market. Decisions made in
respect of specific industries or situations can
immediately impact on local economies and
other income maintenance programs. A decision
or policy successfully appealed through the
Courts can impact negatively on program
direction as it can result in the payment of
benefit which defeats program or legislative
intent. Decisions also affect the efficient
utilization and management of field
resources. Single decisions broadly applied
can impact on the public's perception of
both the Commission's responsibility in
administering the UI Program and the response of
the Government to publicly perceived rights or
needs.
OPERATIONAL RESPONSIBILITY
D1 / 60
Nature of Responsibility
Responsibility is exercised in the assessment
of present U.I. policies and the
development of new or modified policies,
directives and guidelines. Advice is provided
to the Regions on the interpretation of U.I.
legislation and on specific cases.
Decisions (adjudications) are made on highly
visible, contentious or wide-reaching cases
and a policy is initiated, as appropriate, to
cover future similar cases.
CONTACTS
3 / 110
Consultations are held with employers and
union representatives in such complex
situations as plant closures or downsizing
where the benefit entitlement of affected
employees is a major consideration in
establishing the terms of the agreement. Contacts
are also established with representatives from
other government departments, such as
Labour Canada, to work out cooperative and
complementary income maintenance payments.
BENCH-MARK POSITION DESCRIPTION
Bench-mark Position Number: 28
Level: 2
Descriptive Title: District Licensing Administrator
Point Rating: 327
Reporting to the District Protection Officer
and under functional direction from the Regional Licensing
Administrator:
Examines, for eligibility, approval and
registration, applications for fishing licenses, limited fisher)
licensing, vessel registration and transfers, special licenses
and permits for a District within the Newfoundland Region.
Administers, designs, implements and maintains a licensing system
to obtain an accurate inventory on all persons, boats, and gear
used in the coastal fisheries. Monitors on a continuous basis the
effects of the licensing program upon the industry during and
after implementation to improve client service, streamline
registration procedures, reduce cost and improve program
delivery. Participates in reviewing, modifying and updating all
characteristics and procedures of the limited licensing system
and implements change. Participates in the development and
evaluation of licensing policies and recommends changes for
improvements and changes to Acts and Regulations. Advises people
engaged in commercial fishing, anglers and field staff on
Fisheries Policies, Acts and Regulations pertaining to licensing,
vessel registration and limited fisheries. Attends meetings with
individuals, fishing industry, Provincial Government Departments,
union representatives and the public to discuss and explain the
implementation of new and existing licensing requirements for the
management of the fisheries, respond to enquiries, outline
requirements for the management of the fisheries, outline
requirements for the necessity and use of data collection, and
promote understanding and acceptance. Participates in Regional
and District Advisory Committee working groups and licensing
appeal committees. Develops District briefing for consideration
by the Regional Director General for the disposition of licence
appeals made against regional decisions. Participates in
the design and distribution of information of licensing and
registration in an ongoing program, both internally and
externally with media presentations, information brochures, field
office manuals and related information packages in order to
facilitate implementation and maintenance of the program.
Conducts briefing sessions for all District staff on matters
related to licensing. Administers the District Licensing Unit
consisting of two clerical staff engaged in processing
applications for licences, preparing and storing files,
maintaining statistics and distributing printed information to
the public. Develops workflow systems and procedures; acquires
equipment and printed application forms and instructs staff it
work methods.
SPECIFICATIONS
Degree/
Points
KNOWLEDGE
B1 / 136
Program and Specialized/Technical
The work requires knowledge of the Fisheries
Act, regulations and Policies governing
fishing personnel, vessels and gear licensing
and regulations, limited entry fisheries
for groundfish, pelagic, shellfish, and marine
mammals, capelin, crab, groundfish,
lobster, scallops and salmon, and knowledge of
provincial legislation governing
commercial and recreational fisheries. The
work also requires knowledge of licensing
Appeal Board decisions, systems development
for effective information and statistic
gathering and public relation techniques.
Degree/
Points
General Administration
The work requires knowledge of printing
requirements, information printed matter
distribution techniques and material
management and of personnel matters related to
attendance and leave.
