Government of Saskatchewan Western Red Lilies
Financial Services Commission
   Securities Division
2006  |  2005  |   2004  |     2003   |   2002   |   2001   |   2000
 
General News 2005
December 23, 2005 Continuous Disclosure Requirements Repealed from The Securities Act, 1988 and The Securities Regulations
December 23, 2005 Staff Notice 31-702 Registration Proficiency Requirements comes into force on January 1, 2006
December 22, 2005 The Securities Amendments Regulations, 2006 come into force on January 1, 2006
December 22, 2005 Restated NI 43-101 and NI 44-101 come into force on December 30, 2005
December 22, 2005 The Securities Commission (Local Instruments) Amendment Regulations, 2005 (No. 3) come into force on January 1, 2006
December 16, 2005 CSA Notice 44-302 Replacement of NI 44-101 Short Form Prospectus Distributions
December 16, 2005 CSA Staff Notice 52-311 Required Forms of Certificates Under NI 52-109 Certification of Disclosure in Issuers Annual and Interim Filings
December 15, 2005 Decision - MacBain, Neufeld and Smith v. The Investment Dealers Association of Canada
December 12, 2005 CSA Staff Notice 51-316 Continuous Disclosure Review of Smaller Issuers
December 12, 2005 Request for Comment - Amendments to NI 51-102 Continuous Disclosure Obligations

Notice

Appendix A - Summary of Amendments

Appendix B - Amendments to NI 51-102

Appendix C - Amendments to the Forms

Appendix D - Amendments to NI 52-107

Appendix E - Amendments to NI 71-102

Appendix F - Amended Companion Policy 51-102 - black-lined

Appendix G - Amended Companion Policy 71-102 - black-lined

Appendix H - Amended NI 51-102 - black-lined

December 5, 2005 Local Instrument 32-501 Deposit Agents suspended until April 1, 2005
December 2, 2005 CSA Staff Notice 45-305 Frequently Asked Questions Regarding NI 45-106
December 1, 2005 The Securities Amendment Regulations, 2005 come into force
November 25, 2005 General Ruling/Order 45-914 Exemptions for Reinvestment Plans
November 25, 2005 CSA Staff Notice 81-315 Frequently Asked Questions on NI 81-106 Investment Fund Continuous Disclosure
November 25, 2005 Notice and Request for Comment - Amendments to National Instrument 31-101 National Registration System and to National Policy 31-201 National Registration System

Notice

Amendments to NI 31-101

Amendments to NP 31-201

November 25, 2005 Staff Notice 33-712 Surety Bond Not Required for Mutual Fund Dealers that Participate in the MFDA Investor Protection Corporation
November 24, 2005 Temporary cease trade order issued against Gordon Charles Edwards of Portfolio Strategies Corporation
November 22, 2005 The Securities Amendment Act, 2005 introduced
October 21, 2005 General Ruling/Order 45-913 Exemptions for Capital Accumulation Plans
 
October 21, 2005 Notice and Request for Comment - Amendments to NI 45-106 Prospectus and Registration Exemptions and Adoption of Exemptions for Capital Accumulation Plans

Notice

Appendix A - Summary of Comments

Appendix B - Text of local blanket exemption or policy

Appendix C - Amendments to NI 45-106

Appendix D - Notice of Saskatchewan regulation-making powers

October 21, 2005 National Instrument 44-101 Short Form Prospectus Distributions replaced

Notice

new NI 44-101 Short Form Prospectus Distributions

new Form 44-101F1 Short Form Prospectus

Notice of Consequential Amendments

amendments to NI 44-102 Shelf Distributions

amendments to Companion Policy 44-102CP

amendments to NI 44-103 Post-Receipt Pricing

amendments to Companion Policy 44-103CP

amendments to NI 51-101 Standards of Disclosure for Oil and Gas Activities

amendments to Companion Policy 51-101CP

amendments to Form 51-102F2 Annual Information Form

amendments to MI 11-101 Principal Regulator System

October 11, 2005 Amendments to National Instrument 43-101 Standards of Disclosure for Mineral Properties effective December 30, 2005

