National Instruments |
Notice and Request for Comment
- Proposed Repeal and Substitution of Form 51-102F6
Statement of Executive Compensation
News Release
Notice and Request for Comment
Appendix A - Summary of Public Comments and CSA Responses
Appendix B - Summary of Changes to the 2007 Proposal
Appendix C - Proposed Form 51-102F6
Appendix D - Proposed Amendment Instrument for NI 51-102
Continuous Disclosure Obligations and Form 51-102F5
Information Circular |
Published on February 22, 2008 |
Comment period ends April 22,
2008 |
CSA Releases Concept Paper -
International Financial Reporting Standards
News Release
CSA Concept Paper 52-402
|
February 13, 2008 |
April 13, 2008 |
National Instrument 23-102
Use of Client Brokerage Commissions as Payment for Order
Execution Services or Research Services
Notice and Request for Comment
Appendix A - Summary of Comments and Responses
Appendix B - Cost Benefit Analysis
NI 23-102
Companion Policy to NI
23-102
|
January 11, 2008 |
April 10, 2008 |
Request for Comment - National
Instrument 55-102 System for Electronic Disclosure by Insiders (SEDI)
Notice and Request for Comment
Appendix A - Proposed amendments
to NI 55-102
Appendix B - Proposed
amendments to:
- Form 55-102F1 Insider Profile,
- Form 55-102F2 Insider Report,
- Form 55-102F3 Issuer Profile
Supplement, and
- Form 55-102F6 Insider Report
|
Published on December 7, 2007 |
Comment periods ends on
February 8, 2008 |
Notice and Request for Comment for
Proposed Amendments to National Instrument 51-102 Continuous
Disclosure Obligations and Companion Policy
51-102CP Continuous Disclosure Obligations and National
Instrument 52-108 Auditor Oversight
Notice and Request for Comment
Appendix L - Proposed Amendments to NI 52-102 Continuous
Disclosure Obligations
Appendix M - Proposed Amendments to Companion Policy 52-102CP Continuous
Disclosure Obligations
Appendix N - Proposed Amendments to National Instrument 52-108
Auditor Oversight
|
Published on October 12, 2007 |
Comment period ends January 11,
2008 |
Notice and Request for Comment -
proposed National Policy 11-202 Process for prospectus reviews in
multiple jurisdictions and National Policy 11-203 Process for
exemptive relief applications in multiple jurisdictions and
related repeals
Notice
National Policy 11-202 Process for prospectus reviews in multiple
jurisdictions
National Policy 11-203 Process for exemptive relief applications
in multiple jurisdictions
NP 11-203 - Schedule A - form of decision for passport application
NP 11-203 - Schedule B - form of decision for a dual application
NP 11-203 - Schedule C - form of decision for coordinated review
application
NP 11-203 - Schedule D - form of decision for hybrid application
|
Published on August 31, 2007 |
Comment period ends October 30, 2007 |
Proposed Framework 81-406 Point of
Sale Disclosure for Mutual Funds and Segregated Funds published
for comment
News Release
Backgrounder
Proposed Framework 81-406
Appendix 1 - Fund Facts for mutual funds
Appendix 2 - Fund Facts for segregated funds
Appendix 3 - Key Facts for segregated funds
Appendix 4 - Investor research and other sources
Appendix 5 - Research Strategy Group Fund Facts Document Research
Report
|
Published on June 15, 2007. |
Comment period ends on October
15, 2007. |
Notice and Request for Comment -
proposed amendments to National Instrument 81-106 Investment Fund
Continuous Disclosure, Form 810106F1 and Companion Policy
81-106CP Investment Fund Continuous Disclosure and related
amendments
CSA Notice and Appendix A - Summary of Amendments
Appendix B - NI 81-106 Amendment Instrument
Appendix C - Form 81-106F1 Amendment Instrument
Appendix D - Companion Policy 81-106CP Amendment Instrument
Appendix E - Form 81-101F2 Amendment Instrument
Appendix F - NI 81-102 Amendment Instrument
Appendix G - Companion Policy 81-102CP Amendment Instrument
Appendix H - NI 41-101 and Form 41-101F2 Amendment Instrument