DECISION MAKING
A2 / 101
Scope
Initiative and judgement are required in
determining eligibility and registrability of
personal licenses, fishing gear, vessels and
licence transfer, special licences and permits
under the fisheries Acts, regulations,
policies and resource allocation plans. Decisions
are made on the conformity of commercial
fishing personnel to pre-established fisheries
management plans and licensing policies.
Judgement is also exercised in dealing with and
responding to enquiries and conducting
meetings on issues affecting the Licensing Program.
Judgement is further required in designing a
licensing system from which statistics on
vessels, gear and personnel can be completed
to form a basis for use in policy development
for conservation of fisheries. Initiative is
also required to recommend changes to
streamline procedures and reduce costs in
delivering the licence program and to recommend
changes to improve licensing policies and the
fishing regulations.
Impact
Decisions and recommendations are made with
respect to individual applications for
licenses, registration and permits. Decisions
with respect to local operating procedures
affect the efficiency of service delivery
within the District.
OPERATIONAL RESPONSIBILITY
B / 20
Nature of Responsibility
Administers the licensing and registration
program in the District. Supervises the
activities of two licensing clerks by
assigning work and providing instruction regarding
licensing policies and procedures. The work
involves participating in Regional and
district Advisory and Policy Committee working
groups and Licensing Appeal Committee to
advise on licensing policies, procedures and
licence appeals made against regional
decisions. The position also advises field
staff on legislation and policies affecting
licences and permits.
CONTACTS
2 / 70
The work requires contact with officials of
the fishing industry, persons engaged in
fishing, representatives of the union, media,
the general public and provincial
authorities to discuss and explain new
licensing requirements procedural changes and
reply to questions on licensing legislation
regulations and policies.
BENCH-MARK POSITION DESCRIPTION
Bench-mark Position Number: 29
Level: 1
Descriptive Title: Citizenship Officer
Point Rating: 245
Reporting to the Manager, Registration
Operations:
Conducts interviews with persons applying for
Canadian Citizenship or certificates of proof of Canadian
Citizenship and with Canadians wishing to retain, resume or
renounce their Citizenship. Assesses the relevancy and judges the
authenticity of documents, such as birth certificates, marriage
certificates, , baptismal certificates, passports, travel
documents, divorce papers, adoption and custody papers and
landing permits, submitted as proof of statements made by the
applicant, by examining documents to determine if they are
originals or have been altered or tampered with in any way.
Requests and evaluates secondary evidence as proof, if primary
documentation is not available or is deemed unacceptable or there
are doubts as to its authenticity. Determines the need for,
prepares and attests affidavits which reflect and rectify
omissions and inaccuracies. Observes the physical and mental
state of applicants when answering personal and sensitive
questions in efforts to ensure the accuracy and factual basis of
the information provided. Builds with the help of the applicants
and available documentation a family geneology to establish
whether or not a claim for Citizenship exists or did exist.
Interprets Acts, Regulations, established policies and precedents
to determine if the applicant is eligible to receive a
certificate of proof of Canadian Citizenship or is eligible to be
granted, to resume, to register, to retain or to renounce
Canadian Citizenship. Advises applicants for Canadian Citizenship
of adverse effects on their present Citizenship and provides
advice on the advantages and disadvantages of dual Citizenships.
Advises applicants on the provisions of the Citizenship Act and
prior Citizenship and Nationality Legislation and how it applies
to them, advises on available alternatives and recommends the
most effective procedure to be followed. Recommends to the
Registrar referral to the proper authorities, e.g., R.C.M.P.,
provincial or municipal police forces, Correctional Services or
Immigration Services, those cases where there are reasonable
grounds to believe that an act or omission may be in
contravention of the Citizenship Act. Exercises delegated
Ministerial authority to approve specific applications for
certificates of proof of Canadian Citizenship, to determine the
eligibility of applicants to become Canadian Citizens under
certain sub-sections of the Act dealing with age, legal entry,
residency and deportation, alerts the Citizenship Court Judge to
possible complications or problem areas on certain applications,
and where such applications are approved by a Citizenship Judge
grants Citizenship to the applicants. Refers cases where
precedent setting or major decisions may have to be made.