Press release
Notice
Appendix A - Summary of Changes
Appendix B - List of Commenters
Appendix C - Summary of comments and CSA responses
Amended NI 43-101
Amended Form 43-101F1
Amended Companion Policy 43-101CP

Amendments to NI 51-102 Continuous Disclosure Obligations

October 4, 2005 Employment opportunity - Deputy Director, Enforcement
October 4, 2005 Cease trade order issued against Sweeprite Mfg. Inc. for failure to file continuous disclosure material
September 26, 2005 Local 11-502 Removal of Statutory Exemptions comes into force on September 19, 2005 
September 14, 2005 CSA Staff Notice 45-304 Notice of Local Exemptions Related to NI 45-106 Prospectus and Registration Exemptions
September 14, 2005 NI 45-106 Prospectus and Registration Exemptions comes into force on September 14, 2005 
September 7, 2005 General Ruling Order 21-901 Market Facilitation Activities by Issuers in Their Own Securities 
September 6, 2005 Saskatchewan Local Instrument 32-501 Deposit Agents comes into force on January 1, 2006
September 2, 2005 CSA Staff Notice 62-304 Conditions in Financing Arrangements for Take-over Bids and Issuer Bids
September 2, 2005 Commission regulations adopting MI 11-101 Principal Regulator System to come into force on September 19, 2005
September 2, 2005 Cease trade orders issued against Hartley Colin Paul Simon

Extending Order dated August 31, 2005
Temporary Order dated August 17, 2005

August 26, 2005 CSA Notice 12-309 Impact of MI 11-101 Principal Regulator System of the MRRS for Exemptive Relief Applications
August 26, 2005 MI 11-101 Principal Regulator System Comes Into Force

Notice

Comments and Response

Multilateral Instrument 11-101 Principal Regulator System

Form 11-101F1 Notice of Principal Regulator

Companion Policy 11-101CP

Amended National Policy 12-201 Mutual Reliance Review System for Exemptive Relief Applications

Amended National Policy 43-201 Mutual Reliance Review System for Prospectuses

Amendments to National Instrument 51-101 Standards of Disclosure for Oil and Gas Activities

Amendments to Multilateral Instrument 81-104 Commodity Pools

August 26, 2005 CSA Staff Notice 41-304 Income trusts:  prospectus disclosure of distributable cash

News release
Staff notice

August 26, 2005 GRO 51-909 Waiver of Continuous Disclosure Requirements for Issuers that Have Made Offerings under the Qualified Investor Exemption
August 22, 2005 Revised CSA Staff Notice 55-310 Questions and Answers on SEDI
August 8, 2005 Extending Order
Maitland Capital Ltd.
Al Grossman
Steve Lanys
July 22, 2005 Temporary cease order issued against:

Maitland Capital Ltd.
Al Grossman
Steve Lanys

July 22, 2005 CSA Discussion Paper 23-403 Trade Through Obligations

News Release

Discussion Paper

July 22, 2005 Amendments to Companion Policy 55-102CP System for Electronic Disclosure by Insiders (SEDI)

Notice

Amendments

July 11, 2005 NI 45-106 Prospectus and Registration Exemptions to come into force on September 14, 2005

News Release

Notice of NI 45-106

Appendix A - Names of commenters

Appendix B - Summary of comments and CSA responses

Appendix C - Summary of changes to NI 45-106 and companion policy

Appendix D - Table of Concordance

NI 45-106 Prospectus and Registration Exemptions

Form 45-106F1 Report of Exempt Distributions

Form 45-106F2 Offering Memorandum for Non-Qualifying Issuers

Form 45-106F3 Offering Memorandum for Qualifying Issuers

Form 45-106F4 Risk Acknowledgement

Form 45-106F5 Risk Acknowledgement - Saskatchewan Close Personal Friends and Close Business Associates

