General News 2002

Dec 9, 2002	General Ruling/Order 33-903 Permanent Registration System
Dec 9, 2002	Notice of Move and Merger
Nov 29, 2002	CSA Staff Notice 51-305 Canadian Capital Markets Association - Corporate Actions and Other Entitlements White Paper - October 2002
Nov 15, 2002	CSA Staff Notice 55-308 Questions on Insider Reporting
Nov 4, 2002	Regulators Require Companies to Improve Executive Compensation Disclosure Media Release CSA Staff Notice 51-304 Report on Staff's Review of Executive Compensation Disclosure
Nov 1, 2002	Multilateral Instrument 81-104 Commodity Pools and amendments to National Instrument 14-101 Definitions adopted by the Commission
Nov 1, 2002	Request for Comments - Multilateral Instrument 45-105 Trades to Employees, Senior Officers, Directors and Consultants  Notice Multilateral Instrument 45-105
Oct 25, 2002	Contest for Students - Test Your Financial I.Q.
Oct 17, 2002	New Web site with information about National Registration Database
Oct 11, 2002	Local Policy 35-601 Registration of Non-Resident Individuals Rescinded and Replaced with Staff Notice 35-701
Oct 11, 2002	CSA Staff Notice 31-306 National Registration Database to Launch on March 31, 2003
Oct 11, 2002	Information Meeting on MLI 45-103 Capital Raising Exemptions
Sept 23, 2002	Request for Comments - Multilateral Instrument 45-103 Capital Raising Exemptions Notice Multilateral Instrument 45-103 Companion Policy 45-103CP Form 45-103F1 Offering Memorandum for Non-qualifying Issuers Form 45-103F2 Offering Memorandum for Qualifying Issuers Form 45-103F3 Risk Acknowledgement Form 45-103F4 Report of Exempt Distribution Form 45-103F5 Risk Acknowledgement - Saskatchewan Close Personal Friends and Close Business Associates Amendment to Local Policy 33-502 Requirements for Sale of Certain Securities Amendment to Companion Policy 33-502CP Requirements for Sale of Certain Securities
Sept 23, 2002	Request for Comments - National Instrument 81-106 Investment Fund Continuous Disclosure Notice National Instrument 81-106 Companion Policy 81-106CP Form 81-106F1 Contents of Annual and Quarterly Management Report of Fund Performance Amendment to National Instrument 13-101 System for Electronic Document Analysis and Retrieval (SEDAR) Amendment to National Instrument 81-101 Mutual Fund Prospectus Disclosure Amendment to Companion Policy 81-101CP Mutual Fund Prospectus Disclosure Amendment to National Instrument 81-102 Mutual Funds Amendment to Companion Policy 81-102CP Mutual Funds
Sept 23, 2002	CSA Staff Notice 31-305 Registration Streamlining System
Aug. 21, 2002	General Ruling/Order 32-901 Direct Purchase Plans
Aug. 16, 2002	General Ruling/Order 55-904 Insider Reports
Aug. 15, 2002	Public Advisory:  Special Report on Africa-Related E-Mail Solicitations
Aug. 14, 2002	Proposed Amendments to National Policy 11-201 Delivery of Documents by Electronic Means Notice Amendments to NP 11-201
Aug. 14, 2002	CSA Staff Notice 52-304 and 81-309 Application of National Policy Statement 31 Change of Auditor of a Reporting Issuer and National Instrument 81-102 Mutual Funds when a reporting issuer appoints a new auditor as a result of Arthur Anderson LLP - Canada ceasing to practise public accounting
Aug. 14, 2002	GRO 45-906 Trades to Employees, Executives and Consultants
July 19, 2002	Saskatchewan Local Instrument 11-501 Conflicts of Interest Published for Comment Notice and Request for Comments Local Instrument 11-501 Conflicts of Interest Companion Policy 11-501CP
July 19, 2002	Proposed Amendments to National Instruments 81-101 Mutual Fund Prospectus Disclosure and 81-102 Mutual Funds Notice Amendment to National Instrument 81-101 Mutual Funds Prospectus Disclosure, Form 81-101F1 Contents of Simplified Prospectus, and Form 81-101F2 Contents of Annual Information Form Amendment to National Instrument 81-102 Mutual Funds Amendment to Companion Policy 81-102CP Mutual Funds
July 12, 2002	National Policy 12-201 Mutual Reliance Review System for Exemptive Relief Applications CSA Staff Notice 12-307 Amendments to NP12-201 Amended National Policy 12-201
July 12, 2002	National Policy 51-201 Disclosure Standards Notice Schedule B Summary of Comments National Policy 51-201
June 28, 2002	National Policy 46-201 Escrow for Initial Public Offering adopted Notice National Policy 46-201 Form 46-201F1 Escrow Agreement
June 28, 2002	CSA Staff Notice 45-302 Frequently Asked Questions Regarding the New Resale Rules
