General News 2007

December 31, 2007	The Securities Commission (Adoption of National Instruments) Amendment Regulations, 2007(No.6) comes into force December 31, 2007
December 31, 2007	The Securities Commission (Adoption of National Instruments) Amendment Regulations, 2007(No.7) comes into force December 31, 2007
December 28, 2007	The Securities Commission (Adoption of National Instruments) Amendment Regulations, 2007(No.5) comes into force December 28, 2007
December 28, 2007	CSA Staff Notice 51-324 - Glossary to NI 51-101 Standards of Disclosure for Oil & Gas Activities
December 21, 2007	National Instrument 41-101 General Prospectus Requirements, related forms and 41-101CP come into force March 17, 2008 Notice List of Commenters Summary of Comments Summary of Changes National Instrument 41-101General Prospectus Requirements Form 41-101F1 Information Required in a Prospectus Form 41-101F2 Information Required in an Investment Fund Prospectus Companion Policy 41-101CP Amendments to NI 14-101 Amendments to NI 44-101 Amendments to 44-101CP Amendments to Form 44-101F1 Amendments to NI 44-102 Amendments to 44-102CP Amendments to NI 44-103 Amendments to 44-103CP Amendments to 45-101F Amendments to NI 51-102 Amendments to Form 51-102F2 Amendments to Form 51-102F5 Amendments to 51-102CP Amendments to NI 81-101 Amendments to Form 81-101F1 Amendments to Form 81-101F2 Amendments to 81-101CP Amendments to NI 81-104 Amendments to 81-104CP Amendments to NP 12-202 Amendments in Saskatchewan only (Appendix L)
December 20, 2007	CSA Notice - Update on actions related to global credit and liquidity issues
December 14, 2007	CSA Staff Notice 24-305 Frequently Asked Questions about NI 24-101
December 14, 2007	Local Notice 45-704 Review of Offering Memoranda Filed Under NI 45-106 Prospectus and Registration Exemptions  amended
December 11, 2007	Extending Cease Trade Order against: Landbankers International MX, S.A. de C.V. Kelly Friesen
December 7, 2007	Request for Comment - National Instrument 55-102 System for Electronic Disclosure by Insiders (SEDI) Notice and Request for Comment Appendix A - Proposed amendments to NI 55-102 Appendix B - Proposed amendments to: Form 55-102F1 Insider Profile, Form 55-102F2 Insider Report, Form 55-102F3 Issuer Profile Supplement, and Form 55-102F6 Insider Report
November 27, 2007	General Ruling/Order 52-905 Relief from Certification Requirements in National Instrument 52-109
November 27, 2007	CSA Notice 52-319 Status of Proposed Repeal and Replacement of Multilateral Instrument 52-109 Certification of Disclosure in Issuers' Annual and Interim Filings
November 26, 2007	Temporary Cease Trade Order against: Landbankers International MX, S.A. de C.V. Kelly Friesen
November 23, 2007	Agreement & Undertaking Kim John Kowalchuk
November 16, 2007	Multilateral Instrument 62-104 Take-Over Bids and Issuer Bids, related forms and consequential amendments to National Instrument 62-103 The Early Warning System and Related Take-Over and Insider Reporting Issues come into effect February 1, 2008 Notice - Multilateral Instrument 62-104 Take-Over Bids and Issuer Bids Appendix A - Summary of Comments and CSA Responses Appendix B - Amendments to National Instrument 62-103 The Early Warning System and Related Take-Over and Insider Reporting Issues Multilateral Instrument 62-104 Take-Over Bids and Issuer Bids Form 62-104F1 Take-Over Bid Circular Form 62-104F2 Issuer Bid Circular Form 62-104F3 Directors' Circular Form 62-104F4 Director's or Officer's Circular Form 62-104F5 Notice of Change or Notice of Variation Notice - National Policy 62-203 Take-Over Bids and Issuer Bids National Policy 62-203 Take-Over Bids and Issuer Bids
October 31, 2007	Temporary Cease Trade Order against Heartford Capital Management News release Order
October 12, 2007	Rescission of National Policy 48 Future-Oriented Financial Statements and Amendments to National Instrument 51-102 come into effect December 31, 2007 Notice Appendix A - Summary of Principle Changes to the Proposed Amendments Appendix B - List of Commenters and Summary of Comments and CSA Responses Appendix C - Revocation of NP 48 Appendix D - Amendments to NI 51-102 Appendix E - Amendments to Form 51-102F1 Appendix F - Amendments to Companion Policy 51-102CP Appendix G - Amendments to Form 44-101F1 and Companion Policy 44-101CP Appendix H - Amendments to Form 45-101F1 Appendix I - Amendments to Form 45-106F2 and Form 45-106F3 Appendix J - Amendments to NP 41-201 Appendix K - Amendments to NP 51-201 Appendix L - Related Amendments to Local Securities Regulation and Additional Information Required in Certain Jurisdictions
