General News 2001

Dec 14, 2001	Notice of Amendments to National Policy 43-201 Mutual Reliance Review System for Prospectuses and Annual Information Forms
Dec 14, 2001	SEDI start-up shifted to January 21, 2002 SEDI implementing order amended
Dec 14, 2001	Amendments to Act and Regulations in force December 15, 2001
Dec 13, 2001	Non-resident Policy Statement 35-601 Registration of Non-Resident Individuals Amended
Dec 12, 2001	General Ruling/Order 34-901 Proficiency Requirements for Salespersons Trading Only in Exchange Options
Nov 30, 2001	CSA Staff Notice 45-301 Implementation of Multilateral Instrument 45-102 Resale of Securities
Nov 27, 2001	OSFI guidelines on the United Nations Suppression of Terrorism Regulations
Nov 27, 2001	National Instrument 21-101 Marketplace Operation, National Instrument 23-101 Trading Rules and Multilateral Instrument 45-102 Resale of Securities adopted by the Commission
Nov 16, 2001	National Registration Database could generate $85 million in benefits over five years
Nov 14, 2001	Suppression of Terrorism Regulations - Revised Monthly Report
Nov 14, 2001	CSA Staff Notice 13-308 Increases to SEDAR Annual Filing Service Charges
Nov 13, 2001	CSA Staff Notice 43-302 Frequently Asked Questions on National Instrument 43-101 Standards of Disclosure for Mineral Projects
Nov 13, 2001	Reorganizing The Financial Services Regulators In Saskatchewan: The Saskatchewan Financial Services Commission
Nov 9, 2001	New Underwriter Registration Exemption
Nov 8, 2001	Non-resident Registrant General Exemption Order Amended
Nov 1, 2001	CSA Staff Notice 71-301 - SEC Proposed Rule:  Mandated Edgar Filing for Foreign Issuers
Oct 26, 2001	SEDI Deadlines Extended CSA News Release - Securities Regulators Provide More Time to Prepare for SEDI CSA Staff Notice 55-202 General Rulings/Orders to Implement SEDI
Oct 24, 2001	Commission delegates to the Director the power to make exemption orders and rulings
Oct 24, 2001	Suppression of Terrorism Update
Oct 22, 2001	CSA Press Release - Canadian securities regulators help in tracking down terrorist money
Oct 12, 2001	Suppression of Terrorism Letter to Registrants New Monthly Reporting Form The United Nations Suppression of Terrorism Regulations
Oct 3, 2001	Commission regulations adopting National Instrument 55-102 System for Electronic Disclosure by Insiders (SEDI) are effective October 29, 2001.
Oct 3, 2001	National Policy 46-201 Escrow for Initial Public Offerings published for comment
Oct 3, 2001	CSA Staff Notice 12-306 Exemptive Relief Applications and Year End
Oct 3, 2001	Amendments to National Instrument 14-101 Definitions published for comment
Oct 2, 2001	System for Electronic Disclosure by Insiders (SEDI) Information Session Overview Brochure Press Release National Instrument Getting Started with SEDI guide
Sept 6, 2001	New On-Line Insider Reporting System Provides Benefits to All Market Participants
Aug 29, 2001	New Chair and Commission Members Appointed
Aug 24, 2001	Registrant Search function added to Registration page
Aug 24, 2001	CSA Notice 13-307 Notice of Amendments to the SEDAR Filer Manual
Aug 10, 2001	General Ruling/Order 33-901 Suitability Requirements
Aug 1, 2001	Staff Notice 33-707 Implementation of Permanent Registration in 2001
July 6, 2001	National Instrument 45-101 Rights Offerings adopted effective July 25, 2001
July 6, 2001	National Instrument 33-102 Regulation of Certain Registrant Activity adopted effective August 1, 2001
June 22, 2001	Reporting Issuer Search function added to Corporate Finance page
June 6, 2001	Commission regulations adopting National Instrument 55-101 and amended National Instruments 81-101 and 81-102 effective June 6, 2001
May 25, 2001	CSA Releases Strategic Plan for 2001-2004
May 25, 2001	CSA Releases Draft Policy on Disclosure Standards Notice National Policy 51-201 Disclosure Standards
Apr 30, 2001	CSA Notice 13-306 Guidance for SEDAR Users
Apr 30, 2001	Update on Financial Planner Proficiency Requirements
Apr 30, 2001	Notice re Permanent Registration
Apr 6, 2001	CSA Notice 33-401 - Canadian Capital Markets Association T + 1 Paper
Mar 31, 2001	Amendments to take-over and issuer bid provisions of The Securities Act, 1988 proclaimed in force
Mar 27, 2001	Bill to amend The Securities Act, 1988 introduced
Mar 21, 2001	New Requirements for Registrants Holding Themselves Out as Financial Planners
Mar 16, 2001	Notice and  Multilateral Instrument 33-108 Permanent Registration published for comment
Mar 16, 2001	Canadian Securities Administrators Discussion Paper 52-401  Financial Reporting In Canada's Capital Markets
Mar 15, 2001	Commission regulations adopting Local Instruments 31,501, 31.502 and 51,501 effective March 15, 2001
Mar 9, 2001	Commission regulations adopting National Instruments 35-101, 41-101, 43-101, 44-101, 44-102 and 44-103 effective March 9, 2001
Mar 2, 2001	CSA Notice 62-301 Implementation of the Zimmerman Amendments Governing the Conduct of Take-over and Issuer Bids
Mar 1, 2001	Securities Commission Issues Investment Warning
Feb 13, 2001	Commission recognizes the MFDA and Makes Local Instruments requiring certain dealers to join an SRO

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