Performs other duties such as drafting and signing correspondence
relating to Citizenship matters and general enquiries; providing
information to MLAs. MPs, lawyers, ethnic leaders and others on
Canadian Citizenship laws and regulations, provincial, federal
and foreign laws in areas impinging on citizenship, such as
marriage, divorce, adoption, dual citizenship, interpretations of
the Act and Court procedure; travelling on circuit for the
purposes of taking applications and assisting Judges with
hearings.
SPECIFICATIONS
Degree/
Points
Program and Specialized/Technical
B1 / 136
The work requires knowledge of the Citizenship
Act and Regulations, prior Citizenship
legislation and Nationality laws together with
a knowledge of certain sections of the
Immigration Act and other provincial, federal
and foreign legislation impacting on
Citizenship in such areas as divorce,
marriage, change of name and custody of children.
Required also is a knowledge of Citizenship
Court procedures.
Degree/
Points
General Administration
N/A
DECISION MAKING
A1 / 69
Scope
Initiative and judgement are required to
interview applicants and assess verbal and
primary and secondary documentary evidence and
to provide information regarding available
alternative courses of action and recommending
appropriate procedure. Judgement is
required also when observing applicants
responding to personal and sensitive questions.
Decisions are made within established rules
and regulations; cases or information
requiring precedent setting or major decisions
are referred.
Impact
Decisions impact on individual applications
for Canadian Citizen, certificates of proof,
and applications to retain, resume or renounce
Citizenship.
OPERATIONAL RESPONSIBILITY
Nature of Responsibility
A / 10
Responsibility is primarily limited to own
work; provides incidental guidance on
Citizenship matters to county court
officials.
CONTACTS
1 / 30
Interviews applicants and provides information
to applicants and others such as elected
officials, ethnic leaders and lawyers with
regards to matters falling under the Citizen
Act and Regulations.
BENCH-MARKPOSITIONDESCRIPTION
Bench-mark Position Number: 30
Level: 2
Descriptive Title: Field Examiner
Point Rating: 385
Reporting to a Field Examination Group
Head:
Plans and conducts examinations of the income
tax returns and related records of individual taxpayers and
trusts reporting income from professions, farming, fishing, and
general businesses of all types, to ensure compliance with the
provisions of the Income Tax Act and related legislation and to
detect tax evasion and tax avoidance.
Reviews and analyzes income tax returns,
financial statements and other related documents to determine the
reasonableness of revenue, cost and profit ratios for the current
year and prior years and notes questionable fluctuations in
profits, assets, liabilities and capital structure of the
organization; prepares an audit plan including the extent of the
audit, the estimated audit time and any special features
suggested by prior audits and notes any peculiarities of the
particular business or industry; contacts the taxpayer to arrange
for the audit and obtains agreement to examine records and other
pertinent information.
Interviews taxpayers, their representatives or
staff, observes the operations and reviews financial and other
records to gain a clear understanding of the business activities
and of the accounting system. Determines the adequacy of the
books and records, amends the audit plan as required and prepares
financial analysis schedules. Where the books and records are
found inadequate for normal audit techniques, prepares net worth
statements to determine income earned.
Examines, on site, the taxpayer's books,
records and other supporting evidence including balance sheet
items, profit and loss items, general ledger accounts, subsidiary
ledgers, cost records, books of original entry, vouchers,
contracts, agreements, deeds, manual of accounting procedures and
internal operating reports to determine and verify that the
information, taxable income and tax payable as reported in the
tax return and other documents is correct and discloses income
from all sources. Reviews the personal lifestyle, bank accounts
and other assets of individuals in business to detect unreported
income; interprets wills, legal documents, establishes the nature
and value of deemed dispositions of assets and income of
testamentary trust relative to deceased taxpayers. Refers lead
information to the Special Investigation Section where there are
indications of tax evasion or fraudulent practices, refers
problems of asset valuation to support groups such as valuations
or appraisals. Refers to the immediate supervisor unusual or
unresolved problems such as assessments which raise questions of
policy or procedures. Confirms assessments or establishes
assessment changes as a result of the examination, explains
findings to the taxpayers, orally and in writing, and attempts to
resolve conflicts of opinion or clearly define differences.