Companion Policy to NI 45-106

 

Notice of Consequential Amendments Arising from NI 45-106 Prospectus and Registration Exemptions

Appendix A - List of Commenters

Appendix B - Summary of Comments and Responses

Schedule 1 - Repeal of NI 32-101 Small Securityholder Selling and Purchase Arrangements, 62-101Control Block Distribution Issues, 45-103 Capital Raising Exemptions and 45-105 Trades to Employees, Senior Officers, Directors and Consultants

Schedule 2 - Amendments to NI Instrument 33-105 Underwriting Conflicts

Schedule 3 - Amendments to NI 45-101Rights Offerings

Schedule 4 - Amendments to NI 62-103 The Early Warning System and Related Take-over Bid and Insider Reporting Issues

Schedule 5 - Amendments to MI 45-102 Resale of Securities

Schedule 6 - Amendments to Companion Policy to MI 45-102

Schedule 7 - Amendments Saskatchewan Local Instrument 33-502 Requirements for Sale of Certain Securities

Schedule 8 - Adoption in Saskatchewan of National Instrument 33-105 Underwriting Conflicts

Schedule 9 - Saskatchewan Local Instrument 11-502 Removal of Statutory Exemptions

Table of Concordance - 45-106 Exemptions with Exemptions in The Securities Act, 1988 (Saskatchewan)

June 17, 2005 Changes in the registration branch
June 17, 2005 Corporate governance instruments come into force on June 30, 2005
June 14, 2005 CSA Extends comment period for NI 52-111 Reporting on Internal Control Over Financial Reporting
June 3, 2005 CSA launches Registration Reform Project Website
June 1, 2005

NI 81-106 Investment Fund Continuous Disclosure comes into force on June 1, 2005

June 1, 2005 Local Staff Notice 33-711 Adviser and Deposit Agent Examinations
May 27, 2005 MI 11-101 Principal Regulator System published for comment

Notice

Multilateral Instrument 11-101 Principal Regulator System

Form 11-101F1 Principal Regulator Notice

Companion Policy 11-101CP

Appendix A - Amendments to NP 31-201 National Registration System

Appendix B - Amendments to NP 43-201 Mutual Reliance Review System for Prospectuses

Appendix C - Amendments to NI 51-101 Standards of Disclosure for Oil and Gas Activities

Appendix D - Amendments to MI 81-104 Commodity Pools

May 27, 2005 NI 81-107 Independent Review Committee for Investment Funds published for comment

News Release

Notice

Appendix A - Summary of Comments

Appendix B - Decision Tree

Appendix C - Amendments to NI 81-101 Mutual Fund Prospectus Disclosure

Appendix D - Amendments to NI 81-102 Mutual Funds

Appendix E - Amendments to NI 81-106 Investment Fund Continuous Disclosure

Appendix F - Amendments to NI 13-101 System for Electronic Document Analysis and Retrieval (SEDAR)

Appendix G - Amendments to NI 44-101 Short Form Prospectus Distributions

Appendix H - Amendments to MI 81-104 Commodity Pools

NI 81-107

May 20, 2006 Commission approves MFDA Investor Protection Fund
May 17, 2005 Amendments to MI 52-109 Certification of Disclosure in Issuers' Annual and Interim Filings Come Into Force June 6, 2005
May 9, 2005 CSA Staff Notice 52-309 MI 52-110 Audit Committees Compliance Review
April 29, 2005 CSA Staff Notice 57-303 Frequently asked questions regarding Management CTOs issued as a consequence of a failure to file financial statements
April 15, 2005 CSA corporate governance initiative to be effective June 30, 2005

Notice of National Policy 58-201 Corporate Governance Guidelines and National Instrument 58-101 Disclosure of Corporate Governance Practices

