General News 2006

January 1, 2007	GRO 21-801 Exemptions under National Instrument 21-101 Marketplace Operations and National Instrument 23-101 Trading Rules
December 29, 2006	Amendment Regulations, 2006 (No.3) comes into force The Securities Commission (Adoption of National Instruments) December 29, 2006
December 21, 2006	Notice and Request for Comment - proposed National Instrument 41-101 General Prospectus Requirements and Companion Policy 41-101CP General Prospectus Requirements and proposed repeal of NI 41-101 Prospectus Requirements Notice and Request for Comment Appendix A - Summary of Significant Provisions in the Proposed Rule Appendix B (Schedule 1) - NI 41-101 General Prospectus Requirements Appendix B (Schedule 2) - Form 41-101F1 Information Required in a Prospectus Appendix B (Schedule 3) - Form 41-101F2 Information Required in an Investment Fund Prospectus Appendix B (Schedule 4) - Companion Policy to NI 41-101General Prospectus Requirements Appendix C - Amendments to NI 14-101 Definitions Appendix D (Schedule 1) - Amendments to NI 44-101 Short Form Prospectus Distributions and Form NI 44-101F1 Short Form Prospectus of  National Instrument 44-101 Short Form Prospectus Distributions Appendix D (Schedule 2) - Amendments to Form 44-101F1 Short Form Prospectus of  National Instrument 44-101 Short Form Prospectus Distributions Appendix D (Schedule 3) - Companion Policy to NI 44-101 Short Form Prospectus Distributions Appendix E (Schedule 1) - Amendments to NI 44-102 Shelf Distributions Appendix F (Schedule 1) -  Amendments to NI 44-103 Post-Receipt Pricing Appendix F (Schedule 2) -  Amendments to Companion Policy 44-103CP to National Instrument 44-103 Post-Receipt Pricing Appendix G - Amendments to NI 45-101 Rights Offerings and Form 45-101F - Information Required in a Rights Offering Circular Appendix H (Schedule 1) - Amendments to NI 51-102 Continuous Disclosure Obligations Appendix I (Schedule 1) - Amendments to NI 81-101 Mutual Fund Prospectus Disclosure, Form 81-101F1 Contents of Simplified Prospectus, Form 81-101F2 Contents of Annual Information Form Appendix J (Schedule 1) - Amendments to NI 81-104 Commodity Pools Appendix K - Amendments to NP 43-201 Mutual Reliance Review System for Prospectuses
December 21, 2006	CSA Press Release - Canadian Regulators Propose Harmonized Prospectus Rule for Market Participants
December 15, 2005	CSA Notice 51-322 Reporting Issuer Defaults
December 14, 2006	Saskatchewan Policy Statement 51-601 Reporting Issuers in Default
December 8, 2006	CSA Notice 24-303 CSA SRO Oversight Project Report
December 8, 2006	Investor Watch - "Spam" e-mail that promotes hot stocks:  a risky proposition
December 1, 2006	Notice and Request for comment  - Rescission of NP 48 Future-Oriented Financial Information and amendments to NI 51-102 Continuous Disclosure Requirements Appendix A - Summary of Amendments Appendix B - Revocation of NP 48 Appendix C - Amendments to NI 51-102 Appendix D - Amendments to Form 51-102F1 Appendix E - Amendments to CP 51-102 Appendix F - Amendments to other instruments Appendix G - Amendments to NP 51-201 Appendix H - Saskatchewan amendments
November 30, 2006	Douglas John Boyd and Sandra Faye Boyd - lifetime cease trade order
November 30, 2006	Agreement and Undertaking - Douglas John Boyd and Sandra Faye Boyd
November 22, 2006	The Securities Amendment Act, 2006 (No. 2) given second reading
November 22, 2006	Local Staff 13-703 Access to Records under The Securities Act, 1988 Schedule B to Staff Notice 13-703 - Inventory of Records
November 20, 2006	Local Staff Notice 11-703 Amendment to GRO 11-903 Recognition of the MFDA to Extend Suspension of MFDA Rule 2.4.1
November 17, 2006	CSA Staff Notice 51-321 Q & A concerning resources and possible reserves - NI 51-101 Standards of Disclosure for Oil and Gas Activities
November 8, 2006	Amendments to The Securities Act, 1988 introduced
November 3, 2006	CSA Staff Notice 12-307 Ceasing to be a Reporting Issuer under the Mutual Reliance Review System for Exemptive Relief Applications
November 1, 2006	Amendment Regulations, 2006 (No.2) comes into force The Securities Commission (Adoption of National Instruments) November 1, 2006
October 28, 2006	CSA Staff Notice 21-305 Extension of Approval of Information Processor for Corporate Fixed Income Securities
October 28, 2006	CSA Staff Notice 13-316 Amendments to the SEDAR Filer Manual