October 12, 2007	Notice and Request for Comment for Proposed Amendments to National Instrument 51-102 Continuous Disclosure Obligations and  Companion Policy 51-102CP Continuous Disclosure Obligations and National Instrument 52-108 Auditor Oversight Notice and Request for Comment Appendix L - Proposed Amendments to NI 52-102  Continuous Disclosure Obligations Appendix M - Proposed Amendments to Companion Policy 52-102CP  Continuous Disclosure Obligations Appendix N - Proposed Amendments to National Instrument 52-108 Auditor Oversight
October 12, 2007	Amendments to National Instrument 51-102 Continuous Disclosure Obligations and its related Form 51-102F2 Annual Information Form, Form 51-102F5 Information Circular and Companion Policy 51-102CP Continuous Disclosure Obligations and consequential amendments come into effect December 31, 2007 Notice Appendix A - Summary of Changes to Published Amendments Appendix B - Summary of Comments, List of Commenters Appendix C - Amendments to NI 51-102 Appendix D -  Amendments to Form 51-102F2 Appendix E -  Amendments to Form 51-102F5 Appendix F - Amendments to Companion Policy 51-102CP Appendix G - Consequential Amendments to NI 52-107 Appendix H - Consequential Amendments to MI 52-109 Appendix I - Consequential and Other Amendments to MI 52-110 Appendix J - Consequential and Other Amendments to NI 58-101 Appendix K - Consequential Amendments to NI 72-102
October 12, 2007	Amendments to National Instrument 51-101 Standards of Disclosure for Oil and Gas Activities and related forms come into effect December 28, 2007 Notice Appendix A - List of Commenters Appendix B -Summary of Comments and CSA Responses Appendix C - Summary of Changes to Published Comments NI 51-101 - amendments NI 51-101 - blacklined Form 51-101F1, Form 51-101F2, Form 51-101F3 - amendments Companion Policy 51-101CP Standards of Disclosure for Oil and Gas Activities
October 4, 2007	2007 CSA Investor Study:  Understanding the Social Impact of Investment Fraud New Release Study
September 10, 2007	The Securities Commission (Adoption of National Instruments) Amendment Regulations, 2007(No.4) comes into force September 10, 2007
September 4, 2007	CSA news release - Canadian regulators propose new processes for making regulatory decisions
August 31, 2007	Notice and Request for Comment - proposed National Policy 11-202 Process for prospectus reviews in multiple jurisdictions and National Policy 11-203 Process for exemptive relief applications in multiple jurisdictions and related repeals Notice National Policy 11-202 Process for prospectus reviews in multiple jurisdictions National Policy 11-203 Process for exemptive relief applications in multiple jurisdictions NP 11-203 - Schedule A - form of decision for passport application NP 11-203 - Schedule B - form of decision for a dual application NP 11-203 - Schedule C - form of decision for coordinated review application NP 11-203 - Schedule D - form of decision for hybrid application
August 31, 2007	CSA Staff Notice 51-325 - Status of Proposed Repeal and Substitution of Form 51-102F6 Statement of Executive Compensation
August 13, 2007	General Ruling/Order 81-902 Certain MFDA Members: Commingling of Funds
July 27, 2007	National Policy 12-202 Revocation of a Compliance-related Cease Trade Order comes into effect July 27, 2007 News Release Notice National Policy 12-202 Revocation of a Compliance-related Cease Trade Order
July 27, 2007	CSA Staff Notice 46-304 Update on Principal Protected Notes
July 20, 2007	CSA Staff Notice 44-304 Linked Notes Distributed Under Shelf Prospectus System
July 13, 2007	CSA Enforcement Report - October 1, 2006 to March 31, 2007 News Release Report
July 13, 2007	Temporary Cease Trade Order against: Saxon Consultants, Ltd. Saxon Financial Services Sean Wilson Jack Sinni Todd Young Merchant Capital Markets, S.A. Merchant Capital Markets MerchantMarx Richard Clifford News release The entities named in this order are not related to Saxon Financial Inc., a legitimate mutual fund company based in Toronto, Ontario.