Recommends the imposition of civil penalties when deemed
necessary.
Prepares a detailed written report of each
audit.
SPECIFICATIONS
Degree/
Points
KNOWLEDGE
C1 / 191
Program and Specialized/Technical
Knowledge is required of the Income Tax and
Canada Pension Plan Acts and Regulations, the
Taxation Operations Manual and of departmental
directives applicable to income of
proprietorships, partnerships, individual
taxpayers engaged in business operations,
deceased taxpayers and testamentary trusts.
Some knowledge is also required of
inheritance and trust acts, both federal and
provincial, pertaining to the administration
of trusts and estates and of various other
federal and provincial statutes such as the
Partnership Act. The interpretation of such
documents as contracts and negotiable
instruments is required in order to determine
the implications of most business and
financial transactions.
Knowledge is required of accounting principles
and practices and of the preparation and
analysis of financial statements related to
partnerships and proprietorships engaged in a
variety of different businesses. This
knowledge is required in order to understand
taxpayers' business operations and practices
and to analyze their financial affairs.
General Administration
A knowledge of travel regulations is required
to plan audit itineraries.
DECISION MAKING
B1 / 114
Scope
Judgement is required in identifying issues,
their tax significance and complexity in
order to determine the areas to be audited and
the depth of audit needed in order to
establish the taxpayer's correct income and
taxes payable.
Judgement is required in determining whether
to use a detailed source and application of
funds audit test or to audit the taxpayer on
an exhaustive net worth basis where books
and records are considered inadequate.
Judgement is also required in determining the
significance of unexplained fluctuations in
revenues, expenses, assets, liabilities and
owner's equity and determining which of these
items have tax consequences and warrant
audit. Judgement and initiative are required
in determining whether time should be spent
obtaining information from sources other than
the taxpayer in order to verify such items
as sales, valuations, deductions from income
and other personal investment and income
items.
Judgement is required in determining whether
audit findings are indicative of either
fraud or tax avoidance and at what point the
case should be referred to departmental
experts in these fields. Recommendations are
made on such matters as whether negligent
action on the part of the taxpayer in
completing his return justifies the imposition of a
civil penalty equal to twenty-five per cent of
the total tax.
Degree/
Points
Impact
Tax implications which are overlooked or
missed by the auditor can result in a
significant loss of revenue to the Crown.
(This revenue is generally lost forever due to
the low frequency of audits). The Examiner
audits approximately thirty businesses per
year.
OPERATIONAL RESPONSIBILITY
A / 10
Nature of Responsibility
Plans and schedules own workload according to
agreed plan and procedures. Refers to the
Group Head, cases identified from the audits
which raise questions of policy or
procedures.
CONTACTS
2 / 70
Discussion is required with proprietors,
partners of small businesses and individuals or
their representatives (lawyers and tax
accountants) in order to obtain their assistance
and cooperation in obtaining information or
explanations during the course of the audit
and in explaining changes in tax payable at
the completion of the audit. Differences of
opinion are frequently encountered and
attempts are made to reach a mutual agreement so
as to foster future compliance.
BENCH-MARK POSITION
DESCRIPTION
Bench-mark Position Number: 31
Level: 1
Descriptive Title: Customs Inspector
Point Rating: 285
Reporting to a Customs Superintendent:
Enforces laws and regulations of own and other
departments to control the movement of goods by international
carriers, and the release, detention or prohibition of goods,
persons and their vehicles entering or exiting Canada; and
renders, within departmental guidelines, final decisions on value
for duty, tariff classification, rates of duty, provisional duty,
anti-dumping duty, and sales and/or excise taxes payable.
Interviews persons at port of entry and inspects personal
documents such as passports, health certificates, proof of
citizenship, work permits or other documents to establish
eligibility of admission, and observes the physical and emotional
state of persons to assist in verifying information concerning
health and for indications that false or misleading information
is being provided. Refers persons to Immigration Officials for
secondary examination when evidence to substantiate immediate
admission is insufficient or incomplete, and refers to Health
Officials persons not in possession of required health
certificates and those whose health condition is suspect.