NP 58-201

NI 58-101

Form 58-101F1

Form 58-101F2

Notice of Amendment to Multilateral Instrument 52-110 Audit Committees

Amendments to MI 52-110

Amendments to Companion Policy 52-110CP

April 14, 2005 CSA Staff Notice 23-302 Electronic Audit Trail Initiative (TREATS)
April 14, 2005 Extending order issued in matter of Edouard Yvon Elzear Bonamie, Pat Theriault, Ives business Services Inc., Family Circle 40/40 Option Fund and the World of Synchrotron Fund.
April 4, 2005 Temporary cease trade order issued on March 31, 2005 against:

Edouard Yvon Elzear Bonamie
Pat Theriault
Ives Business Services Inc.
Family Circle 40/40 Option Fund
the World of Synchrotron Performance Fund

News release

Order

April 1, 2005 Commission regulations amended and restated NI 55-101 Insider Reporting Exemptions will come into force on April 30, 2005
April 1, 2005 Amendments to MI 52-109 Certification of Disclosure in Issuers' Annual and Interim Filings

Notice

Appendix A - Sample Annual Certificate

Appendix B - Summary of Comments and Responses

Amendments to MI 52-109

Amendments Companion Policy 52-109CP

March 18, 2005 CSA Staff Notice 81-314 Removal of Foreign Content Restrictions for Registered Plans - Eliminating Indirect Foreign Content Exposure in Certain RSP Funds
March 15, 2005 CSA Communique
March 15, 2005 Notice of hearing - Euston Capital Corporation, George Schwartz et al.
March 11, 2005 National Instrument 81-106 Investment Fund Continuous Disclosure

Notice

Appendix A - Summary of Changes to National Instrument

Appendix B - Summary of Comments and Response

Appendix C - Amendments to NI 81-101 Mutual Fund Prospectus Disclosure

Appendix D - Amendments to NI 81-102 Mutual Funds

Appendix E - Amendments to NI 13-101 SEDAR

Appendix F - Amendments to NI 81-104 Commodity Pool

Appendix G - Amendments to NI 51-102 Continuous Disclosure Requirements

Appendix H - Amendments to NI 52-107 Acceptable Accounting Principles, Auditing Standards and Reporting Currency

Appendix I - Amendments to NI 71-102 Continuous Disclosure and Other Exemptions Relating to Foreign Issuers

National Instrument

Companion Policy

Form

Feb 25, 2005 Notice and Request for Comment - Application for Approval of MFDA Investor Protection Corporation

Notice

Summary of Comments on application for approval published November 2002

Revised Application for Approval

Exhibit A - MFDA IPC Letter Patent

Exhibit B - By-law No. 1 of the MFDA IPC

Exhibit B blacklined to show changes to November 2002 document

Exhibit C - Draft Policy relating to MFDA IPC customer coverage

Exhibit C blacklined to show changes to November 2002 document

Exhibit D - Proposed amended MFDA advertising rule

Exhibit D blacklined to show changes to November 2002 document

Exhibit E - Proposed amended MFDA advertising policy relating to MFDA IPC

Exhibit E blacklined to show changes to November 2002 document

Draft Approval Order

Feb 25, 2005 GRO 35-901 Non-Resident Registrants
Feb 23, 2005 GRO 52-904 Certain Issuers Ceasing to be Reporting Issuers in Reorganizations and Take-Over Bids
Feb 23, 2005 GRO 33-905 Exemption from Certain Provisions of Section 15 of Local Instrument 33-502 Requirements for Sale of Certain Securities
Feb 21, 2005 Teens Take Online Savings & Investing Quiz for the Chance to Win $2,000 Cash Scholarship
Feb 18, 2005 CSA Staff Notice 13-315 Securities Regulatory Authority Closed Dates 2005
Feb 15, 2005 Commission regulations adopting NI 31-101 and amendments to NI 54-101 come into force
Feb 14, 2005 Notice of Amended and Restated National Instrument 55-101 Insider Reporting Exemptions