June 28, 2002	CSA Staff Notice 43-304, 62-302 and 81-308 Prospectus Filing Matters - Arthur Andersen LLP Consent
June 26, 2002	Notice of National Instrument 54-101 Communication with Beneficial Owners of Securities of a Reporting Issuer and Companion Policy
June 26, 2002	Notice of National Instrument 54-102 Interim Financial Statement and Report Exemption
June 21, 2002	National Instrument 51-102 Continuous Disclosure Obligations published for comment
June 21, 2002	National Instrument 71-102 Continuous Disclosure and Other Exemptions Relating to Foreign Issuers published for comment
June 19, 2002	Commission releases John Hilary McLeod decision
June 14, 2002	Multilateral Instrument 31-102 National Registration Database (NRD) republished for comment
June 14, 2002	Multilateral Instrument 33-109 Registration Information republished for comment
June 6, 2002	General Ruling/Order 91-906 Strip Bonds
June 6, 2002	New Investor Brochure for Seniors - "Protecting Your Finances"
May 29, 2002	GRO 43-903 Exemption from Membership Qualification Requirement in NI 43-101
May 15, 2002	Securities Regulators Look at How Companies Report Executive Compensation
May 10, 2002	CSA Staff Notice 13-310 Securities Regulatory Authority Closed Dates 2002
Apr 5, 2002	CSA Staff Notice 41-303 Harmonization of Prospectus Requirements Across the CSA
Apr 4, 2002	Commission Discontinuing the Monthly Bulletin
Mar 29, 2002	CSA Staff Notice 57-301 Failing  to File financial Statements on Time - Management Cease Trade Orders
Mar 18, 2002	CSA Staff Notice 55-307 Reminder to file Paper Insider Reports Using the Correct Codes
Mar 15, 2002	CSA Staff Notice 72-301 Distributions Outside the Local Jurisdiction - Proposed National Instrument 72-101
Mar 15, 2002	CSA Staff Notice 44-301 Frequently Asked Questions Regarding the New Prospectus Rules
Mar 12, 2002	CSA Staff Notice 55-306 Applications for Relief from the Insider Reporting Requirements by Certain Vice-Presidents
Mar 1, 2002	Insider report form 55-102F6 in PDF can be filled in online and printed out for sending
Mar 1, 2002	Regulation of Mutual Funds and their Managers CSA Concept Proposal 81-402 - Striking a New Balance:  A Framework for Regulating Mutual Funds and their Managers Background Research Report to Concept Proposal 81-402 - The Canadian Mutual Fund Industry:  Its Experience With and Attitudes Toward Mutual Fund Regulation Background Research Report to Concept Proposal 81-402 - Trust Law Implications of Proposed Regulatory Reform of Mutual Fund Governance Structures
Feb 26, 2002	CFTC issues consumer advisory
Feb 14, 2002	SEDAR Service Charges Lowered
Feb 13, 2002	Revisions to FAQ on National Instrument 43-101 Standards of Disclosure for Mineral Projects
Feb 13, 2002	Commission to hold Information session on National Instrument 51-101 on March 19, 2002
Feb 11, 2002	Canadian Institute of Mining, Metallurgy & Petroleum (CIM) releases Oil and Gas Reserves Definitions and Guidelines
Feb 11, 2002	CSA Staff Notice 55-305 SEDI   GRO 55-802 Order Under Section 6.1 of National Instrument 55-102 SEDI
Feb 8, 2002	New exemption from valuation requirement in certain take-over bids
Feb 1, 2002	Insider reporting system shut down due to technical problems
Jan 29, 2002	Amendments to National Policy 43-201 Mutual Reliance Review System for Prospectuses and Annual Information Forms Notice of Amendments Amended National Policy 43-201
Jan 28, 2002	National Instrument 51-101 Standards of Disclosure for Oil and Gas Activities published for Comment
Jan 28, 2002	CSA Press Release - New Oil and Gas Disclosure Standards
Jan 25, 2002	National Instrument 81-104 Commodity Pools Republished for Comment
Jan 25, 2002	Multilateral Instrument 33-109 Registration Information Requirements published for Comment
Jan 24, 2002	Multilateral Instrument 31-102 National Registration Database (NRD) published for Comment
Jan 22, 2002	General Ruling/Order 51-904 Curing Issuers' Defaults of Reporting Obligations
Jan 18, 2002	Updated Consolidated List of Name under Suppression of Terrorism Regulations
Jan 18, 2002	CSA Staff Notice 52-303 Non-GAAP Earnings Measures
Jan 18, 2002	General Ruling/Order 33-902 Exemption from Part 4 of Local Instrument 33-502 Requirements for Sale of Certain Securities
Jan 9, 2002	Commission Regulations adopting Local Instrument 33-503 Permanent Registration System effective January 9, 2002

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