Withholds entry of persons not resident of the country of
departure and who do not possess proof of re-admissibility to
that country. Questions admissible persons to ascertain the
nature, content, origin, use and final disposition of goods
in their possession and determines the applicability of the
various Federal and Provincial laws and regulations governing the
importation of goods. Selects and holds goods such as cattle,
plant products or materials requiring inspection and
documentation by officials of other departments. Identifies
and withholds the entry of restricted goods, such as firearms,
pending the presentation of required documents, and confiscates
prohibited goods. Evaluates voluntary declarations and selects
those for referral to secondary customs examination and provides
advice concerning the area, nature and intensity of secondary
examination required. Appraises personal goods of unlimited
value, calculates and collects duties or taxes, and issues
receipts to validate legal importation. Determines the nature of
controls to be exercised over temporarily imported goods such as
the production of certificates, permits, admission forms or
provision of financial security. Authorizes the release of
persons and goods when all requirements for entry are
established. Conducts the primary examination of commercial goods
entering Canada together with related transportation equipment or
carriers to ensure compliance with laws and regulations
respecting the importation and use of goods. Reviews documents to
ensure description is adequate for tariff classification and, as
required, that certificates, permits, release authorities, single
trip bonds and other documents are in order. Inspects and
releases commercial goods that are the subject of a standing
release or other authority. Refers, as required, goods for
inspection by a Port Appraiser or other appraisal authority.
Determines the scope of examination, selects appropriate methods
and techniques, and conducts comprehensive searches of persons,
goods and carriers in carrying out secondary customs examinations
to locate and identify smuggled, prohibited, restricted,
undervalued or misdescribed goods. Interrogates persons, inspects
records and documents and conducts such further examination as
deemed necessary to establish the nature, circumstances and the
intent of an offence. Determines and takes such warranted
enforcement actions as the amendment of primary declarations, the
seizing of goods and carriers and the arrest of persons.
Determines the terms and conditions for the release of seized
goods and carriers, such as the requirement to produce permits
for firearms and other restricted goods and the establishment of
cash deposits based upon value, duty and taxes. Prepares incident
reports describing particulars, explaining actions taken,
suggesting additional areas of investigation and recommending the
laying of charges. Performs a variety of related duties such as
providing advice regarding interpretation of Customs and Excise
Acts and Regulations, providing assistance to casual
importers, returning residents and settlers in completing customs
entries, and explains enforcement actions to all manner of
travellers and the relevant legislative authority to support
appeals and/or court action.
SPECIFICATIONS
Degree/
Points
KNOWLEDGE
B1 /136
Program and Specialized/Technical
The work requires knowledge of Customs and
Excise Acts, Regulations and procedures as
well as a knowledge of a large number of
Federal and Provincial Acts and Regulations for
which the department has limited
administrative responsibility in such diverse areas as
immigration, drugs and other prohibited or
regulated goods, hazardous products,
livestock, meat products, plants, farm
products, pornography, and hate literature, and
various offences under the Criminal Code.
General Administration
Knowledge requirement in this area is limited
to the procedures and practices established
for the conduct of inspection duties and for
liaison and/or coordination of activities
with other agencies.
DECISION MAKING
Al / 69
Scope
Established regulations, policies and
procedures govern most of the work. Initiative and
judgement are required in conducting
interrogations, evaluating voluntary declarations,
selecting cases for and conducting secondary
examinations, determining tariff
classifications and evaluating goods, and in
providing advice and assistance.
Impact
Decisions primarily affect individual persons
or particular cases or incidents. While
decisions may have wider implications these
would not be considerations.
OPERATIONAL RESPONSIBILITY
A / 10
Nature of Responsibility
Responsibility is generally limited to own
work. Provides advice regarding the area,
nature and intensity of secondary examination
required.
CONTACTS
2 / 70
Determines the eligibility of persons entering
Canada. Carries out interrogations as
part of secondary examination to determine
nature, extent and intent of violations.
Explains legislative authority and provides
advice and guidance to travellers, importers