Notice

Appendix A - Summary of Comments

Appendix B - NI 55-101 blacklined to show changes

Appendix C - Additional Notice Requirements

NI 55-101

Companion Policy 55-101CP

Feb 11, 2005 News Release - CSA Request New Members for Mining Technical Advisory and Monitoring Committee
Feb 11, 2005 CSA Notice 24-301 Responses to Comments Straight Through Processing Discussion Paper

CSA Notice 24-301

CSA News Release

Canadian Capital Markets Association News Release 

Feb 11, 2005 Revised CSA Notice 51-311 - Frequently Asked Questions about NI 51-102 Continuous Disclosure Obligations
Feb 8, 2005 Temporary registration restrictions imposed on Portus Alternative Asset Management Inc.

News Release

Order

Feb 7, 2005 Notice of National Instrument 31-101 National Registration System and National Policy 31-201 National Registration System

Notice

Appendix A - Summary of Comments - NI 31-101

Appendix B - Summary of Comments - NP 31-201

Appendix C - Summary of Changes 

National Instrument 31-101

Form 31-101F1 Election to sue the NRS and Determination of Principal Regulator

Form 31-101F2 Notice of Change

National Policy 31-201National Registration System

Feb 4, 2005 Request for Comment - Multilateral Instrument 52-111 Reporting on Internal Control Over Financial Reporting; and Repeal and Replacement of 52-109 Certification of Disclosure in Issuers' Annual and Interim Filings

Notice and Request for Comment

MI 52-111 Reporting on Internal Control Over Financial Reporting

Companion Policy 52-111CP

MI 52-109 Certification of Disclosure in Issuers' Annual and Interim Filings

Companion Policy 52-109CP

Feb 4, 2005 CSA Staff Notice 12-307 Ceasing to be a Reporting Issuer under the MRRS for Exemptive Relief Applications - revised February 4, 2005
Feb 3, 2005 Local Staff Notice 45-705 Preparation and Audit Requirements for Future Oriented Financial Information Included in MI 45-103 Offering Memoranda
Jan 26, 2005 Commission issues 25 year cease trade order against Kenneth Guy Jorgenson
Jan 21, 2005 CSA Staff Notice 58-302 Implementation of Corporate Governance Policy and Related Disclosure Instrument
Jan 20, 2005 CSA Notice 51-314 Guidance Regarding the Determination of Constant Prices for Bitumen Reserves under NI 51-101
Jan 14, 2005 Executive Compensation Disclosure - Retirement Benefits

News Release

CSA Staff Notice 51-314 

Jan 7, 2005 Request for Comment - Repeal and Replacement of National Instrument 44-101 Short Form Prospectus Requirements

Notice and Request for Comment

New National Instrument 44-101 

New Form 44-101F1  Short Form Prospectus

New Companion Policy to NI 44-101

Notice of Consequential Amendments 

Amendments to NI 44-102 Shelf Distributions

NI 44-102 Shelf Distributions as amended 

Amendments to Companion Policy to NI 44-102

Companion Policy to NI 44-102 as amended

Amendments to NI 44-103 Post-Receipt Pricing

NI 44-103 Post-Receipt Pricing as amended 

Amendments to Companion Policy to NI 44-103

Companion Policy to NI 44-103 as amended

Amendments to National Policy 43-201 Mutual Reliance Review System for Prospectuses and Annual Information Forms

National Policy 43-201 Mutual Reliance Review System for Prospectuses and Annual Information Forms as amended

Amendments to National Instrument 51-101 Standards of Disclosure for Oil and Gas Activities

Amendments to Companion Policy to NI 51-101

Jan 6, 2005 Staff Notice 45-704 Review of Offering Memoranda Filed Under MI 45-103 Capital Raising Exemptions
Jan 5, 2005 GRO 45-902 Labour Sponsored Venture Capital Corporations amended and restated
Jan 3, 2005 Commission Regulations Amending Local Instruments Came Into Force on December 31, 2004

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