Appendix I - Black-lined versions
showing proposed amendments to
NI 81-106,
Form 81-106F1 and
Companion Policy 81-106CP
Appendix J - Additional Information Required in Saskatchewan
|
Published on June 1, 2007 |
Comment period ends on August
31, 2007 |
Notice and Request for comment on
proposed amendments to National Instrument 21-101 Marketplace
Operation and National Instrument 23-101 Trading Rules
CSA News Release
Notice and Request for Comment
Amendments to NI 21-101, Companion Policy 21-101CP, NI 23-101 and
Companion Policy 23-101CP
Cost-benefit Analysis of proposed amendments to NI 21-101 and NI
23-101
|
Published for comment on April
20, 2007 |
Comment period ends July 20,
2007 |
Notice an Request for Comment - proposed
repeal and replacement of Multilateral Instrument 52-109, Forms
52-109F1, 52-109FT1, 52-109F2 and 52-019FT2 and Companion Policy
5-109CP Certification of Disclosure on Issuers' Annual and
Interim Filings
CSA News
Release
Notice and Request for Comment
Appendix A - Summary of Proposed
Changes
Appendix B - List of Commenters
Appendix C - Summary of Comments
NI 52-109 Certification of
Disclosure in Issuers' Annual and Interim Filings
(includes attached Forms 52-109F1, 52-109FMP1, 52-109FM1,
52-109F1-IPO/RTO, 52-109F1R, 52-109F1-AIF, 52-109F2,
52-109F2-IPO/RTO and 52-109F2R)
Companion Policy 52-109CP
|
Published for comment on March
30, 2007 |
Comment period ends on June 28,
2007 |
Notice and Request for Comment -
proposed National Instrument 11-102 Passport System and Form
11-102FI Notice of Principal Regulator and Registration in
Additional Jurisdiction(s) and related amendments and repeals
CSA News
Release
Notice and
Request for Comment
National Instrument
11-102 Passport System
Form 11-102FI
Notice of Principal Regulator and Registration in Additional
Jurisdiction(s)
Companion Policy
11-102CP Passport System
Consequential amendments to National Policy 12-201Mutual Reliance
Review System for Exemptive Relief Applications
Consequential amendments to National Instrument 14-101Definitions
Consequential amendments to National Instrument 58-101Disclosure
of Corporate Governance Practices
Consequential amendments to National Instrument 81-104 Commodity
Pools
Consequential amendments to Companion Policy 81-104CP Commodity
Pools |
Published for comment on March
28, 2007 |
Comment period ends May 28,
2007
Comment period extended to June 8, 2007 |
Notice and Request for Comment -
proposed National Instrument 31-103 Registration Requirements
and proposed amendments to Multilateral Instrument 33-109
Registration Information amending Form 31-109F1 and Form
31-109F4 and adding Form 31-109F6
CSA News
Release
Notice and Request for Comment
National Instrument 31-103 Registration Requirements
Companion Policy
31-103CP Registration Requirements
Form 31-109F1 - Notice of Termination
Form 31-109F4 - Application for Registration of Individuals and
Permitted Individuals
Form
31-109F6 - Application for Registration as a Dealer, Adviser or
Investment Fund Manager for Securities and/or Derivatives
|
Published for comment on
February 20, 2007 |
Comment period ends on June 20,
2007 |
Notice and Request for Comment -
proposed amendments to National Policy 41-201 Income Trusts and
Other Indirect Offerings
Notice and Request for Comment
NP 41-201
|
Published for comment on
January 5, 2007 |
Comment period ends on March 6,
2007 |
Notice and Request for Comment -
proposed National Instrument 41-101 General Prospectus
Requirements and Companion Policy 41-101CP General Prospectus
Requirements and proposed repeal of NI 41-101 Prospectus
Requirements
Notice and
Request for Comment
Appendix A - Summary of Significant Provisions in the Proposed Rule
Appendix B (Schedule 1) - NI 41-101 General Prospectus
Requirements
Appendix B (Schedule 2) - Form 41-101F1 Information Required in a
Prospectus
Appendix B (Schedule 3) - Form 41-101F2 Information Required in
an Investment Fund Prospectus