July 11, 2007	GRO 11-908 Designation Order Pursuant to clause 2(1)(ww), subsection 45(3) and clause 138.1(2)(b)
July 6, 2007	Notice of replacement of National Policy 41-201 Income Trusts and Other Indirect Offerings Appendix A - List of Commenters Appendix B - Summary of Comments Appendix C - Summary of Changes National Policy 41-201 Income Trusts and Other Indirect Offerings - replaces December 2004 version effective July 6, 2007
June 29, 2007	The Securities Commission (Adoption of National Instruments) Amendment Regulations, 2007 (No. 3) came into force June 12, 2007
June 29, 2007	CSA Staff Notice 58-303 Corporate Governance Disclosure Compliance Review
June 29, 2007	CSA Staff Notice 52-318 Audit Committee Follow-Up Compliance Review
June 29, 2007	Certificates of Non-Default not available after July 1, 2007
June 28, 2007	Mineral lease broker registration repealed effective July 1, 2007
June 27, 2007	Amendments to The Securities Act, 1988 come into force July 1, 2007
June 15, 2007	Proposed Framework 81-406 Point of Sale Disclosure for Mutual Funds and Segregated Funds published for comment News Release Backgrounder Proposed Framework 81-406 Appendix 1 - Fund Facts for mutual funds Appendix 2 - Fund Facts for segregated funds Appendix 3 - Key Facts for segregated funds Appendix 4 - Investor research and other sources Appendix 5 - Research Strategy Group Fund Facts Document Research Report
June 15, 2007	Revised Staff Notice 13-315 Securities Regulatory Closed Dates 2007 Amended
June 8, 2007	Amendments to National Instrument 55-101 Insider Reporting Exemptions and Companion Policy 55-101CP come into force September 10, 2007 CSA Notice Appendix A - Amending Instrument to NI 55-101 Appendix B - Summary of Comments and CSA Responses Appendix C - Blacklined NI 55-101 Appendix D - Blacklined Companion Policy 55-101CP
June 1, 2007	Notice and Request for Comment - proposed amendments to National Instrument 81-106 Investment Fund Continuous Disclosure, Form 810106F1 and Companion Policy 81-106CP Investment Fund Continuous Disclosure and related amendments CSA Notice and Appendix A - Summary of Amendments Appendix B - NI 81-106 Amendment Instrument Appendix C - Form 81-106F1 Amendment Instrument Appendix D - Companion Policy 81-106CP Amendment Instrument Appendix E - Form 81-101F2 Amendment Instrument Appendix F - NI 81-102 Amendment Instrument Appendix G - Companion Policy 81-102CP Amendment Instrument Appendix H - NI 41-101 and Form 41-101F2 Amendment Instrument Appendix I - Black-lined versions showing proposed amendments to NI 81-106, Form 81-106F1 and Companion Policy 81-106CP Appendix J - Additional Information Required in Saskatchewan
May 30, 2007	Extension of comment period for National Instrument 11-102 Passport System
May 28, 2007	Amendments to The Securities Act, 1988 passed
May 28, 2007	CSA launchs  XBRL voluntary filing program
May 17, 2007	The Securities Commission (Adoption of National Instruments) Amendment Regulations, 2007 (No.2) comes into force on May 15, 2007
May 8, 2007	News Release - Temporary Cease Trade Order Issued on Gordon Equity Management Ltd.
May 4, 2007	Revised CSA Staff Notice 51-311 Frequently Asked Questions Regarding NI 51-102 Continuous Disclosure Obligations.