October 27, 2006	Request for comment on proposed amendments to National Instrument 55-101 Insider Reporting Exemptions.  Comment period ends January 25, 2007. Notice - Request for Comment Appendix A - amendments to National Instrument 55-101Insider Reporting Requirements Appendix B - National Instrument 55-101 Insider Reporting Requirements - blacklined Appendix C - Companion Policy 55-101CP - blacklined
October 17, 2006	Investor Watch - Advertisements Promoting Investment Opportunities
October 13, 2006	Amendments to NI 51-102 Continuous Disclosure Obligations, Form 51-102F1, Form 51-102F2, Form 51-102F3, Form 51-102F4, Form 51-102F5, Form 51-102F6 and CP 51-102CP Continuous Disclosure Obligations, NI 52-107 Acceptable Accounting Principles, Auditing Standards and Reporting Currency, NI 71-102 Continuous Disclosure and Other Exemptions relating to Foreign Issuers and CP 71-102CP Continuous Disclosure and Other Exemptions relating to Foreign Issuers comes into effect December 29, 2006 Notice Amendments to NI 51-102 Continuous Disclosure Obligations Amendments to Form 51-102F1, Form 51-102F2, Form 51-102F3, Form 51-102F4, Form 51-102F5, Form 51-102F6 Amendments to NI 52-107 Acceptable Accounting Principles, Auditing Standards and Reporting Currency Amendments to NI 71-102 Continuous Disclosure and Other Exemptions relating to Foreign Issuers Consequential amendments to NI 44-101 Short Form Prospectus Distributions Consequential amendments to Form NI 44-101F1
September 29, 2006	General Ruling/Order 45-917 Filing Requirements for Amended Offering Memoranda
September 25, 2006-	Request for comment - proposed amendments to National Instrument 21-101 Marketplace Operation and Companion Policy 21-101CP and National Instrument 23-101 Trading Rules and Companion Policy 23-101CP Notice Amendments to NI 21-101 Marketplace Operation Amendments to Companion Policy 21-101CP Amendments to Form 21-101F2 Initial Operation Report Alternative Trading System and Form 21-101F5 Initial Operation Report for Information Processor Amendments to NI 23-101 Trading Rules Amendments to Companion Policy 23-101CP
September 22, 2006	CSA Staff Notice 52-316 Certification of Design of Internal Control Over Financial Reporting
September 22, 2006	CSA Staff Notice 52-315 Certification Compliance Review
September 8, 2006	CSA Staff Notice 51-320 Options Backdating
September 6, 2006	Cease trade order against Gerald Blerot and others extended
August 28, 2006	Temporary Cease Trade Order issued against: Gerald Wilfred Blerot Plain Investments Inc. Executive Marketing and Strategies Ltd. Jean Sayers Jennifer Dawn Sayers Ryan Sayers News Release Cease Trade Order
August 14, 2006	Cease trade order against Wellington Trading Group S.A extended
August 9, 2006	CSA Staff Notice 52-306 (Revised) Non-GAAP Financial Measures
August 9, 2006	CSA Staff Notice 51-319 Report on staff's second continuous disclosure review of income trust issuers
August 1, 2006	The Securities Commission (Adoption of National Instruments) Amendment Regulations, 2006 in force August 1, 2006
July 31, 2006	Temporary cease trade order issued against: Wellington Trading Group S.A. Eric Aquavia Dan Davis Al Moxey Ronnie Bethel Timothy Bell Russell Finklestein Please note that the Wellington Trading Group S.A. referred to in this Cease Trade Order is not connected in any way and should not be confused with Wellington Management Company, LLP, Wellington West Capital Inc. or Wellington West Financial Services Inc. which are all registered in good standing in Saskatchewan.  Cease Trade Order
July 28, 2006	NI 81-107 Independent Review Committee for Investment Funds comes into force on November 1, 2006. Notice Appendix A - Summary of Changes Appendix B - Summary of Public Comments on NI 81-107 and Commentary Appendix C - NI 81-101 Appendix D - NI 81-102 Appendix E - NI 81-106 Appendix F - NI 13-101 Appendix G - NI 81-104 NI 81-107
July 21, 2006	Request for Comment - Proposed National Instrument 23-102 Use of Client Brokerage Commissions as Payment for Order Execution Services or Research  ("Soft Dollar" Arrangements) Notice Appendix A NI 23-102 NI 23-102 CP 23-102
July 11, 2006	Saskatchewan Staff Notice 32-802 Saskatchewan Local Instrument 32-501 Deposit Agents
July 7, 2006	Investor Watch - Principal Protected Notes (PPNs)
July 7, 2006	CSA Staff Notice 46-303 Principal Protected Notes
