What's New

Media Releases

08-02-04  CSA: Youth Invited to Take Part in the "Financial Fitness Challenge" Contest
08-02-01  Canadian Regulators Harmonize Take-Over Bid and Issuer Bid Rules
08-01-25  Securities Passport System Implemented - Regulators Introduce Streamlined Review Policies for Passport Jurisdictions and Ontario

Commission Notices

Policies

Commission Rules

Blanket Orders

Commission Orders

08-01-08  Clarke Inc.
08-01-08  Wolverton Securities Limited

Director's Orders

CSA Notices

CSA 11-102 Notice of MI 11-102 Passport System, Companion Policy 11-102CP, and Related Consequential Amendments and Recission of NP 12-201 Mutual Reliance Review System for Exemptive Relief Applications and NP 43-201 Mutual Reliance Review System for Prospectuses
CSA 13-315 Securities Regulatory Authority Closed Dates 2008
CSA 23-102 (Proposed) Notice and Request for Comment - Notice of Proposed National Instrument 23-102 USE OF CLIENT BROKERAGE COMMISSIONS AS PAYMENT FOR ORDER EXECUTION SERVICES OR RESEARCH SERVICES and Companion Policy 23-102CP
CSA 24-306 NI 24-101 - INSTITUTIONAL TRADE MATCHING SETTLEMENT - EXCEPTION REPORTING
CSA 41-101(Amendments) Notice regarding National Instrument 41-101 General Prospectus Requirements, related forms and consequential amendments

Enforcement

CSA Enforcement Report. Click here for the April 1 to September 30, 2007 Activity Report

GLOBAL MAXFIN INVESTMENT INC.
Helical Corporation Inc., The
Knowledge House Inc.

Investor Education

08-02-05  Investing in Volatile Markets
08-01-10  Misleading claims regarding listing on stock exchanges