May 4, 2007	Temporary Cease Trade Order Gordon Equity Management Ltd. Paul Thomas Vince Gold
April 20, 2007	Notice and Request for Comment on proposed amendments to National Instrument 21-101 Marketplace Operation and National Instrument 23-101 Trading Rules CSA News Release Notice and Request for Comment Amendments to NI 21-101, Companion Policy 21-101CP, NI 23-101 and Companion Policy 23-101CP Cost-benefit Analysis of proposed amendments to NI 21-101 and NI 23-101
April 11, 2007	Temporary Cease Trade Order University Lab Technologies Inc. George Theodore Dan Iwanski Steve Axelrod Sy Schaiken Bill Ross Richard L. Green
March 30, 2007	Notice and Request for Comment - proposed repeal and replacement of Multilateral Instrument 52-109, Forms 52-109F1, 52-109FT1, 52-109F2 and 52-019FT2 and Companion Policy 5-109CP Certification of Disclosure on Issuers' Annual and Interim Filings CSA News Release Notice and Request for Comment Appendix A - Summary of Proposed Changes Appendix B - List of Commenters Appendix C - Summary of Comments NI 52-109 Certification of Disclosure in Issuers' Annual and Interim Filings   (includes attached Forms 52-109F1, 52-109FMP1, 52-109FM1, 52-109F1-IPO/RTO, 52-109F1R,  52-109F1-AIF, 52-109F2, 52-109F2-IPO/RTO and 52-109F2R) Companion Policy 52-109CP
March 30, 2007	CSA Staff Notice 81-317 - Frequently Asked Questions on National Instrument 81-107 Independent Review Committee for Investment Funds
March 29, 2007	The Securities Commission (Adoption of National Instruments) Amendment Regulations, 2007 comes into force on April 1, 2007
March 29, 2007	Notice and Request for Comment - proposed repeal and substitution of Form 51-102F6 Statement of Executive Compensation and proposed amendments to National Instrument 51-102 Continuous Disclosure Obligations, Forms 51-102F2 Annual Information Form and 51-102F5 Information Circular and related consequential amendments CSA News Release Notice and Request for Comment
March 28, 2007	Notice and Request for Comment - proposed National Instrument 11-102 Passport System and Form 11-102FI Notice of Principal Regulator and Registration in Additional Jurisdiction(s) and related amendments and repeals CSA News Release Notice and Request for Comment National Instrument 11-102 Passport System Form 11-102FI Notice of Principal Regulator and Registration in Additional Jurisdiction(s) Companion Policy 11-102CP Passport System Consequential amendments to National Policy 12-201Mutual Reliance Review System for Exemptive Relief Applications Consequential amendments to National Instrument 14-101Definitions Consequential amendments to National Instrument 58-101Disclosure of Corporate Governance Practices Consequential amendments to National Instrument 81-104 Commodity Pools
March 23, 2007	CSA Staff Notice 12-310 Expedited Treatment of Applications under the MRRS For Exempt Relief Applications
March 23, 2007	General Rulings/Orders Revoked
March 21, 2007	Temporary Cease Trade Order Extended Arial Trading LLC Don Brasfield John Reece Rick Saxon George Dizcarra
March 21, 2007	Temporary Cease Trade Order Extended Meridian Investment Group S.A. Frank Grant Timothy Bell
March 21, 2007	Temporary Cease Trade Order Extended Hartford Capital Management S.A. Bruce White
March 20, 2007	CSA Request New Members for Mining Technical Advisory and Monitoring Committee
March 19, 2007	Temporary Cease Order Issued Against Kirkpatrick and Manz of Arial Trading LLC
March 12, 2007	Warning Issued For Investment Seminars
March 12, 2007	Temporary Cease Trade Orders Issued Against Three Investment Firms
March 6, 2007	Temporary Cease Trade Order Arial Trading LLC Don Brasfield John Reece Rick Saxon George Dizcarra
March 6, 2007	Temporary Cease Trade Order Meridian Investment Group S.A. Frank Grant Timothy Bell
March 6, 2007	Temporary Cease Trade Order Hartford Capital Management S.A. Bruce White
March 9, 2007	Revised CSA Notice 51-309 NI 51-101 Acceptance of Certain Professional Boards as a "Professional Organization"
February 23, 2007	CSA Staff Notice 55-314 Use of the terms "senior officer", "officer" and "insider" in National Instrument 55-101 Insider Reporting Exemptions