June 29, 2006	CSA Staff Notice 52-314 Securities Regulators Want Your Feedback on XBRL
June 8, 2006	General Ruling/Order 31-902 Saskatchewan Small Business Security Issuers Amended
June 8, 2006	Cease trade order against Fagundes (alias "Silver"), Kowalchuks and Goebel extended
June 2, 2006	CSA Staff Notice 43-306 Technical reports filed for prospectus offerings
June 1, 2006	GRO 11-907 Designation Order Pursuant to Section 11.1
May 30, 2006	Temporary cease trade order issued against: Fernando Fagundes (alias "Shane Silver") Kim John Kowalchuk Allan D. Kowalchuk Reginald Allen Goebel News Release Cease Trade Order
May 29, 2006	GRO 11-906 Offering Memorandum Specification Order
May 29, 2006	Amendments to The Securities Act, 1988 come into force June 1, 2006
May 25, 2006	GRO 45-916 Exemption for Solicitations of Expressions of Interest
May 12, 2006	Amendments to NI 31-102 National Registration System and to NP 31-201 National Registration System Notice Amendments to National Instrument 31-102 National Registration System Amendments to National Policy 31-201 National Registration System
May 12, 2006	Request for Comment - Amendments to MI 33-109 Registration Information and MI 31-102 National Registration Database Notice Amendments to MultiIateral Instrument 33-109 Registration Information Amended Companion Policy 33-109CP Amendments to Multilateral Instrument 31-102 National Registration Database Amended Companion Policy 31-102CP
May 11, 2006	Commission issues decision in the matter of Edourad Yvon Elzear Bonamie, Pat Theriault, Ives Business Services Inc., Family Circle 40/40 Option Fund and The World of Synchrotron Performance Fund.
May 4, 2006	General Ruling/Order 45-915 Exemptions for Certain Supranational Agencies
May 3, 2006	The Securities Amendment Act, 2005 comes into force on June 1, 2006
May 2, 2006	"Test Your Financial IQ" contest winners announced
May 1, 2006	Notice and Request for Comment - National Instrument 62-104 Take-Over Bids and Issuer Bids Notice Schedule 1 - Consequential Amendments to NI 62-103 The Early Warning System and Related Take-over Bid and Insider Reporting Issuers NI 62-104 Companion Policy 62-104CP Form 62-104F1 Take-Over Bid Circular Form 62-104F2 Issuer Bid Circular Form 62-104F3 Director's Circular Form 62-104F4 Director's or Officer's Circular Form 62-104F5 Notice of Change or Notice of Variation
April 21, 2006	CSA Notice 47-302 Pre-marketing of underwriters' options on bought deals
April 4, 2006	Cease trade order issued against Tri-Media Integrated Marketing Technologies Inc. (formerly Andromeda Media Capital Corporation Limited)
March 17, 2006	Joint CSA/SRO Notice 23-304 Status of the Transaction Reporting and Electronic Audit Trail System (TREATS)
March 11, 2006	Euston Capital Corp. and George Schwartz appeal the Commission's February 9, 2006 decision
March 10, 2006	Status of Proposed MI 52-111 Reporting on Internal Control Over Financial Reporting News Release CSA Notice 52-313
March 10, 2006	CSA Notice 44-303 Filing of Notice of Intention To Be Qualified to File a Short Form Prospectus under NI 44-101
March 8, 2006	IDA appeals and Frederick Smith cross-appeals the Commission's February 6, 2006 decision
March 3, 2006	CSA Notice 24-302 Entitlement to Payments to The Canadian Depository for Securities Limited (CDS)
March 3, 2006	Request for Comment - National Instrument 24-101 Institutional Trade Matching and Settlement Notice NI 24-101 Companion Policy 24-101CP
March 3, 2006	CSA Notice 11-309 Withdrawal of CSA Notices
February 24, 2006	CSA Notice 51-317 NI 51-101 Standards of Disclosure for Oil and Gas Activities Application of Canadian Oil and Gas Evaluation Handbook
February 13, 2006	Suspension of LI 32-501 Deposit Agents extended until October 1, 2006
February 9, 2006	Commission renders decision in the matter of Euston Capital Corp. and George Schwartz et al New Release Decision
February 7, 2006	Commission renders decision in MacBain, Neufeld and Smith v. The Investment Dealers Association of Canada
January 27, 2006	GRO 52-903 Exemption from Multilateral Instrument 52-109 repealed
January 27, 2006	CSA Staff Notice 11-308 Guidelines for use of Mobility Exemptions under Part 5 of MI 11-101 Principal Regulator System
January 13, 2006	CSA Staff Notice 52-312 Audit Committee Compliance Review
January 13, 2006	CSA Staff Notice 13-315 Securities Regulatory Authority Closed Dates 2006

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