Appendix B (Schedule 4) - Companion
Policy to NI 41-101General Prospectus Requirements
Appendix C - Amendments to NI 14-101 Definitions
Appendix D (Schedule 1) - Amendments to NI 44-101 Short Form
Prospectus Distributions and Form NI 44-101F1 Short Form
Prospectus of National Instrument 44-101 Short
Form Prospectus Distributions
Appendix D (Schedule 2) - Amendments to Form 44-101F1 Short Form
Prospectus of National Instrument 44-101 Short
Form Prospectus Distributions
Appendix D (Schedule 3) - Companion Policy to NI 44-101 Short
Form Prospectus Distributions
Appendix E (Schedule 1) - Amendments to NI 44-102 Shelf
Distributions
Appendix F (Schedule 1) - Amendments to NI 44-103
Post-Receipt Pricing
Appendix F (Schedule 2) - Amendments to Companion Policy
44-103CP to National Instrument 44-103 Post-Receipt Pricing
Appendix G - Amendments to NI 45-101 Rights Offerings and
Form 45-101F - Information Required in a Rights Offering Circular
Appendix H (Schedule 1) - Amendments to NI 51-102 Continuous
Disclosure Obligations
Appendix I (Schedule 1) - Amendments to NI 81-101 Mutual Fund
Prospectus Disclosure, Form 81-101F1 Contents of Simplified
Prospectus, Form 81-101F2 Contents of Annual Information Form
Appendix J (Schedule 1) - Amendments to NI 81-104 Commodity Pools
Appendix K - Amendments to NP 43-201 Mutual Reliance Review
System for Prospectuses
Appendix L - Related Amendments to Saskatchewan securities laws
CSA Press
Release - Canadian Regulators Propose Harmonized Prospectus Rule for
Market Participants dated December 21, 2006
|
Published for comment on
December 21, 2006 |
Comment period ends on March
31, 2007 |
Request for Comment - Proposed
amendments to National Instrument 55-101 Insider Reporting
Exemptions.
Notice - Request for Comment
Appendix A - amendments to National Instrument 55-101Insider
Reporting Requirements
Appendix B - National Instrument 55-101 Insider Reporting
Requirements - blacklined
Appendix C - Companion Policy 55-101CP - blacklined
|
Published on October 27, 2006 |
Comment period ends January 25,
2007. |
|
|
|
Proposed National Instrument 23-102 Use of Client Brokerage
Commissions as Payment for Order Execution Services or Research
("Soft Dollar" Arrangements)
Notice
Appendix A
NI 23-102
NI 23-102
CP
23-102
|
Published on July 21, 2006
|
Comment period ends on October
19, 2006 |
Notice and Request for Comment -
National Instrument 62-104 Take-Over Bids and Issuer Bids
Notice
Schedule 1 - Consequential Amendments to NI 62-103 The Early
Warning System and Related Take-over Bid and Insider Reporting
Issuers
NI 62-104
Companion Policy 62-104CP
Form 62-104F1 Take-Over Bid Circular
Form 62-104F2 Issuer Bid Circular
Form 62-104F3 Director's Circular
Form 62-104F4 Director's or Officer's Circular
Form 62-104F5 Notice of Change or Notice of Variation
|
Published on May 1, 2006 |
Comment period ends on July 28, 2006 |
CSA Discussion Paper 23-403 Trade
Through Obligations
News Release
Discussion Paper
|
Published on July 22, 2005 |
Comment period ends on September 19, 2005 |
NI 81-107
Independent Review Committee for Investment Funds
published for comment
News Release
NI 81-107
Notice
Appendix
A - Summary of Comments
Appendix
B - Decision Tree
Appendix
C - Amendments to NI 81-101 Mutual Fund Prospectus Disclosure
Appendix
D - Amendments to NI 81-102 Mutual Funds
Appendix
E - Amendments to NI 81-106 Investment Fund Continuous
Disclosure
Appendix
F - Amendments to NI 13-101 System for Electronic Document
Analysis and Retrieval (SEDAR)
Appendix
G - Amendments to NI 44-101 Short Form Prospectus Distributions
Appendix
H - Amendments to MI 81-104 Commodity Pools
|
Published on May 27, 2005 |
Comment period ends on August 25, 2005 |
Consultation Paper 81-403 -
Rethinking Point of Sale Disclosure for Segregated Funds
and Mutual Funds
Consultation Paper
Legal Paper |
Published on
February 14, 2003 |
Comment period ends on April
30, 2003 |
Local Instruments |
None |
|
|