Complaints
The enforcement staff of the Nova Scotia Securities Commission conducts investigations with respect to violations of Nova Scotia Securities Laws. The staff welcomes complaints made in writing in the manner provided in this section. Staff expects that complainants will have attempted to resolve any outstanding issues related to service matters with the dealer, registered individual or self-regulatory organization (SRO) such as the Investment Dealers Association (IDA) or the Mutual Fund Dealers Association (MFDA). Complainants may also address complaints to the Ombudsman for Banking Services and Investments (OBSI). All complaints alleging breach of securities laws should be forwarded to enforcement staff.
How to Make a Complaint
To make a complaint you may:
- download a Complaint Form (Adobe PDF) or Printer-friendly, HTML and fax to (902) 424-3538
- or mail a completed Complaint Form to:
Nova Scotia Securities Commission,
PO Box 458 Halifax,
NS B3J 2P8 - or visit us in person at
2nd Floor, Joseph Howe Building
1690 Hollis Street
Halifax, NS - or telephone: (902) 424-6179