February 23, 2007	Amendments to Multilateral Instrument 33-109 Registration Information, Companion Policy 33-109CP, Multilateral Instrument 31-102 National Registration Database, and Companion Policy 31-102CP come into effect May 15, 2007 Notice Amending Instrument - National Instrument 33-109 Registration Information National Instrument 33-109 Registration Information Companion Policy 33-109CP Amending Instrument - National Instrument Instrument 31-102 National Registration Database National Instrument 31-102 National Registration Database Companion Policy 31-102CP
February 21, 2007	Amendments to National Instrument 21-101 Marketplace Operation, Companion Policy 21-101CP, Forms 21-101F2 and 21-101F5 and National Instrument 23-101Trading Rules and Companion Policy 23-101CP come into effect on the day on which they are filed with the Registrar of Regulations (in the interim please refer to SK General/Order 21-801) Notice Amendments to NI 21-101 Marketplace Operation Amendments to Companion Policy 21-101CP Amendments to Form 21-101F2 Initial Operation Report Alternative Trading System Amendments to Form 21-101F5 Initial Operation Report for Information Processor Amendments to National Instrument 23-101Trading Rules Amendments to Companion Policy 23-101CP
February 20, 2007	Notice and Request for Comment - proposed National Instrument 31-103 Registration Requirements and proposed amendments to Multilateral Instrument 33-109 Registration Information amending Form 31-109F1 and  Form 31-109F4 and adding Form 31-109F6 CSA News Release Notice and Request for Comment National Instrument 31-103 Registration Requirements Companion Policy 31-103CP Registration Requirements Form 31-109F1 - Notice of Termination Form 31-109F4 - Application for Registration of Individuals and Permitted Individuals Form 31-109F6 - Application for Registration as a Dealer, Adviser or Investment Fund Manager for Securities and/or Derivatives
February 9, 2007	CSA Notice 52-317 Timing of NI 52-109 Certification of Disclosure in Issuers' Annual and Interim Filings
January 22, 2007	XBRL voluntary filing program News Release CSA Notice 51-323 XBRL filing program and request for volunteers
January 19, 2007	Notice and Request for Comment - proposed amendments to National Instrument 51-101 Standards of Disclosure for Oil and Gas Activities and related forms and companion policy CSA News Release Request for Comment Amendments to National Instrument 51-101 Standards of Disclosure for Oil and Gas Activities National Instrument 51-101 Standards of Disclosure for Oil and Gas Activities - blacklined Amendments to Form 51-101F1, Form 51-101F2 and Form 51-101F3 Form 51-101F1- Statement of Reserved Data and other Oil and Gas Activities - blacklined Form 51-101F2 - Report on Reserves Data by Independent Qualified Reserves Evaluator or Auditor - blacklined Form 51-101F3 - Report of Management and Directors on Oil and Gas Disclosure - blacklined Companion Policy  51-101CP Standards of Disclosure for Oil and Gas Properties - amended and restated
January 15, 2007	Notice of proposed repeal of Saskatchewan Local Instrument 46-501 Disclosure of Cash Calls and Local Instrument 47-501 Marketing Communications
January 12, 2007	National Instrument 24-101 Institutional Trade Matching and Settlement and Companion Policy 24-101CP to National Instrument 24-101 Institutional Trade Matching and Settlement comes into effect April 1, 2007 Notice Appendix A - Summary of Changes Appendix B - Summary of Public Comments and CSA  Responses NI 24-101 NI 24-101formF1 NI 24-101formF2 NI 24-101formF3 NI 24-101formF4 NI 24-101formF5 CP 24-101
January 12, 2007	CSA Release Results of Hedge Fund Review News Release CSA Notice 81-316 Hedge Funds
January 12, 2007	CSA Enforcement Report - April 1 to September 30, 2006 News Release Report
January 9, 2007	Registrant Search now available
January 5, 2007	Notice and Request for Comment - proposed National Policy 12-202 Revocation of a Compliance-related Cease Trade Order Request for Comment NP 12-202
January 5, 2007	Notice and Request for Comment - proposed amendments to National Policy 41-201 Income Trusts and Other Indirect Offerings Notice and Request for Comment NP 41-201
January 1, 2007	GRO 21-801 Exemptions under National Instrument 21-101 Marketplace Operations and National Instrument 23-101 Trading Rules

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